Prospect Financial Services
Latest statistics and disclosures from Prospect Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SLG, GOOG, VCLT, BA, NVDA, and represent 27.96% of Prospect Financial Services's stock portfolio.
- Added to shares of these 10 stocks: IBIT, UNH, VYM, CAVA, MSTR, VOO, VCIT, NBIS, ALAI, ORCL.
- Started 13 new stock positions in RKLB, ETHA, PPLT, NBIS, ARKQ, ACXP, VBR, O, INDY, ALAI. ORCL, MGK, DGRO.
- Reduced shares in these 10 stocks: BIDU, PYPL, INDA, XLV, BUFR, FPE, FXI, BABA, NVDA, META.
- Sold out of its positions in Acurx Pharmaceuticals, BABA, BIDU, CVX, RDVI, BUFR, BUFQ, FXI, MMM.
- Prospect Financial Services was a net buyer of stock by $1.9M.
- Prospect Financial Services has $174M in assets under management (AUM), dropping by 8.39%.
- Central Index Key (CIK): 0002012519
Tip: Access up to 7 years of quarterly data
Positions held by Prospect Financial Services consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for Prospect Financial Services
Prospect Financial Services holds 104 positions in its portfolio as reported in the September 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Sl Green Realty Corp (SLG) | 7.4 | $13M | 216k | 59.81 |
|
|
| Alphabet Cap Stk Cl C (GOOG) | 5.5 | $9.5M | 39k | 243.55 |
|
|
| Vanguard Scottsdale Fds Lg-term Cor Bd (VCLT) | 5.4 | $9.4M | 121k | 77.65 |
|
|
| Boeing Company (BA) | 5.3 | $9.2M | 43k | 215.83 |
|
|
| NVIDIA Corporation (NVDA) | 4.3 | $7.5M | -3% | 40k | 186.58 |
|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 4.2 | $7.2M | +2% | 12k | 600.39 |
|
| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 3.9 | $6.7M | +5% | 11k | 612.36 |
|
| Palantir Technologies Cl A (PLTR) | 3.7 | $6.4M | 35k | 182.42 |
|
|
| Vanguard Scottsdale Fds Int-term Corp (VCIT) | 3.5 | $6.1M | +5% | 73k | 84.11 |
|
| Alphabet Cap Stk Cl A (GOOGL) | 2.9 | $5.1M | 21k | 243.10 |
|
|
| Vanguard Index Fds Value Etf (VTV) | 2.9 | $5.1M | 27k | 186.49 |
|
|
| Apple (AAPL) | 2.8 | $4.8M | -4% | 19k | 254.63 |
|
| Vanguard Specialized Funds Div App Etf (VIG) | 2.8 | $4.8M | 22k | 215.79 |
|
|
| Vornado Rlty Tr Sh Ben Int (VNO) | 2.3 | $4.1M | 100k | 40.53 |
|
|
| Vanguard Index Fds Growth Etf (VUG) | 2.3 | $3.9M | 8.2k | 479.59 |
|
|
| Energy Transfer Com Ut Ltd Ptn (ET) | 1.8 | $3.1M | 184k | 17.16 |
|
|
| Amazon (AMZN) | 1.8 | $3.1M | 14k | 219.57 |
|
|
| Ishares Tr MRGSTR MD CP GRW (IMCG) | 1.7 | $3.0M | +7% | 37k | 82.73 |
|
| Meta Platforms Cl A (META) | 1.6 | $2.8M | -8% | 3.8k | 734.35 |
|
| Select Sector Spdr Tr Sbi Healthcare (XLV) | 1.5 | $2.5M | -11% | 18k | 139.17 |
|
| Tesla Motors (TSLA) | 1.4 | $2.5M | 5.7k | 444.72 |
|
|
| Microsoft Corporation (MSFT) | 1.3 | $2.3M | +3% | 4.5k | 517.92 |
|
| Spdr Series Trust Portfolio S&p500 (SPLG) | 1.2 | $2.1M | +2% | 27k | 78.34 |
|
| Ishares Bitcoin Trust Etf Shs Ben Int (IBIT) | 1.2 | $2.0M | +293% | 31k | 65.00 |
|
| Exxon Mobil Corporation (XOM) | 1.2 | $2.0M | 18k | 112.75 |
|
|
| Schwab Strategic Tr Us Dividend Eq (SCHD) | 1.1 | $1.9M | 71k | 27.30 |
|
|
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 1.0 | $1.8M | +11% | 57k | 31.91 |
|
| Vanguard Whitehall Fds High Div Yld (VYM) | 1.0 | $1.7M | +44% | 12k | 140.95 |
|
| UnitedHealth (UNH) | 0.9 | $1.6M | +518% | 4.7k | 345.32 |
|
| Fidelity Covington Trust Msci Hlth Care I (FHLC) | 0.7 | $1.3M | -6% | 19k | 66.87 |
|
| Verizon Communications (VZ) | 0.7 | $1.2M | -3% | 28k | 43.95 |
|
| Paypal Holdings (PYPL) | 0.7 | $1.2M | -48% | 18k | 67.06 |
|
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.6 | $1.1M | 1.7k | 666.01 |
|
|
| Ishares Tr Rus Tp200 Gr Etf (IWY) | 0.6 | $1.0M | -5% | 3.8k | 273.65 |
|
| Ishares Tr Core S&p Scp Etf (IJR) | 0.6 | $1.0M | +4% | 8.7k | 118.83 |
|
| Ishares Tr Pfd And Incm Sec (PFF) | 0.6 | $1.0M | -6% | 32k | 31.62 |
|
| MercadoLibre (MELI) | 0.6 | $1.0M | +5% | 435.00 | 2336.94 |
|
| Ishares Tr S&P SML 600 GWT (IJT) | 0.6 | $1.0M | +18% | 7.1k | 141.50 |
|
| Plains All Amern Pipeline L Unit Ltd Partn (PAA) | 0.6 | $1.0M | 59k | 17.06 |
|
|
| Eli Lilly & Co. (LLY) | 0.6 | $970k | -19% | 1.3k | 762.87 |
|
| Global X Fds Us Pfd Etf (PFFD) | 0.5 | $918k | -15% | 47k | 19.43 |
|
| Strategy Cl A New (MSTR) | 0.5 | $856k | +76% | 2.7k | 322.21 |
|
| Uber Technologies (UBER) | 0.4 | $772k | -2% | 7.9k | 97.97 |
|
| Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) | 0.4 | $769k | 15k | 50.07 |
|
|
| Crowdstrike Hldgs Cl A (CRWD) | 0.4 | $745k | 1.5k | 490.38 |
|
|
| Select Sector Spdr Tr Technology (XLK) | 0.4 | $738k | +14% | 2.6k | 281.87 |
|
| Costco Wholesale Corporation (COST) | 0.4 | $696k | -9% | 752.00 | 925.48 |
|
| Cava Group Ord (CAVA) | 0.4 | $690k | +116% | 11k | 60.41 |
|
| Broadcom (AVGO) | 0.4 | $684k | +26% | 2.1k | 329.97 |
|
| Goldman Sachs (GS) | 0.4 | $645k | 809.00 | 796.64 |
|
|
| Ishares Tr Core S&p500 Etf (IVV) | 0.4 | $633k | 945.00 | 669.30 |
|
|
| Exchange Traded Concepts Tru Emqq The Emergin (EMQQ) | 0.3 | $607k | +15% | 13k | 46.44 |
|
| Ark Etf Tr Innovation Etf (ARKK) | 0.3 | $605k | 7.0k | 86.30 |
|
|
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $605k | +30% | 1.2k | 502.74 |
|
| Spdr Series Trust Prtflo S&p500 Vl (SPYV) | 0.3 | $566k | +10% | 10k | 55.33 |
|
| Ishares Tr Msci India Etf (INDA) | 0.3 | $562k | -49% | 11k | 52.06 |
|
| Wisdomtree Tr Japn Hedge Eqt (DXJ) | 0.3 | $559k | 4.4k | 128.03 |
|
|
| First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) | 0.3 | $548k | -35% | 30k | 18.24 |
|
| Kinder Morgan (KMI) | 0.3 | $545k | 19k | 28.31 |
|
|
| Chipotle Mexican Grill (CMG) | 0.3 | $531k | -30% | 14k | 39.19 |
|
| Capital Group Dividend Value Shs Creation Uni (CGDV) | 0.3 | $530k | +3% | 13k | 42.03 |
|
| Lowe's Companies (LOW) | 0.3 | $498k | 2.0k | 251.32 |
|
|
| Walt Disney Company (DIS) | 0.3 | $489k | -2% | 4.3k | 114.50 |
|
| JPMorgan Chase & Co. (JPM) | 0.3 | $488k | +3% | 1.5k | 315.52 |
|
| Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) | 0.3 | $478k | +3% | 6.0k | 79.94 |
|
| BP Sponsored Adr (BP) | 0.3 | $463k | -2% | 13k | 34.46 |
|
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.3 | $447k | +33% | 1.6k | 279.29 |
|
| Vertiv Holdings Com Cl A (VRT) | 0.2 | $410k | -3% | 2.7k | 150.87 |
|
| Ark Etf Tr Genomic Rev Etf (ARKG) | 0.2 | $386k | +4% | 14k | 27.77 |
|
| Wisdomtree Tr India Erngs Fd (EPI) | 0.2 | $385k | 8.7k | 44.20 |
|
|
| At&t (T) | 0.2 | $377k | 13k | 28.24 |
|
|
| Netflix (NFLX) | 0.2 | $375k | +4% | 313.00 | 1198.92 |
|
| Vanguard Index Fds Small Cp Etf (VB) | 0.2 | $375k | +33% | 1.5k | 254.28 |
|
| Ishares Tr Rus 1000 Grw Etf (IWF) | 0.2 | $353k | 754.00 | 468.41 |
|
|
| Ishares Tr Core Msci Eafe (IEFA) | 0.2 | $309k | -3% | 3.5k | 87.31 |
|
| Southern Company (SO) | 0.2 | $298k | 3.1k | 94.77 |
|
|
| Vanguard Index Fds Sml Cp Grw Etf (VBK) | 0.2 | $296k | -43% | 996.00 | 297.62 |
|
| Nebius Group Shs Class A (NBIS) | 0.2 | $293k | NEW | 2.6k | 112.27 |
|
| McDonald's Corporation (MCD) | 0.2 | $284k | +2% | 933.00 | 303.94 |
|
| Mastercard Incorporated Cl A (MA) | 0.2 | $270k | +5% | 474.00 | 568.81 |
|
| Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM) | 0.2 | $267k | 1.1k | 247.12 |
|
|
| Global X Fds Nasdaq 100 Cover (QYLD) | 0.1 | $260k | -19% | 15k | 17.01 |
|
| Cloudflare Cl A Com (NET) | 0.1 | $259k | +6% | 1.2k | 214.59 |
|
| The Alger Etf Trust Ai Enablers Adop (ALAI) | 0.1 | $257k | NEW | 6.8k | 37.50 |
|
| Home Depot (HD) | 0.1 | $254k | -10% | 627.00 | 404.90 |
|
| Oracle Corporation (ORCL) | 0.1 | $247k | NEW | 876.00 | 281.37 |
|
| Ishares Tr Core Div Grwth (DGRO) | 0.1 | $246k | NEW | 3.6k | 68.08 |
|
| Rocket Lab Corp (RKLB) | 0.1 | $240k | NEW | 5.0k | 47.91 |
|
| Sinclair Cl A (SBGI) | 0.1 | $234k | -11% | 16k | 15.10 |
|
| Vanguard Index Fds Sm Cp Val Etf (VBR) | 0.1 | $233k | NEW | 1.1k | 208.71 |
|
| Ishares Ethereum Tr SHS (ETHA) | 0.1 | $225k | NEW | 7.1k | 31.51 |
|
| J P Morgan Exchange Traded F Active Bond Etf (JBND) | 0.1 | $224k | 4.1k | 54.16 |
|
|
| Watsco, Incorporated (WSO) | 0.1 | $222k | 550.00 | 404.30 |
|
|
| Ishares Tr India 50 Etf (INDY) | 0.1 | $219k | NEW | 4.3k | 50.90 |
|
| Abrdn Platinum Etf Trust Physcl Platm Shs (PPLT) | 0.1 | $216k | NEW | 1.5k | 142.88 |
|
| Visa Com Cl A (V) | 0.1 | $216k | 632.00 | 341.15 |
|
|
| Vanguard World Mega Grwth Ind (MGK) | 0.1 | $214k | NEW | 532.00 | 402.42 |
|
| Realty Income (O) | 0.1 | $212k | NEW | 3.5k | 60.79 |
|
| Ark Etf Tr Autnmus Technlgy (ARKQ) | 0.1 | $212k | NEW | 1.9k | 111.56 |
|
| First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) | 0.1 | $210k | -5% | 2.8k | 76.01 |
|
| Pfizer (PFE) | 0.1 | $207k | -10% | 8.1k | 25.48 |
|
| First Tr Exchange-traded Wtr Etf (FIW) | 0.1 | $202k | -14% | 1.8k | 112.36 |
|
| Sweetgreen Com Cl A (SG) | 0.1 | $142k | +51% | 18k | 7.98 |
|
| Acurx Pharmaceuticals Com New (ACXP) | 0.0 | $85k | NEW | 20k | 4.29 |
|
Past Filings by Prospect Financial Services
SEC 13F filings are viewable for Prospect Financial Services going back to 2023
- Prospect Financial Services 2025 Q3 filed Nov. 7, 2025
- Prospect Financial Services 2025 Q2 restated filed Aug. 8, 2025
- Prospect Financial Services 2025 Q2 filed Aug. 5, 2025
- Prospect Financial Services 2025 Q1 filed April 11, 2025
- Prospect Financial Services 2024 Q4 filed Jan. 22, 2025
- Prospect Financial Services 2024 Q3 filed Oct. 15, 2024
- Prospect Financial Services 2024 Q2 filed July 15, 2024
- Prospect Financial Services 2024 Q1 filed April 22, 2024
- Prospect Financial Services 2023 Q4 filed Feb. 20, 2024