Prospect Financial Services
Latest statistics and disclosures from Prospect Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SLG, GOOG, VCLT, VOO, QQQ, and represent 27.79% of Prospect Financial Services's stock portfolio.
- Added to shares of these 10 stocks: VUG, VCLT, VOO, VYM, VCIT, VTEB, MUNY, IMCG, QQQ, XLV.
- Started 15 new stock positions in ARKQ, QBTS, PPLT, ANET, RDVY, RDVI, CIBR, MGK, SPCX, MUNY. LRCX, ASML, MU, NVO, CAT.
- Reduced shares in these 10 stocks: META, VNO, GOOG, SLG, LLY, , MSTR, BA, , IVV.
- Sold out of its positions in MA, MSTR, GLD, EPI.
- Prospect Financial Services was a net buyer of stock by $16M.
- Prospect Financial Services has $197M in assets under management (AUM), dropping by 20.53%.
- Central Index Key (CIK): 0002012519
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Portfolio Holdings for Prospect Financial Services
Prospect Financial Services holds 115 positions in its portfolio as reported in the June 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Sl Green Realty Corp (SLG) | 6.4 | $13M | -3% | 244k | 51.77 |
|
| Alphabet Cap Stk Cl C (GOOG) | 5.9 | $12M | -4% | 33k | 353.34 |
|
| Vanguard Scottsdale Fds Lg-term Cor Bd (VCLT) | 5.7 | $11M | +18% | 150k | 75.25 |
|
| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 5.1 | $10M | +16% | 15k | 686.81 |
|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 4.7 | $9.3M | +10% | 13k | 736.39 |
|
| Boeing Company (BA) | 4.5 | $9.0M | -2% | 41k | 216.47 |
|
| Vanguard Scottsdale Fds Int-term Corp (VCIT) | 3.7 | $7.2M | +20% | 87k | 82.65 |
|
| Alphabet Cap Stk Cl A (GOOGL) | 3.6 | $7.0M | 20k | 357.37 |
|
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| NVIDIA Corporation (NVDA) | 3.5 | $6.9M | 35k | 200.09 |
|
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| Vanguard Index Fds Value Etf (VTV) | 2.9 | $5.7M | 26k | 217.93 |
|
|
| Apple (AAPL) | 2.6 | $5.1M | -3% | 18k | 289.35 |
|
| Vanguard Specialized Funds Div App Etf (VIG) | 2.5 | $4.9M | 21k | 236.62 |
|
|
| Ishares Tr MRGSTR MD CP GRW (IMCG) | 2.3 | $4.6M | +23% | 47k | 98.30 |
|
| Vanguard Whitehall Fds High Div Yld (VYM) | 2.1 | $4.1M | +43% | 26k | 158.03 |
|
| Vanguard Index Fds Growth Etf (VUG) | 2.1 | $4.1M | +486% | 47k | 86.14 |
|
| Select Sector Spdr Tr St Str Care Etf (XLV) | 1.9 | $3.8M | +28% | 24k | 158.66 |
|
| Palantir Technologies Cl A (PLTR) | 1.8 | $3.6M | -3% | 31k | 116.67 |
|
| Amazon (AMZN) | 1.7 | $3.3M | 14k | 238.34 |
|
|
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 1.6 | $3.2M | +31% | 94k | 33.84 |
|
| Energy Transfer Com Ut Ltd Ptn (ET) | 1.6 | $3.1M | 164k | 19.12 |
|
|
| Oracle Corporation (ORCL) | 1.3 | $2.5M | +3% | 17k | 146.55 |
|
| Spdr Series Trust St Str P500etf (SPYM) | 1.2 | $2.4M | +4% | 28k | 87.88 |
|
| Tesla Motors (TSLA) | 1.2 | $2.4M | 5.7k | 420.60 |
|
|
| Exxon Mobil Corporation (XOM) | 1.2 | $2.3M | 17k | 136.72 |
|
|
| Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) | 1.0 | $2.1M | +115% | 41k | 50.58 |
|
| Vornado Rlty Tr Sh Ben Int (VNO) | 0.9 | $1.8M | -34% | 46k | 39.30 |
|
| Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.9 | $1.8M | +25% | 57k | 31.71 |
|
| Microsoft Corporation (MSFT) | 0.9 | $1.8M | +5% | 4.7k | 373.04 |
|
| Fidelity Covington Trust High Divid Etf (FDVV) | 0.8 | $1.6M | +26% | 27k | 60.29 |
|
| Fidelity Covington Trust Msci Hlth Care I (FHLC) | 0.7 | $1.4M | 19k | 77.25 |
|
|
| Cava Group Ord (CAVA) | 0.7 | $1.3M | 17k | 78.48 |
|
|
| Advanced Micro Devices (AMD) | 0.6 | $1.2M | +46% | 2.1k | 580.91 |
|
| Eli Lilly & Co. (LLY) | 0.6 | $1.2M | -25% | 1.0k | 1199.75 |
|
| Crowdstrike Hldgs Cl A (CRWD) | 0.6 | $1.2M | +2% | 1.6k | 763.14 |
|
| Vanguard Index Fds Small Cp Etf (VB) | 0.6 | $1.1M | +153% | 3.7k | 303.12 |
|
| Ishares Bitcoin Trust Etf Shs Ben Int (IBIT) | 0.6 | $1.1M | -2% | 34k | 33.29 |
|
| Taiwan Semiconductor Manufac Sponsored Ads (TSM) | 0.6 | $1.1M | +14% | 2.3k | 477.65 |
|
| State Str Spdr S&p 500 Etf T Tr Unit (SPY) | 0.6 | $1.1M | 1.5k | 746.96 |
|
|
| Ishares Tr Core S&p Scp Etf (IJR) | 0.6 | $1.1M | -7% | 7.4k | 148.32 |
|
| Ishares Tr S&P SML 600 GWT (IJT) | 0.5 | $1.1M | 6.1k | 178.60 |
|
|
| Meta Platforms Cl A (META) | 0.5 | $1.1M | -53% | 1.9k | 563.37 |
|
| Plains All Amern Pipeline L Unit Ltd Partn (PAA) | 0.5 | $1.0M | -8% | 47k | 22.26 |
|
| Broadcom (AVGO) | 0.5 | $1.0M | +8% | 2.7k | 377.75 |
|
| Select Sector Spdr Tr St Str Techn Etf (XLK) | 0.5 | $967k | +3% | 5.1k | 190.54 |
|
| Vanguard Ny Tax Free Fds Tax Exempt Bd (MUNY) | 0.5 | $960k | NEW | 9.2k | 104.00 |
|
| Ishares Tr Rus Tp200 Gr Etf (IWY) | 0.5 | $954k | +2% | 3.3k | 290.65 |
|
| Wisdomtree Tr Japn Hedge Eqt (DXJ) | 0.5 | $908k | +9% | 5.2k | 173.52 |
|
| Ishares Tr Core Div Grwth (DGRO) | 0.5 | $903k | +56% | 12k | 75.79 |
|
| Verizon Communications (VZ) | 0.4 | $864k | -8% | 20k | 42.34 |
|
| Vanguard Index Fds Sm Cp Val Etf (VBR) | 0.4 | $837k | +69% | 3.4k | 243.02 |
|
| Marvell Technology (MRVL) | 0.4 | $799k | +15% | 2.7k | 297.89 |
|
| Goldman Sachs (GS) | 0.4 | $794k | -3% | 785.00 | 1010.84 |
|
| Nebius Group Shs Class A (NBIS) | 0.4 | $787k | +5% | 2.9k | 276.17 |
|
| Vertiv Holdings Com Cl A (VRT) | 0.4 | $761k | 2.3k | 334.84 |
|
|
| Spdr Series Trust St Str P500val (SPYV) | 0.4 | $757k | +16% | 13k | 60.79 |
|
| MercadoLibre (MELI) | 0.4 | $749k | 441.00 | 1697.39 |
|
|
| Ark Etf Tr Genomic Rev Etf (ARKG) | 0.4 | $693k | 17k | 42.06 |
|
|
| UnitedHealth (UNH) | 0.3 | $689k | -11% | 1.7k | 415.54 |
|
| Ishares Tr Core S&p Us Vlu (IUSV) | 0.3 | $681k | +14% | 6.2k | 110.16 |
|
| Capital Group Dividend Value Shs Creat Unit (CGDV) | 0.3 | $643k | 13k | 49.28 |
|
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| Netflix (NFLX) | 0.3 | $642k | -4% | 9.0k | 71.40 |
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| Kinder Morgan (KMI) | 0.3 | $607k | 19k | 31.97 |
|
|
| Ishares Tr Pfd And Incm Sec (PFF) | 0.3 | $596k | 20k | 30.49 |
|
|
| Ark Etf Tr Innovation Etf (ARKK) | 0.3 | $593k | 7.3k | 80.82 |
|
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| Uber Technologies (UBER) | 0.3 | $546k | 7.6k | 72.16 |
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| Rocket Lab Corp (RKLB) | 0.3 | $546k | +7% | 5.4k | 101.65 |
|
| JPMorgan Chase & Co. (JPM) | 0.3 | $541k | +6% | 1.7k | 327.31 |
|
| J P Morgan Exchange Traded F Jpmorgan Intl Vl (JIVE) | 0.3 | $502k | +21% | 5.5k | 91.95 |
|
| Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) | 0.3 | $500k | +12% | 6.3k | 79.03 |
|
| Lowe's Companies (LOW) | 0.3 | $499k | +16% | 2.3k | 220.47 |
|
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.2 | $452k | 903.00 | 500.39 |
|
|
| Ishares Tr Core S&p500 Etf (IVV) | 0.2 | $434k | -32% | 579.00 | 748.89 |
|
| BP Sponsored Adr (BP) | 0.2 | $424k | -8% | 12k | 36.95 |
|
| Exchange Traded Concepts Tru Emqq Eme Mar Etf (EMQQ) | 0.2 | $418k | 13k | 31.20 |
|
|
| First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) | 0.2 | $403k | -7% | 23k | 17.88 |
|
| Ishares Tr Rus 1000 Grw Etf (IWF) | 0.2 | $388k | +303% | 3.1k | 124.17 |
|
| Global X Fds Us Pfd Etf (PFFD) | 0.2 | $379k | -8% | 20k | 18.69 |
|
| Paypal Holdings (PYPL) | 0.2 | $373k | -11% | 8.6k | 43.18 |
|
| Vanguard Index Fds Sml Cp Grw Etf (VBK) | 0.2 | $364k | 996.00 | 365.70 |
|
|
| The Alger Etf Trust Ai Enablers Adop (ALAI) | 0.2 | $363k | +5% | 7.9k | 45.64 |
|
| Ishares Tr National Mun Etf (MUB) | 0.2 | $350k | +44% | 3.3k | 107.62 |
|
| Ishares Tr Core Msci Eafe (IEFA) | 0.2 | $349k | +7% | 3.6k | 96.58 |
|
| Ishares Tr Msci India Etf (INDA) | 0.2 | $344k | -5% | 7.0k | 49.39 |
|
| D-wave Quantum (QBTS) | 0.2 | $329k | NEW | 14k | 23.99 |
|
| Ark Etf Tr Autnmus Technlgy (ARKQ) | 0.2 | $303k | NEW | 2.3k | 132.22 |
|
| Southern Company (SO) | 0.2 | $301k | 3.1k | 95.71 |
|
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| Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM) | 0.1 | $294k | 971.00 | 302.97 |
|
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| Home Depot (HD) | 0.1 | $285k | +23% | 808.00 | 352.81 |
|
| J P Morgan Exchange Traded F Active Bond Etf (JBND) | 0.1 | $283k | +6% | 5.3k | 53.50 |
|
| Novo-nordisk A S Adr (NVO) | 0.1 | $280k | NEW | 5.8k | 47.94 |
|
| First Tr Exchange Traded Risng Divd Achiv (RDVY) | 0.1 | $273k | NEW | 3.4k | 81.06 |
|
| Costco Wholesale Corporation (COST) | 0.1 | $265k | -5% | 283.00 | 935.35 |
|
| Quanta Services (PWR) | 0.1 | $261k | -6% | 362.00 | 720.04 |
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| Pfizer (PFE) | 0.1 | $258k | +48% | 11k | 24.08 |
|
| Madison Square Grdn Sprt Cor Cl A (MSGS) | 0.1 | $256k | 636.00 | 401.84 |
|
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| Spdr Series Trust St Str Sp Biot (XBI) | 0.1 | $254k | 1.6k | 158.25 |
|
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| Space Exploration Techn Corp Class A Com Stk (SPCX) | 0.1 | $251k | NEW | 1.5k | 170.86 |
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| Vanguard World Mega Grwth Ind (MGK) | 0.1 | $250k | NEW | 2.8k | 87.91 |
|
| Lam Research Corp Com New (LRCX) | 0.1 | $247k | NEW | 570.00 | 433.33 |
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| At&t (T) | 0.1 | $237k | 12k | 20.70 |
|
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| Cloudflare Cl A Com (NET) | 0.1 | $236k | -9% | 960.00 | 245.28 |
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| First Tr Exchange-traded Ft Vest Ris (RDVI) | 0.1 | $234k | NEW | 8.0k | 29.40 |
|
| Global X Fds Nasdaq 100 Cover (QYLD) | 0.1 | $234k | +4% | 13k | 18.43 |
|
| Micron Technology (MU) | 0.1 | $227k | NEW | 197.00 | 1154.29 |
|
| First Tr Exchange-traded Nasdaq Cyb Etf (CIBR) | 0.1 | $223k | NEW | 2.5k | 89.84 |
|
| Caterpillar (CAT) | 0.1 | $223k | NEW | 209.00 | 1064.90 |
|
| Asml Hldg Nv N Y Registry Shs (ASML) | 0.1 | $221k | NEW | 111.00 | 1989.43 |
|
| Chipotle Mexican Grill (CMG) | 0.1 | $220k | 6.5k | 34.00 |
|
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| Arista Networks Com Shs (ANET) | 0.1 | $214k | NEW | 1.3k | 169.88 |
|
| Wal-Mart Stores (WMT) | 0.1 | $213k | 1.9k | 113.29 |
|
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| McDonald's Corporation (MCD) | 0.1 | $210k | 776.00 | 270.38 |
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| Visa Com Cl A (V) | 0.1 | $206k | -11% | 600.00 | 342.93 |
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| Chevron Corporation (CVX) | 0.1 | $204k | -2% | 1.2k | 165.72 |
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| Abrdn Platinum Etf Trust Physcl Platm Shs (PPLT) | 0.1 | $157k | NEW | 11k | 14.13 |
|
| Acurx Pharmaceuticals Com New (ACXP) | 0.0 | $21k | 14k | 1.55 |
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Past Filings by Prospect Financial Services
SEC 13F filings are viewable for Prospect Financial Services going back to 2023
- Prospect Financial Services 2026 Q2 filed Aug. 6, 2026
- Prospect Financial Services 2026 Q1 filed April 24, 2026
- Prospect Financial Services 2025 Q4 filed Feb. 6, 2026
- Prospect Financial Services 2025 Q3 filed Nov. 7, 2025
- Prospect Financial Services 2025 Q2 restated filed Aug. 8, 2025
- Prospect Financial Services 2025 Q2 filed Aug. 5, 2025
- Prospect Financial Services 2025 Q1 filed April 11, 2025
- Prospect Financial Services 2024 Q4 filed Jan. 22, 2025
- Prospect Financial Services 2024 Q3 filed Oct. 15, 2024
- Prospect Financial Services 2024 Q2 filed July 15, 2024
- Prospect Financial Services 2024 Q1 filed April 22, 2024
- Prospect Financial Services 2023 Q4 filed Feb. 20, 2024