Prospect Financial Services
Latest statistics and disclosures from Prospect Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are GOOG, SLG, VCLT, BA, VOO, and represent 28.84% of Prospect Financial Services's stock portfolio.
- Added to shares of these 10 stocks: SLG, FDVV, ORCL, VCLT, XLV, XLK, META, JIVE, NFLX, AMD.
- Started 10 new stock positions in AMD, MRVL, MUB, JIVE, ETHMW, WMT, FDVV, RDVY, IUSV, GLD.
- Reduced shares in these 10 stocks: NVDA, PLTR, SCHD, DIS, PYPL, COST, QQQ, UNH, PFFD, ET.
- Sold out of its positions in ARKQ, DIS, FIW, CIBR, INDY, ETHA, PFE, O, SG, WSO.
- Prospect Financial Services was a net buyer of stock by $787k.
- Prospect Financial Services has $174M in assets under management (AUM), dropping by 0.15%.
- Central Index Key (CIK): 0002012519
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Portfolio Holdings for Prospect Financial Services
Prospect Financial Services holds 104 positions in its portfolio as reported in the December 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Alphabet Cap Stk Cl C (GOOG) | 6.9 | $12M | 39k | 313.80 |
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| Sl Green Realty Corp (SLG) | 6.8 | $12M | +19% | 259k | 45.87 |
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| Vanguard Scottsdale Fds Lg-term Cor Bd (VCLT) | 5.7 | $9.9M | +7% | 130k | 75.85 |
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| Boeing Company (BA) | 5.3 | $9.3M | 43k | 217.12 |
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| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 4.1 | $7.1M | +3% | 11k | 627.11 |
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| Invesco Qqq Tr Unit Ser 1 (QQQ) | 4.1 | $7.1M | -4% | 12k | 614.33 |
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| NVIDIA Corporation (NVDA) | 3.8 | $6.6M | -12% | 35k | 186.50 |
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| Alphabet Cap Stk Cl A (GOOGL) | 3.7 | $6.5M | 21k | 313.00 |
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| Vanguard Scottsdale Fds Int-term Corp (VCIT) | 3.6 | $6.3M | +3% | 75k | 83.75 |
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| Palantir Technologies Cl A (PLTR) | 3.1 | $5.3M | -14% | 30k | 177.75 |
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| Vanguard Index Fds Value Etf (VTV) | 2.9 | $5.0M | -3% | 26k | 190.99 |
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| Apple (AAPL) | 2.8 | $4.9M | -4% | 18k | 271.86 |
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| Vanguard Specialized Funds Div App Etf (VIG) | 2.8 | $4.9M | 22k | 219.78 |
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| Vanguard Index Fds Growth Etf (VUG) | 2.3 | $4.0M | 8.1k | 487.85 |
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| Vornado Rlty Tr Sh Ben Int (VNO) | 1.9 | $3.3M | 99k | 33.28 |
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| Amazon (AMZN) | 1.9 | $3.3M | 14k | 230.82 |
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| Select Sector Spdr Tr State Street Hea (XLV) | 1.9 | $3.3M | +15% | 21k | 154.80 |
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| Ishares Tr MRGSTR MD CP GRW (IMCG) | 1.7 | $3.0M | +2% | 38k | 79.84 |
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| Meta Platforms Cl A (META) | 1.6 | $2.8M | +14% | 4.3k | 660.09 |
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| Energy Transfer Com Ut Ltd Ptn (ET) | 1.6 | $2.8M | -8% | 168k | 16.49 |
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| Tesla Motors (TSLA) | 1.4 | $2.4M | -4% | 5.4k | 449.72 |
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| Spdr Series Trust State Street Spd (SPYM) | 1.2 | $2.1M | -2% | 27k | 80.22 |
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| Exxon Mobil Corporation (XOM) | 1.2 | $2.1M | -2% | 17k | 120.34 |
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| Microsoft Corporation (MSFT) | 1.2 | $2.0M | -5% | 4.2k | 483.62 |
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| Vanguard Whitehall Fds High Div Yld (VYM) | 1.1 | $2.0M | +14% | 14k | 143.52 |
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| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 1.1 | $2.0M | +6% | 61k | 32.62 |
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| Ishares Bitcoin Trust Etf Shs Ben Int (IBIT) | 1.0 | $1.7M | +8% | 34k | 49.65 |
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| Fidelity Covington Trust Msci Hlth Care I (FHLC) | 0.9 | $1.6M | +14% | 22k | 74.28 |
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| Eli Lilly & Co. (LLY) | 0.8 | $1.5M | +6% | 1.4k | 1074.65 |
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| Fidelity Covington Trust High Divid Etf (FDVV) | 0.7 | $1.2M | NEW | 22k | 56.69 |
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| Oracle Corporation (ORCL) | 0.7 | $1.2M | +619% | 6.3k | 194.91 |
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| UnitedHealth (UNH) | 0.7 | $1.2M | -20% | 3.7k | 330.11 |
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| Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.6 | $1.1M | -42% | 40k | 27.43 |
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| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.6 | $1.1M | -7% | 1.6k | 681.99 |
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| Ishares Tr Rus Tp200 Gr Etf (IWY) | 0.6 | $1.0M | 3.8k | 276.91 |
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| Ishares Tr Core S&p Scp Etf (IJR) | 0.6 | $1.0M | -2% | 8.5k | 120.17 |
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| Verizon Communications (VZ) | 0.6 | $1.0M | -11% | 25k | 40.73 |
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| Ishares Tr S&P SML 600 GWT (IJT) | 0.6 | $989k | -2% | 7.0k | 141.17 |
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| Plains All Amern Pipeline L Unit Ltd Partn (PAA) | 0.5 | $918k | -12% | 51k | 17.96 |
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| MercadoLibre (MELI) | 0.5 | $886k | 440.00 | 2014.26 |
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| Ishares Tr Pfd And Incm Sec (PFF) | 0.5 | $851k | -14% | 28k | 30.96 |
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| Broadcom (AVGO) | 0.5 | $814k | +13% | 2.4k | 346.17 |
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| Cava Group Ord (CAVA) | 0.5 | $814k | +21% | 14k | 58.69 |
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| Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) | 0.5 | $794k | +2% | 16k | 50.29 |
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| Crowdstrike Hldgs Cl A (CRWD) | 0.4 | $746k | +4% | 1.6k | 468.76 |
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| Select Sector Spdr Tr State Street Tec (XLK) | 0.4 | $740k | +96% | 5.1k | 143.98 |
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| Goldman Sachs (GS) | 0.4 | $711k | 809.00 | 879.42 |
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| Paypal Holdings (PYPL) | 0.4 | $668k | -36% | 11k | 58.38 |
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| Uber Technologies (UBER) | 0.4 | $636k | 7.8k | 81.71 |
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| Wisdomtree Tr Japn Hedge Eqt (DXJ) | 0.4 | $629k | 4.4k | 144.16 |
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| Ishares Tr Core S&p500 Etf (IVV) | 0.3 | $598k | -7% | 873.00 | 684.94 |
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| Global X Fds Us Pfd Etf (PFFD) | 0.3 | $584k | -34% | 31k | 18.91 |
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| Spdr Series Trust State Street Spd (SPYV) | 0.3 | $583k | 10k | 56.81 |
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| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.3 | $583k | +19% | 1.9k | 303.89 |
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| Capital Group Dividend Value Shs Creation Uni (CGDV) | 0.3 | $564k | +2% | 13k | 43.64 |
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| Ark Etf Tr Innovation Etf (ARKK) | 0.3 | $535k | 7.0k | 76.92 |
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| Kinder Morgan (KMI) | 0.3 | $518k | -2% | 19k | 27.49 |
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| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $496k | -18% | 986.00 | 502.65 |
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| Exchange Traded Concepts Tru Emqq The Emergin (EMQQ) | 0.3 | $495k | -6% | 12k | 40.36 |
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| JPMorgan Chase & Co. (JPM) | 0.3 | $491k | 1.5k | 322.22 |
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| First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) | 0.3 | $491k | -10% | 27k | 18.22 |
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| Ark Etf Tr Genomic Rev Etf (ARKG) | 0.3 | $480k | +18% | 17k | 28.97 |
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| Lowe's Companies (LOW) | 0.3 | $468k | -2% | 1.9k | 241.12 |
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| Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) | 0.3 | $464k | -2% | 5.8k | 79.74 |
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| Strategy Cl A New (MSTR) | 0.3 | $450k | +11% | 3.0k | 151.96 |
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| Ishares Tr Msci India Etf (INDA) | 0.3 | $439k | -24% | 8.1k | 54.05 |
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| BP Sponsored Adr (BP) | 0.2 | $434k | -7% | 13k | 34.73 |
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| Vertiv Holdings Com Cl A (VRT) | 0.2 | $407k | -7% | 2.5k | 162.02 |
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| Wisdomtree Tr India Erngs Fd (EPI) | 0.2 | $402k | 8.7k | 46.29 |
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| Ishares Tr Rus 1000 Grw Etf (IWF) | 0.2 | $366k | +2% | 774.00 | 473.30 |
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| Vanguard Index Fds Small Cp Etf (VB) | 0.2 | $365k | -4% | 1.4k | 257.95 |
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| Rocket Lab Corp (RKLB) | 0.2 | $349k | 5.0k | 69.76 |
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| J P Morgan Exchange Traded F Jpmorgan Intl Vl (JIVE) | 0.2 | $321k | NEW | 4.0k | 80.28 |
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| Netflix (NFLX) | 0.2 | $317k | +981% | 3.4k | 93.76 |
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| Ishares Tr Core Div Grwth (DGRO) | 0.2 | $317k | +26% | 4.6k | 69.42 |
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| Ishares Tr Core Msci Eafe (IEFA) | 0.2 | $315k | 3.5k | 89.46 |
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| At&t (T) | 0.2 | $305k | -8% | 12k | 24.84 |
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| Vanguard Index Fds Sml Cp Grw Etf (VBK) | 0.2 | $301k | 996.00 | 302.11 |
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| Vanguard Index Fds Sm Cp Val Etf (VBR) | 0.2 | $299k | +26% | 1.4k | 211.83 |
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| Advanced Micro Devices (AMD) | 0.2 | $275k | NEW | 1.3k | 214.16 |
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| Southern Company (SO) | 0.2 | $274k | 3.1k | 87.20 |
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| The Alger Etf Trust Ai Enablers Adop (ALAI) | 0.2 | $273k | +10% | 7.6k | 36.11 |
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| Mastercard Incorporated Cl A (MA) | 0.2 | $271k | 475.00 | 570.88 |
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| Ishares Tr Core S&p Us Vlu (IUSV) | 0.2 | $269k | NEW | 2.6k | 102.53 |
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| Costco Wholesale Corporation (COST) | 0.2 | $265k | -59% | 307.00 | 862.13 |
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| McDonald's Corporation (MCD) | 0.1 | $251k | -12% | 821.00 | 305.76 |
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| Chipotle Mexican Grill (CMG) | 0.1 | $249k | -50% | 6.7k | 37.00 |
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| Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM) | 0.1 | $247k | -9% | 976.00 | 252.92 |
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| J P Morgan Exchange Traded F Active Bond Etf (JBND) | 0.1 | $242k | +8% | 4.5k | 54.07 |
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| Visa Com Cl A (V) | 0.1 | $236k | +6% | 672.00 | 350.75 |
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| Cloudflare Cl A Com (NET) | 0.1 | $232k | -2% | 1.2k | 197.15 |
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| Home Depot (HD) | 0.1 | $232k | +7% | 673.00 | 343.93 |
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| First Tr Exchange Traded Risng Divd Achiv (RDVY) | 0.1 | $220k | NEW | 3.2k | 69.47 |
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| Wal-Mart Stores (WMT) | 0.1 | $218k | NEW | 2.0k | 111.42 |
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| Global X Fds Nasdaq 100 Cover (QYLD) | 0.1 | $216k | -20% | 12k | 17.67 |
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| Spdr Gold Tr Gold Shs (GLD) | 0.1 | $216k | NEW | 544.00 | 396.31 |
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| Ishares Tr National Mun Etf (MUB) | 0.1 | $214k | NEW | 2.0k | 107.11 |
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| Nebius Group Shs Class A (NBIS) | 0.1 | $214k | -2% | 2.6k | 83.71 |
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| Vanguard World Mega Grwth Ind (MGK) | 0.1 | $213k | -2% | 517.00 | 412.77 |
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| Abrdn Platinum Etf Trust Physcl Platm Shs (PPLT) | 0.1 | $207k | -26% | 1.1k | 186.43 |
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| Marvell Technology (MRVL) | 0.1 | $205k | NEW | 2.4k | 84.98 |
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| Sinclair Cl A (SBGI) | 0.1 | $191k | -19% | 13k | 15.30 |
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| Dynamix Corp *w Exp 10/25/202 (ETHMW) | 0.0 | $79k | NEW | 39k | 2.05 |
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| Acurx Pharmaceuticals Com New (ACXP) | 0.0 | $49k | 20k | 2.49 |
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Past Filings by Prospect Financial Services
SEC 13F filings are viewable for Prospect Financial Services going back to 2023
- Prospect Financial Services 2025 Q4 filed Feb. 6, 2026
- Prospect Financial Services 2025 Q3 filed Nov. 7, 2025
- Prospect Financial Services 2025 Q2 restated filed Aug. 8, 2025
- Prospect Financial Services 2025 Q2 filed Aug. 5, 2025
- Prospect Financial Services 2025 Q1 filed April 11, 2025
- Prospect Financial Services 2024 Q4 filed Jan. 22, 2025
- Prospect Financial Services 2024 Q3 filed Oct. 15, 2024
- Prospect Financial Services 2024 Q2 filed July 15, 2024
- Prospect Financial Services 2024 Q1 filed April 22, 2024
- Prospect Financial Services 2023 Q4 filed Feb. 20, 2024