Who owns Caterpillar?

Top Holders and Investors of CAT Stock

Find out who owns Caterpillar, who bought CAT this quarter, and who sold CAT?

Fund or Company Name Number of Shares Valued At As Of
Vanguard 49.16M $7.26B Dec 2019
State Street Corporation 44.78M $6.61B Dec 2019
BlackRock 34.76M $5.13B Dec 2019
State Farm Mutual Automobile Insurance Company 19.19M $2.83B Dec 2019
Bill & Melinda Gates Foundation Trust 11.26M $1.66B Dec 2019
PRIMECAP Management Company 9.27M $1.37B Dec 2019
Bank of America Corporation 8.45M $1.25B Dec 2019
Geode Capital Management 7.58M $1.12B Dec 2019
Sanders Capital 7.16M $1.20B Dec 2019
Northern Trust 6.84M $1.01B Dec 2019
Wellington Management Company 5.71M $843.50M Dec 2019
Fisher Investments 5.55M $819.20M Dec 2019
Norges Bank Investment Management 5.11M $754.30M Dec 2019
Bank of New York Mellon 4.78M $705.94M Dec 2019
Royal Bank of Canada 4.51M $666.27M Dec 2019
Morgan Stanley 4.46M $658.43M Dec 2019
Fmr 3.77M $556.31M Dec 2019
Harris Associates L.P 3.64M $537.36M Dec 2019
Susquehanna International 3.51M $518.36M Dec 2019
T. Rowe Price Associates 3.40M $502.27M Dec 2019
Legal & General 3.32M $489.77M Dec 2019
Goldman Sachs 3.31M $488.72M Dec 2019
Capital World Investors^ 3.14M $463.86M Dec 2019
Ameriprise Financial 3.09M $456.07M Dec 2019
Citadel Advisors 3.06M $451.29M Dec 2019
LSV Asset Management 2.98M $440.02M Dec 2019
Capital Research and Management Company - Division 3^ 2.80M $413.21M Dec 2019
Parallax Volatility Advisers 2.75M $411.88M Dec 2019
Ubs Global Asset Management Americas 2.52M $372.13M Dec 2019
Charles Schwab Investment Management 2.52M $371.45M Dec 2019
American International 2.51M $370.72M Dec 2019
Dimensional Fund Advisors 2.48M $366.52M Dec 2019
Sumitomo Mitsui Trust Holdings 2.43M $356.32M Dec 2019
Inves 2.36M $349.19M Dec 2019
Wells Fargo & Company 2.09M $308.64M Dec 2019
Allianz Asset Management AG 2.00M $295.76M Dec 2019
Credit Suisse AG 1.88M $277.84M Dec 2019
Bank Of Montreal /can/ 1.88M $277.07M Dec 2019
Barclays 1.87M $276.81M Dec 2019
Swiss National Bank 1.77M $261.98M Dec 2019
Lazard Asset Management 1.71M $252.99M Dec 2019
Parametric Portfolio Associates 1.69M $249.65M Dec 2019
D. E. Shaw & Co 1.49M $219.95M Dec 2019
Deutsche Bank Aktiengesellschaft 1.46M $216.13M Dec 2019
Citi 1.31M $194.07M Dec 2019
CalPERS 1.30M $192.31M Dec 2019
Capital Research Global Investors^ 1.29M $190.82M Dec 2019
Manufacturers Life Insurance Company 1.28M $188.99M Dec 2019
New York State Common Retirement Fund 1.26M $185.91M Dec 2019
Prudential 1.25M $185.03M Dec 2019
Jpmorgan Chase & Co 1.20M $176.62M Dec 2019
Eaton Vance Management 1.17M $172.93M Dec 2019
UBS Group AG 1.17M $172.76M Dec 2019
Waddell & Reed Financial 1.13M $167.07M Dec 2019
Pioneer Investment Management 1.13M $166.84M Dec 2019
ProShare Advisors 1.06M $157.13M Dec 2019
Capital Fund Management S.A. 1.00M $148.41M Dec 2019
California State Teachers Retirement System 977280 $144.32M Dec 2019
Hsbc Holdings 977198 $146.07M Dec 2019
Rhumbline Advisers 934128 $137.95M Dec 2019
Russell Investments 874113 $129.09M Dec 2019
Jane Street 852802 $125.94M Dec 2019
Alliancebernstein 843324 $124.54M Dec 2019
New York State Teachers Retirement System 816898 $120.64M Dec 2019
Westfield Capital Management Company 788043 $116.38M Dec 2019
Millennium Management 771518 $113.94M Dec 2019
Principal Financial 759974 $112.23M Dec 2019
Wolverine Trading 736939 $108.71M Dec 2019
Adage Capital Partners GP 715774 $105.71M Dec 2019
Florida State Board of Administration 714896 $105.58M Dec 2019
APG All Pensions Group NV 710204 $93.43M Dec 2019
National Pension Service 683839 $100.99M Dec 2019
AMF Pensionsforsakring AB 660435 $97.53M Dec 2019
Van Eck Associates 646426 $95.46M Dec 2019
Alyeska Investment 637420 $94.13M Dec 2019
Franklin Resources 627113 $92.61M Dec 2019
Brandywine Global Investment Management 612439 $92.19M Dec 2019
AQR Capital Management 593257 $87.61M Dec 2019
Glen Point Capital 592000 $87.43M Dec 2019
Henderson 570947 $84.31M Dec 2019
Mitsubishi UFJ Trust & Banking 559975 $82.70M Dec 2019
Prudential Financial 529876 $78.25M Dec 2019
Mn Services Vermogensbeheer B.V. 524228 $77.42M Dec 2019
State of Wisconsin Investment Board 518750 $76.61M Dec 2019
Old Republic International 507000 $74.87M Dec 2019
Raymond James & Associates 506588 $74.81M Dec 2019
Stifel Financial 496860 $73.38M Dec 2019
OTR - Nominee Name for The State Teachers Retirement Board of Ohio 479229 $70.77M Dec 2019
Chevy Chase Trust Holdings 470707 $69.51M Dec 2019
Retirement Systems of Alabama 463717 $68.48M Dec 2019
Hexavest 461879 $68.21M Dec 2019
Bnp Paribas Arbitrage, Snc 454777 $67.16M Dec 2019
Factory Mutual Insurance Company 454300 $67.09M Dec 2019
Robeco Investment Management 446427 $65.94M Dec 2019
Us Bancorp \de\ 446169 $65.89M Dec 2019
Cibc World Markets 442863 $65.40M Dec 2019
Toronto-Dominion Bank 437378 $64.58M Dec 2019
Korea Investment Corporation 425394 $62.82M Dec 2019
State of New Jersey Common Pension Fund D 408897 $60.39M Dec 2019
Zacks Investment Management 406808 $60.08M Dec 2019
ALPS Advisors 397647 $58.72M Dec 2019
LPL Financial 392279 $57.93M Dec 2019
Canada Pension Plan Investment Board 389247 $57.48M Dec 2019
Great-West Life Assurance Company 387480 $56.70M Dec 2019
First Trust Advisors 387028 $57.16M Dec 2019
Aperio 376585 $55.61M Dec 2019
Pnc Financial Services 364066 $53.77M Dec 2019
Capstone Investment Advisors 343100 $50.67M Dec 2019
Commonwealth Equity Services 334091 $49.34M Dec 2019
Diam 328182 $48.47M Dec 2019
Mitsubishi UFJ Asset Management 325870 $48.37M Dec 2019
Ohio Pers 324398 $47.91M Dec 2019
Migdal Insurance & Financial Holdings 315620 $46.61M Dec 2019
Pictet Asset Management 313192 $46.25M Dec 2019
Ensign Peak Advisors 309056 $45.64M Dec 2019
Sadoff Investment Management 302920 $44.74M Dec 2019
HighTower Advisors 300174 $44.25M Dec 2019
Gateway Investment Advisers 293314 $43.32M Dec 2019
Victory Capital Management 292728 $43.23M Dec 2019
Ing Investment Management 292722 $43.24M Dec 2019
Schroder Investment Management 289647 $42.77M Dec 2019
Impala Asset Management 288563 $42.61M Dec 2019
R.H. Bluestein & Company 287266 $42.42M Dec 2019
Tocqueville Asset Management 285892 $42.22M Dec 2019
Nan Shan Life Insurance 285000 $42.09M Dec 2019
Markel Corporation 284000 $41.95M Dec 2019
Twin Tree Management 283800 $41.91M Dec 2019
Tom Rawlings 276655 $40.86M Dec 2019
KBC Group NV 274313 $40.51M Dec 2019
Standard Life Aberdeen 273737 $40.43M Dec 2019
Nomura Asset Management 273362 $40.37M Dec 2019
Baird Financial 273202 $40.35M Dec 2019
Raymond James Financial Services Advisors 270675 $39.97M Dec 2019
Axa 258362 $37.84M Dec 2019
Corvex Management 250000 $36.92M Dec 2019
First Republic Investment Management 241026 $35.59M Dec 2019
O'shaughnessy Asset Management 240907 $35.56M Dec 2019
Treasurer of the State of North Carolina 239548 $35.38M Dec 2019
Crawford Lake Capital Management 231200 $33.91M Dec 2019
TD Asset Management 219895 $32.47M Dec 2019
Madison Asset Management 215221 $31.78M Dec 2019
Fort Washington Investment Advisors 214090 $31.62M Dec 2019
Janney Montgomery Scott 212835 $31.43M Dec 2019
Royal London Asset Management 212427 $31.34M Dec 2019
Minneapolis Portfolio Management 212230 $31.34M Dec 2019
Two Sigma Securities 207700 $30.67M Dec 2019
AMP Capital Investors 205118 $30.27M Dec 2019
Envestnet Asset Management 204817 $30.25M Dec 2019
CI Investments 201608 $29.77M Dec 2019
Bank of Nova Scotia 200006 $29.54M Dec 2019

Who sold CAT?

Fund Name Date Sold Shares Held Valued At
Nuveen Asset Management Sep 2019 4.13M $521.25M
Two Sigma Investments Sep 2019 593640 $74.98M
Mackenzie Financial Sep 2019 435377 $54.99M
Capula Management Sep 2019 401300 $50.69M
Calamos Advisors Sep 2019 346039 $43.71M
Natixis Sep 2019 279725 $35.59M
Putnam Investments Sep 2019 260966 $32.96M
Oakbrook Investments Sep 2019 236785 $29.91M
Two Sigma Advisers Sep 2019 231936 $29.30M
PineBridge Investments Sep 2019 223470 $28.23M
SG Americas Securities Sep 2019 221340 $27.96M
PEAK6 Investments Sep 2019 215209 $26.87M
Fjarde Ap-fonden /fourth Swedish National Pension Fund Sep 2019 213649 $26.99M
Nordea Investment Management Ab Sep 2019 204108 $25.76M
DekaBank Deutsche Girozentrale Sep 2019 200132 $25.53M
Point72 Asset Management Sep 2019 200000 $25.26M
Heritage Investors Management Sep 2019 197292 $24.92M

Funds that own CAT also own: