Who owns Caterpillar?

Tip: Access positions for across all investors

Analyze quarterly positions in Caterpillar with up to 7 years of data, all consolidated into one spreadsheet

Download as csvDownload consolidated filings csv Download as ExcelDownload consolidated filings xlsx

Top investors of Caterpillar stock

Who bought or sold Caterpillar this quarter?

Fund or Company Name Shares Held Valued At Change in Shares As Of
Vanguard Group 46M $11B 0% Mar 2021
State Street Corporation 41M $9.5B -1% Mar 2021
BlackRock 35M $8.1B -2% Mar 2021
State Farm Mutual Automobile Insurance Company 19M $4.4B 0% Mar 2021
T. Rowe Price Associates 15M $3.4B 11% Mar 2021
Capital World Investors 12M $2.8B 270% Mar 2021
Bill & Melinda Gates Foundation Trust 11M $2.0B 0% Dec 2020
Capital Research and Management Company - Division 3 8.5M $2.0B 4% Mar 2021
Geode Capital Management 8.3M $1.9B 3% Mar 2021
FMR 7.4M $1.7B 23% Mar 2021
Northern Trust 6.5M $1.5B -2% Mar 2021

Setup an alert

Want to be notified whenever an investor makes a significant change to their holdings of Caterpillar?

Fisher Investments 6.4M $1.5B 4% Mar 2021
Susquehanna International 5.4M $1.2B -2% Mar 2021
Wellington Management Company 4.9M $1.1B -32% Mar 2021
Bank of New York Mellon 4.7M $1.1B 1% Mar 2021
Capital Research Global Investors 4.6M $1.1B -14% Mar 2021
Bank of America Corporation 4.2M $969M -5% Mar 2021
Nuveen Asset Management 3.9M $914M 1% Mar 2021
Invesco 3.8M $891M -1% Mar 2021
PRIMECAP Management Company 3.7M $854M -28% Mar 2021
Pioneer Investment Management 3.4M $627M 24% Dec 2020
Legal & General Group 3.4M $789M -2% Mar 2021
Macquarie Group 3.3M $774M -17% Mar 2021
Royal Bank of Canada 3.2M $744M -8% Mar 2021
Citadel Advisors 3.1M $730M -21% Mar 2021
Ubs Global Asset Management Americas 2.7M $624M -2% Mar 2021
Wells Fargo & Company 2.5M $590M 24% Mar 2021
Charles Schwab Investment Management 2.5M $573M 2% Mar 2021
Dimensional Fund Advisors 2.5M $570M -5% Mar 2021
UBS Group 2.1M $489M -32% Mar 2021
Swiss National Bank 2.1M $484M 2% Mar 2021
Sumitomo Mitsui Trust Holdings 2.1M $483M -2% Mar 2021
Robeco Investment Management 2.1M $477M -9% Mar 2021
Goldman Sachs Group 1.9M $452M -26% Mar 2021
Ameriprise Financial 1.9M $432M -13% Mar 2021
Parametric Portfolio Associates 1.7M $405M 4% Mar 2021
Harris Associates L.P 1.7M $394M -36% Mar 2021
Jane Street 1.6M $360M 2% Mar 2021
Parallax Volatility Advisers 1.5M $351M -50% Mar 2021
TD Asset Management 1.5M $354M 3% Mar 2021
Deutsche Bank Aktiengesellschaft 1.4M $329M 18% Mar 2021
Millennium Management 1.3M $245M 34% Dec 2020
Jpmorgan Chase & Co 1.3M $306M 18% Mar 2021
Credit Suisse 1.3M $298M -27% Mar 2021
New York State Common Retirement Fund 1.3M $294M -6% Mar 2021
CalPERS 1.2M $288M -4% Mar 2021
Eaton Vance Management 1.2M $215M 8% Dec 2020
Manufacturers Life Insurance Company 1.2M $268M -4% Mar 2021
Citigroup 1.1M $264M -5% Mar 2021
Diamond Hill Capital Management 1.1M $264M 4% Mar 2021
Alliancebernstein 1.1M $263M 1% Mar 2021
Goodman & Company, Investment Counsel 1.1M $249M 100% Mar 2021
Lazard Asset Management 1.0M $243M -1% Mar 2021
Artisan Partners Limited Partnership 1.0M $239M 100% Mar 2021
Bank Of Montreal 1.0M $236M -21% Mar 2021
California State Teachers Retirement System 995k $231M 1% Mar 2021
Hsbc Holdings 979k $227M 4% Mar 2021
Neuberger Berman Group 975k $226M 0% Mar 2021
Allianz Asset Management 923k $214M 20% Mar 2021
Rhumbline Advisers 877k $203M -8% Mar 2021
Barclays 859k $199M -52% Mar 2021
ProShare Advisors 842k $195M 3% Mar 2021
Principal Financial Group 804k $187M -3% Mar 2021
APG All Pensions Group NV 774k $153M -14% Mar 2021
National Pension Service 721k $167M 7% Mar 2021
Florida State Board of Administration 719k $167M -3% Mar 2021
Wolverine Trading 719k $168M 22% Mar 2021
New York State Teachers Retirement System 682k $158M -5% Mar 2021
D. E. Shaw & Co 681k $124M 64% Dec 2020
Adage Capital Partners GP 664k $154M 2% Mar 2021
Envestnet Asset Management 625k $145M 41% Mar 2021
PEAK6 Investments 614k $142M 14% Mar 2021
Laurion Capital Management 595k $138M 100% Mar 2021
Mackenzie Financial 592k $137M -18% Mar 2021
Baird Financial 585k $136M 8% Mar 2021
Raymond James & Associates 577k $134M 6% Mar 2021
Capital Fund Management 571k $133M -27% Mar 2021
Old Republic International 567k $132M 0% Mar 2021
LPL Financial 563k $131M 6% Mar 2021
Franklin Resources 562k $130M -21% Mar 2021
Artemis Investment Management 551k $128M 33% Mar 2021
Nan Shan Life Insurance 540k $125M 19% Mar 2021
Congress Asset Management 538k $125M 5% Mar 2021
AMF Pensionsforsakring AB 538k $125M 2% Mar 2021
Capstone Investment Advisors 521k $121M 86% Mar 2021
Prudential Financial 506k $117M 19% Mar 2021
Stifel Financial 484k $112M -1% Mar 2021
Mn Services Vermogensbeheer B.V. 484k $88M 1% Dec 2020
Atlantic Trust 479k $111M 1046% Mar 2021
Tom Rawlings 464k $108M 4% Mar 2021
Retirement Systems of Alabama 456k $106M -3% Mar 2021
OTR - Nominee Name for The State Teachers Retirement Board of Ohio 444k $103M 3% Mar 2021
Great-West Life Assurance Company 440k $80M 11% Dec 2020
Us Bancorp 429k $99M 3% Mar 2021
Prudential 412k $95M -6% Mar 2021
Victory Capital Management 412k $95M -1% Mar 2021
Mitsubishi UFJ Trust & Banking Corp 398k $92M -28% Mar 2021
Aviva 396k $92M 13% Mar 2021
Mitsubishi UFJ Asset Management 389k $90M 6% Mar 2021
ARK Investment Management 382k $89M 53% Mar 2021
Commonwealth Equity Services 379k $88M 0% Mar 2021
Chevy Chase Trust Holdings 373k $87M -6% Mar 2021
Factory Mutual Insurance Company 371k $86M -23% Mar 2021
State of Tennessee, Treasury Department 367k $85M 112% Mar 2021
Zacks Investment Management 364k $85M -9% Mar 2021
HighTower Advisors 363k $84M -5% Mar 2021
Pnc Financial Services 352k $82M 2% Mar 2021
Toronto-Dominion Bank 350k $81M -14% Mar 2021
Ohio Pers 350k $81M 7% Mar 2021
Aperio Group 340k $62M -1% Dec 2020
Capitolis Advisors 333k $77M 956% Mar 2021
First Trust Advisors 331k $77M -12% Mar 2021
Bnp Paribas Investment Partners 328k $76M 2% Mar 2021
State of New Jersey Common Pension Fund D 325k $75M -5% Mar 2021
Diam 320k $74M 0% Mar 2021
Natixis 313k $73M -24% Mar 2021
First Republic Investment Management 301k $70M 2% Mar 2021
Pictet Asset Management 298k $69M -33% Mar 2021
Massachusetts Financial Services 298k $69M -25% Mar 2021
Korea Investment Corporation 295k $68M 12% Mar 2021
Natixis Asset Management Advisors 294k $68M -5% Mar 2021
Raymond James Financial Services Advisors 291k $68M 12% Mar 2021
Markel Corporation 288k $67M 0% Mar 2021
Robeco Institutional Asset Management B V 285k $66M 23% Mar 2021
State of Wisconsin Investment Board 285k $52M -35% Dec 2020
Bnp Paribas Arbitrage, Snc 279k $65M -13% Mar 2021
AQR Capital Management 257k $60M 6% Mar 2021
Fifth Third Bancorp 256k $59M 24% Mar 2021
Advisor Group Holdings 255k $59M 7% Mar 2021
Ardevora Asset Management 250k $58M 100% Mar 2021
Janney Montgomery Scott 249k $58M 2% Mar 2021
Canada Pension Plan Investment Board 247k $45M 933% Dec 2020
Ing Investment Management 241k $56M -4% Mar 2021
Westpac Banking Corporation 238k $55M -1% Mar 2021
Treasurer of the State of North Carolina 238k $55M 0% Mar 2021
Gateway Investment Advisers 235k $55M 0% Mar 2021
Ensign Peak Advisors 234k $54M 19% Mar 2021
Standard Life Aberdeen 231k $54M 0% Mar 2021
Migdal Insurance & Financial Holdings 228k $53M 14% Mar 2021
M^T Bank Corporation 226k $52M -2% Mar 2021
Branch Banking & Trust Company 225k $52M -6% Mar 2021
Bank of Nova Scotia 216k $50M -31% Mar 2021
Henderson Group 215k $50M 5% Mar 2021
Axa 213k $49M -8% Mar 2021
Huntington National Bank 212k $49M 133% Mar 2021
Royal London Asset Management 205k $48M 4% Mar 2021
WestEnd Advisors 205k $48M -12% Mar 2021
Clark Capital Management Group 197k $46M -4% Mar 2021
Calamos Advisors 196k $46M 6% Mar 2021
American International 194k $45M -6% Mar 2021
PGGM Vermogensbeheer B.V. 194k $45M -10% Mar 2021
Zurcher Kantonalbank 183k $42M -10% Mar 2021
Cibc World Markets 181k $42M -60% Mar 2021
Madison Asset Management 165k $38M -26% Mar 2021
Interval Partners 141k $33M -68% Mar 2021
ALPS Advisors 100k $23M -66% Mar 2021
Caisse de depot et placement du Quebec 84k $19M -77% Mar 2021
Westfield Capital Management Company 38k $8.7M -90% Mar 2021
Symmetry Investments 12k $2.7M -96% Mar 2021
Capital Wealth Planning 7.1k $1.6M -99% Mar 2021

Who sold out of Caterpillar?

Fund or Company Name Date Sold Shares Held Valued At
Morgan Stanley Dec 2020 4.9M $886M
Norges Bank Investment Management Dec 2020 4.8M $879M