SII Investments, Inc

Latest statistics and disclosures from SII INVESTMENTS INC/WI's latest quarterly 13F-HR filing:

SII INVESTMENTS INC/WI portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard Value ETF (VTV) 5.03 723177 -5.00% 93.04 97.02
Vanguard Growth ETF (VUG) 4.39 526529 -2.00% 111.48 120.88
Vanguard Europe Pacific ETF (VEA) 3.56 1.30M +2.00% 36.53 38.37
Vanguard S&p 500 Etf idx fd 2.60 169077 +19.00% 205.36 0.00
Vanguard Short-Term Bond ETF (BSV) 2.47 414923 79.42 79.80
Vanguard Charlotte Fds intl bd idx etf 2.32 570173 +5.00% 54.32 0.00
Vanguard Small-Cap ETF (VB) 2.22 230016 -3.00% 129.06 135.66
iShares Lehman Aggregate Bond (AGG) 1.83 226507 +9.00% 108.10 108.80
iShares S&P; 500 Growth Index (IVW) 1.83 200689 +12.00% 121.70 130.76
Vanguard Intermediate-Term Bond ETF (BIV) 1.77 285135 +5.00% 83.01 83.78
iShares S&P; 500 Value Index (IVE) 1.55 204976 +11.00% 101.36 106.13
PowerShares QQQ Trust, Series 1 (QQQQ) 1.43 161195 +12.00% 118.72 0.00
iShares Barclays TIPS Bond Fund (TIP) 1.41 166914 +3.00% 113.23 114.65
Vanguard Long-Term Bond ETF (BLV) 1.41 210670 +6.00% 89.27 90.69
Vanguard FTSE All-World ex-US ETF (VEU) 1.37 414308 -13.00% 44.18 46.73
Vanguard Short Term Corporate Bond ETF (VCSH) 1.34 225994 -5.00% 79.36 79.83
Vanguard Mid-Cap ETF (VO) 1.29 130627 -6.00% 131.68 140.42
Nicolet Bankshares 1.15 321884 -42.00% 47.69 0.00
iShares S&P; MidCap 400 Index (IJH) 1.11 89576 +9.00% 165.42 174.40
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.08 276703 +4.00% 52.33 52.56
Ishares Core Msci Eafe Etf core msci eafe 1.05 261006 53.52 0.00
ConocoPhillips (COP) 0.98 259616 50.22 47.36
Vanguard Emerging Markets ETF (VWO) 0.97 361997 +4.00% 35.88 39.03
Apple (AAPL) 0.89 102011 -3.00% 115.99 136.93
iShares S&P; SmallCap 600 Index (IJR) 0.89 86574 +10.00% 137.62 70.59
iShares MSCI Emerging Markets Indx (EEM) 0.87 330790 +17.00% 35.08 38.36
Vanguard Sht Term Govt Bond ETF (VGSH) 0.86 188313 -7.00% 60.92 60.84
iShares iBoxx $ High Yid Corp Bond (HYG) 0.83 128451 +13.00% 86.48 88.36
SPDR S&P; 500 ETF (SPY) 0.78 46864 +5.00% 223.58 237.11
Schwab Strategic Tr us lrg cap etf 0.78 195770 +8.00% 53.26 0.00
Wells Fargo & Company (WFC) 0.70 169673 -8.00% 55.25 58.06
Microsoft Corporation (MSFT) 0.66 141380 62.15 64.23
Vanguard Total Bond Market ETF (BND) 0.66 108924 +4.00% 80.77 81.33
Sch Us Mid-cap Etf etf 0.65 192672 +8.00% 45.13 0.00
General Electric Company (GE) 0.63 268776 31.55 29.94
Caterpillar (CAT) 0.59 85688 -27.00% 92.65 97.44
iShares MSCI EAFE Index Fund (EFA) 0.58 135105 +16.00% 57.75 60.43
Ishares Inc core msci emkt 0.58 181402 +31.00% 42.48 0.00
iShares S&P; 500 Index (IVV) 0.57 33598 225.04 238.63
Schwab U S Small Cap ETF (SCHA) 0.57 123335 +7.00% 61.42 64.15
Kroger (KR) 0.56 216887 34.55 32.22
iShares Russell 1000 Growth Index (IWF) 0.52 66658 104.91 113.26
Johnson & Johnson (JNJ) 0.48 56099 +2.00% 115.51 122.40
Raytheon Company (RTN) 0.48 45220 142.06 154.83
Exxon Mobil Corporation (XOM) 0.47 69245 90.29 81.54
iShares Russell 1000 Value Index (IWD) 0.46 54821 111.89 116.98
First Trust Value Line Dividend Indx Fnd (FVD) 0.46 220457 +3.00% 28.04 29.30
Powershares S&p 500 0.45 154506 +773.00% 39.20 0.00
Phillips 66 0.44 68870 -9.00% 86.35 0.00
Chevron Corporation (CVX) 0.43 48294 -8.00% 118.03 111.75
SPDR Barclays Capital High Yield B (JNK) 0.42 153300 -7.00% 36.44 37.21
Walt Disney Company (DIS) 0.41 52144 104.13 110.23
Norfolk Southern (NSC) 0.41 50735 108.11 121.12
AT&T; (T) 0.39 123548 +2.00% 42.70 41.82
Vanguard REIT ETF (VNQ) 0.39 63459 +7.00% 81.77 85.85
Walgreen Boots Alliance 0.39 63373 -6.00% 82.98 0.00
Pfizer (PFE) 0.38 158488 +12.00% 32.34 34.28
Archer Daniels Midland Company (ADM) 0.38 111471 45.70 45.37
Illinois Tool Works (ITW) 0.38 41136 122.23 131.88
Vanguard Dividend Appreciation ETF (VIG) 0.37 57533 +2.00% 85.67 90.77
iShares Russell 2000 Index (IWM) 0.36 35567 134.48 140.00
Vanguard Total Stock Market ETF (VTI) 0.36 42068 115.43 122.25
Facebook Inc cl a 0.36 40929 +5.00% 116.84 0.00
Powershares Act Mang Comm Fd db opt yld div 0.36 276115 +42.00% 17.27 0.00
BP (BP) 0.35 124166 37.42 33.98
3M Company (MMM) 0.35 26360 179.02 186.91
Verizon Communications (VZ) 0.34 86099 +53.00% 53.37 49.94
PowerShares DB Com Indx Trckng Fund (DBC) 0.34 283820 -7.00% 15.80 15.68
iShares Cohen & Steers Realty Maj. (ICF) 0.34 45493 +37.00% 99.71 103.46
Merck & Co (MRK) 0.33 74530 -18.00% 58.75 65.85
Vanguard Health Care ETF (VHT) 0.33 34215 -4.00% 127.02 139.05
Pepsi (PEP) 0.32 40363 -2.00% 104.70 109.27
International Business Machines (IBM) 0.31 24733 +2.00% 165.69 179.40
iShares NASDAQ Biotechnology Index (IBB) 0.31 15489 267.48 298.27
Cisco Systems (CSCO) 0.29 130293 +16.00% 30.22 34.26
Oracle Corporation (ORCL) 0.29 100053 38.50 42.70
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.29 35734 +27.00% 108.97 113.56
Vanguard Consumer Staples ETF (VDC) 0.29 28579 +14.00% 133.94 141.61
Ivy High Income Opportunities Fd 0.29 261008 +45.00% 14.77 0.00
Fs Investment Corporation 0.29 373277 +6.00% 10.30 0.00
United Technologies Corporation (UTX) 0.28 34012 +27.00% 109.43 112.81
Vanguard Small-Cap Value ETF (VBR) 0.28 31493 +217.00% 120.50 125.63
WisdomTree MidCap Dividend Fund (DON) 0.28 40160 +1387.00% 94.35 98.63
First Trust Strategic * 0.28 308075 +25.00% 12.28 0.00
JPMorgan Chase & Co. (JPM) 0.26 39807 +7.00% 86.34 90.43
Berkshire Hathaway (BRK.B) 0.26 21606 +15.00% 162.41 0.00
Intel Corporation (INTC) 0.26 94188 +9.00% 36.35 36.51
Zimmer Holdings (ZMH) 0.26 33181 +53.00% 102.95 113.56
Vanguard High Dividend Yield ETF (VYM) 0.26 45461 -2.00% 76.33 78.61
First Trust Cnsumer Stapl Alpha Fd (FXG) 0.26 76624 -4.00% 45.80 46.69
Allstate Corporation (ALL) 0.25 45455 +3.00% 73.92 81.34
iShares Lehman MBS Bond Fund (MBB) 0.25 31560 +35.00% 106.46 106.71
Boeing Company (BA) 0.24 20218 +6.00% 156.05 179.43
iShares Russell Midcap Index Fund (IWR) 0.24 17836 178.80 189.46
Altria (MO) 0.23 45213 67.68 74.59
Target Corporation (TGT) 0.23 42008 72.13 66.91
New Germany Fund (GF) 0.23 238505 13.09 13.98
Ingredion Incorporated 0.23 24281 124.75 0.00
Vareit, Inc reits 0.23 363297 +14.00% 8.46 0.00
Nucor Corporation (NUE) 0.22 49344 -4.00% 59.70 62.64
Templeton Dragon Fund (TDF) 0.22 177269 +11.00% 16.42 18.20
McDonald's Corporation (MCD) 0.19 20667 +129.00% 121.50 126.99
First Trust Large Cap Core Alp Fnd (FEX) 0.19 52275 +307.00% 48.86 52.04
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.19 68268 +15.00% 37.26 38.78
Western Asset Hgh Yld Dfndfd 0.19 169750 +13.00% 15.05 0.00
Universal Insurance Holdings (UVE) 0.18 82836 28.39 26.90
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.18 21837 +18.00% 108.39 109.10
Vanguard Consumer Discretionary ETF (VCR) 0.18 18663 +4.00% 128.60 136.90
Vanguard Total World Stock Idx Fd (VT) 0.18 39545 +6.00% 60.97 64.77
Pimco Dynamic Credit Income other 0.18 120190 20.15 0.00
Procter & Gamble Company (PG) 0.17 27305 -7.00% 84.05 90.89
Nordson Corporation (NDSN) 0.17 20607 112.10 121.73
iShares S&P; MidCap 400 Value Index (IJJ) 0.17 15921 +236.00% 146.10 151.63
First Tr Inter Duration Pfd & Income Fd 0.17 100753 +10.00% 22.75 0.00
SPDR S&P; Dividend (SDY) 0.16 24610 -6.00% 85.90 89.19
WisdomTree Equity Income Fund (DHS) 0.16 32066 +2.00% 67.27 69.21
Alphabet Inc Class A cs 0.16 2728 +3.00% 794.72 0.00
Wal-Mart Stores (WMT) 0.15 29772 +15.00% 68.96 71.74
Gilead Sciences (GILD) 0.15 27413 +4.00% 71.46 70.50
Vanguard Energy ETF (VDE) 0.15 19266 -5.00% 104.43 98.75
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.15 78674 25.28 0.00
Kimberly-Clark Corporation (KMB) 0.14 16420 113.03 132.63
NVIDIA Corporation (NVDA) 0.14 17912 -38.00% 107.19 104.41
Amazon (AMZN) 0.14 2469 +15.00% 746.05 848.64
National Presto Industries (NPK) 0.14 17325 106.72 101.50
Rydex Etf Trust consumr staple 0.14 15578 -6.00% 119.98 0.00
Powershares Etf Tr Ii s^p500 low vol 0.14 46089 +14.00% 41.59 0.00
Bristol Myers Squibb (BMY) 0.13 30367 -16.00% 58.55 56.56
AFLAC Incorporated (AFL) 0.13 24948 +2.00% 69.79 72.33
SPDR Gold Trust (GLD) 0.13 16446 +3.00% 109.57 119.23
D First Tr Exchange-traded Fd 0.13 92067 +58.00% 18.99 0.00
First Tr Exchange Traded Fd first tr nasdaq 0.13 70303 +585.00% 24.71 0.00
Hartford Financial Services (HIG) 0.12 33359 47.57 48.93
U.S. Ban (USB) 0.12 31498 +2.00% 51.34 55.29
Bunge Limited 0.12 22704 +4.00% 72.19 0.00
Reynolds American (RAI) 0.12 29346 +14.00% 56.06 61.61
Dow Chemical Company (DOW) 0.12 27172 +40.00% 57.15 62.91
Starbucks Corporation (SBUX) 0.12 29296 -8.00% 55.60 56.78
Rite Aid Corporation (RAD) 0.12 197155 -12.00% 8.22 6.00
Vanguard Small-Cap Growth ETF (VBK) 0.12 11701 -17.00% 132.47 142.37
Vanguard Mid-Cap Value ETF (VOE) 0.12 16373 +56.00% 96.99 102.96
Comcast Corporation (CMCSA) 0.11 21517 -30.00% 69.15 37.53
Coca-Cola Company (KO) 0.11 36035 +4.00% 41.40 41.67
Home Depot (HD) 0.11 11092 134.15 145.30
Franklin Resources (BEN) 0.11 37512 +4.00% 39.61 43.37
Nextera Energy Inc C om 0.11 12060 119.24 0.00
Ford Motor Company (F) 0.11 119911 12.09 12.66
Novo Nordisk A/S (NVO) 0.11 41053 -5.00% 35.86 35.74
iShares Gold Trust (IAU) 0.11 134868 +5.00% 10.97 12.05
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.11 18144 -66.00% 84.49 84.62
Schwab Strategic Tr cmn 0.11 30255 +6.00% 48.12 0.00
Powershares Etf Tr Ii s&p600 lovl pt 0.11 32710 +6.00% 43.38 0.00
County Ban 0.11 52537 +2.00% 26.95 0.00
Vaneck Vectors Junior Gold Miners Etf etf 0.11 47803 +24.00% 31.59 0.00
CVS Caremark Corporation (CVS) 0.10 17193 -6.00% 78.81 81.41
Amgen (AMGN) 0.10 8813 +24.00% 146.37 176.13
UnitedHealth (UNH) 0.10 8583 +10.00% 160.20 165.38
Visa (V) 0.10 16782 +2.00% 77.94 88.00
Robert Half International (RHI) 0.10 26582 +12.00% 48.68 47.96
priceline.com Incorporated (PCLN) 0.10 902 +4.00% 1452.33 1632.01
Lakeland Financial Corporation (LKFN) 0.10 27709 -3.00% 47.31 46.06
Adams Express Company (ADX) 0.10 106919 +6.00% 12.67 13.65
DNP Select Income Fund (DNP) 0.10 126029 -10.00% 10.20 10.67
iShares Dow Jones US Pharm Indx (IHE) 0.10 9223 141.39 155.04
PIMCO Strategic Global Government Fund (RCS) 0.10 147334 +144.00% 8.78 9.41
Kinder Morgan Inc. 0.10 66816 -10.00% 20.68 0.00
American Express Company (AXP) 0.09 15380 +146.00% 74.06 80.17
Bank of America Corporation (BAC) 0.09 56521 -13.00% 22.03 24.57
Valero Energy Corporation (VLO) 0.09 18522 +4.00% 68.51 67.24
Weyerhaeuser Company (WY) 0.09 39826 +58.00% 30.11 33.94
Energy Select Sector SPDR (XLE) 0.09 16058 +2.00% 75.66 71.60
Rockwell Automation (ROK) 0.09 8836 134.11 151.26
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.09 9954 -21.00% 117.24 118.50
iShares Dow Jones Select Dividend (DVY) 0.09 12990 88.76 92.27
AllianceBernstein Global Hgh Incm Fd (AWF) 0.09 94070 +36.00% 12.54 12.87
Vanguard European ETF (VGK) 0.09 24686 -9.00% 47.84 49.70
Express Scripts Holding 0.09 16591 +25.00% 68.95 0.00
Abbvie 0.09 20027 -28.00% 62.62 0.00
Powershares Exchange 0.09 30050 NEW 40.43 0.00
Global Net Lease 0.09 156275 +119.00% 7.82 0.00
Kraft Heinz 0.09 14119 +2.00% 87.54 0.00
J.B. Hunt Transport Services (JBHT) 0.08 10813 97.01 100.12
JetBlue Airways Corporation (JBLU) 0.08 47395 -23.00% 22.41 19.97
GlaxoSmithKline (GSK) 0.08 27992 +3.00% 38.69 41.57
NIKE (NKE) 0.08 20318 50.69 57.69
Zions Bancorporation (ZION) 0.08 24487 +148.00% 43.00 45.11
Vanguard Financials ETF (VFH) 0.08 16992 +43.00% 59.50 62.52
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.08 9610 -27.00% 104.99 105.25
Vanguard Extended Market ETF (VXF) 0.08 11663 96.12 101.48
Vanguard Information Technology ETF (VGT) 0.08 9280 -6.00% 121.12 133.82
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.08 36937 -10.00% 29.59 30.77
Nuveen Senior Income Fund (NSL) 0.08 166221 NEW 6.82 7.04
Doubleline Opportunistic Cr 0.08 46972 23.01 0.00
Mondelez Int 0.08 23976 44.42 0.00
Alibaba Group Holding Ltd Spon 0.08 12458 +17.00% 87.57 0.00
Johnson Controls International Plc equity 0.08 27059 -3.00% 41.28 0.00
Cognizant Technology Solutions (CTSH) 0.07 16540 +14.00% 55.99 59.58
Lockheed Martin Corporation (LMT) 0.07 3905 +10.00% 248.14 269.36
Halliburton Company (HAL) 0.07 16321 -8.00% 54.16 53.20
Philip Morris International (PM) 0.07 9626 +7.00% 91.32 108.70
QUALCOMM (QCOM) 0.07 14670 +2.00% 65.10 56.73
Industrial SPDR (XLI) 0.07 13986 NEW 62.56 66.13
Chipotle Mexican Grill (CMG) 0.07 2271 384.85 421.67
Allegiant Travel Company (ALGT) 0.07 5948 166.27 173.30
Rydex S&P; Equal Weight ETF (RSP) 0.07 10204 +9.00% 86.83 91.62
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.07 8808 -2.00% 108.54 108.72
European Equity Fund (EEA) 0.07 128909 +31.00% 7.58 7.96
Vanguard Mid-Cap Growth ETF (VOT) 0.07 8347 -34.00% 105.55 113.57
PowerShares Dynamic Lg. Cap Value (PWV) 0.07 26414 -2.00% 33.73 35.85
Duke Energy 0.07 12376 -5.00% 77.89 0.00
Prudential Sht Duration Hg Y 0.07 58373 15.52 0.00
First Tr Mlp & Energy Income 0.07 59358 -7.00% 16.00 0.00
* Armada Hoffler Pptys 0.07 59836 14.66 0.00
Columbia Ppty Tr 0.07 41234 -13.00% 21.54 0.00
Healthcare Tr Amer Inc cl a 0.07 30900 -2.00% 29.16 0.00
Tier Reit 0.07 54974 -18.00% 17.39 0.00
Alphabet Inc Class C cs 0.07 1237 +13.00% 779.30 0.00
Charles Schwab Corporation (SCHW) 0.06 19553 -83.00% 39.48 41.73
PNC Financial Services (PNC) 0.06 6609 +8.00% 117.42 128.13
Blackstone (BX) 0.06 29050 +217.00% 27.02 29.79
Paychex (PAYX) 0.06 12097 +217.00% 60.84 61.53
Foot Locker (FL) 0.06 11385 71.15 76.01
Schlumberger (SLB) 0.06 10309 -3.00% 83.03 81.06
John Wiley & Sons (JW.A) 0.06 15370 -4.00% 54.59 0.00
General Dynamics Corporation (GD) 0.06 4277 173.02 190.40
Lowe's Companies (LOW) 0.06 10888 +10.00% 70.81 76.42
Xcel Energy (XEL) 0.06 20810 40.61 43.31
Celgene Corporation (CELG) 0.06 6807 -23.00% 115.76 121.78
Gentex Corporation (GNTX) 0.06 42255 -5.00% 19.67 21.22
Financial Select Sector SPDR (XLF) 0.06 32365 +30.00% 23.11 24.55
iShares Dow Jones U.S. Index Fund (IYY) 0.06 6682 -9.00% 110.89 119.07
iShares S&P; SmallCap 600 Value Idx (IJS) 0.06 5346 140.29 142.62
WisdomTree Dividend ex-Fin Fund (DTN) 0.06 10204 -7.00% 80.26 83.31
Central Europe and Russia Fund (CEE) 0.06 35933 20.59 20.94
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.06 9788 -24.00% 87.05 94.76
First Trust Iv Enhanced Short 0.06 12551 NEW 59.84 0.00
First Tr Exchange Traded Fd fst low mtg etf 0.06 16227 +59.00% 52.32 0.00
Arthur J. Gallagher & Co. (AJG) 0.05 12615 +6.00% 52.00 56.98
Abbott Laboratories (ABT) 0.05 18570 -22.00% 38.56 45.46
Lincoln Electric Holdings (LECO) 0.05 9271 -3.00% 76.80 85.39
Emerson Electric (EMR) 0.05 11293 +14.00% 55.26 60.43
AmerisourceBergen (ABC) 0.05 7809 78.11 91.73
Thermo Fisher Scientific (TMO) 0.05 4272 -5.00% 140.92 158.48
General Mills (GIS) 0.05 10180 +14.00% 61.69 59.94
Honeywell International (HON) 0.05 6131 +21.00% 115.32 124.89
Clorox Company (CLX) 0.05 5166 +178.00% 120.02 136.44
East West Ban (EWBC) 0.05 12508 51.01 54.40
Public Service Enterprise (PEG) 0.05 14371 +6.00% 43.70 45.61
Thor Industries (THO) 0.05 6199 +6.00% 100.18 112.85
Constellation Brands (STZ) 0.05 4039 +128.00% 154.00 157.80
Ventas (VTR) 0.05 11331 -25.00% 62.75 65.41
Oshkosh Corporation (OSK) 0.05 11098 -15.00% 64.70 68.04
Hormel Foods Corporation (HRL) 0.05 20558 34.88 34.65
Alliant Energy Corporation (LNT) 0.05 19045 +11.00% 37.86 39.05
Realty Income (O) 0.05 11328 57.56 63.14
Peoples Ban (PEBO) 0.05 18810 32.43 32.77
Central Fd Cda Ltd cl a 0.05 53289 -2.00% 11.41 0.00
iShares Dow Jones US Utilities (IDU) 0.05 5671 121.50 128.40
First Trust Financials AlphaDEX Fd (FXO) 0.05 23985 +6.00% 27.14 28.66
Piedmont Office Realty Trust (PDM) 0.05 31697 20.92 23.05
Vanguard Pacific ETF (VPL) 0.05 12548 -3.00% 58.10 62.32
iShares Dow Jones US Healthcare (IYH) 0.05 5051 -8.00% 143.14 157.40
Aberdeen Latin Amer Eqty Fd 0.05 33555 +2.00% 19.94 0.00
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.05 7574 +40.00% 85.95 86.63
Swiss Helvetia Fund (SWZ) 0.05 68357 10.20 10.98
Ishares Tr usa min vo 0.05 15670 -13.00% 45.31 0.00
Dws Global High Income Fund 0.05 76966 8.39 0.00
Dws Strategic Income Trust 0.05 59344 11.91 0.00
Xenia Hotels & Resorts 0.05 33646 -11.00% 19.32 0.00
Wec Energy Group Inc Com stock 0.05 11247 -10.00% 58.68 0.00
Paypal Holdings 0.05 15415 +20.00% 39.83 0.00
Insight Select Income Fund Ins 0.05 38280 NEW 19.02 0.00
Time Warner (TWX) 0.04 5321 +38.00% 97.16 98.20
EMCOR (EME) 0.04 6743 -3.00% 71.04 63.95
Goldman Sachs (GS) 0.04 2357 +4.00% 240.56 249.33
Total System Services (TSS) 0.04 12253 49.05 54.99
Canadian Natl Ry Co 0.04 7745 -5.00% 67.27 0.00
FedEx Corporation (FDX) 0.04 2609 +109.00% 185.51 194.37
Dominion Resources (D) 0.04 6856 +8.00% 76.58 76.87
Northrop Grumman Corporation (NOC) 0.04 2451 +23.00% 232.97 248.60
Avista Corporation (AVA) 0.04 11776 +7.00% 40.17 39.74
Hanesbrands (HBI) 0.04 22440 +147.00% 21.48 20.65
Potash Corp. Of Saskatchewan I 0.04 30188 18.05 0.00
Aetna (AET) 0.04 4177 -13.00% 124.49 129.46
CIGNA Corporation (CI) 0.04 4473 132.80 149.72
Deere & Company (DE) 0.04 4775 102.83 109.51
TJX Companies (TJX) 0.04 7194 75.34 78.62
Southern Company (SO) 0.04 10687 +10.00% 49.41 50.27
Central Securities (CET) 0.04 23687 +2.00% 21.78 23.47
Umpqua Holdings Corporation (UMPQ) 0.04 27466 +3.00% 18.79 19.21
Under Armour (UA) 0.04 17070 +66.00% 28.88 19.28
Baidu (BIDU) 0.04 3012 -3.00% 164.01 172.97
Alaska Air (ALK) 0.04 5462 -64.00% 88.43 97.84
DTE Energy Company (DTE) 0.04 5278 +6.00% 98.33 100.60
Church & Dwight (CHD) 0.04 12363 +4.00% 44.33 49.56
Otter Tail Corporation (OTTR) 0.04 13911 +9.00% 40.83 38.25
Arbor Realty Trust (ABR) 0.04 80600 -3.00% 7.43 7.39
iShares Russell Midcap Value Index (IWS) 0.04 6557 -4.00% 80.68 84.45
iShares Russell 2000 Value Index (IWN) 0.04 4785 +17.00% 118.91 121.43
SPDR Dow Jones Industrial Average ETF (DIA) 0.04 2425 -6.00% 197.94 208.29
iShares Silver Trust (SLV) 0.04 30816 -5.00% 15.32 17.27
DuPont Fabros Technology (DFT) 0.04 13207 +6.00% 43.84 50.78
Heartland Financial USA (HTLF) 0.04 11177 47.96 50.30
Vectren Corporation (VVC) 0.04 9122 52.18 55.97
Tortoise Pwr & Energy 0.04 26868 22.11 0.00
General American Investors (GAM) 0.04 16082 +9.00% 31.15 33.60
iShares Dow Jones US Industrial (IYJ) 0.04 4586 +19.00% 120.37 127.57
Tortoise Energy Infrastructure (TYG) 0.04 16012 30.73 34.52
Vanguard Utilities ETF (VPU) 0.04 5531 106.49 112.61
PowerShares Dynamic Consumer Sta. (PSL) 0.04 11074 -12.00% 53.64 57.10
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.04 38605 12.87 13.25
SPDR Dow Jones Global Real Estate (RWO) 0.04 10366 +7.00% 46.98 48.35
PowerShares DWA Technical Ldrs Pf (PDP) 0.04 14096 +164.00% 41.93 45.22
First Trust Health Care AlphaDEX Fd (FXH) 0.04 8503 -91.00% 57.16 63.06
iShares S&P; Growth Allocation Fund (AOR) 0.04 13443 -25.00% 40.62 42.07
Wisdomtree Tr intl hedge eqt 0.04 9201 57.71 0.00
Claymore/Raymond James SB-1 Equity Fund (RYJ) 0.04 12350 NEW 38.38 40.23
Advisorshares Tr trimtabs flt 0.04 8250 +18.00% 63.64 0.00
First Tr Energy Infrastrctr 0.04 28275 +3.00% 18.07 0.00
Us Natural Gas Fd Etf 0.04 54452 +55.00% 9.70 0.00
Retail Properties Of America 0.04 37611 +2.00% 15.34 0.00
First Tr Exchange Traded Fd senior ln fd 0.04 10044 +64.00% 48.69 0.00
Ishares Msci Usa Quality Facto invalid 0.04 8278 69.10 0.00
Ishares Tr 0-5yr hi yl cp 0.04 10856 +5.00% 47.25 0.00
Ishares Tr core msci pac 0.04 10164 -2.00% 48.90 0.00
Ishares Tr core div grwth 0.04 18111 +6.00% 28.99 0.00
Dct Industrial Trust Inc reit usd.01 0.04 11760 -33.00% 47.96 0.00
Wisdomtree Tr eur hdg smlcap 0.04 19200 -4.00% 25.83 0.00
Csw Industrials 0.04 13706 36.77 0.00
Powershares Etf Tr Ii dwa tact mlt 0.04 18290 +5.00% 27.39 0.00
Vaneck Vectors Gold Miners mutual 0.04 25110 +3.00% 20.75 0.00
* Barrick Gold Corp 0.03 27598 -3.00% 16.09 0.00
NRG Energy (NRG) 0.03 33632 NEW 12.31 16.77
Annaly Capital Management (NLY) 0.03 43995 9.98 11.03
MasterCard Incorporated (MA) 0.03 3984 -7.00% 102.91 110.57
Fidelity National Information Services (FIS) 0.03 4548 -43.00% 75.64 82.63
FTI Consulting (FCN) 0.03 10162 -13.00% 44.97 40.70
Equifax (EFX) 0.03 3649 NEW 117.57 130.81
Devon Energy Corporation (DVN) 0.03 9446 -31.00% 45.84 43.06
Eli Lilly & Co. (LLY) 0.03 5224 -11.00% 73.32 83.06
Health Care SPDR (XLV) 0.03 6224 -70.00% 68.93 75.14
Consolidated Edison (ED) 0.03 5069 +9.00% 72.40 76.47
United Parcel Service (UPS) 0.03 3723 -32.00% 114.16 106.73
American Eagle Outfitters (AEO) 0.03 26602 +6.00% 15.15 15.80
Stanley Black & Decker (SWK) 0.03 3217 +7.00% 113.77 127.62
Automatic Data Processing (ADP) 0.03 3745 -5.00% 102.80 102.70
Vulcan Materials Company (VMC) 0.03 3537 -5.00% 125.81 120.60
Masco Corporation (MAS) 0.03 13111 NEW 31.58 34.43
McKesson Corporation (MCK) 0.03 2630 +66.00% 140.30 151.45
Capital One Financial (COF) 0.03 4732 +48.00% 86.43 93.66
Colgate-Palmolive Company (CL) 0.03 5395 +7.00% 75.07 72.65
Royal Dutch Shell (RDS.A) 0.03 7678 54.05 0.00
Texas Instruments Incorporated (TXN) 0.03 4808 -11.00% 73.00 77.19
Danaher Corporation (DHR) 0.03 5363 +12.00% 77.57 86.13
ConAgra Foods (CAG) 0.03 10771 39.64 40.89
Fastenal Company (FAST) 0.03 8642 -10.00% 46.86 50.35
Netflix (NFLX) 0.03 3460 -49.00% 123.70 143.41
Toyota Motor Corporation (TM) 0.03 3532 -18.00% 117.21 114.24
Delta Air Lines (DAL) 0.03 8090 +34.00% 49.44 50.44
Activision Blizzard (ATVI) 0.03 10526 NEW 36.10 45.69
Enterprise Products Partners 0.03 13078 -11.00% 26.99 0.00
Lam Research Corporation (LRCX) 0.03 4159 +15.00% 104.59 119.29
MetLife (MET) 0.03 7986 +14.00% 53.72 52.66
MGE Energy (MGEE) 0.03 6373 -7.00% 65.75 64.70
Plexus (PLXS) 0.03 6989 +2.00% 54.08 57.52
Teleflex Incorporated (TFX) 0.03 2295 -4.00% 160.78 192.81
UGI Corporation (UGI) 0.03 7471 +11.00% 46.04 47.96
ALLETE (ALE) 0.03 5909 +10.00% 63.97 67.14
Associated Banc- (ASBC) 0.03 16927 -16.00% 24.69 18.42
Extra Space Storage (EXR) 0.03 5008 +39.00% 76.48 79.51
McCormick & Company, Incorporated (MKC) 0.03 4635 93.85 97.50
Technology SPDR (XLK) 0.03 7211 48.54 52.60
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.03 3029 -97.00% 119.51 121.29
Tri-Continental Corporation (TY) 0.03 18252 +3.00% 22.08 23.42
iShares Russell Midcap Growth Idx. (IWP) 0.03 3640 +4.00% 97.25 104.29
PowerShares Preferred Portfolio (PGX) 0.03 29447 +77.00% 14.23 14.79
Main Street Capital Corporation (MAIN) 0.03 11963 -7.00% 36.95 37.02
BlackRock Corporate High Yield Fund VI, (HYT) 0.03 35303 -15.00% 10.82 11.13
iShares Dow Jones US Financial (IYF) 0.03 4388 -3.00% 101.19 107.16
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.03 57072 +27.00% 7.99 8.69
iShares Dow Jones US Reg Banks Ind. (IAT) 0.03 9964 +39.00% 45.46 47.85
Wells Fargo Adv Inc Opport Fund (EAD) 0.03 47790 -3.00% 8.43 8.61
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.03 9609 -4.00% 46.62 50.97
Invesco Van Kampen High Inc Trust II (VLT) 0.03 23755 +3.00% 14.40 14.68
Lehman Brothers First Trust IOF (NHS) 0.03 29715 +166.00% 11.61 12.01
iShares 10+ Year Credit Bond Fund ETF (CLY) 0.03 7785 +80.00% 58.96 59.72
iShares S&P; Moderate Allocation Fund ETF (AOM) 0.03 12322 +10.00% 35.22 36.23
Rydex S&P; Equal Weight Health Care (RYH) 0.03 2884 -6.00% 145.63 160.99
Ishares Tr s^p aggr all 0.03 7421 -3.00% 47.16 0.00
Vanguard Scottsdale Fds cmn 0.03 3552 +13.00% 102.48 0.00
Summit Hotel Properties Inc 0.03 22890 +15.00% 15.90 0.00
Vanguard Star Fd Intl Stk Idxf 0.03 7403 +14.00% 45.93 0.00
Hollyfrontier Corp 0.03 10616 -9.00% 32.69 0.00
Db-x Msci Eafe Currency-hedged 0.03 14111 28.06 0.00
Ishares Tr eafe min volat 0.03 7554 +3.00% 61.29 0.00
Eaton 0.03 6904 67.21 0.00
Zoetis Inc Cl A 0.03 7138 -30.00% 53.66 0.00
Ishares Morningstar 0.03 14473 -15.00% 24.25 0.00
* Proshares Tr S&p 500 Aristo Added 0.03 6455 +8.00% 53.76 0.00
Zoe's Kitchen 0.03 15000 +50.00% 24.00 0.00
First Trust New Opportunities 0.03 28750 -16.00% 12.80 0.00
Anthem 0.03 2701 +39.00% 144.02 0.00
Medtronic 0.03 5704 +11.00% 71.35 0.00
Proshares Tr russ 2000 divd 0.03 6355 NEW 53.82 0.00
Northstar Realty Finance 0.03 25771 -27.00% 15.25 0.00
Victory Cemp Us Eq Income etf 0.03 10843 +66.00% 41.22 0.00
Market Vectors Etf Tr Pfd Sec 0.03 19640 NEW 19.40 0.00
Spdr Ser Tr dorsey wrgt fi 0.03 15380 +5.00% 24.19 0.00
Owens Corning (OC) 0.02 5937 +15.00% 51.88 58.69
BlackRock (BLK) 0.02 654 -65.00% 382.26 391.00
Lincoln National Corporation (LNC) 0.02 4415 -6.00% 66.36 70.84
Interactive Brokers (IBKR) 0.02 7775 36.53 37.69
Legg Mason (LM) 0.02 10293 +48.00% 30.02 37.48
Costco Wholesale Corporation (COST) 0.02 1748 +31.00% 160.18 177.62
CSX Corporation (CSX) 0.02 7980 -32.00% 35.96 48.71
Monsanto Company (MON) 0.02 2358 -10.00% 106.02 113.59
Teva Pharmaceutical Industries (TEVA) 0.02 6714 -2.00% 36.49 35.75
CBS Corporation (CBS) 0.02 4903 +6.00% 63.63 66.23
Carnival Corporation (CCL) 0.02 6445 +52.00% 51.67 56.05
Continental Resources (CLR) 0.02 4100 -27.00% 51.46 45.39
PPG Industries (PPG) 0.02 2881 -33.00% 94.76 102.45
Sherwin-Williams Company (SHW) 0.02 1015 -10.00% 269.95 310.20
Union Pacific Corporation (UNP) 0.02 2775 +3.00% 104.14 107.50
Harris Corporation (HRS) 0.02 3257 NEW 101.32 111.37
Harley-Davidson (HOG) 0.02 5002 -13.00% 58.98 57.02
DaVita (DVA) 0.02 3787 -2.00% 64.17 69.19
E.I. du Pont de Nemours & Company (DD) 0.02 4079 -9.00% 72.57 79.23
CenturyLink (CTL) 0.02 9268 +10.00% 23.63 24.61
Becton, Dickinson and (BDX) 0.02 1490 165.10 182.82
Yum! Brands (YUM) 0.02 3240 -19.00% 62.65 65.52
Novartis AG (NVS) 0.02 3572 -5.00% 72.23 77.58
NiSource (NI) 0.02 12505 +4.00% 22.07 23.80
BB&T; Corporation (BBT) 0.02 6850 47.01 48.18
Royal Dutch Shell (RDS.B) 0.02 4446 NEW 58.25 0.00
American Electric Power Company (AEP) 0.02 3399 -79.00% 62.96 66.70
Alleghany Corporation (Y) 0.02 424 608.49 647.25
CA (CA) 0.02 9473 +19.00% 31.67 32.57
Biogen Idec (BIIB) 0.02 827 285.37 291.13
TOTAL S.A. (TOT) 0.02 5376 -18.00% 50.78 50.13
Stericycle (SRCL) 0.02 3690 NEW 77.51 83.42
Markel Corporation (MKL) 0.02 254 -7.00% 901.57 975.57
Fifth Third Ban (FITB) 0.02 11974 -3.00% 26.81 27.57
Kellogg Company (K) 0.02 3685 +4.00% 73.81 73.88
Westar Energy (WR) 0.02 4284 -19.00% 56.49 53.95
J.M. Smucker Company (SJM) 0.02 1849 128.18 140.96
Kennametal (KMT) 0.02 9565 31.57 37.71
Humana (HUM) 0.02 1537 -2.00% 204.29 208.75
Key (KEY) 0.02 18038 18.41 18.84
Seagate Technology Com Stk 0.02 6196 -2.00% 38.25 0.00
iShares Russell 1000 Index (IWB) 0.02 1987 +14.00% 124.31 132.15
Albany Molecular Research (AMRI) 0.02 11210 18.82 15.04
Southwest Airlines (LUV) 0.02 5717 -18.00% 49.85 58.43
Vail Resorts (MTN) 0.02 1530 161.44 182.77
Omega Healthcare Investors (OHI) 0.02 10547 +4.00% 31.38 32.84
Skechers USA (SKX) 0.02 13367 +4.00% 24.61 26.48
Cheniere Energy (LNG) 0.02 7971 +36.00% 41.15 48.91
Team (TISI) 0.02 6920 -17.00% 39.45 34.60
United States Steel Corporation (X) 0.02 9674 -45.00% 32.97 38.19
Magellan Midstream Partners (MMP) 0.02 3334 NEW 75.88 77.29
Greenbrier Companies (GBX) 0.02 5613 NEW 41.69 43.85
Rbc Cad Com 0.02 4611 -4.00% 67.88 0.00
Bank Of Montreal Cadcom Npv 0.02 4266 -29.00% 71.73 0.00
Prospect Capital Corporation (PSEC) 0.02 38860 +5.00% 8.39 9.38
Suncor Energy Inc New 0.02 6964 NEW 32.45 0.00
American International (AIG) 0.02 3854 -2.00% 65.39 64.00
iShares S&P; MidCap 400 Growth (IJK) 0.02 1762 183.31 193.68
SPDR S&P; MidCap 400 ETF (MDY) 0.02 804 302.24 318.05
PowerShares DB US Dollar Index Bullish (UUP) 0.02 12407 -2.00% 26.44 26.12
Utilities SPDR (XLU) 0.02 4331 -71.00% 48.49 51.30
iShares Dow Jones US Real Estate (IYR) 0.02 2868 -13.00% 78.10 80.73
Tesla Motors (TSLA) 0.02 1342 +22.00% 213.11 246.23
PowerShares Water Resources (PHO) 0.02 8868 NEW 24.47 26.22
PowerShares FTSE RAFI US 1000 (PRF) 0.02 2144 99.81 103.91
Whitestone REIT (WSR) 0.02 14383 14.39 14.18
iShares S&P; SmallCap 600 Growth (IJT) 0.02 1586 -11.00% 151.32 155.16
Alerian Mlp Etf(amlp) 0.02 20296 +4.00% 12.61 0.00
First Trust DJ Internet Index Fund (FDN) 0.02 3915 NEW 79.95 87.38
Invesco Van Kampen Bond Fund (VBF) 0.02 14205 18.44 19.01
General Motors Company (GM) 0.02 6265 NEW 34.64 37.27
Liberty All-Star Equity Fund (USA) 0.02 40982 +4.00% 5.15 5.47
iShares MSCI ACWI Index Fund (ACWI) 0.02 4280 NEW 59.35 62.63
PowerShares Fin. Preferred Port. (PGF) 0.02 13098 17.94 18.64
iShares Morningstar Large Growth (JKE) 0.02 2144 -9.00% 120.34 130.52
iShares Morningstar Large Value (JKF) 0.02 3334 -3.00% 94.18 98.03
iShares S&P; 1500 Index Fund (ISI) 0.02 5993 +15.00% 50.89 0.00
First Trust DB Strateg Val Idx Fnd (FDV) 0.02 6925 40.58 0.00
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.02 1759 NEW 122.23 123.16
iShares Dow Jones US Technology (IYW) 0.02 2128 -2.00% 119.83 132.90
iShares Morningstar Small Value (JKL) 0.02 2141 -4.00% 143.39 148.42
iShares S&P; Global Energy Sector (IXC) 0.02 7286 34.72 33.23
iShares S&P; Global Healthcare Sect. (IXJ) 0.02 2172 -14.00% 94.84 102.52
iShares S&P; Global Technology Sect. (IXN) 0.02 2741 109.81 120.56
John Hancock Preferred Income Fund III (HPS) 0.02 12382 -15.00% 17.77 18.60
Nuveen Muni Value Fund (NUV) 0.02 21380 9.54 9.85
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.02 1441 NEW 141.57 152.41
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.02 2222 -18.00% 105.31 113.10
WisdomTree LargeCap Dividend Fund (DLN) 0.02 2858 80.13 83.45
Nuveen Insd Dividend Advantage 0.02 15864 +6.00% 14.44 0.00
PIMCO Corporate Income Fund (PCN) 0.02 15245 -7.00% 14.76 15.97
PowerShares Insured Nati Muni Bond (PZA) 0.02 11033 -3.00% 24.83 25.11
SPDR DJ Wilshire Small Cap Value (SLYV) 0.02 2343 NEW 119.50 121.49
Vanguard Mega Cap 300 Index (MGC) 0.02 2976 76.28 81.06
iShares S&P; Conservative Allocatn Fd ETF (AOK) 0.02 10278 -6.00% 32.50 33.18
Schwab U S Broad Market ETF (SCHB) 0.02 4553 +12.00% 54.03 57.48
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.02 22266 13.61 13.55
Vanguard Scottsdale Fds cmn 0.02 2758 +23.00% 102.97 0.00
Schwab U S Large Cap Growth ETF (SCHG) 0.02 4105 -21.00% 55.79 60.48
Rydex Etf Trust equity 0.02 8473 NEW 37.06 0.00
Vanguard Admiral Fds Inc equity 0.02 2065 -15.00% 108.47 0.00
Te Connectivity Ltd for 0.02 4372 NEW 69.08 0.00
Citigroup Inc 0.02 5415 -5.00% 59.10 0.00
Ishares High Dividend Equity F 0.02 3304 -4.00% 82.32 0.00
Marathon Petroleum Corp 0.02 6584 -47.00% 50.43 0.00
Ishares Tr fltg rate nt 0.02 5147 NEW 51.29 0.00
Fortune Brands 0.02 4748 -2.00% 53.29 0.00
Delphi Automotive Plc shs 0.02 3847 NEW 66.29 0.00
Schwab Strategic Tr us dividend eq 0.02 5939 43.44 0.00
Aon 0.02 2785 111.67 0.00
SELECT INCOME REIT COM SH BEN int 0.02 13280 -8.00% 25.08 0.00
First Tr Exchange-traded Fd cmn 0.02 6188 NEW 48.32 0.00
Ishares S&p Amt-free Municipal 0.02 9300 NEW 25.38 0.00
Alps Etf Tr barrons 400 etf 0.02 6233 35.46 0.00
Ishares Tr Msci Usa Momentum Factor 0.02 4155 NEW 76.29 0.00
Twitter 0.02 19014 -10.00% 15.99 0.00
Ishares U S Etf Tr Short Matur sht mat bd etf 0.02 4284 +7.00% 50.42 0.00
First Tr Exchange Traded Fd dorsey wrt 5 etf 0.02 11464 +2.00% 23.29 0.00
Pentair cs 0.02 4894 +24.00% 55.99 0.00
Kite Rlty Group Tr 0.02 9139 NEW 23.42 0.00
Alps Etf Tr sprott gl mine 0.02 14700 18.84 0.00
Monogram Residential Trust 0.02 22679 -4.00% 10.89 0.00
First Tr Exchange Traded Fd dorsey wright 0.02 19277 +44.00% 17.12 0.00
First Tr Exchange Traded Fd ft strg incm etf 0.02 4678 NEW 50.02 0.00
Halyard Health 0.02 7714 -5.00% 35.39 0.00
First Tr Exch Traded Fd Iii eme mrk bd etf 0.02 7570 NEW 40.16 0.00
Petroleum & Res Corp Com cef 0.02 15520 -9.00% 20.30 0.00
Proshares Tr mdcp 400 divid 0.02 4866 +12.00% 50.35 0.00
Allergan 0.02 1130 +21.00% 209.73 0.00
Victory Portfolios Ii Cemp Us 500 Enha etf 0.02 7068 NEW 40.61 0.00
Broad 0.02 1332 NEW 175.68 0.00
Nuveen Barclays Shrt Term Muni bdfund 0.02 4357 -4.00% 47.74 0.00
Manitowoc Foodservice 0.02 15621 -52.00% 19.33 0.00
S&p Global 0.02 1900 107.89 0.00
Life Storage Inc reit 0.02 2473 86.53 0.00
Agnc Invt Corp Com reit 0.02 15502 NEW 18.13 0.00
Brookfield Real Assets Incom shs ben int 0.02 12292 NEW 22.21 0.00
Manitowoc Company (MTW) 0.01 16971 -71.00% 6.01 6.26
Freeport-McMoRan Copper & Gold (FCX) 0.01 13338 -26.00% 13.35 13.27
Frontier Communications (FTR) 0.01 45224 -5.00% 3.29 3.29
Whiting Petroleum Corporation (WLL) 0.01 15194 +19.00% 11.98 10.84
Advanced Micro Devices (AMD) 0.01 13025 NEW 11.29 15.20
VeriFone Systems (PAY) 0.01 10747 -36.00% 17.87 20.93
Capstead Mortgage Corporation (CMO) 0.01 19161 -26.00% 10.02 10.55
CONN'S (CONN) 0.01 10000 12.70 9.95
Acacia Research Corporation (ACTG) 0.01 17680 -5.00% 6.67 5.90
Intrepid Potash (IPI) 0.01 63000 NEW 2.08 2.17
Asa Limited shs 0.01 12273 11.00 0.00
Transalta Corp 0.01 12570 +11.00% 5.49 0.00
iShares S&P; GSCI Commodity-Indexed (GSG) 0.01 10656 15.77 15.40
Barclays Bk Plc Ipsp croil etn 0.01 30540 -8.00% 6.39 0.00
Calamos Conv. Opptys. & Income Fund (CHI) 0.01 10945 NEW 10.05 11.02
Western Asst High Incm Opprtnty Fnd (HIO) 0.01 23798 -4.00% 5.04 5.16
Boulder Growth & Income Fund (BIF) 0.01 19039 -45.00% 8.93 9.41
BlackRock Floating Rate Income Strat. Fn (FRA) 0.01 10492 14.39 14.72
BlackRock Ltd. Duration Income Trust (BLW) 0.01 11825 NEW 15.14 15.90
BlackRock Credit All Inc Trust IV (BTZ) 0.01 15243 -2.00% 12.92 13.21
Dreyfus Strategic Muni. (LEO) 0.01 13223 8.39 8.76
Nuveen Select Tax-Free Income Portfolio (NXP) 0.01 14435 13.86 14.07
PIMCO High Income Fund (PHK) 0.01 11762 9.10 8.91
New York Mortgage Trust (NYMT) 0.01 11087 -3.00% 6.58 6.37
Flaherty & Crumrine Pref. Incme Opp. Fd. (PFO) 0.01 10750 11.26 11.66
Nuveen Michigan Qlity Incom Municipal Fd (NUM) 0.01 11670 13.37 13.43
Blackrock Res & Commodities Strategy Tr Shs 0.01 13199 NEW 8.33 0.00
GAMCO Natural Resources, Gold & Income Trust 0.01 19903 NEW 6.68 0.00
Ishares Tr int pfd stk fd 0.01 11281 -32.00% 15.78 0.00
Sprott Phys Platinum & Palladi 0.01 10200 6.86 0.00
Nuveen Int Dur Qual Mun Trm 0.01 15550 12.28 0.00
Spirit Realty reit 0.01 15127 -44.00% 10.78 0.00
Prospect Capital Corporation note 5.875 0.01 89000 1.01 0.00
Tracon Pharmaceuticals 0.01 29406 -17.00% 4.90 0.00
Windstream Holdings 0.01 12006 7.25 0.00
Prospect Capital Corp conv 0.01 135000 0.99 0.00
Fitbit 0.01 11775 NEW 7.30 0.00
First Data 0.01 10500 14.19 0.00
China Automotive Systems (CAAS) 0.00 10000 5.40 4.86
NAVIOS MARITIME HOLDINGS INC Com Stk 0.00 10000 NEW 1.40 0.00
New Gold Inc Cda 0.00 10475 3.53 0.00
Westport Innovations Com New 0.00 11082 1.08 0.00
Seadrill Limited 0.00 11312 -9.00% 3.54 0.00
Dreyfus High Yield Strategies Fund (DHF) 0.00 10000 3.40 3.43
Netlist (NLST) 0.00 17930 1.00 0.98
QuickLogic Corporation (QUIK) 0.00 18050 -9.00% 1.39 1.62
Neoprobe 0.00 90315 0.61 0.00
Psec Us conv 0.00 45000 1.00 0.00
Vericel 0.00 11500 -20.00% 3.04 0.00
Tcp Cap Corp note 5.250%12/1 0.00 30000 1.03 0.00

Past 13F-HR SEC Filings for SII INVESTMENTS INC/WI