Aequim Alternative Investments

Aequim Alternative Investments as of Sept. 30, 2020

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 72 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Insulet Corp Note 1.375%11/1 (Principal) 8.2 $62M 24M 2.56
Mercadolibre Note 2.000% 8/1 (Principal) 8.1 $61M 24M 2.52
Microchip Technology Note 2.250% 2/1 (Principal) 7.6 $57M 38M 1.50
Nice Sys Note 1.250% 1/1 (Principal) 6.3 $48M 18M 2.72
Wright Med Group N V Note 2.250%11/1 (Principal) 5.4 $40M 28M 1.44
Liberty Media Corp Del Note 1.375%10/1 (Principal) 4.7 $36M 33M 1.09
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 4.7 $36M 43M 0.83
Realpage Note 1.500%11/1 (Principal) 4.4 $33M 23M 1.47
Pg&e Corp Unit 99/99/9999 3.9 $29M 300k 98.09
Coupa Software Note 0.125% 6/1 (Principal) 3.6 $27M 15M 1.83
Southwest Airls Note 1.250% 5/0 (Principal) 3.5 $26M 20M 1.31
Akamai Technologies Note 0.125% 5/0 (Principal) 3.4 $26M 20M 1.29
Gsx Techedu Put Put Option 3.2 $24M 450.00 53500.00
Colfax Corp Unit 01/15/2022t 3.1 $24M 175k 134.21
Qts Rlty Tr 6.50% Con Pfd B 2.6 $19M 136k 141.44
Mongodb Cl A (MDB) 2.2 $17M 71k 231.52
Danaher Corporation 4.75 MND CV PFD 1.8 $13M 9.0k 1475.89
Nuance Communications DBCV 1.000%12/1 (Principal) 1.6 $12M 8.5M 1.46
Knowles Corp Note 3.250%11/0 (Principal) 1.4 $11M 10M 1.07
Cleveland-cliffs (CLF) 1.2 $9.2M 1.4M 6.42
Nio Spon Ads (NIO) 1.0 $7.8M 370k 21.22
EQT Corporation (EQT) 1.0 $7.2M 558k 12.93
Southern Unit 08/01/2022 0.9 $7.0M 150k 46.54
Pra Group Note 3.500% 6/0 (Principal) 0.9 $6.6M 6.0M 1.10
Rapid7 (RPD) 0.8 $5.9M 96k 61.24
Boston Scientific Corp 5.50% Cnv Pfd A 0.7 $5.6M 50k 111.88
Nextera Energy Unit 09/01/2022s 0.7 $5.4M 100k 54.16
Dominion Energy Unit 99/99/9999 0.7 $5.1M 50k 101.76
Invitae (NVTAQ) 0.7 $5.0M 116k 43.35
Twitter Note 1.000% 9/1 (Principal) 0.7 $5.0M 5.0M 1.00
Nutanix Note 1/1 (Principal) 0.6 $4.7M 5.0M 0.94
Cinemark Holdings (CNK) 0.6 $4.6M 463k 10.00
Splunk Note 0.500% 9/1 (Principal) 0.6 $4.2M 3.0M 1.40
Energizer Hldgs 7.5 Mcnv Pfd A 0.6 $4.2M 50k 83.24
Neurocrine Biosciences Note 2.250% 5/1 (Principal) 0.6 $4.2M 3.0M 1.39
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.6 $4.1M 4.5M 0.92
Cnx Resources Corporation (CNX) 0.5 $4.0M 421k 9.44
Utz Brands *w Exp 08/28/202 0.4 $3.3M 506k 6.54
Hostess Brands *w Exp 11/04/202 0.4 $3.0M 3.7M 0.82
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.4 $3.0M 3.3M 0.90
Air Transport Services (ATSG) 0.4 $2.7M 108k 25.06
Yy Note 1.375% 6/1 (Principal) 0.4 $2.7M 2.5M 1.08
Encore Capital (ECPG) 0.4 $2.6M 69k 38.58
Post Holdings Inc Common (POST) 0.3 $2.4M 28k 86.00
Apollo Coml Real Est Fin Note 5.375%10/1 (Principal) 0.3 $2.3M 2.5M 0.92
Teladoc (TDOC) 0.3 $2.3M 10k 219.23
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.3 $2.3M 2.0M 1.13
Tpg Specialty Lending Note 4.500% 8/0 (Principal) 0.3 $2.2M 2.1M 1.03
Nabors Inds Note 0.750% 1/1 (Principal) 0.2 $1.8M 6.5M 0.28
Blackstone Mtg Tr Note 4.375% 5/0 (Principal) 0.2 $1.7M 1.8M 0.97
Meritor 0.2 $1.6M 78k 20.94
Apellis Pharmaceuticals Note 3.500% 9/1 (Principal) 0.2 $1.6M 1.5M 1.07
Nortonlifelock (GEN) 0.2 $1.6M 76k 20.84
Booking Holdings (BKNG) 0.2 $1.6M 915.00 1710.38
Cardtronics Shs Cl A 0.2 $1.5M 75k 19.80
O-i Glass (OI) 0.2 $1.4M 133k 10.59
American Axle & Manufact. Holdings (AXL) 0.2 $1.2M 200k 5.77
Cheniere Energy Com New (LNG) 0.2 $1.2M 25k 46.27
ON Semiconductor (ON) 0.1 $1.0M 46k 21.69
Supernus Pharmaceuticals (SUPN) 0.1 $967k 46k 20.84
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.1 $948k 1.0M 0.95
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.1 $941k 6.6k 142.58
BioMarin Pharmaceutical (BMRN) 0.1 $852k 11k 76.07
Echostar Corp Cl A (SATS) 0.1 $747k 30k 24.90
Berry Plastics (BERY) 0.1 $725k 15k 48.33
Euronet Worldwide (EEFT) 0.1 $665k 7.3k 91.10
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $337k 100k 3.37
Adient Ord Shs (ADNT) 0.0 $286k 17k 17.33
Bausch Health Companies (BHC) 0.0 $202k 13k 15.54
Donnelley R R & Sons Co when issued 0.0 $150k 103k 1.46
Five Point Holdings Com Cl A (FPH) 0.0 $125k 30k 4.17
Bristol-myers Squibb Right 99/99/9999 0.0 $113k 50k 2.26