Prospect Financial Services
Latest statistics and disclosures from Prospect Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SLG, AAPL, NVDA, GOOG, VCLT, and represent 30.48% of Prospect Financial Services's stock portfolio.
- Added to shares of these 10 stocks: QQQ, CMG, MSFT, VOO, VCLT, BA, AMZN, XLK, VTV, SPY.
- Started 34 new stock positions in SBUX, CALF, SO, FXI, FIW, CGDV, HD, COWZ, FHLC, AMD.
- Reduced shares in these 10 stocks: SLG, BABA, VZ, XOM, VXF, BP, ET, MMM, IGHG, NVDA.
- Sold out of its positions in CTV, IGHG, TLRY, VXF.
- Prospect Financial Services was a net buyer of stock by $22M.
- Prospect Financial Services has $161M in assets under management (AUM), dropping by 24.05%.
- Central Index Key (CIK): 0002012519
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Portfolio Holdings for Prospect Financial Services
Prospect Financial Services holds 105 positions in its portfolio as reported in the September 2024 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Sl Green Realty Corp (SLG) | 11.2 | $18M | -3% | 259k | 69.61 |
|
| Apple (AAPL) | 7.9 | $13M | +3% | 55k | 233.00 |
|
| NVIDIA Corporation (NVDA) | 4.0 | $6.5M | -2% | 53k | 121.44 |
|
| Alphabet Cap Stk Cl C (GOOG) | 3.9 | $6.3M | +2% | 38k | 167.19 |
|
| Vanguard Scottsdale Fds Lg-term Cor Bd (VCLT) | 3.5 | $5.6M | +18% | 69k | 81.23 |
|
| Paypal Holdings (PYPL) | 3.4 | $5.5M | +3% | 71k | 78.03 |
|
| Amazon (AMZN) | 3.3 | $5.4M | +17% | 29k | 186.33 |
|
| Boeing Company (BA) | 3.1 | $5.1M | +19% | 33k | 152.04 |
|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 2.9 | $4.7M | +50% | 9.6k | 488.05 |
|
| Alphabet Cap Stk Cl A (GOOGL) | 2.9 | $4.7M | +9% | 28k | 165.85 |
|
| Vanguard Index Fds Value Etf (VTV) | 2.8 | $4.6M | +17% | 26k | 174.57 |
|
| Vornado Rlty Tr Sh Ben Int (VNO) | 2.8 | $4.5M | +9% | 113k | 39.40 |
|
| Vanguard Specialized Funds Div App Etf (VIG) | 2.7 | $4.4M | 22k | 198.06 |
|
|
| Microsoft Corporation (MSFT) | 2.5 | $4.0M | +48% | 9.4k | 430.30 |
|
| Energy Transfer Com Ut Ltd Ptn (ET) | 2.2 | $3.5M | -7% | 217k | 16.05 |
|
| Exxon Mobil Corporation (XOM) | 2.1 | $3.4M | -10% | 29k | 117.22 |
|
| Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) | 2.1 | $3.3M | +17% | 42k | 79.42 |
|
| Vanguard Scottsdale Fds Int-term Corp (VCIT) | 2.0 | $3.2M | +23% | 39k | 83.75 |
|
| Vanguard Index Fds Growth Etf (VUG) | 2.0 | $3.1M | +7% | 8.2k | 383.92 |
|
| Verizon Communications (VZ) | 1.5 | $2.4M | -18% | 54k | 44.91 |
|
| Meta Platforms Cl A (META) | 1.3 | $2.2M | +41% | 3.8k | 572.49 |
|
| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 1.3 | $2.1M | +95% | 4.1k | 527.69 |
|
| Tesla Motors (TSLA) | 1.2 | $2.0M | 7.5k | 261.63 |
|
|
| Ishares Tr MRGSTR MD CP GRW (IMCG) | 1.0 | $1.7M | +2% | 23k | 72.97 |
|
| Ishares Tr Pfd And Incm Sec (PFF) | 0.9 | $1.5M | +9% | 44k | 33.23 |
|
| Ishares Tr Msci India Etf (INDA) | 0.9 | $1.4M | +19% | 25k | 58.53 |
|
| Eli Lilly & Co. (LLY) | 0.9 | $1.4M | +22% | 1.6k | 885.67 |
|
| Chipotle Mexican Grill (CMG) | 0.9 | $1.4M | NEW | 24k | 57.62 |
|
| Baidu Spon Adr Rep A (BIDU) | 0.8 | $1.3M | 12k | 105.29 |
|
|
| Palantir Technologies Cl A (PLTR) | 0.8 | $1.3M | +11% | 35k | 37.20 |
|
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.8 | $1.3M | +115% | 2.2k | 573.65 |
|
| Plains All Amern Pipeline L Unit Ltd Partn (PAA) | 0.8 | $1.3M | -3% | 72k | 17.37 |
|
| Alibaba Group Hldg Sponsored Ads (BABA) | 0.8 | $1.2M | -32% | 12k | 106.12 |
|
| Select Sector Spdr Tr Sbi Healthcare (XLV) | 0.7 | $1.2M | +28% | 7.7k | 154.03 |
|
| Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.7 | $1.2M | +21% | 14k | 84.53 |
|
| Select Sector Spdr Tr Technology (XLK) | 0.7 | $1.1M | +269% | 4.7k | 225.76 |
|
| Ishares Tr Msci Acwi Etf (ACWI) | 0.6 | $985k | 8.2k | 119.54 |
|
|
| First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) | 0.6 | $903k | -5% | 50k | 18.10 |
|
| Ishares Tr Core S&p Scp Etf (IJR) | 0.6 | $899k | -3% | 7.7k | 116.96 |
|
| Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) | 0.5 | $861k | 17k | 51.12 |
|
|
| American Tower Reit (AMT) | 0.5 | $783k | +6% | 3.4k | 232.56 |
|
| BP Sponsored Adr (BP) | 0.5 | $771k | -25% | 25k | 31.39 |
|
| Uber Technologies (UBER) | 0.5 | $745k | 9.9k | 75.16 |
|
|
| Walt Disney Company (DIS) | 0.4 | $667k | +12% | 6.9k | 96.20 |
|
| Costco Wholesale Corporation (COST) | 0.4 | $664k | +32% | 749.00 | 886.27 |
|
| Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM) | 0.4 | $623k | NEW | 3.1k | 200.85 |
|
| Acurx Pharmaceuticals (ACXP) | 0.3 | $561k | +6% | 295k | 1.90 |
|
| Crowdstrike Hldgs Cl A (CRWD) | 0.3 | $554k | +22% | 2.0k | 280.46 |
|
| Pfizer (PFE) | 0.3 | $547k | +18% | 19k | 28.94 |
|
| Kinder Morgan (KMI) | 0.3 | $528k | -10% | 24k | 22.09 |
|
| Broadcom (AVGO) | 0.3 | $525k | NEW | 3.0k | 172.48 |
|
| Fidelity Covington Trust Msci Hlth Care I (FHLC) | 0.3 | $521k | NEW | 7.2k | 72.80 |
|
| Pacer Fds Tr Us Cash Cows 100 (COWZ) | 0.3 | $491k | NEW | 8.5k | 57.83 |
|
| At&t (T) | 0.3 | $483k | -22% | 22k | 22.00 |
|
| Ishares Tr S&P SML 600 GWT (IJT) | 0.3 | $468k | +11% | 3.4k | 139.48 |
|
| Lowe's Companies (LOW) | 0.3 | $460k | 1.7k | 270.86 |
|
|
| JPMorgan Chase & Co. (JPM) | 0.3 | $433k | -7% | 2.1k | 210.88 |
|
| Wisdomtree Tr India Erngs Fd (EPI) | 0.3 | $431k | NEW | 8.5k | 50.46 |
|
| Vanguard Index Fds Sml Cp Grw Etf (VBK) | 0.3 | $426k | +15% | 1.6k | 267.34 |
|
| Sinclair Cl A (SBGI) | 0.3 | $421k | 28k | 15.30 |
|
|
| Wisdomtree Tr Japn Hedge Eqt (DXJ) | 0.3 | $417k | NEW | 3.9k | 106.00 |
|
| Netflix (NFLX) | 0.3 | $415k | +69% | 585.00 | 709.27 |
|
| Pacer Fds Tr Pacer Us Small (CALF) | 0.3 | $408k | NEW | 8.8k | 46.52 |
|
| MercadoLibre (MELI) | 0.2 | $402k | NEW | 196.00 | 2051.97 |
|
| Global X Fds Nasdaq 100 Cover (QYLD) | 0.2 | $389k | +16% | 22k | 18.04 |
|
| McDonald's Corporation (MCD) | 0.2 | $386k | 1.3k | 304.40 |
|
|
| Ark Etf Tr Innovation Etf (ARKK) | 0.2 | $381k | -14% | 8.0k | 47.53 |
|
| 3M Company (MMM) | 0.2 | $361k | -37% | 2.6k | 136.70 |
|
| Visa Com Cl A (V) | 0.2 | $357k | NEW | 1.3k | 274.93 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Laddered (BUFR) | 0.2 | $354k | NEW | 12k | 29.89 |
|
| Mastercard Incorporated Cl A (MA) | 0.2 | $349k | NEW | 707.00 | 493.80 |
|
| Chevron Corporation (CVX) | 0.2 | $332k | -8% | 2.3k | 147.29 |
|
| Exchange Traded Concepts Tru Emqq The Emergin (EMQQ) | 0.2 | $331k | +7% | 8.4k | 39.21 |
|
| Ark Etf Tr Genomic Rev Etf (ARKG) | 0.2 | $317k | -12% | 12k | 25.60 |
|
| Ishares Tr Rus 1000 Grw Etf (IWF) | 0.2 | $306k | 816.00 | 375.38 |
|
|
| Palantir Technologies Call Call Option (Principal) | 0.2 | $304k | NEW | 147.00 | 2067.89 |
|
| First Tr Exchange-traded Wtr Etf (FIW) | 0.2 | $292k | NEW | 2.7k | 109.33 |
|
| Shopify Cl A (SHOP) | 0.2 | $288k | NEW | 3.6k | 80.14 |
|
| Wal-Mart Stores (WMT) | 0.2 | $285k | NEW | 3.5k | 80.76 |
|
| Abbvie (ABBV) | 0.2 | $284k | NEW | 1.4k | 197.51 |
|
| Watsco, Incorporated (WSO) | 0.2 | $280k | +3% | 570.00 | 491.88 |
|
| Starbucks Corporation (SBUX) | 0.2 | $278k | NEW | 2.8k | 97.50 |
|
| Intel Corporation (INTC) | 0.2 | $277k | NEW | 12k | 23.46 |
|
| First Tr Exchange-traded Managd Mun Etf (FMB) | 0.2 | $270k | +22% | 5.2k | 51.96 |
|
| Jd.com Spon Ads Cl A (JD) | 0.2 | $269k | NEW | 6.7k | 40.00 |
|
| Home Depot (HD) | 0.2 | $265k | NEW | 653.00 | 405.23 |
|
| Vertiv Holdings Com Cl A (VRT) | 0.2 | $256k | NEW | 2.6k | 99.49 |
|
| Realty Income (O) | 0.2 | $255k | NEW | 4.0k | 63.42 |
|
| Capital Group Dividend Value Shs Creation Uni (CGDV) | 0.2 | $248k | NEW | 6.8k | 36.44 |
|
| Spdr Ser Tr S&p Biotech (XBI) | 0.2 | $242k | -9% | 2.5k | 98.80 |
|
| UnitedHealth (UNH) | 0.1 | $237k | NEW | 406.00 | 584.75 |
|
| Advanced Micro Devices (AMD) | 0.1 | $234k | NEW | 1.4k | 164.08 |
|
| Lockheed Martin Corporation (LMT) | 0.1 | $234k | NEW | 400.00 | 584.56 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Laddered (BUFQ) | 0.1 | $223k | NEW | 7.4k | 30.35 |
|
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.1 | $223k | NEW | 485.00 | 460.26 |
|
| Coupang Cl A (CPNG) | 0.1 | $221k | -6% | 9.0k | 24.55 |
|
| Southern Company (SO) | 0.1 | $213k | NEW | 2.4k | 90.18 |
|
| Ishares Tr China Lg-cap Etf (FXI) | 0.1 | $213k | NEW | 6.7k | 31.78 |
|
| Ishares Tr Core Msci Eafe (IEFA) | 0.1 | $211k | NEW | 2.7k | 78.05 |
|
| Super Micro Computer (SMCI) | 0.1 | $208k | NEW | 499.00 | 416.40 |
|
| Novo-nordisk A S Adr (NVO) | 0.1 | $203k | -10% | 1.7k | 119.07 |
|
| Ionq Inc Pipe (IONQ) | 0.1 | $87k | 10k | 8.74 |
|
|
| Grab Holdings Class A Ord (GRAB) | 0.0 | $57k | 15k | 3.80 |
|
|
| Cipher Mining (CIFR) | 0.0 | $47k | NEW | 12k | 3.87 |
|
| Amarin Corp Spons Adr New (AMRN) | 0.0 | $25k | -33% | 40k | 0.63 |
|
Past Filings by Prospect Financial Services
SEC 13F filings are viewable for Prospect Financial Services going back to 2023
- Prospect Financial Services 2024 Q3 filed Oct. 15, 2024
- Prospect Financial Services 2024 Q2 filed July 15, 2024
- Prospect Financial Services 2024 Q1 filed April 22, 2024
- Prospect Financial Services 2023 Q4 filed Feb. 20, 2024