Prospect Financial Services
Latest statistics and disclosures from Prospect Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are GOOG, VCLT, SLG, BA, VOO, and represent 27.26% of Prospect Financial Services's stock portfolio.
- Added to shares of these 10 stocks: ORCL, VOO, VYM, NFLX, SCHG, PLTR, IUSV, CAVA, CVX, PWR.
- Started 5 new stock positions in XBI, CVX, MSGS, PWR, PFE.
- Reduced shares in these 10 stocks: GOOG, VNO, UNH, XLV, VIG, VCLT, SLG, PFF, RDVY, GOOGL.
- Sold out of its positions in PPLT, RDVY, SBGI, MGK, ETHMW.
- Prospect Financial Services was a net seller of stock by $-251k.
- Prospect Financial Services has $164M in assets under management (AUM), dropping by -5.93%.
- Central Index Key (CIK): 0002012519
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Portfolio Holdings for Prospect Financial Services
Prospect Financial Services holds 104 positions in its portfolio as reported in the March 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Alphabet Cap Stk Cl C (GOOG) | 6.0 | $9.9M | -10% | 34k | 286.86 |
|
| Vanguard Scottsdale Fds Lg-term Cor Bd (VCLT) | 5.8 | $9.5M | -2% | 127k | 74.72 |
|
| Sl Green Realty Corp (SLG) | 5.7 | $9.3M | -2% | 252k | 36.94 |
|
| Boeing Company (BA) | 5.2 | $8.5M | 43k | 199.03 |
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| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 4.6 | $7.5M | +11% | 13k | 597.56 |
|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 4.0 | $6.6M | 11k | 577.18 |
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| NVIDIA Corporation (NVDA) | 3.7 | $6.1M | 35k | 174.40 |
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| Vanguard Scottsdale Fds Int-term Corp (VCIT) | 3.7 | $6.0M | -3% | 73k | 82.75 |
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| Alphabet Cap Stk Cl A (GOOGL) | 3.5 | $5.7M | -3% | 20k | 287.56 |
|
| Vanguard Index Fds Value Etf (VTV) | 3.1 | $5.1M | 26k | 196.20 |
|
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| Palantir Technologies Cl A (PLTR) | 2.9 | $4.7M | +7% | 32k | 146.28 |
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| Apple (AAPL) | 2.8 | $4.6M | 18k | 253.79 |
|
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| Vanguard Specialized Funds Div App Etf (VIG) | 2.7 | $4.5M | -6% | 21k | 215.06 |
|
| Vanguard Index Fds Growth Etf (VUG) | 2.1 | $3.5M | 8.0k | 436.82 |
|
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| Energy Transfer Com Ut Ltd Ptn (ET) | 1.9 | $3.2M | 165k | 19.30 |
|
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| Ishares Tr MRGSTR MD CP GRW (IMCG) | 1.8 | $3.0M | 38k | 78.77 |
|
|
| Amazon (AMZN) | 1.8 | $2.9M | -2% | 14k | 208.27 |
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| Exxon Mobil Corporation (XOM) | 1.7 | $2.8M | -3% | 17k | 169.66 |
|
| Select Sector Spdr Tr State Street Hea (XLV) | 1.7 | $2.7M | -11% | 19k | 146.61 |
|
| Vanguard Whitehall Fds High Div Yld (VYM) | 1.6 | $2.7M | +29% | 18k | 148.10 |
|
| Oracle Corporation (ORCL) | 1.5 | $2.4M | +156% | 16k | 147.11 |
|
| Meta Platforms Cl A (META) | 1.4 | $2.3M | -5% | 4.1k | 572.15 |
|
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 1.3 | $2.1M | +18% | 72k | 29.13 |
|
| Tesla Motors (TSLA) | 1.3 | $2.1M | +3% | 5.6k | 371.75 |
|
| Spdr Series Trust State Street Spd (SPYM) | 1.2 | $2.0M | 27k | 76.54 |
|
|
| Vornado Rlty Tr Sh Ben Int (VNO) | 1.1 | $1.8M | -28% | 70k | 25.99 |
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| Microsoft Corporation (MSFT) | 1.0 | $1.6M | +5% | 4.4k | 370.21 |
|
| Cava Group Ord (CAVA) | 0.8 | $1.4M | +24% | 17k | 80.90 |
|
| Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.8 | $1.4M | +12% | 45k | 30.68 |
|
| Fidelity Covington Trust Msci Hlth Care I (FHLC) | 0.8 | $1.3M | -13% | 19k | 70.36 |
|
| Ishares Bitcoin Trust Etf Shs Ben Int (IBIT) | 0.8 | $1.3M | 34k | 38.42 |
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|
| Eli Lilly & Co. (LLY) | 0.8 | $1.3M | +2% | 1.4k | 919.88 |
|
| Fidelity Covington Trust High Divid Etf (FDVV) | 0.7 | $1.2M | 22k | 55.24 |
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|
| Plains All Amern Pipeline L Unit Ltd Partn (PAA) | 0.7 | $1.1M | 51k | 22.33 |
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| Verizon Communications (VZ) | 0.7 | $1.1M | -9% | 22k | 50.20 |
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| Ishares Tr Core S&p Scp Etf (IJR) | 0.6 | $990k | -5% | 8.0k | 124.31 |
|
| State Str Spdr S&p 500 Etf T Tr Unit (SPY) | 0.6 | $963k | -5% | 1.5k | 650.26 |
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| Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) | 0.6 | $946k | +20% | 19k | 49.89 |
|
| Netflix (NFLX) | 0.6 | $906k | +178% | 9.4k | 96.15 |
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| Ishares Tr S&P SML 600 GWT (IJT) | 0.5 | $872k | -13% | 6.0k | 144.71 |
|
| Ishares Tr Rus Tp200 Gr Etf (IWY) | 0.5 | $798k | -14% | 3.2k | 248.84 |
|
| Broadcom (AVGO) | 0.5 | $771k | +5% | 2.5k | 309.51 |
|
| MercadoLibre (MELI) | 0.5 | $769k | 445.00 | 1729.02 |
|
|
| Wisdomtree Tr Japn Hedge Eqt (DXJ) | 0.5 | $759k | +9% | 4.8k | 158.58 |
|
| Taiwan Semiconductor Manufac Sponsored Ads (TSM) | 0.4 | $688k | +5% | 2.0k | 337.99 |
|
| Goldman Sachs (GS) | 0.4 | $685k | 810.00 | 845.47 |
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| Select Sector Spdr Tr State Street Tec (XLK) | 0.4 | $655k | -4% | 4.9k | 132.91 |
|
| Kinder Morgan (KMI) | 0.4 | $632k | 19k | 33.53 |
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| Spdr Series Trust State Street Spd (SPYV) | 0.4 | $603k | +3% | 11k | 56.58 |
|
| Crowdstrike Hldgs Cl A (CRWD) | 0.4 | $603k | -2% | 1.5k | 390.41 |
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| Ishares Tr Pfd And Incm Sec (PFF) | 0.4 | $602k | -27% | 20k | 30.32 |
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| BP Sponsored Adr (BP) | 0.4 | $588k | 13k | 47.00 |
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| Ishares Tr Core S&p500 Etf (IVV) | 0.3 | $562k | 860.00 | 653.21 |
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| Vertiv Holdings Com Cl A (VRT) | 0.3 | $561k | -10% | 2.2k | 250.60 |
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| Uber Technologies (UBER) | 0.3 | $555k | 7.7k | 71.93 |
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| Capital Group Dividend Value Shs Creation Uni (CGDV) | 0.3 | $554k | 13k | 42.54 |
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| Ishares Tr Core S&p Us Vlu (IUSV) | 0.3 | $550k | +104% | 5.4k | 102.26 |
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| Ishares Tr Core Div Grwth (DGRO) | 0.3 | $533k | +66% | 7.6k | 70.18 |
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| UnitedHealth (UNH) | 0.3 | $509k | -49% | 1.9k | 270.66 |
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| Ark Etf Tr Innovation Etf (ARKK) | 0.3 | $496k | +5% | 7.3k | 67.59 |
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| Lowe's Companies (LOW) | 0.3 | $459k | 1.9k | 236.29 |
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| JPMorgan Chase & Co. (JPM) | 0.3 | $456k | 1.6k | 294.08 |
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| Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) | 0.3 | $446k | -3% | 5.6k | 79.27 |
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| Paypal Holdings (PYPL) | 0.3 | $443k | -14% | 9.8k | 45.23 |
|
| Vanguard Index Fds Sm Cp Val Etf (VBR) | 0.3 | $442k | +44% | 2.0k | 217.28 |
|
| Exchange Traded Concepts Tru Emqq The Emergin (EMQQ) | 0.3 | $438k | +8% | 13k | 33.08 |
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| Ark Etf Tr Genomic Rev Etf (ARKG) | 0.3 | $437k | 17k | 26.42 |
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| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $433k | -8% | 903.00 | 479.20 |
|
| First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) | 0.3 | $432k | -9% | 24k | 17.75 |
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| Global X Fds Us Pfd Etf (PFFD) | 0.3 | $410k | -27% | 22k | 18.40 |
|
| Vanguard Index Fds Small Cp Etf (VB) | 0.2 | $387k | +4% | 1.5k | 261.92 |
|
| J P Morgan Exchange Traded F Jpmorgan Intl Vl (JIVE) | 0.2 | $384k | +12% | 4.5k | 85.64 |
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| Wisdomtree Tr India Erngs Fd (EPI) | 0.2 | $354k | 8.7k | 40.80 |
|
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| Ishares Tr Msci India Etf (INDA) | 0.2 | $347k | -8% | 7.4k | 46.84 |
|
| Ishares Tr Rus 1000 Grw Etf (IWF) | 0.2 | $330k | 774.00 | 426.40 |
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| At&t (T) | 0.2 | $327k | -8% | 11k | 28.99 |
|
| Rocket Lab Corp (RKLB) | 0.2 | $322k | 5.0k | 64.22 |
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| Strategy Cl A New (MSTR) | 0.2 | $307k | -16% | 2.5k | 124.80 |
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| Ishares Tr Core Msci Eafe (IEFA) | 0.2 | $304k | -4% | 3.4k | 90.53 |
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| Southern Company (SO) | 0.2 | $304k | 3.1k | 96.52 |
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| Vanguard Index Fds Sml Cp Grw Etf (VBK) | 0.2 | $301k | 996.00 | 302.26 |
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| Advanced Micro Devices (AMD) | 0.2 | $297k | +13% | 1.5k | 203.43 |
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| Costco Wholesale Corporation (COST) | 0.2 | $297k | -2% | 298.00 | 996.33 |
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| Nebius Group Shs Class A (NBIS) | 0.2 | $280k | +5% | 2.7k | 103.76 |
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| J P Morgan Exchange Traded F Active Bond Etf (JBND) | 0.2 | $268k | +11% | 5.0k | 53.77 |
|
| Chevron Corporation (CVX) | 0.2 | $261k | NEW | 1.3k | 206.93 |
|
| The Alger Etf Trust Ai Enablers Adop (ALAI) | 0.2 | $249k | 7.5k | 33.04 |
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| McDonald's Corporation (MCD) | 0.1 | $241k | -5% | 775.00 | 310.61 |
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| Ishares Tr National Mun Etf (MUB) | 0.1 | $239k | +12% | 2.3k | 106.15 |
|
| Wal-Mart Stores (WMT) | 0.1 | $233k | -4% | 1.9k | 124.26 |
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| Marvell Technology (MRVL) | 0.1 | $230k | -3% | 2.3k | 99.05 |
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| Mastercard Incorporated Cl A (MA) | 0.1 | $228k | -3% | 457.00 | 499.66 |
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| Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM) | 0.1 | $227k | -2% | 955.00 | 237.62 |
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| Cloudflare Cl A Com (NET) | 0.1 | $219k | -10% | 1.1k | 206.34 |
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| Home Depot (HD) | 0.1 | $215k | -3% | 652.00 | 329.08 |
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| Quanta Services (PWR) | 0.1 | $214k | NEW | 389.00 | 549.02 |
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| Chipotle Mexican Grill (CMG) | 0.1 | $211k | -2% | 6.6k | 32.01 |
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| Global X Fds Nasdaq 100 Cover (QYLD) | 0.1 | $209k | 12k | 17.15 |
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| Visa Com Cl A (V) | 0.1 | $205k | 679.00 | 302.45 |
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| Spdr Series Trust State Street Spd (XBI) | 0.1 | $205k | NEW | 1.6k | 127.73 |
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| Madison Square Grdn Sprt Cor Cl A (MSGS) | 0.1 | $204k | NEW | 636.00 | 321.40 |
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| Pfizer (PFE) | 0.1 | $202k | NEW | 7.2k | 28.08 |
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| Spdr Gold Tr Gold Shs (GLD) | 0.1 | $202k | -13% | 469.00 | 430.29 |
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| Acurx Pharmaceuticals Com New (ACXP) | 0.0 | $51k | -30% | 14k | 3.71 |
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Past Filings by Prospect Financial Services
SEC 13F filings are viewable for Prospect Financial Services going back to 2023
- Prospect Financial Services 2026 Q1 filed April 24, 2026
- Prospect Financial Services 2025 Q4 filed Feb. 6, 2026
- Prospect Financial Services 2025 Q3 filed Nov. 7, 2025
- Prospect Financial Services 2025 Q2 restated filed Aug. 8, 2025
- Prospect Financial Services 2025 Q2 filed Aug. 5, 2025
- Prospect Financial Services 2025 Q1 filed April 11, 2025
- Prospect Financial Services 2024 Q4 filed Jan. 22, 2025
- Prospect Financial Services 2024 Q3 filed Oct. 15, 2024
- Prospect Financial Services 2024 Q2 filed July 15, 2024
- Prospect Financial Services 2024 Q1 filed April 22, 2024
- Prospect Financial Services 2023 Q4 filed Feb. 20, 2024