Abner, Herrman & BrocK as of Sept. 30, 2012
Portfolio Holdings for Abner, Herrman & BrocK
Abner, Herrman & BrocK holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
Abner, Herrman & Brock Asset Management
FORM 13F
Master List
September 30, 2012
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C}
3M COMPANY COM 88579y101 493 5329 SH Sole 5329
ABBOTT LABORATORIES COM 002824100 3674 53584 SH Sole 53584
AIR PRODUCTS & CHEMICALS INC COM 009158106 1924 23260 SH Sole 23260
ALLSTATE CORP COM 020002101 562 14200 SH Sole 14200
ALTRIA GROUP INC COM 02209s103 390 11691 SH Sole 11691
AMAZON.COM INC COM 023135106 265 1043 SH Sole 1043
AMERICAN EXPRESS COMPANY COM 025816109 4985 87678 SH Sole 87678
ANHEUSER-BUSCH INBEV SA SPONSO COM 03524a108 2454 28568 SH Sole 28568
AON PLC SHS CL A COM g0408v102 2148 41076 SH Sole 41076
APPLE INC COM 037833100 10620 15920 SH Sole 15920
AT^T INC COM 00206r102 534 14174 SH Sole 14174
AUTOMATIC DATA PROCESSING INC COM 053015103 3090 52678 SH Sole 52678
BANK OF AMERICA CORP COM 060505104 657 74386 SH Sole 74386
BB^T CORP COM 054937107 3937 118740 SH Sole 118740
BOEING CO COM 097023105 7020 100875 SH Sole 100875
BRISTOL MYERS SQUIBB CO COM 110122108 5278 156394 SH Sole 156394
CATERPILLAR INC COM 149123101 457 5315 SH Sole 5315
CBS CORP NEW CLASS B COM 124857202 272 7500 SH Sole 7500
CELGENE CORP COM 151020104 3599 47105 SH Sole 47105
CHEVRON CORPORATION COM 166764100 2908 24947 SH Sole 24947
CITIGROUP INC COM 172967424 940 28737 SH Sole 28737
COCA COLA COMPANY (THE) COM 191216100 231 6086 SH Sole 6086
COLGATE PALMOLIVE CO COM 194162103 1643 15326 SH Sole 15326
CONOCOPHILLIPS COM 20825c104 1201 20998 SH Sole 20998
DEERE & CO COM 244199105 1738 21071 SH Sole 21071
DICKS SPORTING GOODS INC COM 253393102 3404 65655 SH Sole 65655
DIRECTV COM COM 25490a309 3481 66377 SH Sole 66377
E M C CORPORATION MASS COM 268648102 5896 216211 SH Sole 216211
EXXON MOBIL CORP COM 30231g102 4253 46507 SH Sole 46507
FOREST LABORATORIES INC COM 345838106 1041 29220 SH Sole 29220
FUTURENET INC COM 36114r107 0 11000 SH Sole 11000
GENERAL ELECTRIC CO COM 369604103 5581 245740 SH Sole 245740
GENERAL MOTORS COMPANY COM 37045v100 2004 88092 SH Sole 88092
GILEAD SCIENCES INC COM 375558103 402 6064 SH Sole 6064
H J HEINZ CO COM 423074103 3199 57180 SH Sole 57180
HOME DEPOT INC COM 437076102 3205 53082 SH Sole 53082
INTEL CORP COM 458140100 814 35933 SH Sole 35933
INTERNATIONAL BUSINESS MACHINE COM 459200101 413 1992 SH Sole 1992
JOHNSON & JOHNSON COM 478160104 415 6019 SH Sole 6019
JPMORGAN CHASE & CO COM 46625h100 4979 122987 SH Sole 122987
KRAFT FOODS INC CL A COM 50075n104 313 7568 SH Sole 7568
LAS VEGAS SANDS CORP COM 517834107 3591 77445 SH Sole 77445
MARRIOT INTERNATIONAL INC NEW COM fhb903208 0 389359 SH Sole 389359
MARRIOTT INTERNATIONAL INC NEW COM 571903202 4039 103290 SH Sole 103290
MASCO CORP COM 574599106 478 31760 SH Sole 31760
MCDONALDS CORP COM 580135101 2441 26609 SH Sole 26609
MERCK & CO INC NEW COM 58933y105 406 9012 SH Sole 9012
METLIFE INC COM 59156r108 4150 120427 SH Sole 120427
MICROSOFT CORP COM 594918104 5305 178275 SH Sole 178275
NATIONAL-OILWELL VARCO INC COM 637071101 2052 25609 SH Sole 25609
NEXTERA ENERGY INC COM 65339f101 3869 55008 SH Sole 55008
NYVATEX OIL CORP COM 670794106 0 20000 SH Sole 20000
OILSANDS QUEST INC COM 678046103 0 12000 SH Sole 12000
ORACLE CORP COM 68389x105 322 10233 SH Sole 10233
PEPSICO INC COM 713448108 4789 67666 SH Sole 67666
PETSMART INC COM 716768106 2235 32399 SH Sole 32399
PFIZER INC COM 717081103 451 18129 SH Sole 18129
PHILIP MORRIS INTERNATIONAL IN COM 718172109 676 7512 SH Sole 7512
PROCTER & GAMBLE CO COM 742718109 920 13265 SH Sole 13265
QUALCOMM INC COM 747525103 6569 105155 SH Sole 105155
SCHLUMBERGER LTD COM 806857108 2170 30002 SH Sole 30002
SUNTRUST BANKS INC COM 867914103 1028 36350 SH Sole 36350
TARGET CORP COM 87612e106 4053 63851 SH Sole 63851
TIME WARNER INC NEW COM 887317303 5968 131651 SH Sole 131651
TRANSCEPT PHARMACEUTICALS INC COM 89354m106 106 20000 SH Sole 20000
TYCO INTERNATIONAL LTD COM h89128104 1355 24077 SH Sole 24077
UNITED TECHNOLOGIES CORP COM 913017109 3591 45862 SH Sole 45862
UNITEDHEALTH GROUP INC COM 91324p102 3761 67871 SH Sole 67871
US BANCORP DEL COM NEW COM 902973304 3283 95718 SH Sole 95718
VERIZON COMMUNICATIONS COM 92343v104 1313 28816 SH Sole 28816
VIACOM INC NEW CLASS B COM 92553p201 429 7997 SH Sole 7997
WAL-MART STORES INC COM 931142103 1185 16058 SH Sole 16058
WALT DISNEY CO COM 254687106 5883 112538 SH Sole 112538
WEATHERFORD INTERNATIONAL LTD COM h27013103 135 10650 SH Sole 10650
WELLS FARGO & CO COM 949746101 4015 116281 SH Sole 116281
WORLDGATE COMMUNICATIONS INC COM 98156l307 0 16000 SH Sole 16000
GATEWAY FUND CL A MUT 367829207 357 12984.169SH Sole 12984.169
REPORT SUMMARY 77 DATA RECORDS 181345 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED