Advent Capital Management

Advent Capital Management as of Dec. 31, 2016

Portfolio Holdings for Advent Capital Management

Advent Capital Management holds 306 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Micron Technology Inc conv 2.1 $117M 118M 0.99
Priceline Grp Inc note 0.350% 6/1 2.0 $111M 87M 1.28
Yahoo Inc note 12/0 1.9 $106M 107M 0.99
Wright Med Group Inc note 2.000% 2/1 1.8 $95M 91M 1.05
Intel Corp sdcv 1.6 $88M 65M 1.35
Twitter Inc note 1.000% 9/1 1.6 $88M 95M 0.92
Lam Research Corp conv 1.5 $83M 48M 1.75
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 1.5 $83M 81M 1.03
Illumina Inc conv 1.4 $79M 82M 0.96
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 1.4 $79M 84M 0.94
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.4 $78M 72M 1.09
Red Hat Inc conv 1.4 $76M 65M 1.17
Holx 2 12/15/43 1.3 $73M 59M 1.23
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.3 $72M 61k 1190.00
On Semiconductor Corp Note 1.000%12/0 bond 1.3 $69M 67M 1.02
Dycom Inds Inc Note 0.750% 9/1 bond 1.3 $68M 63M 1.09
Fireeye Series B convertible security 1.2 $67M 74M 0.90
Isis Pharmaceuticals Inc Del note 1.000%11/1 1.2 $65M 65M 1.01
Fireeye Series A convertible security 1.2 $65M 71M 0.92
Biomarin Pharmaceutical Inc note 0.750%10/1 1.2 $63M 56M 1.13
Integrated Device Tech conv 1.2 $64M 62M 1.03
Molina Healthcare Inc conv 1.2 $63M 55M 1.14
Anthem Inc conv p 1.1 $62M 1.3M 46.90
Allscripts Healthcare So conv 1.1 $62M 66M 0.94
Priceline Group Inc/the conv 1.1 $60M 57M 1.06
Webmd Health Conv Sr Notes conv 1.1 $60M 59M 1.02
Spirit Realty Capital Inc convertible cor 1.1 $60M 58M 1.04
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.1 $59M 59M 1.00
Intel Corp. Jr. Sub. Cv. Deb. conv 1.1 $59M 33M 1.77
Nuance Communications Inc Dbcv 1.00012/1 1.1 $58M 64M 0.91
Jazz Investments I Ltd. conv 1.1 $58M 60M 0.96
1,375% Liberty Media 15.10.2023 note 1.1 $57M 53M 1.08
Actavis Plc 5.500% 03/01/18 Sr:a Cvt bnd 1.1 $57M 75k 762.92
Servicenow Inc. note 1.0 $56M 48M 1.18
Microchip Technology Inc note 1.625% 2/1 1.0 $56M 43M 1.30
Electronics For Imaging Inc note 0.750% 9/0 1.0 $56M 52M 1.06
Nvidia Corp note 1.000 12/0 1.0 $52M 9.8M 5.30
Verint Sys Inc note 1.5% 6/1 0.9 $51M 54M 0.94
B2gold Corp conv 0.9 $50M 49M 1.01
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.9 $49M 46M 1.08
Cornerstone Ondemand Inc conv 0.9 $49M 47M 1.04
Standard Pacific Corp cnv 0.9 $48M 47M 1.03
Ares Capital Corp conv 0.9 $47M 45M 1.04
Citrix Systems Inc conv 0.8 $46M 39M 1.16
Jefferies Group Inc New dbcv 3.875%11/0 0.8 $45M 44M 1.01
Old Republic Intl Corp note 0.8 $44M 35M 1.26
Whiting Pete Corp New Note 1.250% 4/0 bond 0.8 $44M 49M 0.89
Macquarie Infrastructure conv 0.8 $43M 37M 1.16
Bank Of America Corporation preferred (BAC.PL) 0.8 $42M 36k 1166.81
Fidelity National Finance conv 0.8 $41M 22M 1.92
Healthsouth Corp conv 0.8 $41M 35M 1.19
Royal Gold Inc conv 0.8 $41M 39M 1.06
Nxp Semiconductors N V dbcv 1.000% 12/0 0.8 $41M 36M 1.14
Al Us conv 0.7 $40M 30M 1.35
Tesla Motors Inc bond 0.7 $40M 43M 0.93
Keycorp New pfd 7.75% sr a 0.7 $39M 288k 135.00
Starwood Property Trust note 0.7 $39M 36M 1.09
Frontier Communications Corp pfd conv ser-a 0.7 $38M 539k 71.08
Macquarie Infrastructure Cor Note 2.00010/0 0.7 $39M 38M 1.01
Horizon Pharma Plc convertible security 0.7 $38M 40M 0.96
Teva Pharm Finance Llc Cvt cv bnd 0.7 $38M 35M 1.09
Euronet Worldwide Inc Note 1.500%10/0 0.7 $38M 32M 1.16
Nextera Energy Inc unit 09/01/2019 0.7 $37M 762k 49.05
Akamai Technologies Inc Sr Cv zero coupon bonds 0.7 $37M 35M 1.04
Starwood Ppty note 4.0% 1/15/ 0.7 $36M 32M 1.12
Toll Bros Finance Corp. convertible bond 0.7 $35M 36M 0.98
Herbalife Ltd conv 0.6 $34M 37M 0.92
Proofpoint Inc dbcv 0.750% 6/1 0.6 $34M 30M 1.13
Rti Intl Metals Inc note 1.625%10/1 0.6 $33M 32M 1.04
Liberty Media Corp deb 3.500% 1/1 0.6 $32M 60M 0.53
Biomarin Pharmaceutical Inc note 1.500%10/1 0.6 $32M 27M 1.18
Jds Uniphase Corp conv 0.6 $32M 31M 1.03
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.6 $31M 33M 0.93
Workday Inc conv 0.6 $31M 29M 1.05
Live Nation Entertainmen conv 0.6 $31M 29M 1.07
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.6 $30M 26M 1.12
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.5 $29M 28M 1.06
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.5 $29M 18M 1.58
Newmont Mining Corp Cvt cv bnd 0.5 $27M 26M 1.02
Finisar Corp note 0.500%12/1 0.5 $27M 23M 1.19
Cemex Sab De Cv conv 0.5 $27M 25M 1.07
Brocade Communications conv 0.5 $27M 26M 1.01
Hologic Inc cnv 0.5 $26M 19M 1.36
Colony Finl Inc note 5.00% 0.5 $26M 25M 1.03
Depomed Inc conv 0.5 $25M 22M 1.15
Xilinx Inc Cvt 2.625 6-15-17 convert 0.5 $25M 12M 2.10
Web Com Group Inc note 1.000% 8/1 0.5 $25M 26M 0.97
Synchronoss Technologies conv 0.5 $25M 24M 1.05
Kb Home note 0.4 $24M 25M 0.97
National Health Invs Inc note 0.4 $24M 21M 1.12
Dominion Resource p 0.4 $24M 468k 50.57
Broadsoft Inc note 1.000% 9/0 0.4 $24M 20M 1.21
Clovis Oncology Inc note 2.500% 9/1 0.4 $23M 23M 1.03
Insulet Corp note 2.000% 6/1 0.4 $23M 21M 1.07
Ryland Group note 0.4 $22M 19M 1.20
Restoration Hardware Holdings conv bnd 0.4 $22M 25M 0.86
Priceline.com debt 1.000% 3/1 0.4 $21M 14M 1.57
Arvinmeritor Inc frnt 4.000% 2/1 0.4 $21M 20M 1.02
Mgic Investment Corp note 0.4 $21M 14M 1.48
Brookdale Senior Living note 0.4 $20M 20M 0.98
Webmd Health Corp 1.5% cnvrtbnd 0.4 $20M 18M 1.13
Illumina Inc. 0.00% June 15, 2019 ccb 0.4 $20M 21M 0.96
American Rlty Cap Pptys Inc note 3.000% 8/0 0.3 $18M 18M 1.00
American Tower Corp cnv p 0.3 $18M 170k 103.73
Calamp Corp convertible security 0.3 $18M 19M 0.96
Nevro Corp note 1.750% 6/0 0.3 $18M 17M 1.07
Broadsoft Inc. 1.5% 07/01/2018 conv 0.3 $17M 15M 1.15
Ares Capital Corporation convertible cor 0.3 $17M 16M 1.03
Salesforce.com Inc conv 0.3 $17M 15M 1.16
Impax Laboratories Inc conv 0.3 $17M 21M 0.79
Wellpoint Inc Note cb 0.3 $16M 8.1M 1.99
Spirit Rlty Cap Inc New Note cb 0.3 $16M 15M 1.05
T Mobile Us Inc conv pfd ser a 0.3 $16M 167k 94.37
Starwood Waypoint Residentl note 3.000% 7/0 0.3 $16M 14M 1.09
Molina Healthcare Inc. conv 0.3 $14M 10M 1.44
Tesla Motors Inc bond 0.2 $14M 16M 0.87
Oasis Pete Inc New Note 2.625% 9/1 bond 0.2 $13M 9.6M 1.39
Cien 4 12/15/20 0.2 $13M 9.4M 1.40
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.2 $13M 13M 1.02
Sm Energy Co note 1.500% 7/0 0.2 $12M 10M 1.16
Arconic 0.2 $12M 394k 30.29
Ctrip.com Inter Ltd. conv 0.2 $12M 10M 1.16
American Rlty Cap Pptys Inc note 3.750%12/1 0.2 $11M 11M 1.01
Welltower Inc 6.50% pfd prepet 0.2 $10M 168k 60.10
Sunpower Corp dbcv 4.000% 1/1 0.2 $10M 14M 0.71
Medidata Solutions Inc conv 0.2 $9.9M 9.1M 1.09
Quidel Corp note 3.250%12/1 0.2 $9.4M 9.5M 0.99
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $9.1M 355k 25.57
Micron Technology Inc note 2.125% 2/1 0.2 $8.9M 4.2M 2.10
Wells Fargo & Company (WFC) 0.1 $8.3M 150k 55.11
Red Hat 0.1 $8.3M 120k 69.70
Janus Capital conv 0.1 $7.9M 6.0M 1.32
Rpm International Inc convertible cor 0.1 $8.1M 6.7M 1.20
Intercept Pharmas conv 0.1 $8.4M 9.3M 0.90
Great Plains Energy Incorporated conv prf 0.1 $7.9M 156k 50.63
CIGNA Corporation 0.1 $7.6M 57k 133.39
Pra Group Inc conv 0.1 $7.8M 8.3M 0.94
Incyte Corp. note 1.250 11/1 0.1 $7.8M 3.8M 2.05
Spectranetics Corp mtnf 2.625% 6/0 0.1 $7.3M 7.0M 1.03
Dte Energy Co conv p 0.1 $7.3M 138k 52.76
Verizon Communications (VZ) 0.1 $6.7M 125k 53.38
Lazard Ltd-cl A shs a 0.1 $6.6M 160k 41.09
General Motors Company (GM) 0.1 $6.7M 192k 34.84
Nuance Communications 0.1 $6.5M 6.7M 0.97
Nextera Energy Inc unit 08/31/2018 0.1 $6.5M 112k 57.55
Stericycle, Inc. pfd cv 0.1 $6.4M 100k 63.57
Micron Technology Inc note 1.625% 2/1 0.1 $5.9M 2.9M 2.03
Time Warner 0.1 $5.4M 56k 96.52
Gilead Sciences (GILD) 0.1 $5.2M 73k 71.61
Thrx 2 1/8 01/15/23 0.1 $5.5M 6.5M 0.85
Emergent Biosolutions Inc conv 0.1 $5.3M 4.2M 1.28
Biogen Idec (BIIB) 0.1 $4.8M 17k 283.59
Laboratory Corp Amer Hldgs debt 0.1 $4.9M 2.9M 1.72
Endologix Inc note 2.250%12/1 0.1 $5.0M 5.6M 0.90
Tyson Foods Inc cnv p 0.1 $5.1M 75k 67.89
KLA-Tencor Corporation (KLAC) 0.1 $4.4M 56k 78.68
Facebook Inc cl a (META) 0.1 $4.6M 40k 115.05
L Brands 0.1 $4.6M 70k 65.84
Infinera Corporation dbcv 1.750% 6/0 0.1 $4.6M 4.4M 1.03
Dynegy Inc unit 07/01/20191 0.1 $4.2M 68k 61.94
Lockheed Martin Corporation (LMT) 0.1 $4.0M 16k 249.94
Merck & Co (MRK) 0.1 $3.8M 65k 58.88
CBS Corporation 0.1 $3.0M 48k 63.63
Herbalife Ltd Com Stk (HLF) 0.1 $3.1M 64k 48.15
Greenbrier Co Inc conv bnd 0.1 $3.2M 2.5M 1.25
Repligen Corp note 2.125% 6/0 0.1 $3.2M 2.8M 1.16
Helix Energy Solutions Grp I note 4.250% 5/0 0.1 $3.2M 3.1M 1.04
Alza Corp sdcv 7/2 0.1 $2.8M 1.8M 1.58
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.1 $2.9M 500k 5.88
Bristol Myers Squibb Co dbcv 9/1 0.0 $2.2M 1.5M 1.48
Micron Technology (MU) 0.0 $2.1M 95k 21.92
Danaher Corp Del debt 0.0 $2.1M 703k 2.98
Industries N shs - a - (LYB) 0.0 $2.1M 25k 85.76
Metropcs Communications (TMUS) 0.0 $2.2M 38k 57.52
Omnicare 0.0 $2.3M 1.8M 1.29
Tpg Specialty Lending In conv 0.0 $2.1M 2.1M 1.02
Bank of America Corporation (BAC) 0.0 $1.7M 75k 22.11
Walt Disney Company (DIS) 0.0 $1.6M 15k 104.20
Target Corporation (TGT) 0.0 $1.8M 25k 72.24
Astoria Financial Corporation 0.0 $1.6M 85k 18.65
Navistar Intl Corp conv 0.0 $1.5M 1.5M 0.99
CenturyLink 0.0 $1.2M 50k 23.78
Chesapeake Energy Corporation 0.0 $1.3M 190k 7.02
Advanced Micro Devices (AMD) 0.0 $1.0M 90k 11.34
Ares Capital Corporation (ARCC) 0.0 $1.0M 63k 16.49
Macquarie Infrastructure Company 0.0 $1.0M 13k 81.68
Novellus Systems, Inc. note 2.625% 5/1 0.0 $834k 268k 3.11
Sandisk Corp conv 0.0 $841k 801k 1.05
Incyte Corp note 0.375%11/1 0.0 $1.3M 651k 2.01
Tcp Cap Corp note 5.250%12/1 0.0 $1.0M 1.0M 1.04
Allegheny Technologies Inc note 4.750% 7/0 0.0 $1.3M 989k 1.34
Vale (VALE) 0.0 $533k 70k 7.61
Ciena Corp note 0.875% 6/1 0.0 $500k 500k 1.00
Pfizer (PFE) 0.0 $747k 23k 32.48
Sony Corporation (SONY) 0.0 $701k 25k 28.04
Regions Financial Corporation (RF) 0.0 $503k 35k 14.37
JetBlue Airways Corporation (JBLU) 0.0 $561k 25k 22.44
Integrated Device Technology 0.0 $589k 25k 23.56
ArcelorMittal 0.0 $657k 90k 7.30
Atwood Oceanics 0.0 $328k 25k 13.12
Teradyne (TER) 0.0 $635k 25k 25.40
WebMD Health 0.0 $659k 13k 49.55
SM Energy (SM) 0.0 $690k 20k 34.50
Web 0.0 $529k 25k 21.16
Nuvasive Inc. conv 0.0 $356k 220k 1.62
Mentor Graphics 4% 2031 conv 0.0 $314k 236k 1.33
Forest City Enterprises conv 0.0 $314k 288k 1.09
Bottomline Tech Del Inc note 1.500%12/0 0.0 $606k 594k 1.02
Nuance Communications Inc note 2.750%11/0 0.0 $408k 408k 1.00
Rwt 4 5/8 04/15/18 0.0 $399k 416k 0.96
Sprint 0.0 $421k 50k 8.42
Wright Medical Group Inc note 2 000 8/1 0.0 $277k 269k 1.03
American Airls (AAL) 0.0 $700k 15k 46.67
Weatherford Intl Plc ord 0.0 $499k 100k 4.99
Medicines Company conv 0.0 $414k 345k 1.20
iShares MSCI Emerging Markets Indx (EEM) 0.0 $26k 731.00 35.57
General Electric 0.0 $32k 1.0k 32.00
Alexion Pharmaceuticals 0.0 $73k 600.00 121.67
Microsoft Corp 0.0 $3.0k 300.00 10.00
Bank Of America Corporation option 0.0 $75k 4.4k 17.08
Chesapeake Energy Corp option 0.0 $5.0k 1.0k 5.00
Chesapeake Energy Corp option 0.0 $36k 2.0k 18.00
Deere & Co option 0.0 $17k 500.00 34.00
Disney Walt Co option 0.0 $6.0k 300.00 20.00
Disney Walt Co option 0.0 $7.0k 200.00 35.00
Freeport-mcmoran Copper & Go option 0.0 $1.0k 600.00 1.67
Spdr S&p 500 Etf Tr option 0.0 $6.0k 1.0k 6.00
Spdr S&p 500 Etf Tr option 0.0 $39k 674.00 58.00
Teva Pharmaceutical Inds Ltd option 0.0 $9.0k 150.00 60.00
Yahoo Inc option 0.0 $3.0k 500.00 6.00
Bank Of America Corporation option 0.0 $8.3k 2.1k 4.00
Select Sector Spdr Tr option 0.0 $13k 5.0k 2.60
Yahoo Inc option 0.0 $6.0k 300.00 20.00
Red Hat Inc option 0.0 $12k 250.00 48.00
Regions Financial Corp New option 0.0 $3.0k 400.00 7.50
Vale S A option 0.0 $12k 2.0k 6.00
Toll Brothers Inc option 0.0 $1.0k 100.00 10.00
Coca Cola Co option 0.0 $4.0k 2.0k 2.00
Whiting Pete Corp New option 0.0 $6.0k 350.00 17.14
Astoria Financial Corp 0.0 $19k 500.00 38.00
Ishares Russell 2000 0.0 $12k 750.00 16.00
Micron Technology 0.0 $3.4k 1.7k 2.00
DEVICES INC Advanced Micro call 0.0 $30k 2.0k 15.00
Biomarin Pharmaceutical 0.0 $0 503.00 0.00
Newpark Res Inc note 4.000%10/0 0.0 $178k 202k 0.88
Ford Mtr Co Del call 0.0 $4.0k 1.5k 2.67
Micron Technology Inc call 0.0 $139k 1.3k 106.67
Advanced Micro Devices Inc put 0.0 $10k 950.00 10.53
Cbs Corp New put 0.0 $11k 200.00 55.00
Jetblue Airways Corp call 0.0 $7.0k 300.00 23.33
Tyson Foods Inc call 0.0 $35k 300.00 116.67
VALEANT PHARMACEUTICALS Inte call 0.0 $12k 600.00 20.00
Ak Steel Common Stock cmn 0.0 $38k 1.9k 20.00
ALEXION PHARMACEUTICALS INC CMN Stock cmn 0.0 $25k 200.00 125.00
Amkor Technology, Inc. cmn 0.0 $8.0k 500.00 16.00
Arcelor Mittal-class A Ny Re cmn 0.0 $36k 600.00 60.00
Arcelor Mittal-class A Ny Re cmn 0.0 $2.0k 1.0k 2.00
Atwood Oceanics Cmn Stk cmn 0.0 $3.3k 250.00 13.33
Cbs Corp Common Stock cmn 0.0 $9.0k 300.00 30.00
Centurylink Inc Cmn Stock cmn 0.0 $8.0k 300.00 26.67
CYPRESS SEMICONDUCTOR COMMON Stock cmn 0.0 $19k 1.1k 17.27
Frontier Communications Corp cmn 0.0 $23k 3.0k 7.67
Golar Lng Ltd Common Stock cmn 0.0 $1.0k 250.00 4.00
INTEGRATED DEVICE TECH INC CMN Stk cmn 0.0 $24k 150.00 160.00
Jetblue Airways Corp cmn 0.0 $6.0k 250.00 24.00
Teradyne Inc Cmn Stk cmn 0.0 $4.0k 200.00 20.00
VALEANT PHARMACEUTICALS International Inc cmn 0.0 $8.0k 768.00 10.42
Webmd Health A Ordinary cmn 0.0 $1.0k 100.00 10.00
WORLD WRESTLING ENTERTAINMENT CMN Stock cmn 0.0 $32k 700.00 45.71
Spdr Dow Jones Indl Avrg Etf opt 0.0 $1.0k 500.00 2.00
Ctrip Com Intl Ltd call 0.0 $5.0k 100.00 50.00
Nxp Semiconductors Nv cmn 0.0 $22k 2.9k 7.63
Sony Corp put 0.0 $5.0k 300.00 16.67
Chart Industries 2% conv 0.0 $98k 113k 0.87
Helix Energy Solutions note 0.0 $260k 265k 0.98
T-mobile Us Inc put 0.0 $8.0k 200.00 40.00
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $90k 107k 0.84
Amicus Therapeutics 0.0 $3.0k 500.00 6.00
Sucampo Pharmaceuticals Inc cl a 0.0 $7.0k 250.00 28.00
Sucampo Pharmaceuticals Inc cl a 0.0 $7.0k 250.00 28.00
T-mobile Us 0.0 $18k 300.00 60.00
Web 0.0 $14k 400.00 35.00
Hos Us conv 0.0 $74k 145k 0.51
Clovis Oncology 0.0 $2.0k 150.00 13.33
Clovis Oncology 0.0 $6.0k 50.00 120.00
Seacor Holdings Inc note 2.500%12/1 0.0 $180k 191k 0.94
Medicines Co dbcv 1.375% 6/0 0.0 $139k 95k 1.46
American Airls 0.0 $3.0k 300.00 10.00
American Airls 0.0 $19k 200.00 95.00
Fireeye 0.0 $7.0k 1.0k 7.00
Twitter 0.0 $4.5k 1.5k 3.00
Fireeye Inc cmn 0.0 $17k 500.00 34.00
Endo Intl Plc options 0.0 $15k 1.5k 10.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $212k 235k 0.90
Fluidigm Corporation convertible cor 0.0 $144k 257k 0.56
Santander Consumer Usa Hdg I 0.0 $60k 600.00 100.00
Forest City Enterprises conv 0.0 $158k 152k 1.04
Banc Calif 0.0 $147k 600.00 245.00
Banc Calif 0.0 $0 100.00 0.00
Weatherford Intl Plc ord 0.0 $7.5k 1.5k 5.00
1,000% Sina 01.12.2018 note 0.0 $230k 230k 1.00
Encore Capital Group Inc note 0.0 $29k 42k 0.69
Homeaway Inc conv 0.0 $165k 175k 0.94
Allergan Plc call 0.0 $48k 50.00 960.00
Linkedin Corp note 0.500% 11/0 0.0 $246k 246k 1.00
Vaneck Vectors Etf Tr opt 0.0 $57k 300.00 190.00