SII Investments

Latest statistics and disclosures from SII INVESTMENTS INC/WI's latest quarterly 13F-HR filing:

SII INVESTMENTS INC/WI portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard Value ETF (VTV) 5.09 764323 +14.00% 87.01 82.99
Vanguard Growth ETF (VUG) 4.66 542135 +15.00% 112.28 106.62
Vanguard Europe Pacific ETF (VEA) 3.63 1.27M +6.00% 37.42 39.04
Vanguard Short-Term Bond ETF (BSV) 2.58 417104 +7.00% 80.87 80.04
Vanguard Charlotte Fds intl bd idx etf 2.32 541061 +7.00% 56.05 0.00
Vanguard Small-Cap ETF (VB) 2.23 238793 +20.00% 122.25 118.34
Vanguard S&p 500 Etf idx fd 2.15 141411 +28.00% 198.78 0.00
Vanguard Intermediate-Term Bond ETF (BIV) 1.81 270045 +6.00% 87.72 84.98
iShares Lehman Aggregate Bond (AGG) 1.77 206056 +12.00% 112.34 110.29
iShares S&P; 500 Growth Index (IVW) 1.67 178992 +19.00% 121.69 113.07
Vanguard FTSE All-World ex-US ETF (VEU) 1.66 476770 +37.00% 45.43 47.62
Nicolet Bankshares 1.64 560102 +342.00% 38.35 0.00
Vanguard Long-Term Bond ETF (BLV) 1.49 197518 +9.00% 98.69 94.21
Vanguard Short Term Corporate Bond ETF (VCSH) 1.47 238096 +35.00% 80.55 79.79
iShares Barclays TIPS Bond Fund (TIP) 1.43 160537 +28.00% 116.38 111.97
Vanguard Mid-Cap ETF (VO) 1.38 139801 +36.00% 129.45 125.59
iShares S&P; 500 Value Index (IVE) 1.34 184272 +19.00% 94.94 91.53
PowerShares QQQ Trust, Series 1 (QQQQ) 1.31 143741 +8.00% 118.81 0.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.25 118722 137.66 126.45
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.10 265300 +2.00% 53.98 53.09
Ishares Core Msci Eafe Etf core msci eafe 1.09 257859 +17.00% 55.12 0.00
Vanguard Emerging Markets ETF (VWO) 1.00 345759 -29.00% 37.65 39.44
iShares S&P; MidCap 400 Index (IJH) 0.97 81933 +19.00% 154.82 147.14
Vanguard Sht Term Govt Bond ETF (VGSH) 0.95 203835 +29.00% 61.19 60.94
Apple (AAPL) 0.91 105230 -38.00% 113.15 123.28
ConocoPhillips (COP) 0.86 258170 +2.00% 43.48 61.42
iShares MSCI Emerging Markets Indx (EEM) 0.81 281717 -7.00% 37.46 38.45
Caterpillar (CAT) 0.80 117944 +8.00% 88.76 79.57
iShares iBoxx $ High Yid Corp Bond (HYG) 0.76 113364 +20.00% 87.36 90.34
iShares S&P; SmallCap 600 Index (IJR) 0.75 78584 +25.00% 124.29 113.70
SPDR S&P; 500 ETF (SPY) 0.73 44282 +4.00% 216.27 205.25
Schwab Strategic Tr us lrg cap etf 0.71 181033 +13.00% 51.61 0.00
Vanguard Total Bond Market ETF (BND) 0.67 104709 +426.00% 84.15 82.52
Microsoft Corporation (MSFT) 0.64 144109 57.71 42.00
Wells Fargo & Company (WFC) 0.63 185882 +10.00% 44.33 53.90
General Electric Company (GE) 0.61 268904 -6.00% 29.68 25.35
Sch Us Mid-cap Etf etf 0.59 176885 +13.00% 43.50 0.00
iShares S&P; 500 Index (IVV) 0.56 33449 -15.00% 217.38 205.96
iShares MSCI EAFE Index Fund (EFA) 0.53 116433 +10.00% 59.12 62.56
iShares Russell 1000 Growth Index (IWF) 0.53 65915 104.13 97.71
Schwab U S Small Cap ETF (SCHA) 0.50 114358 +13.00% 57.56 55.93
Johnson & Johnson (JNJ) 0.49 54489 118.26 98.55
Kroger (KR) 0.49 215325 29.73 74.09
First Trust Health Care AlphaDEX Fd (FXH) 0.48 102853 -11.00% 60.69 64.77
Ishares Inc core msci emkt 0.48 137858 +12.00% 45.62 0.00
Exxon Mobil Corporation (XOM) 0.47 69773 -8.00% 87.28 84.57
Raytheon Company (RTN) 0.47 44925 136.12 106.21
Phillips 66 0.47 76429 -18.00% 80.49 0.00
SPDR Barclays Capital High Yield B (JNK) 0.46 165495 +15.00% 36.71 39.12
iShares Russell 1000 Value Index (IWD) 0.44 54681 105.70 101.93
First Trust Value Line Dividend Indx Fnd (FVD) 0.44 211996 +915.00% 27.03 23.60
Merck & Co (MRK) 0.43 91012 +13.00% 62.26 56.20
Chevron Corporation (CVX) 0.42 53015 102.86 102.86
Walgreen Boots Alliance 0.42 68094 +10.00% 80.46 0.00
Vanguard REIT ETF (VNQ) 0.39 59183 +20.00% 86.19 80.84
Norfolk Southern (NSC) 0.38 51616 97.14 108.18
Illinois Tool Works (ITW) 0.38 41811 +3.00% 120.18 96.27
Facebook Inc cl a 0.38 38848 128.55 0.00
Pfizer (PFE) 0.37 141185 +37.00% 33.85 33.78
Walt Disney Company (DIS) 0.37 52398 93.08 103.60
AT&T; (T) 0.37 121008 -30.00% 40.46 32.70
Vanguard Health Care ETF (VHT) 0.37 35950 -27.00% 132.91 132.20
Archer Daniels Midland Company (ADM) 0.36 110121 +2.00% 42.23 45.32
3M Company (MMM) 0.36 26595 +3.00% 176.57 162.72
Vanguard Total Stock Market ETF (VTI) 0.36 42881 -17.00% 110.98 106.32
Vanguard Dividend Appreciation ETF (VIG) 0.36 56332 +13.00% 83.68 80.49
Pepsi (PEP) 0.35 41584 +6.00% 108.98 93.96
PowerShares DB Com Indx Trckng Fund (DBC) 0.35 305557 +1017.00% 15.05 17.26
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.35 53543 -8.00% 85.15 84.58
BP (BP) 0.34 126388 -13.00% 35.14 38.44
iShares NASDAQ Biotechnology Index (IBB) 0.34 15442 -10.00% 289.15 341.41
iShares Russell 2000 Index (IWM) 0.34 35725 -6.00% 124.03 119.90
Oracle Corporation (ORCL) 0.30 99681 -6.00% 39.30 41.62
Charles Schwab Corporation (SCHW) 0.29 121647 +3.00% 31.59 30.86
International Business Machines (IBM) 0.29 24118 158.97 158.25
First Trust Cnsumer Stapl Alpha Fd (FXG) 0.28 79875 -42.00% 46.46 43.68
Cisco Systems (CSCO) 0.27 112066 +9.00% 31.77 28.51
iShares Cohen & Steers Realty Maj. (ICF) 0.26 33026 +21.00% 104.77 97.28
New Germany Fund (GF) 0.26 240478 14.36 15.11
Vanguard High Dividend Yield ETF (VYM) 0.26 46704 -70.00% 71.47 67.70
Vanguard Consumer Staples ETF (VDC) 0.26 25043 +10.00% 137.00 123.55
Powershares Act Mang Comm Fd db opt yld div 0.26 193751 NEW 17.44 0.00
Intel Corporation (INTC) 0.25 86010 37.93 32.76
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.25 28025 +21.00% 116.65 110.08
Ingredion Incorporated 0.25 24546 133.42 0.00
Fs Investment Corporation 0.25 349492 -13.00% 9.46 0.00
Vareit, Inc reits 0.25 316128 -17.00% 10.35 0.00
Allstate Corporation (ALL) 0.23 43822 +12.00% 69.23 68.72
iShares Russell Midcap Index Fund (IWR) 0.23 17554 -2.00% 174.60 169.15
First Trust Strategic * 0.23 245976 +28.00% 12.34 0.00
Verizon Communications (VZ) 0.22 56217 -30.00% 51.78 48.01
Altria (MO) 0.22 44892 -25.00% 63.15 52.47
Target Corporation (TGT) 0.22 42147 +33.00% 68.47 77.89
Berkshire Hathaway (BRK.B) 0.21 18731 -53.00% 143.83 0.00
United Technologies Corporation (UTX) 0.21 26578 +23.00% 101.51 118.52
Zimmer Holdings (ZMH) 0.21 21569 130.28 116.78
Templeton Dragon Fund (TDF) 0.21 158710 +3.00% 17.60 23.59
Nucor Corporation (NUE) 0.20 51502 49.51 45.99
Procter & Gamble Company (PG) 0.20 29629 -66.00% 89.68 81.31
iShares Lehman MBS Bond Fund (MBB) 0.20 23360 +32.00% 110.06 109.62
Ivy High Income Opportunities Fd 0.20 178853 +23.00% 14.35 0.00
JPMorgan Chase & Co. (JPM) 0.19 36992 -24.00% 66.55 60.16
Boeing Company (BA) 0.19 18940 -15.00% 131.31 152.38
Pimco Dynamic Credit Income other 0.19 122090 +2.00% 20.38 0.00
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.18 59238 +44.00% 39.50 39.78
Western Asset Hgh Yld Dfndfd 0.18 148916 +11.00% 15.45 0.00
SPDR S&P; Dividend (SDY) 0.17 26347 -20.00% 84.34 76.89
Vanguard Consumer Discretionary ETF (VCR) 0.17 17935 +12.00% 125.56 120.44
Vanguard Total World Stock Idx Fd (VT) 0.17 37242 +48.00% 60.79 60.60
Comcast Corporation (CMCSA) 0.16 30930 +76.00% 66.44 58.60
Kimberly-Clark Corporation (KMB) 0.16 16143 +18.00% 127.49 103.80
Gilead Sciences (GILD) 0.16 26132 -31.00% 79.29 99.53
Nordson Corporation (NDSN) 0.16 20747 99.10 73.70
Universal Insurance Holdings (UVE) 0.16 84228 25.13 24.27
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.16 18470 +31.00% 111.26 109.75
WisdomTree Equity Income Fund (DHS) 0.16 31263 -29.00% 66.53 59.71
Rydex Etf Trust consumr staple 0.16 16628 122.02 0.00
First Tr Inter Duration Pfd & Income Fd 0.16 91473 +13.00% 23.43 0.00
Alphabet Inc Class A cs 0.16 2626 +15.00% 800.08 0.00
Bristol Myers Squibb (BMY) 0.15 36529 +19.00% 53.93 66.08
NVIDIA Corporation (NVDA) 0.15 28962 -8.00% 68.57 22.93
SPDR Gold Trust (GLD) 0.15 15950 126.21 110.56
Vanguard Energy ETF (VDE) 0.15 20413 -3.00% 97.83 106.20
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.15 79092 +23.00% 25.36 0.00
Wal-Mart Stores (WMT) 0.14 25877 +20.00% 72.38 81.06
Novo Nordisk A/S (NVO) 0.14 43287 -9.00% 41.51 46.07
Amazon (AMZN) 0.14 2135 -25.00% 838.88 372.62
Vanguard Small-Cap Growth ETF (VBK) 0.14 14213 +18.00% 131.71 130.10
AFLAC Incorporated (AFL) 0.13 24318 +6.00% 71.10 61.39
Starbucks Corporation (SBUX) 0.13 31974 -37.00% 54.11 92.23
Rite Aid Corporation (RAD) 0.13 224440 -3.00% 7.71 7.34
iShares Gold Trust (IAU) 0.13 128270 +3.00% 12.80 11.14
Kinder Morgan 0.13 74417 -9.00% 23.13 0.00
Powershares Etf Tr Ii s^p500 low vol 0.13 40336 -20.00% 41.60 0.00
Abbvie 0.13 27970 -20.00% 62.96 0.00
Vaneck Vectors Junior Gold Miners Etf etf 0.13 38417 -3.00% 44.17 0.00
CVS Caremark Corporation (CVS) 0.12 18325 -10.00% 89.00 101.90
National Presto Industries (NPK) 0.12 17515 88.04 56.92
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.12 12641 +15.00% 123.25 120.16
Hartford Financial Services (HIG) 0.11 33829 +13.00% 42.83 41.14
Coca-Cola Company (KO) 0.11 34363 +10.00% 42.11 40.22
Home Depot (HD) 0.11 11271 +7.00% 128.65 113.11
Health Care SPDR (XLV) 0.11 20764 -21.00% 71.86 71.27
Nextera Energy 0.11 12069 -20.00% 121.80 0.00
Ford Motor Company (F) 0.11 120557 -36.00% 12.05 15.85
DNP Select Income Fund (DNP) 0.11 140499 10.26 10.47
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.11 13278 +13.00% 105.74 105.16
iShares Dow Jones US Pharm Indx (IHE) 0.11 9266 148.39 169.50
U.S. Ban (USB) 0.10 30779 +16.00% 42.92 43.76
Bunge 0.10 21823 +4.00% 59.39 0.00
Franklin Resources (BEN) 0.10 35732 -2.00% 35.54 51.68
Visa (V) 0.10 16381 +2.00% 82.84 266.74
priceline.com Incorporated (PCLN) 0.10 867 -3.00% 1459.05 1190.00
Adams Express Company (ADX) 0.10 100819 +3.00% 13.10 13.84
Vanguard European ETF (VGK) 0.10 27391 48.56 53.41
Vanguard Mid-Cap Growth ETF (VOT) 0.10 12700 106.38 104.87
Schwab Strategic Tr cmn 0.10 28309 +8.00% 45.71 0.00
Johnson Controls International Plc equity 0.10 28160 NEW 46.63 0.00
Reynolds American (RAI) 0.09 25636 +35.00% 47.08 70.03
Amgen (AMGN) 0.09 7101 +16.00% 169.69 153.92
GlaxoSmithKline (GSK) 0.09 26979 -19.00% 43.22 45.62
iShares Dow Jones Select Dividend (DVY) 0.09 13090 -4.00% 86.10 76.58
Vanguard Information Technology ETF (VGT) 0.09 9889 +44.00% 120.23 105.97
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.09 41175 +19.00% 29.95 33.58
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.09 13015 +14.00% 87.44 82.73
Doubleline Opportunistic Cr 0.09 46568 +40.00% 25.60 0.00
Palo Alto Networks 0.09 7615 -6.00% 159.29 0.00
D First Tr Exchange-traded Fd 0.09 57920 -24.00% 19.56 0.00
Powershares Etf Tr Ii s&p600 lovl pt 0.09 30801 NEW 38.76 0.00
Alibaba Group Holding Ltd Spon 0.09 10635 -16.00% 105.97 0.00
Kraft Heinz 0.09 13731 +17.00% 89.87 0.00
Bank of America Corporation (BAC) 0.08 65662 -18.00% 15.72 15.95
McDonald's Corporation (MCD) 0.08 8990 116.02 96.21
Abbott Laboratories (ABT) 0.08 24039 -76.00% 41.97 46.40
Dow Chemical Company (DOW) 0.08 19353 +3.00% 51.72 47.09
JetBlue Airways Corporation (JBLU) 0.08 61758 -30.00% 17.23 17.12
NIKE (NKE) 0.08 20022 +3.00% 52.74 96.37
UnitedHealth (UNH) 0.08 7795 -54.00% 140.22 113.33
American Electric Power Company (AEP) 0.08 16293 -3.00% 63.95 55.21
Ventas (VTR) 0.08 15123 -22.00% 70.62 69.27
Energy Select Sector SPDR (XLE) 0.08 15648 -22.00% 70.23 75.34
Alaska Air (ALK) 0.08 15216 65.92 64.08
Rockwell Automation (ROK) 0.08 8821 +2.00% 122.32 110.21
Vanguard Small-Cap Value ETF (VBR) 0.08 9915 +8.00% 110.04 105.60
Lakeland Financial Corporation (LKFN) 0.08 28609 +56.00% 35.48 39.42
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.08 9055 +18.00% 112.64 109.49
First Trust Tech AlphaDEX Fnd (FXL) 0.08 29345 -10.00% 36.67 35.61
Vanguard Extended Market ETF (VXF) 0.08 11860 -49.00% 91.32 89.73
Duke Energy 0.08 13120 +41.00% 79.80 0.00
Claymore Etf gug blt2016 hy 0.08 39213 25.81 0.00
Mondelez Int 0.08 23774 +20.00% 44.21 0.00
First Tr Mlp & Energy Income 0.08 64514 +10.00% 16.60 0.00
Columbia Ppty Tr 0.08 47734 +17.00% 22.44 0.00
Healthcare Tr Amer Inc cl a 0.08 31595 +49.00% 32.57 0.00
County Ban 0.08 51320 20.01 0.00
Tier Reit 0.08 67119 -15.00% 15.39 0.00
J.B. Hunt Transport Services (JBHT) 0.07 10749 +27.00% 81.50 85.39
Valero Energy Corporation (VLO) 0.07 17685 +4.00% 53.10 56.99
Philip Morris International (PM) 0.07 8983 -63.00% 97.52 77.69
QUALCOMM (QCOM) 0.07 14322 +72.00% 68.29 71.27
Robert Half International (RHI) 0.07 23587 +4.00% 37.78 59.74
Chipotle Mexican Grill (CMG) 0.07 2261 -13.00% 415.30 665.38
Celgene Corporation (CELG) 0.07 8867 104.54 118.26
AllianceBernstein Global Hgh Incm Fd (AWF) 0.07 68890 +7.00% 12.56 12.60
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.07 25257 -38.00% 35.16 36.41
WisdomTree Dividend ex-Fin Fund (DTN) 0.07 11076 -43.00% 78.46 74.59
Vanguard Mid-Cap Value ETF (VOE) 0.07 10439 +4.00% 93.30 89.49
PowerShares Dynamic Lg. Cap Value (PWV) 0.07 27190 -56.00% 31.56 30.48
Express Scripts Holding 0.07 13216 +186.00% 70.29 0.00
Prudential Sht Duration Hg Y 0.07 58373 +22.00% 15.98 0.00
Dct Industrial Trust Inc reit usd.01 0.07 17583 -2.00% 48.40 0.00
Alphabet Inc Class C cs 0.07 1088 -27.00% 785.85 0.00
Foot Locker (FL) 0.06 11338 -32.00% 68.00 61.03
Thermo Fisher Scientific (TMO) 0.06 4539 +3.00% 159.95 127.98
Lockheed Martin Corporation (LMT) 0.06 3533 +11.00% 239.74 197.87
Halliburton Company (HAL) 0.06 17873 +16.00% 44.93 41.30
Schlumberger (SLB) 0.06 10702 78.58 81.67
John Wiley & Sons (JW.A) 0.06 16145 +14.00% 51.47 0.00
Weyerhaeuser Company (WY) 0.06 25191 +47.00% 31.76 33.37
Xcel Energy (XEL) 0.06 20420 +60.00% 41.09 33.87
Oshkosh Corporation (OSK) 0.06 13155 +3.00% 55.95 46.24
Hormel Foods Corporation (HRL) 0.06 20558 +3.00% 37.89 54.96
Allegiant Travel Company (ALGT) 0.06 5858 131.79 190.33
Gentex Corporation (GNTX) 0.06 44671 +140.00% 17.53 17.45
Realty Income (O) 0.06 11397 66.86 49.45
Central Fd Cda Ltd cl a 0.06 54885 +2.00% 13.76 0.00
Rydex S&P; Equal Weight ETF (RSP) 0.06 9327 +89.00% 83.63 79.77
Utilities SPDR (XLU) 0.06 15060 -53.00% 49.07 43.18
European Equity Fund (EEA) 0.06 98329 +5.00% 7.97 8.57
iShares Dow Jones U.S. Index Fund (IYY) 0.06 7418 -18.00% 109.46 103.47
Vanguard Pacific ETF (VPL) 0.06 12977 +19.00% 60.65 59.67
iShares Dow Jones US Healthcare (IYH) 0.06 5541 151.06 150.90
Vanguard Extended Duration ETF (EDV) 0.06 5941 +3.00% 136.51 124.17
Swiss Helvetia Fund (SWZ) 0.06 68357 10.69 11.23
iShares S&P; Growth Allocation Fund (AOR) 0.06 17924 +4.00% 41.12 40.21
Cutwater Select Income Fd 0.06 38280 20.14 0.00
Ishares Tr usa min vo 0.06 18044 +98.00% 45.44 0.00
* Armada Hoffler Pptys 0.06 60143 13.33 0.00
Dws Strategic Income Trust 0.06 60298 12.06 0.00
Wec Energy Group Inc Com stock 0.06 12547 +3.00% 59.93 0.00
Cognizant Technology Solutions (CTSH) 0.05 14445 +74.00% 47.70 60.57
BlackRock (BLK) 0.05 1888 +43.00% 364.41 357.74
Fidelity National Information Services (FIS) 0.05 8019 +13.00% 76.82 65.10
Arthur J. Gallagher & Co. (AJG) 0.05 11825 +2.00% 50.74 45.96
Devon Energy Corporation (DVN) 0.05 13776 -6.00% 43.92 57.71
United Parcel Service (UPS) 0.05 5529 +13.00% 109.60 99.32
Lincoln Electric Holdings (LECO) 0.05 9566 -57.00% 62.62 65.00
AmerisourceBergen (ABC) 0.05 7926 +6.00% 80.87 103.61
General Dynamics Corporation (GD) 0.05 4291 +9.00% 155.21 133.60
Lowe's Companies (LOW) 0.05 9830 +40.00% 72.13 73.15
New York Community Ban (NYB) 0.05 43038 +8.00% 14.10 0.00
Netflix (NFLX) 0.05 6909 -2.00% 98.86 443.79
Alliant Energy Corporation (LNT) 0.05 17016 +27.00% 38.32 60.35
A. O. Smith Corporation (AOS) 0.05 7134 +65.00% 99.52 62.81
Arbor Realty Trust (ABR) 0.05 83600 7.42 6.97
iShares Silver Trust (SLV) 0.05 32548 +15.00% 18.28 14.70
iShares Dow Jones US Utilities (IDU) 0.05 5669 -15.00% 122.24 108.36
First Trust Large Cap Core Alp Fnd (FEX) 0.05 12818 +5.00% 46.65 45.69
iShares S&P; SmallCap 600 Value Idx (IJS) 0.05 5273 +38.00% 124.03 115.06
Piedmont Office Realty Trust (PDM) 0.05 31697 21.77 17.72
Tortoise Pwr & Energy 0.05 26822 22.41 0.00
iShares S&P; MidCap 400 Value Index (IJJ) 0.05 4737 +10.00% 133.00 127.44
Vanguard Utilities ETF (VPU) 0.05 5611 +8.00% 106.58 93.83
Central Europe and Russia Fund (CEE) 0.05 36463 -2.00% 19.20 19.81
PIMCO Strategic Global Government Fund (RCS) 0.05 60281 +470.00% 10.09 9.54
PowerShares Dynamic Consumer Sta. (PSL) 0.05 12640 +41.00% 56.33 52.32
Aberdeen Latin Amer Eqty Fd 0.05 32855 21.18 0.00
Retail Properties Of America 0.05 36665 +20.00% 16.83 0.00
Powershares S&p 500 0.05 17687 +43.00% 38.73 0.00
Dws Global High Income Fund 0.05 77566 8.42 0.00
Vaneck Vectors Gold Miners mutual 0.05 24341 +17.00% 26.66 0.00
* Barrick Gold 0.04 28615 17.75 0.00
Annaly Capital Management (NLY) 0.04 44146 +17.00% 10.49 10.36
PNC Financial Services (PNC) 0.04 6088 +35.00% 89.68 93.21
Total System Services (TSS) 0.04 12253 47.17 37.47
FTI Consulting (FCN) 0.04 11747 -62.00% 44.18 36.17
Canadian Natl Ry 0.04 8225 +14.00% 65.65 0.00
Eli Lilly & Co. (LLY) 0.04 5923 +88.00% 80.36 68.81
Dominion Resources (D) 0.04 6340 +27.00% 73.97 69.17
Emerson Electric (EMR) 0.04 9863 NEW 54.45 55.87
Potash Corp. Of Saskatchewan I 0.04 29694 -28.00% 16.20 0.00
Aetna (AET) 0.04 4814 -53.00% 115.08 100.76
CIGNA Corporation (CI) 0.04 4488 +15.00% 130.79 120.83
General Mills (GIS) 0.04 8916 -23.00% 63.37 51.55
Honeywell International (HON) 0.04 5026 -7.00% 115.80 100.92
TJX Companies (TJX) 0.04 7111 +20.00% 74.25 67.66
Southern Company (SO) 0.04 9672 -32.00% 51.08 43.68
ConAgra Foods (CAG) 0.04 10940 +9.00% 46.98 33.68
East West Ban (EWBC) 0.04 12478 +40.00% 36.86 40.15
Public Service Enterprise (PEG) 0.04 13534 +10.00% 41.60 39.84
Thor Industries (THO) 0.04 5835 +7.00% 84.83 60.64
Central Securities (CET) 0.04 23002 21.22 22.10
Toyota Motor Corporation (TM) 0.04 4360 +9.00% 116.06 134.15
Baidu (BIDU) 0.04 3120 -26.00% 181.73 207.29
DTE Energy Company (DTE) 0.04 4977 -2.00% 93.83 78.53
Church & Dwight (CHD) 0.04 11827 +133.00% 47.86 83.20
McCormick & Company, Incorporated (MKC) 0.04 4635 99.89 72.00
Peoples Ban (PEBO) 0.04 18810 24.51 23.94
Vanguard Financials ETF (VFH) 0.04 11862 +44.00% 49.15 48.60
iShares Russell Midcap Value Index (IWS) 0.04 6852 +4.00% 76.91 73.47
Financial Select Sector SPDR (XLF) 0.04 24791 -48.00% 19.40 23.97
SPDR Dow Jones Industrial Average ETF (DIA) 0.04 2581 -41.00% 183.65 176.97
DuPont Fabros Technology (DFT) 0.04 12347 41.31 31.04
First Trust Financials AlphaDEX Fd (FXO) 0.04 22611 +28.00% 24.32 23.12
Vectren Corporation (VVC) 0.04 9122 -10.00% 50.32 42.70
General American Investors (GAM) 0.04 14649 32.49 34.90
Tortoise Energy Infrastructure (TYG) 0.04 15967 -22.00% 30.75 43.19
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.04 10059 +11.00% 46.13 43.56
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.04 39305 12.98 13.51
SPDR Dow Jones Global Real Estate (RWO) 0.04 9674 -93.00% 49.62 47.87
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.04 5402 +62.00% 89.78 86.66
First Trust FTSE EPRA G R E Idx Fd (FFR) 0.04 10335 -2.00% 46.06 43.50
Rydex S&P; Equal Weight Health Care (RYH) 0.04 3084 NEW 154.99 150.74
Wisdomtree Tr intl hedge eqt 0.04 9192 +3.00% 53.20 0.00
Marathon Petroleum 0.04 12524 +8.00% 40.72 0.00
First Tr Energy Infrastrctr 0.04 27395 +9.00% 19.27 0.00
Ishares Tr eafe min volat 0.04 7310 +82.00% 67.44 0.00
Zoetis Inc Cl A 0.04 10248 +28.00% 51.62 0.00
Ishares Msci Usa Quality Facto invalid 0.04 8278 -13.00% 67.41 0.00
Twitter 0.04 21214 -57.00% 23.71 0.00
Ishares Tr 0-5yr hi yl cp 0.04 10294 +39.00% 47.11 0.00
First Trust New Opportunities 0.04 34341 +15.00% 13.74 0.00
Ishares Tr core msci pac 0.04 10418 -7.00% 50.78 0.00
Ishares Tr core div grwth 0.04 16963 +80.00% 27.88 0.00
First Tr Exchange Traded Fd fst low mtg etf 0.04 10169 NEW 52.41 0.00
Xenia Hotels & Resorts 0.04 37944 +37.00% 15.15 0.00
Wisdomtree Tr eur hdg smlcap 0.04 20000 24.40 0.00
Global Net Lease 0.04 71335 +4.00% 8.14 0.00
Paypal Holdings 0.04 12765 -13.00% 40.58 0.00
Northstar Realty Finance 0.04 35564 +24.00% 12.99 0.00
Manitowoc Foodservice 0.04 33128 +67.00% 16.15 0.00
Powershares Etf Tr Ii dwa tact mlt 0.04 17378 +48.00% 27.85 0.00
EMCOR (EME) 0.03 6983 +2.00% 59.72 44.03
Goldman Sachs (GS) 0.03 2248 -83.00% 159.70 184.67
MasterCard Incorporated (MA) 0.03 4302 -15.00% 101.58 87.52
American Express Company (AXP) 0.03 6230 -7.00% 63.72 79.39
CSX Corporation (CSX) 0.03 11841 +8.00% 30.49 33.62
Consolidated Edison (ED) 0.03 4642 -40.00% 76.91 59.90
American Eagle Outfitters (AEO) 0.03 25002 NEW 17.88 16.91
Apache Corporation (APA) 0.03 6629 NEW 64.26 60.29
Northrop Grumman Corporation (NOC) 0.03 1978 +24.00% 212.84 158.85
PPG Industries (PPG) 0.03 4300 NEW 104.65 225.60
Stanley Black & Decker (SWK) 0.03 2990 +17.00% 124.41 95.48
Automatic Data Processing (ADP) 0.03 3980 +26.00% 88.44 85.00
Vulcan Materials Company (VMC) 0.03 3726 +62.00% 114.33 82.73
Avista Corporation (AVA) 0.03 10974 41.64 32.60
Yum! Brands (YUM) 0.03 4036 90.19 77.05
Colgate-Palmolive Company (CL) 0.03 5002 NEW 74.37 68.17
Deere & Company (DE) 0.03 4825 -12.00% 85.60 90.31
Royal Dutch Shell (RDS.A) 0.03 7585 +52.00% 50.36 0.00
Texas Instruments Incorporated (TXN) 0.03 5410 +16.00% 69.69 57.48
Danaher Corporation (DHR) 0.03 4779 78.26 84.59
Fastenal Company (FAST) 0.03 9642 NEW 41.90 40.46
Umpqua Holdings Corporation (UMPQ) 0.03 26601 15.07 16.43
Under Armour (UA) 0.03 10232 +3.00% 39.00 75.07
Enterprise Products Partners 0.03 14717 -22.00% 27.72 0.00
Lam Research Corporation (LRCX) 0.03 3594 NEW 95.44 78.20
MGE Energy (MGEE) 0.03 6895 +26.00% 56.27 41.48
Omega Healthcare Investors (OHI) 0.03 10050 +16.00% 36.32 38.61
Teleflex Incorporated (TFX) 0.03 2395 168.27 119.71
United States Steel Corporation (X) 0.03 17629 +35.00% 18.89 22.23
Associated Banc- (ASBC) 0.03 20167 +22.00% 19.54 18.42
Duke Realty Corporation (DRE) 0.03 13053 -4.00% 27.20 20.41
Otter Tail Corporation (OTTR) 0.03 12761 NEW 34.87 31.91
Bank Of Montreal Cadcom Npv 0.03 6050 +46.00% 65.62 0.00
Technology SPDR (XLK) 0.03 7214 -44.00% 47.96 41.70
Blackrock Kelso Capital (BKCC) 0.03 51635 8.31 9.20
iShares Russell 2000 Value Index (IWN) 0.03 4071 +62.00% 104.64 99.26
American Capital Agency (AGNC) 0.03 18877 -6.00% 19.71 20.97
Tri-Continental Corporation (TY) 0.03 17675 +8.00% 21.39 21.62
iShares Russell Midcap Growth Idx. (IWP) 0.03 3473 -26.00% 97.32 95.82
Heartland Financial USA (HTLF) 0.03 11177 36.06 30.75
Main Street Capital Corporation (MAIN) 0.03 12904 -2.00% 34.10 30.38
BlackRock Corporate High Yield Fund VI, (HYT) 0.03 41819 +43.00% 10.81 11.27
iShares Dow Jones US Financial (IYF) 0.03 4565 +2.00% 90.47 88.01
iShares Dow Jones US Industrial (IYJ) 0.03 3841 -24.00% 114.81 107.08
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.03 44865 +18.00% 8.69 9.62
Wells Fargo Adv Inc Opport Fund (EAD) 0.03 49290 +142.00% 8.32 9.02
Invesco Van Kampen High Inc Trust II (VLT) 0.03 22875 +61.00% 14.56 15.04
iShares S&P; Conservative Allocatn Fd ETF (AOK) 0.03 10950 33.42 32.49
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.03 22266 15.14 14.10
iShares S&P; Moderate Allocation Fund ETF (AOM) 0.03 11128 -11.00% 36.13 35.15
Ishares Tr s^p aggr all 0.03 7661 +16.00% 47.38 0.00
Advisorshares Tr trimtabs flt 0.03 6990 NEW 58.37 0.00
Db-x Msci Eafe Currency-hedged 0.03 14341 -5.00% 26.22 0.00
SELECT INCOME REIT COM SH BEN int 0.03 14554 -40.00% 26.87 0.00
First Tr Exchange Traded Fd multi asset di 0.03 24164 -77.00% 18.87 0.00
Eaton 0.03 6900 -3.00% 66.09 0.00
Ishares Morningstar 0.03 17124 25.29 0.00
Banc Of California 0.03 24566 17.50 0.00
Spirit Realty reit 0.03 27395 -66.00% 13.32 0.00
Alps Etf Tr sprott gl mine 0.03 14700 24.08 0.00
Medtronic 0.03 5108 -4.00% 86.53 0.00
Petroleum & Res Corp Com cef 0.03 17244 +30.00% 19.89 0.00
Csw Industrials 0.03 13706 32.47 0.00
Spdr Ser Tr dorsey wrgt fi 0.03 14580 NEW 25.72 0.00
Time Warner (TWX) 0.02 3850 +30.00% 79.22 83.25
Owens Corning (OC) 0.02 5154 NEW 53.74 40.03
Lincoln National Corporation (LNC) 0.02 4708 NEW 46.94 56.84
Interactive Brokers (IBKR) 0.02 7775 35.50 33.01
Blackstone (BX) 0.02 9146 -47.00% 25.48 37.98
Legg Mason (LM) 0.02 6913 NEW 33.70 54.88
Costco Wholesale Corporation (COST) 0.02 1326 -51.00% 153.85 148.30
FedEx Corporation (FDX) 0.02 1248 -13.00% 174.68 170.82
Monsanto Company (MON) 0.02 2629 NEW 101.94 117.22
Teva Pharmaceutical Industries (TEVA) 0.02 6861 -12.00% 46.35 57.77
CBS Corporation (CBS) 0.02 4595 +9.00% 54.62 59.57
CarMax (KMX) 0.02 4530 +7.00% 52.98 62.15
Carnival Corporation (CCL) 0.02 4214 NEW 48.41 43.98
Continental Resources (CLR) 0.02 5680 +10.00% 51.94 43.64
Paychex (PAYX) 0.02 3810 NEW 58.01 48.92
Sherwin-Williams Company (SHW) 0.02 1134 +3.00% 276.01 281.82
Union Pacific Corporation (UNP) 0.02 2674 -60.00% 97.61 114.86
Harley-Davidson (HOG) 0.02 5794 +5.00% 52.99 62.41
Hanesbrands (HBI) 0.02 9077 25.23 32.16
DaVita (DVA) 0.02 3879 -2.00% 66.00 78.60
E.I. du Pont de Nemours & Company (DD) 0.02 4513 -17.00% 66.25 79.13
Manitowoc Company (MTW) 0.02 59528 +170.00% 4.79 19.75
CenturyLink (CTL) 0.02 8385 NEW 27.31 35.12
Becton, Dickinson and (BDX) 0.02 1479 +6.00% 179.85 142.79
McKesson Corporation (MCK) 0.02 1579 -8.00% 165.93 221.98
Novartis AG (NVS) 0.02 3796 -23.00% 79.29 96.03
NiSource (NI) 0.02 11976 +5.00% 24.30 41.22
Alcoa (AA) 0.02 25539 NEW 10.06 29.04
BB&T; Corporation (BBT) 0.02 6930 +2.00% 37.81 37.76
Capital One Financial (COF) 0.02 3176 NEW 71.79 77.96
Alleghany Corporation (Y) 0.02 424 525.94 460.40
CA (CA) 0.02 7933 32.90 31.38
Biogen Idec (BIIB) 0.02 843 NEW 314.35 415.20
TOTAL S.A. (TOT) 0.02 6620 -18.00% 48.19 48.03
Buckeye Partners (BPL) 0.02 2949 72.57 75.87
Harman International Industries Inc./DE/ (HAR) 0.02 3247 +9.00% 84.69 131.40
Clorox Company (CLX) 0.02 1856 126.62 107.06
Markel Corporation (MKL) 0.02 274 930.66 738.67
Fifth Third Ban (FITB) 0.02 12365 +3.00% 20.46 19.04
Kellogg Company (K) 0.02 3535 -7.00% 77.23 62.16
Westar Energy (WR) 0.02 5329 +25.00% 56.67 36.94
PPL Corporation (PPL) 0.02 6773 +4.00% 34.25 31.37
J.M. Smucker Company (SJM) 0.02 1835 +5.00% 136.24 110.22
Kennametal (KMT) 0.02 9750 -9.00% 29.23 32.91
Constellation Brands (STZ) 0.02 1770 -72.00% 166.10 115.30
Landstar System (LSTR) 0.02 3600 -71.00% 67.78 67.86
Delta Air Lines (DAL) 0.02 6000 -11.00% 39.67 44.19
Tesoro Corporation (TSO) 0.02 3781 NEW 80.40 86.12
Humana (HUM) 0.02 1579 -5.00% 177.33 160.10
Key (KEY) 0.02 18399 +30.00% 12.07 14.07
Seagate Technology Com Stk 0.02 6331 NEW 39.01 0.00
Zions Bancorporation (ZION) 0.02 9835 -44.00% 31.01 26.82
iShares Russell 1000 Index (IWB) 0.02 1734 -35.00% 119.95 114.60
Southwest Airlines (LUV) 0.02 7048 +7.00% 39.02 44.01
MetLife (MET) 0.02 6961 NEW 44.39 50.75
Vail Resorts (MTN) 0.02 1530 157.52 86.10
VeriFone Systems (PAY) 0.02 16947 +2.00% 15.76 35.28
Plexus (PLXS) 0.02 6789 NEW 46.84 39.16
Skechers USA (SKX) 0.02 12815 NEW 22.86 67.44
UGI Corporation (UGI) 0.02 6671 NEW 45.42 31.93
Cimarex Energy 0.02 2369 NEW 134.23 0.00
Alexion Pharmaceuticals (ALXN) 0.02 2061 123.73 179.76
Capstead Mortgage Corporation (CMO) 0.02 26201 -31.00% 9.43 11.63
Cheniere Energy (LNG) 0.02 5820 NEW 43.47 75.38
Team (TISI) 0.02 8370 -58.00% 32.50 35.85
ALLETE (ALE) 0.02 5333 -4.00% 59.25 52.24
Extra Space Storage (EXR) 0.02 3597 NEW 78.95 64.02
Rbc Cad 0.02 4812 +4.00% 61.93 0.00
Prospect Capital Corporation (PSEC) 0.02 36734 -12.00% 8.00 8.49
iShares Dow Jones US Home Const. (ITB) 0.02 7283 NEW 27.60 26.59
American International (AIG) 0.02 3967 -7.00% 59.74 54.59
iShares S&P; MidCap 400 Growth (IJK) 0.02 1767 +13.00% 175.44 165.35
SPDR S&P; MidCap 400 ETF (MDY) 0.02 793 -16.00% 282.47 268.26
PowerShares DB US Dollar Index Bullish (UUP) 0.02 12768 24.83 26.26
iShares Dow Jones US Real Estate (IYR) 0.02 3307 +26.00% 80.13 76.66
Tesla Motors (TSLA) 0.02 1098 -24.00% 202.19 194.42
PowerShares FTSE RAFI US 1000 (PRF) 0.02 2144 -66.00% 93.28 90.16
Whitestone REIT (WSR) 0.02 14383 NEW 13.91 15.29
iShares S&P; SmallCap 600 Growth (IJT) 0.02 1786 NEW 137.18 124.98
Alerian Mlp Etf 0.02 19463 -42.00% 12.79 0.00
Invesco Van Kampen Bond Fund (VBF) 0.02 14205 +6.00% 19.36 18.45
Liberty All-Star Equity Fund (USA) 0.02 39217 +17.00% 5.20 5.78
PowerShares Preferred Portfolio (PGX) 0.02 16560 -50.00% 15.04 14.83
PowerShares Fin. Preferred Port. (PGF) 0.02 13075 -5.00% 19.27 18.45
iShares Morningstar Large Growth (JKE) 0.02 2361 -17.00% 121.98 117.84
iShares Morningstar Large Value (JKF) 0.02 3470 +51.00% 88.18 83.31
iShares S&P; 1500 Index Fund (ISI) 0.02 5199 NEW 49.43 0.00
First Trust DB Strateg Val Idx Fnd (FDV) 0.02 6990 39.91 0.00
iShares Dow Jones US Technology (IYW) 0.02 2188 NEW 119.29 104.97
iShares Morningstar Small Value (JKL) 0.02 2250 -11.00% 130.22 127.00
iShares S&P; Global Energy Sector (IXC) 0.02 7254 NEW 32.95 34.67
iShares S&P; Global Healthcare Sect. (IXJ) 0.02 2527 100.51 104.63
iShares S&P; Global Technology Sect. (IXN) 0.02 2739 +25.00% 110.62 96.00
Boulder Growth & Income Fund (BIF) 0.02 34759 NEW 8.40 8.56
John Hancock Preferred Income Fund III (HPS) 0.02 14717 +33.00% 19.37 18.36
Nuveen Muni Value Fund (NUV) 0.02 21780 +7.00% 10.56 9.92
iShares Dow Jones US Reg Banks Ind. (IAT) 0.02 7143 +4.00% 35.42 34.54
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.02 2713 +11.00% 105.05 98.16
WisdomTree LargeCap Dividend Fund (DLN) 0.02 2853 NEW 77.46 72.76
Nuveen Insd Dividend Advantage 0.02 14893 NEW 16.05 0.00
BlackRock Credit All Inc Trust IV (BTZ) 0.02 15586 +34.00% 13.35 13.18
First Trust Morningstar Divid Ledr (FDL) 0.02 7378 -84.00% 27.24 23.19
Nuveen Select Tax-Free Income Portfolio (NXP) 0.02 14435 +2.00% 15.31 14.46
PIMCO Corporate Income Fund (PCN) 0.02 16495 15.34 15.36
PowerShares Dynamic Consumer Disc. (PEZ) 0.02 4923 -43.00% 42.05 45.39
PowerShares Insured Nati Muni Bond (PZA) 0.02 11483 +14.00% 25.95 25.34
WisdomTree MidCap Dividend Fund (DON) 0.02 2700 -23.00% 90.74 83.83
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.02 2155 98.84 96.93
Vanguard Mega Cap 300 Index (MGC) 0.02 2976 NEW 73.59 69.92
PowerShares DWA Technical Ldrs Pf (PDP) 0.02 5336 NEW 42.73 42.56
Rydex S&P; Equal Weight Utilities (RYU) 0.02 3356 +20.00% 80.75 72.99
iShares 10+ Year Credit Bond Fund ETF (CLY) 0.02 4309 NEW 62.89 61.73
Schwab U S Broad Market ETF (SCHB) 0.02 4055 NEW 52.53 49.95
Vanguard Scottsdale Fds vng rus2000idx 0.02 2076 NEW 99.23 0.00
Vanguard Scottsdale Fds cmn 0.02 3142 NEW 99.62 0.00
Vanguard Scottsdale Fds cmn 0.02 2233 NEW 90.91 0.00
Schwab U S Large Cap Growth ETF (SCHG) 0.02 5234 55.41 53.26
Vanguard Admiral Fds Inc equity 0.02 2439 -12.00% 108.65 0.00
Summit Hotel Properties 0.02 19857 NEW 13.04 0.00
Vanguard Star Fd Intl Stk Idxf 0.02 6462 -3.00% 47.20 0.00
Citi 0.02 5712 -54.00% 47.09 0.00
Hollyfrontier 0.02 11669 NEW 24.34 0.00
Ishares High Dividend Equity F 0.02 3475 +5.00% 81.15 0.00
Fortune Brands 0.02 4847 +8.00% 57.77 0.00
Schwab Strategic Tr us dividend eq 0.02 5922 +3.00% 42.05 0.00
Ishares Tr int pfd stk fd 0.02 16730 16.20 0.00
Us Natural Gas Fd Etf 0.02 34958 8.24 0.00
Aon 0.02 2785 NEW 112.39 0.00
First Tr Exchange-traded Fd no amer energy 0.02 8015 NEW 25.20 0.00
First Tr Exchange Traded Fd nasd tech div 0.02 8830 +9.00% 29.22 0.00
Icon 0.02 3604 -73.00% 77.69 0.00
Nuveen Int Dur Qual Mun Trm 0.02 15550 13.83 0.00
First Tr Exchange Traded Fd senior ln fd 0.02 6123 48.51 0.00
Alps Etf Tr barrons 400 etf 0.02 6233 NEW 32.09 0.00
Ishares U S Etf Tr Short Matur sht mat bd etf 0.02 4000 NEW 50.25 0.00
* Proshares Tr S&p 500 Aristo Added 0.02 5950 +55.00% 54.12 0.00
First Tr Exchange Traded Fd dorsey wrt 5 etf 0.02 11215 -80.00% 22.83 0.00
Brookfield High Income Fd In 0.02 38310 7.36 0.00
First Tr Exchange Traded Fd first tr nasdaq 0.02 10251 NEW 22.05 0.00
Pentair cs 0.02 3919 NEW 64.05 0.00
Zoe's Kitchen 0.02 10000 NEW 22.20 0.00
Synchrony Financial 0.02 10931 NEW 28.18 0.00
Monogram Residential Trust 0.02 23734 -5.00% 10.62 0.00
First Tr Exchange Traded Fd dorsey wright 0.02 13312 NEW 17.43 0.00
Halyard Health 0.02 8163 -24.00% 34.18 0.00
Anthem 0.02 1938 NEW 125.90 0.00
Lamar Advertising Co-a 0.02 4134 -4.00% 65.31 0.00
Tracon Pharmaceuticals 0.02 35701 NEW 6.67 0.00
Proshares Tr mdcp 400 divid 0.02 4316 NEW 46.34 0.00
Allergan 0.02 930 -22.00% 230.11 0.00
Welltower Inc Com reit 0.02 3461 NEW 74.54 0.00
Victory Cemp Us Eq Income etf 0.02 6529 NEW 39.67 0.00
Nuveen Barclays Shrt Term Muni bdfund 0.02 4583 NEW 48.88 0.00
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.02 4191 NEW 50.11 0.00
S&p Global 0.02 1900 126.32 0.00
Life Storage Inc reit 0.02 2473 NEW 89.37 0.00
Xerox Corporation (XRX) 0.01 11545 NEW 10.05 12.92
Freeport-McMoRan Copper & Gold (FCX) 0.01 18040 10.86 18.56
Frontier Communications (FTR) 0.01 48002 4.04 7.40
Whiting Petroleum Corporation (WLL) 0.01 12694 NEW 8.82 37.80
Albany Molecular Research (AMRI) 0.01 11210 NEW 16.59 17.89
CONN'S (CONN) 0.01 10000 NEW 10.30 26.61
Acacia Research Corporation (ACTG) 0.01 18680 6.69 11.01
Asa Limited shs 0.01 12273 +19.00% 14.99 0.00
iShares S&P; GSCI Commodity-Indexed (GSG) 0.01 10777 -5.00% 14.75 19.89
Barclays Bk Plc Ipsp croil etn 0.01 33215 -36.00% 5.84 0.00
Western Asst High Incm Opprtnty Fnd (HIO) 0.01 25050 NEW 5.03 5.37
BlackRock Debt Strategies Fund (DSU) 0.01 27609 3.66 3.73
BlackRock Floating Rate Income Strat. Fn (FRA) 0.01 10426 13.81 13.92
PowerShares Listed Private Eq. (PSP) 0.01 10362 -33.00% 10.91 11.25
Dreyfus Strategic Muni. (LEO) 0.01 13223 9.30 8.31
Lehman Brothers First Trust IOF (NHS) 0.01 11130 NEW 11.86 12.56
PIMCO High Income Fund (PHK) 0.01 11895 10.00 12.15
New York Mortgage Trust (NYMT) 0.01 11471 NEW 5.93 7.80
Flaherty & Crumrine Pref. Incme Opp. Fd. (PFO) 0.01 10750 11.72 12.11
Nuveen Michigan Qlity Incom Municipal Fd (NUM) 0.01 11670 14.74 13.73
Neoprobe 0.01 90315 +27.00% 0.91 0.00
Sprott Phys Platinum & Palladi 0.01 10200 7.65 0.00
Prospect Capital Corporation note 5.875 0.01 89000 1.02 0.00
Deutsche High Income Tr shs 0.01 14535 9.29 0.00
Windstream Holdings 0.01 11979 9.93 0.00
Prospect Capital Corp conv 0.01 135000 -12.00% 1.00 0.00
First Data 0.01 10507 NEW 13.32 0.00
Cumulus Media (CMLS) 0.00 10003 0.30 2.96
China Automotive Systems (CAAS) 0.00 10000 NEW 4.20 6.68
New Gold Inc Cda 0.00 10475 -8.00% 4.39 0.00
Westport Innovations 0.00 11207 NEW 1.52 0.00
Seadrill 0.00 12452 -2.00% 2.09 0.00
Transalta 0.00 11276 -7.00% 4.35 0.00
Dreyfus High Yield Strategies Fund (DHF) 0.00 10000 -50.00% 3.40 3.62
Netlist (NLST) 0.00 17930 NEW 1.23 1.30
QuickLogic Corporation (QUIK) 0.00 20050 0.70 1.84
Chanticleer Holdings Incpar $. 0.00 30000 0.53 0.00
Psec Us conv 0.00 45000 1.02 0.00
Vericel 0.00 14500 +26.00% 2.76 0.00
Tcp Cap Corp note 5.250%12/1 0.00 30000 1.03 0.00

Past 13F-HR SEC Filings for SII INVESTMENTS INC/WI