Who owns Caterpillar?

Top Holders and Investors of CAT Stock

Find out what company owns Caterpillar, who bought CAT this quarter, and who sold shares of CAT stock?

Fund or Company Name Number of Shares Valued At As Of
STATE STREET CORPORATION 53.60M $4.97B Dec 2016
The Vanguard Group,Inc 37.50M $3.48B Dec 2016
State Farm Mutual Automobile Insurance Company 21.02M $1.95B Dec 2016
Capital World Investors^ 20.66M $1.92B Dec 2016
Capital Research Global Investors^ 16.30M $1.51B Dec 2016
FMR LLC 15.76M $1.46B Dec 2016
BlackRock Institutional Trust Company, N.A. 15.37M $1.43B Dec 2016
Wellington Management Company, LLP 15.00M $1.39B Dec 2016
BlackRock Fund Advisors 11.36M $1.05B Dec 2016
Bill & Melinda Gates Foundation Trust 11.26M $1.04B Dec 2016
Harris Associates L.P 10.44M $968.02M Dec 2016
Invesco Ltd. 10.26M $951.42M Dec 2016
MORGAN STANLEY 9.03M $837.61M Dec 2016
Bank of New York Mellon 8.37M $776.28M Dec 2016
Franklin Resources, Inc. 7.84M $726.63M Dec 2016
NORTHERN TRUST 6.94M $643.82M Dec 2016
PRIMECAP Management Company 6.21M $576.02M Dec 2016
AMERICAN INTERNATIONAL 5.22M $483.78M Dec 2016
Geode Capital Management, LLC 5.16M $477.62M Dec 2016
GOLDMAN SACHS GROUP INC 5.15M $477.43M Dec 2016
BlackRock Group 5.06M $468.89M Dec 2016
SUSQUEHANNA INTERNATIONAL 4.89M $454.05M Dec 2016
Bank of America Corporation 4.60M $426.06M Dec 2016
DIMENSIONAL FUND ADVISORS 3.32M $307.84M Dec 2016
Legal & General Group Plc 2.84M $263.96M Dec 2016
Wells Fargo & Company 2.69M $249.29M Dec 2016
Charles Schwab Investment Management, Inc. 2.68M $248.15M Dec 2016
CITADEL ADVISORS LLC 2.55M $236.49M Dec 2016
TIAA-CREF Investment Management 2.28M $211.66M Dec 2016
UBS GLOBAL ASSET MANAGEMENT AMERICAS 2.22M $205.79M Dec 2016
Credit Suisse AG 2.12M $196.79M Dec 2016
Prudential 2.02M $187.09M Dec 2016
Sumitomo Mitsui Trust Holdings, Inc. 1.96M $181.97M Dec 2016
Eaton Vance Management 1.96M $181.47M Dec 2016
Capital Fund Management S.A. 1.81M $168.18M Dec 2016
Parametric Portfolio Associates 1.76M $163.64M Dec 2016
D. E. Shaw & Co., Inc. (see notes 1, 2 and 3) 1.76M $162.72M Dec 2016
Barclays PLC 1.74M $161.08M Dec 2016
Parallax Volatility Advisers, LLC 1.64M $155.78M Dec 2016
Swiss National Bank 1.63M $150.90M Dec 2016
CalPERS 1.60M $148.82M Dec 2016
New York State Common Retirement Fund 1.54M $142.64M Dec 2016
LORD, ABBETT & CO 1.44M $133.95M Dec 2016
BlackRock 1.43M $132.93M Dec 2016
Citigroup Inc. 1.41M $131.16M Dec 2016
UBS Group AG 1.40M $130.02M Dec 2016
JPMORGAN CHASE & CO 1.37M $127.21M Dec 2016
APG All Pensions Group NV 1.37M $120.15M Dec 2016
The Manufacturers Life Insurance Company 1.27M $117.40M Dec 2016
Deutsche Bank Aktiengesellschaft 1.24M $115.37M Dec 2016
BlackRock Investment Management 1.21M $112.17M Dec 2016
California State Teachers Retirement System 1.20M $110.98M Dec 2016
Mitsubishi UFJ Trust & Banking Corp 1.18M $109.80M Dec 2016
Columbus Circle Investors 1.16M $108.04M Dec 2016
T. Rowe Price Associates, Inc. 1.16M $107.23M Dec 2016
Credit Agricole S.A. 1.12M $104.14M Dec 2016
Frank Russell Company 1.09M $83.78M Mar 2016
Teachers Advisors 1.06M $98.51M Dec 2016
DIAM Co., Ltd. 1.02M $94.56M Dec 2016
American Century Companies, Inc. 990633 $91.87M Dec 2016
NEW YORK STATE TEACHERS RETIREMENT SYSTEM 989075 $91.73M Dec 2016
ALLIANCEBERNSTEIN, L.P. 986150 $91.46M Dec 2016
Royal Bank of Canada 978837 $90.77M Dec 2016
SG Americas Securities, LLC. 967600 $89.74M Dec 2016
State of New Jersey Common Pension Fund D 953000 $88.38M Dec 2016
Schroder Investment Management Group 920392 $85.36M Dec 2016
RHUMBLINE ADVISERS 897105 $83.20M Dec 2016
HSBC HOLDINGS PLC 878064 $81.40M Dec 2016
PRUDENTIAL FINANCIAL 825233 $76.53M Dec 2016
Korea Investment Corporation 813501 $75.44M Dec 2016
Principal Financial Group, Inc. 813099 $75.41M Dec 2016
Florida State Board of Administration 803642 $74.53M Dec 2016
Ellington Management Group, LLC 801494 $74.33M Dec 2016
BANK OF MONTREAL /CAN/ 791656 $75.65M Dec 2016
BNP PARIBAS ARBITRAGE, SNC 787103 $73.00M Dec 2016
PGGM Vermogensbeheer B.V. 778007 $72.15M Dec 2016
BlackRock Japan 776846 $72.04M Dec 2016
Lazard Asset Management 773114 $71.70M Dec 2016
OLD REPUBLIC INTERNATIONAL 755100 $70.03M Dec 2016
Balyasny Asset Management 750000 $69.56M Dec 2016
Janus Capital Management LLC 694228 $64.38M Dec 2016
Emerald Acquisition 691888 $61.34M Sep 2016
FIL Limited 686045 $63.62M Dec 2016
Waddell & Reed Financial, Inc. 661573 $61.35M Dec 2016
TD Asset Management Inc. 649755 $60.26M Dec 2016
Russell Investments 648204 $60.43M Dec 2016
JANE STREET 629325 $58.36M Dec 2016
Name : WS Management 600000 $55.64M Dec 2016
Thomas Stevens, CFA" 567919 $52.67M Dec 2016
HAP Trading 557200 $7.48M Dec 2016
AMF Pensionsforsakring AB 547794 $50.80M Dec 2016
Retirement Systems of Alabama 534767 $49.59M Dec 2016
Raymond James & Associates 533451 $49.47M Dec 2016
The Edgar Lomax Company 515624 $47.82M Dec 2016
Gateway Investment Advisers, LLC 508438 $47.15M Dec 2016
Stephen C. Miller 498700 $46.25M Dec 2016
Chevy Chase Trust Holdings, Inc. 496055 $45.98M Dec 2016
US BANCORP \DE\ 492764 $45.70M Dec 2016
Genovese Burford & Brothers Wealth & Retirement Plan Management 489245 $489245 Dec 2016
Neuberger Berman Group LLC 476449 $44.19M Dec 2016
First Trust Advisors L.P. 474123 $43.97M Dec 2016
Empyrean Capital Partners, LP 473000 $43.87M Dec 2016
The Great-West Life Assurance Company 472339 $43.96M Dec 2016
Guggenheim Capital, LLC Managers 468844 $43.46M Dec 2016
Capital Research and Management Company - Division 3^ 461200 $40.94M Sep 2016
Impala Asset Management LLC 452937 $42.01M Dec 2016
SunTrust Banks, Inc. 452762 $41.99M Dec 2016
R.H. Bluestein & Company 438080 $40.63M Dec 2016
British Airways Pensions Investment Management 431079 $39.98M Dec 2016
PNC FINANCIAL SERVICES 427398 $39.64M Dec 2016
Brandywine Global Investment Management, LLC 423753 $39.30M Dec 2016
National Pension Service 417594 $38.73M Dec 2016
Tocqueville Asset Management, L.P. 402787 $37.35M Dec 2016
ALPS Advisors, Inc. 395992 $36.72M Dec 2016
OHIO PERS 384461 $37.75M Dec 2016
AVIVA 381786 $35.41M Dec 2016
Ameriprise Financial, Inc. 368530 $34.18M Dec 2016
Gotham Asset Management, LLC 366203 $33.96M Dec 2016
NN Investment Partners Holdings N.V. 361959 $33.58M Dec 2016
State of Wisconsin Investment Board 360959 $33.48M Dec 2016
Federated Investors 357857 $33.18M Dec 2016
STIFEL FINANCIAL 354805 $32.90M Dec 2016
HighTower Advisors 353652 $32.83M Dec 2016
British Columbia Investment Management Corporation 350967 $32.55M Dec 2016
United Services Automobile Association 339896 $31.52M Dec 2016
OTR - Nominee Name for The State Teachers Retirement Board of Ohio 335176 $31.08M Dec 2016
Nuveen Asset Management, LLC 332979 $30.88M Dec 2016
Two Sigma Advisers, LLC 326637 $30.29M Dec 2016
Advisors Asset Management, Inc. 324559 $30.10M Dec 2016
Zurcher Kantonalbank 319813 $29.66M Dec 2016
PEAK6 Investments, L.P. 316200 $29.32M Dec 2016
TEACHER RETIREMENT SYSTEM OF TEXAS 316194 $29.32M Dec 2016
ING INVESTMENT MANAGEMENT 312054 $28.94M Dec 2016
Twin Tree Management 306200 $28.40M Dec 2016
PICTET ASSET MANAGEMENT 301513 $27.96M Dec 2016
Fore Research & Management, LP 300000 $27.82M Dec 2016
BlackRock Advisors 294295 $27.29M Dec 2016
Metropolitan Life Insurance Company 293281 $27.20M Dec 2016
AMP Capital Investors 292391 $27.28M Dec 2016
Commonwealth Equity Services 285643 $26.49M Dec 2016
OppenheimerFunds, Inc. 279531 $25.92M Dec 2016
Markel Corporation 278000 $25.78M Dec 2016
Madison Investment Advisors, Inc. 274101 $25.42M Dec 2016
David Vaughan Investments, Inc. 273006 $25.32M Dec 2016
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 270279 $25.06M Dec 2016
SOCIETE GENERALE 259592 $19.68M Jun 2016
MEYER HANDELMAN CO 247916 $22.99M Dec 2016
Aperio Group LLC 247800 $22.98M Dec 2016
ROYAL LONDON ASSET MANAGEMENT 245332 $18.61M Jun 2016
Willis Investment Counsel 239825 $22.24M Dec 2016

Who sold Caterpillar?

Fund Name Date Sold Shares Held Valued At
Sunrise Partners Limited Partnership Sept. 30, 2016 2.08M $185.05M
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Sept. 30, 2016 1.74M $154.33M
KSA Capital Management, LLC Sept. 30, 2016 1.58M $140.70M
WOLVERINE TRADING Sept. 30, 2016 1.12M $98.31M
Mizuho Trust & Banking Co., Ltd. Sept. 30, 2016 930153 $82.57M
O'SHAUGHNESSY ASSET MANAGEMENT Sept. 30, 2016 480888 $42.69M
Scopus Asset Management, L.P. Sept. 30, 2016 475000 $42.17M