Lumbard Investment Counseling

Lumbard & Kellner as of June 30, 2020

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 70 positions in its portfolio as reported in the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Am Govt Ob Fd Cl Y Short Term Fds-taxable (acm) 15.6 $27M 27M 1.00
Vanguard Total Stock Market Etf Closed End Mutual Fund Equity (VTI) 5.2 $9.0M 58k 156.54
Alphabet Inc Cl C Common Stock (GOOG) 5.0 $8.6M 6.1k 1413.66
Invesco Qqq Trust Etf Closed End Mutual Fund Equity (QQQ) 4.4 $7.6M 31k 247.61
Facebook Inc Class A Common Stock (META) 3.5 $6.0M 27k 227.05
Fed Ex Corp Common Stock (FDX) 3.3 $5.8M 41k 140.21
Metlife Common Stock (MET) 2.9 $5.1M 140k 36.52
Lockheed Martin Corp Common Stock (LMT) 2.8 $4.9M 13k 364.92
Kraton Corporation Common Stock 2.6 $4.6M 266k 17.28
Tyson Foods Inc Cl A Common Stock (TSN) 2.5 $4.4M 73k 59.72
D R Horton Common Stock (DHI) 2.5 $4.3M 78k 55.46
At T Common Stock (T) 2.4 $4.2M 138k 30.23
Prudential Financial Common Stock (PRU) 2.4 $4.1M 68k 60.90
Applied Materials Common Stock (AMAT) 2.4 $4.1M 68k 60.45
Goldman Sachs Group Common Stock (GS) 2.3 $4.0M 20k 197.60
Hartford Multifactor Emerging Etf Closed End Mutual Fund Equity (ROAM) 2.1 $3.6M 189k 19.04
Corning Common Stock (GLW) 2.0 $3.4M 132k 25.90
M D C HLDGS Common Stock 1.9 $3.4M 94k 35.70
Franklin Ftse South Korea Etf Closed End Mutual Fund Equity (FLKR) 1.9 $3.3M 166k 20.22
Covetrus Common Stock 1.9 $3.3M 182k 17.89
Franklin Ftse Taiwan Etf Closed End Mutual Fund Equity (FLTW) 1.8 $3.1M 110k 28.38
General Motors Common Stock (GM) 1.8 $3.1M 121k 25.30
Keycorp Common Stock (KEY) 1.7 $2.9M 237k 12.18
Brighthouse Finl Common Stock (BHF) 1.6 $2.8M 100k 27.82
Ford Mtr Co Del Sr 8.500 4/21/23 Corporate Bonds And Notes 1.5 $2.6M 2.5M 1.06
GMS Common Stock (GMS) 1.5 $2.6M 104k 24.59
Ishares Msci Indonesia Etf Closed End Mutual Fund Equity (EIDO) 1.5 $2.6M 142k 18.00
Matthews India Fund Institutional Mutual Funds - Equity 1.4 $2.5M 132k 19.00
Vanguard Total World Stock Index Etf Closed End Mutual Fund Equity (VT) 1.3 $2.3M 31k 74.80
Livent Corp Common Stock 1.3 $2.2M 362k 6.16
Takeda Pharmaceutical Sp A D R Foreign Common Stock (TAK) 1.3 $2.2M 123k 17.93
United Financial 5.750 10/01/24 Corporate Bonds And Notes 1.2 $2.2M 2.0M 1.10
Schein Henry Common Stock (HSIC) 1.2 $2.0M 35k 58.39
Northrop Grumman Corporation Common Stock (NOC) 1.1 $1.9M 6.2k 307.52
Singapore Telecommunicatns A D R Foreign Common Stock (SGAPY) 1.1 $1.9M 107k 17.65
Bank Of Ny Mellon 4.950 12/20/67 Corporate Bonds And Notes 1.1 $1.9M 2.0M 0.95
Us Bank Capital Ix 3.57778 4/15/49 Corporate Bonds And Notes 0.7 $1.1M 1.4M 0.83
Eli Lilly Common Stock (LLY) 0.6 $978k 6.0k 164.23
Jp Morgan Chase Mtn 2.000 4/30/24 Corporate Bonds And Notes 0.5 $950k 926k 1.03
Bank Of Amer Mtn 2.20614 12/01/26 Corporate Bonds And Notes 0.5 $878k 941k 0.93
Mellon Capital Iv 4.08696 12/20/67 Corporate Bonds And Notes 0.5 $819k 900k 0.91
Wachovia Cap Tr Ii 5.50921 3/29/49 Corporate Bonds And Notes 0.4 $775k 781k 0.99
Citigroup Inc 5.950 2/15/68 Corporate Bonds And Notes 0.4 $754k 790k 0.95
Apple Common Stock (AAPL) 0.4 $700k 1.9k 364.58
Ntc Capital Ii 2.4211 4/15/27 Corporate Bonds And Notes 0.4 $640k 723k 0.89
American Express Co 4.900 9/15/67 Corporate Bonds And Notes 0.3 $590k 692k 0.85
Honeywell International Common Stock (HON) 0.3 $480k 3.3k 144.53
Merck Common Stock (MRK) 0.3 $469k 6.1k 77.39
Citigroup Inc 2.25402 8/25/36 Corporate Bonds And Notes 0.2 $410k 570k 0.72
Exxon Mobil Corp Common Stock (XOM) 0.2 $393k 8.8k 44.69
Comcast Corp Class A Common Stock (CMCSA) 0.2 $361k 9.3k 38.96
Microsoft Corp Common Stock (MSFT) 0.2 $356k 1.8k 203.43
Pepsico Common Stock (PEP) 0.2 $349k 2.6k 132.20
Visa Inc Class A Shares Common Stock (V) 0.2 $332k 1.7k 192.91
Check Point Software Tech Foreign Common Stock (CHKP) 0.2 $319k 3.0k 107.55
Philip Morris Intl Common Stock (PM) 0.2 $304k 4.3k 70.14
Citigroup Inc Mtn 3.000 12/15/20 Corporate Bonds And Notes 0.2 $295k 292k 1.01
Nextera Energy Common Stock (NEE) 0.2 $270k 1.1k 240.21
Spdr S P 500 Etf Closed End Mutual Fund Equity (SPY) 0.1 $231k 750.00 308.00
Vanguard 500 Index Admiral Mutual Funds - Equity (VFIAX) 0.1 $221k 772.00 286.27
Kimberly Clark Corp Common Stock (KMB) 0.1 $212k 1.5k 141.33
Johnson Johnson Common Stock (JNJ) 0.1 $210k 1.5k 140.94
Opus Bank 5.500 7/01/26 Corporate Bonds And Notes 0.1 $194k 192k 1.01
Suntrust Capital 1.37539 3/15/28 Corporate Bonds And Notes 0.1 $174k 203k 0.86
Manuf Traders 1.4768 12/28/20 Corporate Bonds And Notes 0.1 $173k 173k 1.00
General Electric Common Stock 0.1 $114k 17k 6.83
Ingram Micro Inc 5.450 12/15/24 Corporate Bonds And Notes 0.1 $91k 90k 1.01
Wells Fargo Mtn 3.500 3/08/22 Corporate Bonds And Notes 0.0 $52k 50k 1.04
Kohls Corporation 4.250 7/17/25 Corporate Bonds And Notes 0.0 $49k 50k 0.98
State Street Corp 1.7405 6/15/37 Corporate Bonds And Notes 0.0 $24k 30k 0.80