Yorktown Management & Research Company

Latest statistics and disclosures from Yorktown Management & Research's latest quarterly 13F-HR filing:

Yorktown Management & Research portfolio companies for June 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Two Harbors Investment (TWO) 2.77 1.42M +16.00% 8.56 10.30
Solar Cap 2.73 630000 +46.00% 19.05 0.00
Blackstone Mtg Tr 2.58 410000 +7.00% 27.67 0.00
American Capital Agency (AGNC) 2.48 550000 +7.00% 19.82 20.97
Ares Capital Corporation (ARCC) 2.13 660000 +36.00% 14.20 16.86
Starwood Property Trust (STWD) 2.12 450000 20.72 23.57
AT&T; (T) 2.08 211300 -3.00% 43.21 32.70
iShares S&P; US Pref Stock Idx Fnd (PFF) 1.99 220000 39.89 39.78
Invesco Mortgage Capital (IVR) 1.96 630000 13.69 15.44
Hercules Technology Growth Capital (HTGC) 1.89 670000 12.42 13.99
New Residential Invt 1.87 595000 +21.00% 13.84 0.00
Goldmansachsbdcinc shs 1.82 400000 -4.00% 19.99 0.00
Tpg Specialty Lnding Inc equity 1.77 470000 -4.00% 16.61 0.00
Annaly Capital Management (NLY) 1.76 700000 11.07 10.36
PennyMac Mortgage Investment Trust (PMT) 1.76 476500 +4.00% 16.23 20.65
Verizon Communications (VZ) 1.74 137400 -3.00% 55.84 48.01
Golub Capital BDC (GBDC) 1.60 390000 -6.00% 18.07 17.53
Ag Mtg Invt Tr 1.58 480000 +6.00% 14.44 0.00
Tcp Capital 1.53 440000 +4.00% 15.28 0.00
New Mountain Finance 1.51 515000 +27.00% 12.90 0.00
Main Street Capital Corporation (MAIN) 1.49 200000 -25.00% 32.85 30.38
Fs Investment Corporation 1.44 700000 -6.00% 9.05 0.00
PowerShares Preferred Portfolio (PGX) 1.39 400000 -11.00% 15.24 14.83
Ellington Financial 1.36 350000 -7.00% 17.13 0.00
BGC Partners (BGCP) 1.31 662000 8.71 8.57
PowerShares Fin. Preferred Port. (PGF) 1.31 300000 19.19 18.45
Fidus Invt 1.30 375000 -5.00% 15.27 0.00
THL Credit (TCRD) 1.29 510000 +15.00% 11.13 12.58
American Capital Mortgage In 1.29 360000 +111.00% 15.79 0.00
Prudential Sht Duration Hg Y 1.29 360000 15.79 0.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.27 350000 +82.00% 15.92 13.87
Apollo Residential Mortgage 1.16 380000 +23.00% 13.40 0.00
Zais Financial 1.14 365000 13.71 0.00
BlackRock Ltd. Duration Income Trust (BLW) 1.08 311104 -8.00% 15.25 15.88
Invesco Van Kampen Dyn Cr Opp Fund (VTA) 1.05 420000 -26.00% 11.02 11.96
BlackRock Corporate High Yield Fund VI, (HYT) 1.03 435000 10.44 11.27
Frontier Communications (FTR) 1.01 900000 NEW 4.94 7.40
Apollo Commercial Real Est. Finance (ARI) 0.99 270000 16.07 16.81
Prudential Gl Sh Dur Hi Yld 0.99 290485 -27.00% 15.01 0.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.96 520000 8.08 9.03
Eaton Vance Floating-Rate Income Trust (EFT) 0.95 310000 -11.00% 13.43 14.57
Blackrock Multi-sector Incom other 0.90 240000 16.55 0.00
Eaton Vance Limited Duration Income Fund (EVV) 0.89 290000 -27.00% 13.44 14.26
Compass Diversified Holdings (CODI) 0.87 230000 -8.00% 16.59 16.27
BlackRock Debt Strategies Fund (DSU) 0.80 1000000 3.53 3.73
Western Asset Hgh Yld Dfndfd 0.75 220000 15.02 0.00
Nuveen Floating Rate Income Fund (JFR) 0.70 297739 -21.00% 10.34 11.30
New America High Income Fund I 0.69 355000 8.55 0.00
Nuveen Fltng Rte Incm Opp Fd 0.68 290000 -41.00% 10.26 0.00
Invesco Van Kampen Municipal Trust (VKQ) 0.65 200000 14.21 12.65
BlackRock Floating Rate Income Trust (BGT) 0.60 202509 -29.00% 12.97 13.44
Nuveen Senior Income Fund (NSL) 0.60 435000 -3.00% 6.04 6.69
Crown Castle Intl 0.58 25000 -6.00% 101.44 0.00
Pioneer Floating Rate Trust (PHD) 0.57 222451 -13.00% 11.27 11.58
Apollo Sr Floating Rate Fd I 0.57 160000 -13.00% 15.80 0.00
BlackRock Floating Rate Income Strat. Fn (FRA) 0.55 185000 -38.00% 13.15 13.92
Eaton Vance Senior Income Trust (EVF) 0.53 390000 -17.00% 6.01 6.49
Deutsche Multi-mkt Income Tr Shs cef 0.53 285000 -17.00% 8.15 0.00
Lehman Brothers First Trust IOF (NHS) 0.52 207000 10.95 12.56
Ivy High Income Opportunities Fd 0.50 160000 13.67 0.00
Nuveen Global High Inc Fd 0.49 150000 -11.00% 14.39 0.00
Ares Dynamic Cr Allocation 0.48 154150 -42.00% 13.75 0.00
Nuveen Insd Dividend Advantage 0.46 125000 +8.00% 16.26 0.00
Stellus Capital Investment 0.41 175000 -10.00% 10.24 0.00
Newfleet Multi-sector Income E 0.41 37000 +8.00% 48.76 0.00
Invesco Van Kampen Senior Income Trust (VVR) 0.40 420000 -38.00% 4.18 4.77
Vanguard Short Term Corporate Bond ETF (VCSH) 0.40 21500 80.84 79.79
Cys Investments 0.38 200000 -9.00% 8.37 0.00
Vodafone (VOD) 0.35 50000 -10.00% 30.90 32.37
First Trust/Four Corners SFRI Fund II (FCT) 0.34 117900 -30.00% 12.85 13.69
Tri-Continental Corporation (TY) 0.33 70239 20.54 21.62
Wells Fargo Adv Inc Opport Fund (EAD) 0.33 181614 -50.00% 7.90 9.02
Invesco Quality Municipal Inc Trust (IQI) 0.31 100000 -50.00% 13.82 12.46
Nuveen Sht Dur Cr Opp Fd 0.31 87091 -25.00% 15.72 0.00
Diversified Real Asset Inc F 0.30 80000 -52.00% 16.55 0.00
Western Asset Global Cp Defi 0.29 75122 -35.00% 17.04 0.00
BlackRock Credit All Inc Trust IV (BTZ) 0.27 90000 -64.00% 13.02 13.18
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.27 75000 15.71 0.00
Avenue Income Cr Strat 0.25 90000 -18.00% 11.98 0.00
Deutsche High Income Tr shs 0.24 118000 -36.00% 8.78 0.00
Western Asst High Incm Opprtnty Fnd (HIO) 0.23 210000 -65.00% 4.90 5.37
Capitala Finance 0.23 73200 -12.00% 14.00 0.00
Cherry Hill Mort 0.22 63500 15.57 0.00
City Office Reit 0.22 73523 -22.00% 12.99 0.00
Apollo Tactical Income Fd In 0.20 60000 -14.00% 14.43 0.00
Ladder Capital Corp Class A 0.20 73537 12.20 0.00
Eaton Vance Fltg Rate In 0.19 57180 -48.00% 14.99 0.00
AllianceBernstein Global Hgh Incm Fd (AWF) 0.17 60000 -70.00% 12.28 12.60
Western Asset Glbl Partners Incm Fnd (GDF) 0.17 85000 -39.00% 8.56 9.58
Western Asset Corporate Loan F 0.17 72900 NEW 10.36 0.00
Pennantpark Floating Rate Capi 0.16 55000 -5.00% 12.40 0.00
One Liberty Properties (OLP) 0.15 28517 -34.00% 23.85 22.90
Ares Coml Real Estate 0.15 55000 +83.00% 12.29 0.00
Centrais Eletricas Brasileiras 0.14 160000 NEW 3.94 0.00
Alere (ALR) 0.14 14500 NEW 41.66 47.27
Garrison Capital 0.14 60000 -14.00% 10.08 0.00
Invesco Van Kampen High Inc Trust II (VLT) 0.13 40000 -55.00% 13.75 15.04
Pimco Dynamic Credit Income other 0.13 28904 -77.00% 19.13 0.00
Kkr Income Opportunities Fd 0.12 33900 -54.00% 15.07 0.00
Waste Connections (WCN) 0.10 6000 72.00 47.19
Silicon Motion Technology (SIMO) 0.10 9300 47.85 27.11
Vanguard European ETF (VGK) 0.10 9050 46.63 53.41
Adobe Systems Incorporated (ADBE) 0.09 4000 95.75 76.64
Masco Corporation (MAS) 0.09 12200 30.90 25.99
Herman Miller (MLHR) 0.09 12800 29.92 27.53
Markel Corporation (MKL) 0.09 400 952.50 738.67
Prestige Brands Holdings (PBH) 0.09 6800 55.44 38.46
Cresud (CRESY) 0.09 27000 NEW 14.15 12.24
Drew Industries (DW) 0.09 4700 84.89 59.24
Toro Company (TTC) 0.09 4500 88.22 66.03
WebMD Health (WBMD) 0.09 6500 58.15 42.39
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) 0.09 12200 30.82 30.62
Fortune Brands 0.09 6500 58.00 0.00
Pimco Total Return Etf totl 0.09 3550 107.32 0.00
Facebook Inc cl a 0.09 3300 114.24 0.00
Harvest Cap Cr 0.09 30000 -33.00% 12.77 0.00
Tractor Supply Company (TSCO) 0.08 4000 91.25 85.18
Copart (CPRT) 0.08 7000 49.00 36.58
Electronic Arts (ERTS) 0.08 4500 75.78 0.00
Cadence Design Systems (CDNS) 0.08 14300 24.27 17.85
Starbucks Corporation (SBUX) 0.08 6400 57.19 92.23
AutoZone (AZO) 0.08 420 792.86 644.63
Amazon (AMZN) 0.08 500 716.00 372.62
NVR (NVR) 0.08 200 1780.00 1330.70
Take-Two Interactive Software (TTWO) 0.08 9000 37.89 24.53
Universal Forest Products (UFPI) 0.08 4000 92.75 51.44
Intuit (INTU) 0.08 3000 111.67 95.52
Centene Corporation (CNC) 0.08 5000 71.40 63.33
Panera Bread Company (PNRA) 0.08 1600 211.88 157.74
Hanover Insurance (THG) 0.08 4000 84.50 68.76
Washington Federal (WFSL) 0.08 14800 24.26 0.00
iShares MSCI Brazil Index (EWZ) 0.08 12000 30.17 30.55
Vanguard FTSE All-World ex-US ETF (VEU) 0.08 7700 42.86 47.62
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.08 3700 92.97 96.93
Aon 0.08 3400 109.12 0.00
Vantiv Inc Cl A 0.08 6500 56.62 0.00
Metropcs Communications 0.08 8300 43.25 0.00
Allegion Plc equity 0.08 5100 69.41 0.00
Doubleline Total Etf etf 0.08 7000 NEW 49.86 0.00
Lear Corporation (LEA) 0.07 3000 101.67 106.04
Fidelity National Information Services (FIS) 0.07 4000 73.75 65.10
Brookfield Asset Management (BAM.A) 0.07 9000 33.11 0.00
LKQ Corporation (LKQX) 0.07 10000 31.70 0.00
Automatic Data Processing (ADP) 0.07 3500 92.00 85.00
Harris Corporation (HRS) 0.07 3600 83.33 72.70
Steris Corporation (STE) 0.07 4500 68.67 64.39
Rockwell Collins (COL) 0.07 3400 85.00 91.43
Valero Energy Corporation (VLO) 0.07 5700 51.05 56.99
Convergys Corporation (CVG) 0.07 12000 25.00 21.27
Gartner (IT) 0.07 3000 97.33 80.12
Danaher Corporation (DHR) 0.07 3100 100.97 84.59
FactSet Research Systems (FDS) 0.07 2000 161.50 150.33
Thor Industries (THO) 0.07 5000 64.80 60.64
Ultimate Software (ULTI) 0.07 1500 210.00 162.96
Investment Technology (ITG) 0.07 17700 16.72 23.52
Aspen Insurance Holdings Ltd shs 0.07 6700 46.42 0.00
Amdocs Ltd ord 0.07 5000 57.80 0.00
Wabash National Corporation (WNC) 0.07 24000 12.71 14.35
Littelfuse (LFUS) 0.07 2700 118.15 94.91
Telecom Argentina S.A. (TEO) 0.07 16000 NEW 18.31 22.51
Teledyne Technologies Incorporated (TDY) 0.07 3000 99.00 99.65
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.07 1350 -28.00% 243.70 141.66
Compania Cervecerias Unidas S.A. (CCU) 0.07 13000 NEW 23.31 18.05
Fresenius Medical Care AG & Co. (FMS) 0.07 6800 43.53 40.45
Viad (VVI) 0.07 10000 31.00 26.73
Woodward Governor Company (WGOV) 0.07 5500 57.64 0.00
Transportadora de Gas del Sur SA (TGS) 0.07 46000 NEW 6.76 4.90
US Ecology (ECOL) 0.07 6500 46.00 49.93
Genpact Limited shs 0.07 12000 26.83 0.00
iShares S&P; Latin America 40 Index (ILF) 0.07 12000 26.25 28.43
Trinity Biotech (TRIB) 0.07 26000 NEW 11.35 18.81
Chunghwa Telecom Co Ltd - 0.07 8500 36.35 0.00
Amc Networks Inc Cl A 0.07 4800 60.42 0.00
Ellie Mae 0.07 3500 91.71 0.00
Icon 0.07 4100 70.00 0.00
Cdw 0.07 8000 40.12 0.00
Criteo Sa Ads 0.07 7000 45.86 0.00
Triplepoint Venture Gr Bdc cs 0.07 30000 NEW 10.60 0.00
Cdk Global Inc equities 0.07 5500 55.45 0.00
Liberty Broadband Cl C 0.07 5300 60.00 0.00
Liberty Broadband Corporation 0.07 5300 59.43 0.00
Acxiom 0.07 16918 17.44 0.00
Chubb 0.07 2500 130.80 0.00
Dentsply Sirona 0.07 5079 62.02 0.00
Fomento Economico Mexicano SAB (FMX) 0.06 2700 92.59 86.48
Infosys Technologies (INFY) 0.06 14000 17.86 34.81
Taiwan Semiconductor Mfg (TSM) 0.06 10000 -31.00% 26.20 23.50
Ameriprise Financial (AMP) 0.06 3000 NEW 90.00 131.20
Northern Trust Corporation (NTRS) 0.06 4000 66.25 69.63
Merck & Co 0.06 4500 57.56 0.00
Regeneron Pharmaceuticals (REGN) 0.06 700 348.57 427.05
Chevron Corporation (CVX) 0.06 2550 104.71 102.86
PPG Industries (PPG) 0.06 2600 104.23 225.60
Intel Corporation (INTC) 0.06 8400 32.86 32.76
Autoliv (ALV) 0.06 2500 107.60 111.66
NIKE (NKE) 0.06 4900 55.10 96.37
Accenture 0.06 2500 -30.00% 113.20 0.00
Lowe's Companies (LOW) 0.06 3600 79.17 73.15
Novo Nordisk A/S (NVO) 0.06 5000 53.80 46.07
SAP AG (SAP) 0.06 3400 75.00 67.42
NewMarket Corporation (NEU) 0.06 600 415.00 459.84
Alliance Data Systems Corporation (ADS) 0.06 1400 195.71 275.30
Axis Capital Holdings 0.06 5000 55.00 0.00
IDEX Corporation (IEX) 0.06 3300 82.12 74.18
Oracle Corporation (ORCL) 0.06 6200 40.97 41.62
Aircastle 0.06 14000 -40.00% 19.57 0.00
Steel Dynamics (STLD) 0.06 11100 24.50 17.52
Bruker Corporation (BRKR) 0.06 11000 22.73 18.90
FMC Corporation (FMC) 0.06 6000 46.33 60.36
Infinera (INFN) 0.06 22400 11.29 18.11
Hexcel Corporation (HXL) 0.06 5900 41.69 47.72
Wabtec Corporation (WAB) 0.06 3600 70.28 91.75
Ormat Technologies (ORA) 0.06 6300 43.81 34.71
Braskem SA (BAK) 0.06 21000 NEW 11.86 7.57
Flamel Technologies S.A. (FLML) 0.06 25000 NEW 10.76 16.43
Quanex Building Products Corporation (NX) 0.06 14000 18.57 18.74
Cardtronics (CATM) 0.06 6500 39.85 35.46
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.06 5000 50.40 56.03
O'reilly Automotive 0.06 1000 271.00 0.00
ISHARES TR MSCI Small Cap msci small cap 0.06 5500 48.18 0.00
iShares MSCI Jpan Smll Cap Ind Fund (SCJ) 0.06 4500 60.00 55.02
WisdomTree Intl. SmallCap Div Fd. (DLS) 0.06 4500 56.00 57.78
Schwab Emerging Markets Equity ETF (SCHE) 0.06 13300 21.28 23.47
Ishares Inc em mkt min vol 0.06 4700 51.49 0.00
Express Scripts Holding 0.06 3600 75.83 0.00
Phillips 66 0.06 3200 79.38 0.00
FIRST TR EXCH TRD ALPHA FD I switzlnd alpha 0.06 7000 38.57 0.00
First Tr Exch Trd Alpha Fd I europe alpha 0.06 9000 27.33 0.00
Ptc 0.06 6500 37.54 0.00
Controladora Vuela Cia Spon Ad 0.06 14000 NEW 18.71 0.00
Dws Strategic Income Trust 0.06 22513 -72.00% 11.46 0.00
Allergan 0.06 1100 230.91 0.00
Adaptimmune Therapeutics 0.06 32000 NEW 8.16 0.00
China Petroleum & Chemical (SNP) 0.05 2860 NEW 72.03 78.22
JPMorgan Chase & Co. (JPM) 0.05 3500 62.00 60.16
Moody's Corporation (MCO) 0.05 2500 93.60 95.46
M&T; Bank Corporation (MTB) 0.05 2000 118.00 121.63
Pfizer (PFE) 0.05 5900 NEW 35.25 33.78
Bristol Myers Squibb (BMY) 0.05 3000 NEW 73.67 66.08
NVIDIA Corporation (NVDA) 0.05 5000 NEW 47.00 22.93
Nucor Corporation (NUE) 0.05 4100 NEW 49.51 45.99
Paychex (PAYX) 0.05 3500 NEW 59.43 48.92
SYSCO Corporation (SYY) 0.05 4000 -20.00% 50.75 38.41
T. Rowe Price (TROW) 0.05 3000 73.00 81.65
Agrium 0.05 2500 90.40 0.00
Apple (AAPL) 0.05 2500 95.60 123.28
Diageo (DEO) 0.05 1800 NEW 112.78 110.91
GlaxoSmithKline (GSK) 0.05 5000 43.40 45.62
Liberty Media (LINTA) 0.05 8000 25.38 0.00
Sanofi-Aventis SA (SNY) 0.05 5500 41.82 47.19
Ryanair Holdings (RYAAY) 0.05 3046 69.60 62.53
Juniper Networks (JNPR) 0.05 10000 22.50 23.46
Evercore Partners (EVR) 0.05 5000 44.20 50.69
British American Tobac (BTI) 0.05 1800 129.44 108.89
Celgene Corporation (CELG) 0.05 2100 98.57 118.26
Wipro (WIT) 0.05 19400 12.37 13.06
Tesla Motors (TSLA) 0.05 1000 212.00 194.42
iShares MSCI Thailand Index Fund (THD) 0.05 3000 69.00 78.75
Allied World Assurance 0.05 6000 35.17 0.00
Embraer S A 0.05 10000 NEW 21.70 0.00
Vanguard Pacific ETF (VPL) 0.05 4000 55.75 59.67
Noah Holdings (NOAH) 0.05 9500 24.11 20.05
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.05 7000 28.57 33.58
iShares MSCI EAFE Growth Index (EFG) 0.05 3500 65.43 68.09
iShares MSCI Israel Capped Inv Mar ETF (EIS) 0.05 5100 46.86 47.77
WisdomTree DEFA (DWM) 0.05 4500 44.67 50.61
WisdomTree Europe SmallCap Div Fd (DFE) 0.05 4200 50.95 54.23
Claymore AlphaShares China All Cap ETF (YAO) 0.05 9000 23.67 27.15
Ishares Tr cmn 0.05 4600 51.96 0.00
Zeltiq Aesthetics 0.05 8500 NEW 27.29 0.00
Ishares Inc core msci emkt 0.05 5500 41.82 0.00
Starz - Liberty Capital stock 0.05 8000 29.88 0.00
Ishares Inc msci india index 0.05 8400 27.98 0.00
Ishares Tr core strm usbd 0.05 2000 -42.00% 101.50 0.00
Atlas Financial Holdings Inc shs 0.05 13000 17.23 0.00
Liberty Global Inc C 0.05 7400 28.65 0.00
Ishares Tr 0-5yr invt gr cp 0.05 4000 -42.00% 51.00 0.00
Brookfield High Income Fd In 0.05 30000 -85.00% 7.20 0.00
Marine Harvest Asa Spons 0.05 12500 16.88 0.00
Dbx Etf Tr ex us hdg eqty 0.05 11000 -26.00% 21.82 0.00
Liberty Tripadvisor Hldgs 0.05 10000 21.90 0.00
Liberty Media Corp Delaware Com A Siriusxm 0.05 7200 NEW 31.39 0.00
Enersis S.A. (ENI) 0.04 21000 NEW 8.57 15.66
Fibria Celulose S.A. (FBR) 0.04 24500 6.78 12.43
Aviva (AV) 0.04 15000 10.67 16.55
Bldrs Index Fds Tr eur 100 0.04 10000 19.00 0.00
Spirit Realty Capital 0.04 13000 12.77 0.00
Monroe Cap 0.04 13000 14.85 0.00
Nuveen Flexible Invt Income 0.04 11600 -72.00% 15.86 0.00
ICICI Bank (IBN) 0.03 16000 7.19 11.08
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.03 12000 9.17 11.95
Intersil Corporation (ISIL) 0.03 10000 13.50 14.75
ING Groep N.V. (ING) 0.03 13000 10.31 14.08
* Enersis Chile Sa Spon Adr stock 0.03 21000 NEW 5.81 0.00
AEGON N.V. (AEG) 0.02 20426 4.01 7.81
Telefonaktiebolaget LM Ericsson (ERIC) 0.02 11500 7.65 12.38
Telefonica S.A. (TEF) 0.02 11314 9.46 14.04
Mitsubishi UFJ Financial (MTU) 0.02 22000 4.41 6.19
Telecom Italia S.p.A. (TI) 0.02 12800 8.20 11.75
Banco Santander, S.A. (STD) 0.02 19876 3.92 0.00
Sumitomo Mitsui Financial Grp (SMFG) 0.02 16000 5.75 7.77
Western Asset High Incm Fd I 0.02 14600 -94.00% 6.92 0.00
Ambev Sa- 0.02 15500 5.94 0.00
Wheeler Real Estate Invt Tr cv pfd ser b 0.02 50000 NEW 1.54 0.00
Lloyds TSB (LYG) 0.01 20000 2.95 4.70