Abner, Herrman & BrocK
Latest statistics and disclosures from Abner Herrman & Brock's latest quarterly 13F-HR filing:
- Top 5 stock holdings are NVDA, DELL, AMD, AAPL, GOOG, and represent 31.34% of Abner Herrman & Brock's stock portfolio.
- Added to shares of these 10 stocks: GD (+$16M), NOC (+$13M), RTX, IUSB, MSFT, LMT, AVGO, GOOGL, IVV, GSIE.
- Started 17 new stock positions in FNDE, GEV, AMAT, NYVA, JVAL, XT, GSIE, GD, GOVT, ITOT. IUSB, JHMD, GSLC, MCK, NOC, MGK, Fractional Marriott Internatio.
- Reduced shares in these 10 stocks: NFLX (-$16M), , MCD (-$12M), , DELL (-$7.2M), PLTR, AMD, NVDA, TSLA, GOOG.
- Sold out of its positions in BMY, ENB, ECG, ISRG, ORCL, PLTR, NBIS.
- Abner Herrman & Brock was a net seller of stock by $-38M.
- Abner Herrman & Brock has $1.0B in assets under management (AUM), dropping by -0.98%.
- Central Index Key (CIK): 0001038661
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Portfolio Holdings for Abner Herrman & Brock
Abner Herrman & Brock holds 121 positions in its portfolio as reported in the September 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| NVIDIA Corporation (NVDA) | 8.4 | $88M | 384k | 228.38 |
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| Dell Technologies (DELL) | 7.2 | $75M | -8% | 139k | 537.95 |
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| Advanced Micro Devices (AMD) | 7.1 | $74M | -3% | 121k | 611.76 |
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| Apple (AAPL) | 4.4 | $46M | 139k | 333.02 |
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| Alphabet Inc Class C cs (GOOG) | 4.3 | $45M | 131k | 340.74 |
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| Microsoft Corporation (MSFT) | 3.9 | $41M | 79k | 512.90 |
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| Amazon (AMZN) | 3.5 | $36M | 146k | 249.15 |
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| JPMorgan Chase & Co. (JPM) | 3.4 | $35M | 106k | 330.83 |
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| International Business Machines (IBM) | 3.0 | $31M | 143k | 219.93 |
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| Eli Lilly & Co. (LLY) | 3.0 | $31M | 27k | 1157.09 |
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| Merck & Co (MRK) | 2.8 | $29M | 203k | 145.31 |
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| Facebook Inc cl a (META) | 2.8 | $29M | 40k | 725.18 |
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| Morgan Stanley (MS) | 2.6 | $27M | -2% | 142k | 188.08 |
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| Boeing Company (BA) | 2.3 | $24M | 128k | 186.05 |
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| MasterCard Incorporated (MA) | 2.0 | $21M | -2% | 38k | 551.46 |
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| Johnson & Johnson (JNJ) | 2.0 | $21M | 79k | 264.74 |
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| American Express Company (AXP) | 2.0 | $21M | 68k | 304.10 |
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| Exxon Mobil Corp | 1.9 | $20M | 125k | 162.75 |
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| Marriott International (MAR) | 1.9 | $20M | 57k | 355.66 |
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| Chubb (CB) | 1.9 | $20M | -2% | 62k | 325.25 |
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| Wal-Mart Stores (WMT) | 1.9 | $20M | -2% | 193k | 103.92 |
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| Tesla Motors (TSLA) | 1.9 | $19M | -4% | 55k | 354.82 |
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| Chevron Corporation (CVX) | 1.8 | $19M | 91k | 204.20 |
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| Raytheon Technologies Corp (RTX) | 1.7 | $18M | +8% | 95k | 185.65 |
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| General Dynamics Corporation (GD) | 1.5 | $16M | NEW | 47k | 331.82 |
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| Wells Fargo & Company (WFC) | 1.4 | $15M | 182k | 80.05 |
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| Verizon Communications (VZ) | 1.4 | $14M | 311k | 45.87 |
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| Aon (AON) | 1.3 | $14M | -4% | 49k | 276.76 |
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| Northrop Grumman Corporation (NOC) | 1.3 | $13M | NEW | 27k | 483.48 |
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| Quanta Services (PWR) | 1.2 | $13M | 20k | 642.50 |
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| Emerson Electric (EMR) | 1.2 | $13M | 82k | 155.10 |
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| Taiwan Semiconductor Mfg (TSM) | 1.2 | $12M | +2% | 27k | 456.21 |
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| American International (AIG) | 1.2 | $12M | -2% | 162k | 74.42 |
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| Citigroup (C) | 1.1 | $12M | 91k | 129.48 |
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| Home Depot (HD) | 1.0 | $11M | 38k | 284.48 |
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| Stryker Corporation (SYK) | 0.9 | $9.6M | 35k | 275.40 |
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| Spdr S&p 500 Etf (SPY) | 0.8 | $8.8M | -3% | 12k | 762.59 |
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| Bank of New York Mellon Corporation (BNY) | 0.8 | $7.9M | 55k | 144.63 |
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| Royal Caribbean Cruises (RCL) | 0.7 | $7.0M | 26k | 265.86 |
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| Hilton Worldwide Holdings (HLT) | 0.5 | $5.3M | 17k | 318.11 |
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| General Electric (GE) | 0.4 | $4.4M | +2% | 14k | 312.30 |
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| Lockheed Martin Corporation (LMT) | 0.4 | $4.0M | +17% | 7.9k | 509.27 |
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| Amgen (AMGN) | 0.3 | $3.4M | -5% | 8.0k | 421.53 |
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| Deere & Company (DE) | 0.2 | $2.0M | 3.0k | 671.70 |
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| Broadcom (AVGO) | 0.2 | $1.8M | +42% | 5.1k | 351.08 |
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| Alphabet Inc Class A cs (GOOGL) | 0.2 | $1.8M | +37% | 5.1k | 344.09 |
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| Allstate Corporation (ALL) | 0.1 | $1.5M | +3% | 6.9k | 221.89 |
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| Pepsi (PEP) | 0.1 | $1.3M | 10k | 126.71 |
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| Procter & Gamble Company (PG) | 0.1 | $1.2M | +4% | 8.3k | 145.34 |
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| Eaton (ETN) | 0.1 | $1.1M | +28% | 2.6k | 429.77 |
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| Travelers Companies (TRV) | 0.1 | $1.1M | 3.2k | 356.62 |
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| Phillips 66 (PSX) | 0.1 | $1.0M | 4.0k | 255.25 |
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| iShares S&P 100 Index (OEF) | 0.1 | $995k | -7% | 2.6k | 382.25 |
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| iShares S&P 500 Index (IVV) | 0.1 | $884k | +93% | 1.2k | 766.03 |
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| Goldman Sachs (GS) | 0.1 | $874k | +8% | 970.00 | 901.03 |
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| Abbvie (ABBV) | 0.1 | $846k | +28% | 3.2k | 261.60 |
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| Air Products & Chemicals (APD) | 0.1 | $748k | 2.7k | 278.38 |
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| Ishares Tr core tl usd bd (IUSB) | 0.1 | $725k | NEW | 16k | 44.11 |
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| Berkshire Hathaway (BRK.B) | 0.1 | $723k | +5% | 1.5k | 498.28 |
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| Caterpillar (CAT) | 0.1 | $692k | +112% | 854.00 | 810.30 |
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| Energy Transfer Equity (ET) | 0.1 | $692k | 35k | 19.77 |
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| Citizens Financial (CFG) | 0.1 | $638k | 10k | 63.80 |
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| 3M Company (MMM) | 0.1 | $635k | +4% | 3.9k | 164.13 |
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| Cisco Systems (CSCO) | 0.1 | $581k | 5.4k | 107.69 |
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| Dorian Lpg (LPG) | 0.1 | $578k | 11k | 55.05 |
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| Edwards Lifesciences (EW) | 0.1 | $568k | 6.6k | 86.34 |
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| Realty Income (O) | 0.1 | $543k | 10k | 54.30 |
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| Hartford Financial Services (HIG) | 0.1 | $530k | +8% | 4.3k | 122.32 |
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| ConocoPhillips (COP) | 0.0 | $514k | 4.1k | 125.06 |
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| Costco Wholesale Corporation (COST) | 0.0 | $512k | -2% | 562.00 | 911.03 |
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| iShares Russell 1000 Growth Index (IWF) | 0.0 | $500k | 4.0k | 125.38 |
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| Old Republic International Corporation (ORI) | 0.0 | $462k | 12k | 37.33 |
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| Union Pacific Corporation (UNP) | 0.0 | $459k | +16% | 1.7k | 272.40 |
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| Globe Life (GL) | 0.0 | $454k | -3% | 2.7k | 165.81 |
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| Public Service Enterprise (PEG) | 0.0 | $452k | +102% | 6.7k | 67.32 |
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| SPDR DJ Wilshire Large Cap (SPYM) | 0.0 | $444k | 5.0k | 89.70 |
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| Novartis (NVS) | 0.0 | $428k | 3.0k | 142.67 |
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| Total Sa New Ord F (TTE) | 0.0 | $427k | 5.0k | 85.40 |
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| Regeneron Pharmaceuticals (REGN) | 0.0 | $422k | 557.00 | 757.63 |
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| Pfizer (PFE) | 0.0 | $421k | 15k | 28.54 |
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| Netflix (NFLX) | 0.0 | $417k | -97% | 6.0k | 69.60 |
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| Vanguard S&p 500 Etf idx (VOO) | 0.0 | $410k | 585.00 | 700.85 |
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| Goldman Sachs Etf Tr activebeta int (GSIE) | 0.0 | $403k | NEW | 8.8k | 45.89 |
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| Ishares Tr cmn (GOVT) | 0.0 | $390k | NEW | 18k | 21.86 |
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| Jp Morgan Exchange Traded Fd fund (JVAL) | 0.0 | $330k | NEW | 5.7k | 57.95 |
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| Automatic Data Processing (ADP) | 0.0 | $318k | 1.2k | 257.91 |
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| Nextera Energy (NEE) | 0.0 | $315k | +46% | 4.2k | 75.65 |
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| Fifth Third Ban (FITB) | 0.0 | $310k | 6.1k | 50.53 |
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| McDonald's Corporation (MCD) | 0.0 | $309k | -97% | 1.3k | 230.60 |
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| Newmont Mining Corporation (NEM) | 0.0 | $309k | -25% | 2.7k | 115.51 |
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| Farmers & Merchants State Bank Com Stk (FMAO) | 0.0 | $307k | 8.9k | 34.62 |
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| Howmet Aerospace (HWM) | 0.0 | $303k | 1.3k | 226.46 |
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| Camden National Corporation (CAC) | 0.0 | $302k | 5.5k | 55.27 |
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| iShares Russell 1000 Value Index (IWD) | 0.0 | $302k | 1.2k | 247.54 |
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| Visa (V) | 0.0 | $289k | +32% | 803.00 | 359.90 |
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| John Hancock Exchange Traded multi intl etf (JHMD) | 0.0 | $287k | NEW | 6.5k | 44.34 |
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| Goldman Sachs Etf Tr (GSLC) | 0.0 | $285k | NEW | 2.0k | 145.26 |
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| Marsh & McLennan Companies (MRSH) | 0.0 | $282k | -3% | 1.7k | 170.91 |
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| Ishares Tr Exponential Technologies Etf (XT) | 0.0 | $277k | NEW | 3.3k | 83.26 |
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| Capital One Financial (COF) | 0.0 | $273k | +12% | 1.4k | 193.34 |
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| Loews Corporation (L) | 0.0 | $261k | 2.5k | 104.40 |
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| Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) | 0.0 | $259k | NEW | 6.2k | 41.88 |
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| Applied Materials (AMAT) | 0.0 | $254k | NEW | 497.00 | 511.07 |
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| iShares S&P 1500 Index Fund (ITOT) | 0.0 | $244k | NEW | 1.5k | 166.33 |
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| Bristow Group (VTOL) | 0.0 | $236k | 5.8k | 40.76 |
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| Tc Energy Corp (TRP) | 0.0 | $231k | 4.0k | 57.75 |
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| Intel Corporation (INTC) | 0.0 | $229k | +10% | 1.9k | 120.27 |
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| Ge Vernova (GEV) | 0.0 | $227k | NEW | 239.00 | 949.79 |
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| PNC Financial Services (PNC) | 0.0 | $225k | 1.0k | 222.33 |
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| Vanguard Growth ETF (VUG) | 0.0 | $224k | 2.5k | 90.18 |
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| First National Corporation (FXNC) | 0.0 | $223k | 7.6k | 29.34 |
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| First National Bank Alaska (FBAK) | 0.0 | $220k | 670.00 | 328.36 |
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| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 0.0 | $217k | -3% | 2.2k | 96.88 |
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| McKesson Corporation (MCK) | 0.0 | $214k | NEW | 251.00 | 852.59 |
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| Vanguard Mega Cap 300 Growth Index ETF (MGK) | 0.0 | $213k | NEW | 2.3k | 92.53 |
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| Lowe's Companies (LOW) | 0.0 | $211k | 1.1k | 184.44 |
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| Lam Research (LRCX) | 0.0 | $201k | +13% | 612.00 | 328.43 |
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| Valley National Ban (VLY) | 0.0 | $160k | 13k | 12.65 |
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| theglobe (TGLO) | 0.0 | $1.0k | 10k | 0.10 |
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| Fractional Marriott Internatio | 0.0 | $0 | NEW | 151k | 0.00 |
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| Nyvatex Oil Corp (NYVA) | 0.0 | $0 | NEW | 20k | 0.00 |
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Past Filings by Abner Herrman & Brock
SEC 13F filings are viewable for Abner Herrman & Brock going back to 2011
- Abner Herrman & Brock 2026 Q3 filed Oct. 20, 2026
- Abner Herrman & Brock 2026 Q2 filed July 8, 2026
- Abner Herrman & Brock 2026 Q1 filed April 7, 2026
- Abner Herrman & Brock 2025 Q4 filed Jan. 6, 2026
- Abner Herrman & Brock 2025 Q3 filed Oct. 14, 2025
- Abner Herrman & Brock 2025 Q2 filed July 7, 2025
- Abner Herrman & Brock 2025 Q1 filed April 8, 2025
- Abner Herrman & Brock 2024 Q4 filed Jan. 24, 2025
- Abner Herrman & Brock 2024 Q3 filed Oct. 8, 2024
- Abner Herrman & Brock 2024 Q2 filed July 18, 2024
- Abner Herrman & Brock 2024 Q1 filed April 9, 2024
- Abner Herrman & Brock 2023 Q4 filed Jan. 9, 2024
- Abner Herrman & Brock 2023 Q3 filed Oct. 10, 2023
- Abner Herrman & Brock 2023 Q2 filed July 5, 2023
- Abner Herrman & Brock 2023 Q1 filed April 13, 2023
- Abner Herrman & Brock 2022 Q4 filed Jan. 4, 2023