Yorktown Management & Research Company

Latest statistics and disclosures from Yorktown Management & Research's latest quarterly 13F-HR filing:

Companies in the Yorktown Management & Research portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Ares Capital Corporation (ARCC) 10.01 2.33M +3% 16.39
Solar Cap Ltd 7.03 1.24M 21.64
New Residential Investment 5.48 1.25M NEW 16.73
Two Harbors Investment (TWO) 3.96 1.50M 10.08
BGC Partners (BGCP) 2.84 750000 14.47
Apollo Commercial Real Est. Finance (ARI) 2.61 550000 -17% 18.11
AT&T; (T) 2.17 211300 39.17
Tcp Capital 1.95 450000 16.49
Verizon Communications (VZ) 1.78 137400 49.49
iShares Russell 1000 Value Index (IWD) 1.71 55000 +103% 118.51
New Mountain Finance Corp 1.46 390000 14.25
Pra Group Inc conv 1.45 6.02M NEW 0.92
Schwab Strategic Tr us dividend eq 1.35 110000 +10% 46.80
Schwab Strategic Tr cmn 1.22 90000 +80% 51.82
Fidus Invt 1.16 275000 +14% 16.08
MFA Mortgage Investments (MFA) 1.08 470000 -9% 8.76
Starwood Property Trust (STWD) 1.02 180000 21.72
Ladder Capital Corp Class A 0.90 250000 -30% 13.78
Semgroup Corp cl a 0.83 110000 NEW 28.75
Blackstone Mtg Tr 0.81 100000 -54% 31.02
Ares Coml Real Estate 0.80 230000 13.31
Royal Dutch Shell (RDS.A) 0.79 50000 60.58
Vanguard Total World Stock Idx Fd (VT) 0.76 41000 NEW 70.73
Royal Bk Of Scotland Plc debt 7.500%12/3 0.74 2.70M NEW 1.05
SPDR S&P; 500 ETF (SPY) 0.66 10000 -33% 251.20
Spirit Realty Capital Inc convertible cor 0.66 2.50M NEW 1.00
Leggett & Platt (LEG) 0.63 50000 NEW 47.74
Lincoln National Corporation (LNC) 0.62 32000 +60% 73.47
Royal Bk Scotland Group Plc note 8.625%12/3 0.58 2.00M NEW 1.11
Ellington Financial Llc 0.56 135000 15.79
Ally Financial 0.56 88600 +88% 24.26
Wells Fargo & Company (WFC) 0.53 37000 55.16
Lam Research Corporation (LRCX) 0.51 10500 -16% 185.05
Cisco Systems (CSCO) 0.49 55500 33.62
Citigroup Inc 0.48 25000 +56% 72.76
Bank of America Corporation (BAC) 0.47 71000 25.34
Apple (AAPL) 0.43 10600 -5% 154.15
Corr 7 3/8 12/31/49 stock 0.41 60000 NEW 26.00
Boeing Company (BA) 0.40 6000 -33% 254.17
Schwab U S Broad Market ETF (SCHB) 0.40 25000 -50% 60.92
Chevron Corporation (CVX) 0.39 12550 117.53
Take-Two Interactive Software (TTWO) 0.37 13800 +165% 102.25
Skyworks Solutions (SWKS) 0.37 14000 101.93
BP (BP) 0.36 35750 38.43
United Parcel Service (UPS) 0.36 11425 120.09
MetLife (MET) 0.36 26800 51.94
Johnson & Johnson (JNJ) 0.35 10400 130.00
Magna Intl Inc cl a 0.35 25000 53.40
FedEx Corporation (FDX) 0.34 5700 -16% 225.61
Pfizer (PFE) 0.34 36400 35.69
Microsoft Corporation (MSFT) 0.33 17000 -19% 74.47
Carnival Corporation (CCL) 0.33 19500 -20% 64.56
Eastman Chemical Company (EMN) 0.32 13500 90.52
Johnson Controls International Plc equity 0.32 30000 +20% 40.30
Monsanto Company (MON) 0.31 10000 119.80
Target Corporation (TGT) 0.31 20000 NEW 59.00
Honeywell International (HON) 0.30 8000 -29% 141.75
Fastenal Company (FAST) 0.30 25000 NEW 45.60
Vodafone Group New Adr F 0.30 40000 28.45
McDonald's Corporation (MCD) 0.29 7000 -22% 156.71
Coach (COH) 0.29 27000 +285% 40.30
ConocoPhillips (COP) 0.29 22000 50.05
Exxon Mobil Corporation (XOM) 0.28 13000 82.00
Walt Disney Company (DIS) 0.28 10700 98.60
Covanta Holding Corporation (CVA) 0.27 70000 14.86
Ameriprise Financial (AMP) 0.26 6700 +55% 148.51
Compass Diversified Holdings (CODI) 0.26 55000 -45% 17.75
Capitala Fin Corp 5.75% nt cv 2 0.26 40000 NEW 24.95
Southwest Airlines (LUV) 0.25 17000 -26% 56.00
AECOM Technology Corporation (ACM) 0.25 26000 NEW 36.81
Signet Jewelers Limited 0.25 14300 NEW 66.57
Perrigo Company 0.25 11400 NEW 84.65
Weatherford Intl Plc ord shs 0.25 206500 NEW 4.58
Huron Consulting Group I 1.25% cvbond 0.25 1000000 NEW 0.94
Schlumberger (SLB) 0.24 13000 69.77
NN (NNBR) 0.24 31700 NEW 28.99
Teva Pharm Finance Llc Cvt cv bnd 0.24 1000000 NEW 0.91
MSC Industrial Direct (MSM) 0.23 11400 NEW 75.53
ABIOMED (ABMD) 0.23 5150 NEW 168.54
AmerisourceBergen (ABC) 0.22 10100 NEW 82.77
Zimmer Holdings (ZMH) 0.22 7100 NEW 117.04
Reliance Steel & Aluminum (RS) 0.22 11100 NEW 76.13
First American Financial (FAF) 0.22 16850 NEW 49.97
Home Depot (HD) 0.21 5000 NEW 163.60
EQT Corporation (EQT) 0.20 11500 NEW 65.22
MAXIMUS (MMS) 0.19 10950 NEW 64.47
Grubhub 0.19 13500 NEW 52.67
Hewlett Packard Enterprise 0.19 48000 NEW 14.71
Taiwan Semiconductor Mfg (TSM) 0.18 18500 37.57
Paycom Software 0.18 9400 NEW 75.00
Csra 0.18 21800 NEW 32.25
Seagate Technology Com Stk 0.17 20000 NEW 33.15
Tech Data Corporation (TECD) 0.17 7100 NEW 88.87
Ralph Lauren Corp 0.17 7300 NEW 88.36
Voya Financial 0.17 16000 NEW 39.88
Antero Res 0.16 30200 NEW 19.90
Commscope Hldg 0.16 18000 NEW 33.22
Party City Hold 0.16 44800 NEW 13.55
Cracker Barrel Old Country Store (CBRL) 0.15 3900 NEW 151.54
Intel Corporation (INTC) 0.15 14800 38.11
Advance Auto Parts (AAP) 0.15 5800 NEW 99.14
ONEOK (OKE) 0.15 10000 NEW 55.40
Phillips 66 0.15 6100 91.64
Royal Bk Of Scotland Plc note 8.000%12/3 0.15 500000 NEW 1.11
Hackett (HCKT) 0.14 35650 NEW 15.20
Fabrinet shs 0.14 14050 NEW 37.08
Nv5 Holding 0.14 10000 NEW 54.70
Spdr Ser Tr sp500 high div 0.14 15000 NEW 36.00
E TRADE Financial Corporation (ETFC) 0.13 11000 NEW 43.64
General Electric Company (GE) 0.13 20000 NEW 24.20
Granite Construction (GVA) 0.13 8775 NEW 58.01
Chesapeake Utilities Corporation (CPK) 0.13 6250 NEW 78.24
Children's Place Retail Stores (PLCE) 0.13 4100 NEW 118.05
Kansas City Southern (KSU) 0.13 4500 NEW 108.67
Silver Standard Resources Inc note 2.875 2/0 added 0.13 500000 NEW 1.01
Freeport-McMoRan Copper & Gold (FCX) 0.12 33500 NEW 14.03
Cantel Medical (CMN) 0.12 5000 NEW 94.20
Mesa Laboratories (MLAB) 0.12 3100 NEW 149.35
IDEX Corporation (IEX) 0.11 3300 121.52
Cirrus Logic (CRUS) 0.11 7825 NEW 53.29
TTM Technologies (TTMI) 0.11 26150 NEW 15.37
ING Groep N.V. (ING) 0.11 23000 18.43
Unilever (UL) 0.11 7300 57.95
Arbor Realty Trust (ABR) 0.11 50000 8.20
Braskem SA (BAK) 0.11 15400 26.75
SciClone Pharmaceuticals (SCLN) 0.11 37800 NEW 11.19
Keysight Technologies 0.11 9900 NEW 41.62
Waste Connections Inc Com stock 0.11 6000 NEW 70.00
Fidelity National Information Services (FIS) 0.10 4000 93.50
Brookfield Asset Management (BAM.A) 0.10 9000 41.33
Automatic Data Processing (ADP) 0.10 3500 109.43
Cadence Design Systems (CDNS) 0.10 9900 39.49
Gartner (IT) 0.10 3000 124.33
SAP AG (SAP) 0.10 3400 -40% 109.71
Thor Industries (THO) 0.10 3000 126.00
Gra (GGG) 0.10 3000 123.67
Nexstar Broadcasting (NXST) 0.10 5886 62.35
Rogers Communications -cl B 0.10 7300 51.51
Banco Macro SA (BMA) 0.10 3400 NEW 117.35
Grupo Financiero Galicia S.A. (GGAL) 0.10 7700 NEW 51.56
New Jersey Resources Corporation (NJR) 0.10 9300 NEW 42.15
CEVA (CEVA) 0.10 8500 NEW 42.82
Ormat Technologies (ORA) 0.10 6300 61.11
Motorola Solutions (MSI) 0.10 4500 NEW 84.89
Abbvie 0.10 4200 NEW 88.81
Ptc 0.10 6500 56.31
Inogen 0.10 4050 NEW 95.06
Steris 0.10 4500 NEW 88.44
* Commercehub Inc Com Ser C stock 0.10 17927 21.36
Wheeler Real Estate Invt Tr pfd cnv ser d 0.10 17372 NEW 22.51
Lear Corporation (LEA) 0.09 2000 173.00
Moody's Corporation (MCO) 0.09 2500 139.20
International Paper Company (IP) 0.09 5800 56.90
Masco Corporation (MAS) 0.09 9200 39.02
AstraZeneca (AZN) 0.09 10000 33.90
Koninklijke Philips Electronics NV (PHG) 0.09 8100 41.23
Waters Corporation (WAT) 0.09 1900 179.47
Novartis AG (NVS) 0.09 3800 85.79
Accenture 0.09 2500 135.20
Cintas Corporation (CTAS) 0.09 2300 144.35
FactSet Research Systems (FDS) 0.09 2000 180.00
Toll Brothers (TOL) 0.09 8000 NEW 41.50
Constellation Brands (STZ) 0.09 1700 199.41
Amazon (AMZN) 0.09 370 962.16
Domino's Pizza (DPZ) 0.09 1725 NEW 198.26
Wabash National Corporation (WNC) 0.09 14600 +21% 22.81
Hecla Mining Company (HL) 0.09 69250 NEW 5.03
Littelfuse (LFUS) 0.09 1700 195.88
Universal Display Corporation (PANL) 0.09 2800 128.93
Universal Forest Products (UFPI) 0.09 3600 +44% 98.06
Chemed Corp Com Stk 0.09 1700 201.76
Emergent BioSolutions (EBS) 0.09 8600 40.47
Intuit (INTU) 0.09 2300 142.17
Centene Corporation (CNC) 0.09 3500 -30% 96.86
Hexcel Corporation (HXL) 0.09 5900 57.46
Compania Cervecerias Unidas S.A. (CCU) 0.09 13000 26.92
Fresenius Medical Care AG & Co. (FMS) 0.09 6800 48.82
Gentex Corporation (GNTX) 0.09 18000 NEW 19.78
Schweitzer-Mauduit International (SWM) 0.09 8500 NEW 41.41
Viad (VVI) 0.09 5600 60.89
Silicon Motion Technology (SIMO) 0.09 7300 48.08
Transportadora de Gas del Sur SA (TGS) 0.09 16500 -38% 20.30
US Ecology (ECOL) 0.09 6500 53.85
Medidata Solutions (MDSO) 0.09 4600 78.04
Genpact Limited shs 0.09 12000 28.75
Douglas Dynamics (PLOW) 0.09 8700 NEW 39.43
Main Street Capital Corporation (MAIN) 0.09 8800 NEW 39.77
Apollo Global Management 'a' 0.09 11100 NEW 30.09
Aon 0.09 2300 146.09
Vantiv Inc Cl A 0.09 4900 70.41
Lpl Financial Holdings 0.09 6500 NEW 51.54
Icon 0.09 3100 113.87
Charter Fin. 0.09 18600 NEW 18.55
Cdw 0.09 5200 65.96
American Homes 4 Rent-a reit 0.09 15600 NEW 21.73
Cdk Global Inc equities 0.09 5500 63.09
Liberty Broadband Cl C 0.09 3600 95.28
Liberty Broadband Corporation 0.09 3700 94.05
Acxiom 0.09 16918 21.34
Avangrid 0.09 6900 NEW 47.39
Chubb 0.09 2500 142.40
Commercehub Inc Com Ser A stock 0.09 15463 22.57
Plains Gp Holdings Lp-cl A 0.09 15500 NEW 21.87
Gencor Industries (GENC) 0.08 16750 NEW 17.67
Principal Financial (PFG) 0.08 4500 64.44
Total System Services (TSS) 0.08 4500 65.56
Tractor Supply Company (TSCO) 0.08 4900 NEW 63.27
Regeneron Pharmaceuticals (REGN) 0.08 700 447.14
Copart (CPRT) 0.08 9400 34.36
Adobe Systems Incorporated (ADBE) 0.08 2000 -28% 149.00
Harris Corporation (HRS) 0.08 2400 131.67
Akamai Technologies (AKAM) 0.08 6200 NEW 48.71
Electronic Arts (ERTS) 0.08 2500 -24% 118.00
Autoliv (ALV) 0.08 2500 123.60
Winnebago Industries (WGO) 0.08 7200 44.72
Rockwell Collins (COL) 0.08 2400 -29% 130.83
Air Products & Chemicals (APD) 0.08 2000 151.00
Integrated Device Technology (IDTI) 0.08 11500 NEW 26.61
Convergys Corporation (CVG) 0.08 12000 25.92
Credit Suisse Group AG (CS) 0.08 20000 NEW 15.80
Merck & Co (MRK) 0.08 4500 NEW 64.00
Lowe's Companies (LOW) 0.08 3600 80.00
Markel Corporation (MKL) 0.08 300 1066.67
American Woodmark Corporation (AMWD) 0.08 3200 NEW 96.25
Papa John's Int'l (PZZA) 0.08 4050 NEW 73.09
Cresud (CRESY) 0.08 17131 18.68
Axis Capital Holdings Ltd 0.08 5000 57.40
Oracle Corporation (ORCL) 0.08 6200 48.39
PACCAR (PCAR) 0.08 4200 72.38
Robert Half International (RHI) 0.08 6200 NEW 50.32
NVR (NVR) 0.08 110 -26% 2854.55
Toro Company (TTC) 0.08 4800 62.08
Amdocs Ltd ord 0.08 5000 64.40
Aircastle Ltd 0.08 14000 22.29
Graphic Packaging Holding Company (GPK) 0.08 22000 +94% 13.95
Transcanada Corp 0.08 6500 49.38
Telecom Argentina S.A. (TEO) 0.08 9600 -40% 30.83
Acuity Brands (AYI) 0.08 1800 NEW 171.11
FMC Corporation (FMC) 0.08 3500 89.43
Teledyne Technologies Incorporated (TDY) 0.08 2000 159.00
Celgene Corporation (CELG) 0.08 2100 145.71
Hanover Insurance (THG) 0.08 3000 97.00
A. O. Smith Corporation (AOS) 0.08 5300 59.43
Extra Space Storage (EXR) 0.08 3900 NEW 80.00
Woodward Governor Company (WGOV) 0.08 3700 77.57
Getty Realty (GTY) 0.08 11300 NEW 28.58
CoreLogic (CLGX) 0.08 7000 NEW 46.29
Quanex Building Products Corporation (NX) 0.08 14000 22.93
Scripps Networks Interactive (SNI) 0.08 3500 NEW 86.00
Sensata Technologies Hldg Bv 0.08 6500 48.00
KAR Auction Services (KAR) 0.08 6100 47.70
Garmin Ltd. 0.08 5600 53.93
Winmark Corporation (WINA) 0.08 2250 NEW 131.56
Noah Holdings (NOAH) 0.08 9500 32.11
Chunghwa Telecom Co Ltd - Adr 0.08 8500 34.12
MiMedx (MDXG) 0.08 26500 NEW 11.89
Mosaic Co New 0.08 14000 NEW 21.57
Prologis Inc. 0.08 5100 NEW 63.53
Ellie Mae Inc. 0.08 3500 82.00
Facebook Inc cl a 0.08 1800 -28% 171.11
* Armada Hoffler Pptys 0.08 22800 NEW 13.82
Independent Bank 0.08 5350 NEW 60.37
Allegion Plc equity 0.08 3700 86.49
Essent 0.08 7800 NEW 40.51
Criteo Sa Ads 0.08 7000 41.57
Nrg Yield 0.08 16600 NEW 19.28
National Storage Affiliates shs ben int 0.08 13300 NEW 24.21
Ollies Bargain Outlt Hldgs I 0.08 6500 NEW 46.46
Dentsply Sirona 0.08 5079 59.85
Liberty Media Corp Delaware Com A Siriusxm 0.08 7200 41.94
Liberty Ventures - Ser A 0.08 5600 NEW 57.50
Lions Gate Entmnt Corp cl b non vtg 0.08 10000 NEW 31.80
Lci Industries 0.08 2680 115.67
Fomento Economico Mexicano SAB (FMX) 0.07 2700 95.56
U.S. Ban (USB) 0.07 5000 53.60
Arthur J. Gallagher & Co. (AJG) 0.07 4100 61.46
Cummins (CMI) 0.07 1700 168.24
LKQ Corporation (LKQX) 0.07 7600 36.05
PPG Industries (PPG) 0.07 2600 108.85
Las Vegas Sands (LVS) 0.07 4400 64.09
Darden Restaurants (DRI) 0.07 3600 78.89
Agrium Inc. 0.07 2500 107.20
Valero Energy Corporation (VLO) 0.07 3700 77.03
Lockheed Martin Corporation (LMT) 0.07 800 310.00
AEGON N.V. (AEG) 0.07 46000 NEW 5.78
Berkshire Hathaway (BRK.A) 0.07 1 275000.00
Maxim Integrated Products (MXIM) 0.07 5800 47.76
NIKE (NKE) 0.07 4900 51.84
Sanofi-Aventis SA (SNY) 0.07 5500 49.82
Danaher Corporation (DHR) 0.07 3100 85.81
Anheuser-Busch InBev NV (BUD) 0.07 2400 119.17
AutoZone (AZO) 0.07 420 595.24
NewMarket Corporation (NEU) 0.07 600 425.00
Ultimate Software (ULTI) 0.07 1500 189.33
Juniper Networks (JNPR) 0.07 10000 27.80
Invesco Ltd shs 0.07 7800 NEW 35.00
Steel Dynamics (STLD) 0.07 7500 34.53
Evercore Partners (EVR) 0.07 3500 80.29
NTT DoCoMo (DCM) 0.07 11000 22.82
Hill-Rom Holdings (HRC) 0.07 3600 NEW 73.89
InterDigital (IDCC) 0.07 3400 NEW 73.82
Vail Resorts (MTN) 0.07 1200 NEW 228.33
Banco Bradesco SA (BBD) 0.07 24000 NEW 11.08
Provident Financial Services (PFS) 0.07 10000 26.70
United Therapeutics Corporation (UTHR) 0.07 2400 NEW 117.08
Washington Federal (WFSL) 0.07 7800 33.59
Glacier Ban (GBCI) 0.07 7000 37.71
Open Text Corp Com 0.07 7700 NEW 32.34
Weis Markets (WMK) 0.07 6250 NEW 43.52
M.D.C. Holdings (MDC) 0.07 8610 33.22
IDT Corporation (IDT) 0.07 20000 NEW 14.10
LeMaitre Vascular (LMAT) 0.07 6825 NEW 37.36
Sumitomo Mitsui Financial Grp (SMFG) 0.07 33000 7.70
Te Connectivity Ltd for 0.07 3000 NEW 83.00
Metropcs Communications 0.07 4200 61.67
Westrock 0.07 4500 56.67
Itau Corpbanca american depository receipt 0.07 20000 NEW 13.90
Liberty Expedia Holdings ser a 0.07 5000 53.20
National Grid Plc Spon 0.07 4125 NEW 62.79
AU Optronics (AUO) 0.06 57000 4.04
Annaly Capital Management (NLY) 0.06 18500 NEW 12.22
Safety Insurance (SAFT) 0.06 3100 76.45
Legg Mason (LM) 0.06 6000 39.33
Costco Wholesale Corporation (COST) 0.06 1300 NEW 164.62
Wal-Mart Stores (WMT) 0.06 3000 78.00
Eli Lilly & Co. (LLY) 0.06 2700 85.56
Greif (GEF) 0.06 4200 58.57
Paychex (PAYX) 0.06 3500 NEW 60.00
SYSCO Corporation (SYY) 0.06 4000 54.00
Horace Mann Educators Corporation (HMN) 0.06 5800 39.31
Sotheby's (BID) 0.06 5050 NEW 46.14
BB&T; Corporation (BBT) 0.06 4700 47.02
International Business Machines (IBM) 0.06 1500 145.33
Pepsi (PEP) 0.06 2200 111.36
Procter & Gamble Company (PG) 0.06 2700 91.11
Rio Tinto (RIO) 0.06 5100 NEW 47.25
CA (CA) 0.06 7300 33.42
Omni (OMC) 0.06 3100 74.19
Bce Inc. 0.06 4650 46.88
Enbridge Inc 0.06 5904 41.84
DTE Energy Company (DTE) 0.06 2200 NEW 107.27
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.06 1000 226.00
British American Tobac (BTI) 0.06 3600 62.50
Sinopec Shanghai Petrochemical (SHI) 0.06 4000 NEW 59.75
Trustmark Corporation (TRMK) 0.06 7400 33.11
ALLETE (ALE) 0.06 2900 NEW 77.24
Bk Nova Cad Com (usd) 0.06 3300 NEW 64.24
CONN'S (CONN) 0.06 8550 NEW 28.19
Enersis S.A. (ENI) 0.06 21000 10.24
B&G; Foods (BGS) 0.06 7000 NEW 31.86
CNO Financial (CNO) 0.06 10000 23.30
Camden Property Trust (CPT) 0.06 2500 91.60
Alexander's (ALX) 0.06 500 424.00
KKR & Co (KKR) 0.06 12000 NEW 20.33
Palo Alto Networks 0.06 1600 144.38
Orange Sa 0.06 13000 16.38
Chimera Investment Corp etf 0.06 12500 NEW 18.96
Allergan 0.06 1100 204.55
Wec Energy Group Inc Com stock 0.06 3900 62.82
Alphabet Inc Class A cs 0.06 250 972.00
Alphabet Inc Class C cs 0.06 250 960.00
AES Corporation (AES) 0.05 18000 11.00
KB Home (KBH) 0.05 8400 24.17
Sturm, Ruger & Company (RGR) 0.05 4050 NEW 51.60
Hooker Furniture Corporation (HOFT) 0.05 4250 NEW 47.76
National Health Investors (NHI) 0.05 2700 77.41
Blue Capital Reinsurance Hol 0.05 11891 16.48
Tile Shop Hldgs 0.04 11450 NEW 12.66
Kraft Heinz 0.04 2000 NEW 77.50

Past 13F-HR SEC Filings by Yorktown Management & Research

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