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Aequim Alternative Investments

Latest statistics and disclosures from Aequim Alternative Investments's latest quarterly 13F-HR filing:

Top 5 stock holdings are OXY.WS, CHKEW, CHKEZ, Akamai Technologies Inc note 0.125% 5/0, CHKEL, and represent 34.57% of Aequim Alternative Investments's stock portfolio.
Added to shares of these 10 stocks: OXY.WS (+$68M), Alnylam Pharmaceuticals Inc Note 1.000 9/1 (+$28M), Splunk (+$23M), Datadog (+$17M), FLR (+$12M), NIMC (+$11M), On Semiconductor Corp (+$11M), SGEN (+$11M), Lumentum Holdings (+$7.3M), Affirm Hldgs (+$6.6M).
Started 14 new stock positions in BAX, Okta, Alnylam Pharmaceuticals Inc Note 1.000 9/1, Conmed Corp Note 2.250 6/1, Dexcom, SGEN, Allurion Technologies, Cytokinetics, Spirit Airls, On Semiconductor Corp. FLR, Lumentum Holdings, CGC, Wayfair.
Reduced shares in these 10 stocks: , Sabre Corp (-$27M), Pegasystems (-$25M), Splunk Inc note 0.500% 9/1 (-$23M), Wix Com Ltd note 7/0 (-$19M), Guidewire Software convertible security (-$19M), AEP (-$11M), Dish Network Corporation (-$10M), Rapid7 (-$8.3M), Bridgebio Pharma (-$7.5M).
Sold out of its positions in AQNU, AEP, Ascendis Pharma A/s, BURL, Compute Health Acquisitin, EQT, Redfin Corp convertible security, Sabre Corp, Splunk Inc note 0.500% 9/1, Wix Com Ltd note 7/0.
Aequim Alternative Investments was a net seller of stock by $-40M.
Aequim Alternative Investments has $2.6B in assets under management (AUM), dropping by -0.83%.
Central Index Key (CIK): 0001728201

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Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 105 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS)	12.0	$316M	+27%	7.3M	43.08	View chart
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEW)	8.8	$232M		3.0M	77.23	View chart
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEZ)	6.4	$168M		2.3M	73.05	View chart
Akamai Technologies Note 0.125% 5/0 (Principal)	4.1	$107M		90M	1.18	View chart
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEL)	3.4	$90M		1.3M	69.21	View chart
Nisource Unit 12/01/2023 (NIMC)	3.3	$88M	+14%	900k	97.45	View chart
Snap Note 0.250% 5/0 (Principal)	3.2	$83M	+5%	90M	0.93	View chart
Zillow Group Note 0.750% 9/0 (Principal)	3.1	$82M		70M	1.17	View chart
Nice Sys Note 1.250% 1/1 (Principal)	2.9	$77M		38M	2.02	View chart
Cnx Resources Corporation (CNX)	2.2	$57M		2.5M	22.58	View chart
Peloton Interactive Note 2/1 (Principal)	2.1	$56M		74M	0.76	View chart
Spotify Usa Note 3/1 (Principal)	2.0	$52M	+4%	61M	0.85	View chart
Chart Inds 6.75DP CNV PFD B (GTLS.PB)	1.9	$49M		740k	66.68	View chart
Guardant Health Note 11/1 (Principal)	1.8	$47M		69M	0.69	View chart
Splunk Note 1.125% 6/1 (Principal)	1.8	$47M	+92%	50M	0.95	View chart
Datadog Note 0.125% 6/1 (Principal)	1.8	$47M	+53%	40M	1.18	View chart
Unity Software Note 11/1 (Principal)	1.7	$44M		55M	0.80	View chart
Etsy Note 0.125%10/0 (Principal)	1.6	$43M		95M	0.46	View chart
Repligen Corp Note 0.375% 7/1 (Principal)	1.5	$39M		61M	0.65	View chart
Dish Network Corporation Note 12/1 (Principal)	1.3	$35M	-22%	52M	0.67	View chart
Alarm Com Hldgs Note 1/1 (Principal)	1.3	$35M		40M	0.87	View chart
Rbc Bearings 5% Cnv Pfd Sr A (RBCP)	1.3	$34M	+14%	310k	110.11	View chart
Blackline Note 3/1 (Principal)	1.3	$33M		39M	0.87	View chart
Guidewire Software Note 1.250% 3/1 (Principal)	1.3	$33M	-36%	33M	1.02	View chart
Affirm Hldgs Note 11/1 (Principal)	1.2	$31M	+27%	41M	0.75	View chart
Progress Software Corp Note 1.000% 4/1 (Principal)	1.2	$31M	+20%	30M	1.03	View chart
Clarivate 5.25% Pfd Conv A (CLVT.PA)	1.1	$29M		1.0M	29.23	View chart
Chart Inds Note 1.000%11/1 (Principal)	1.1	$29M		10M	2.91	View chart
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal)	1.1	$28M	NEW	30M	0.93	View chart
Ford Motor Company (F)	1.1	$28M		2.2M	12.42	View chart
Veradigm Note 0.875% 1/0 (Principal)	1.0	$27M		24M	1.13	View chart
Carnival Corp Common Stock (CCL)	1.0	$26M		1.9M	13.72	View chart
United States Stl Corp Note 5.000%11/0 (Principal)	0.9	$25M		10M	2.47	View chart
Shopify Note 0.125%11/0 (Principal)	0.9	$24M		27M	0.90	View chart
Enphase Energy Note 0.250% 3/0 (Principal)	0.9	$23M		15M	1.60	View chart
Itron Note 3/1 (Principal)	0.8	$22M	+25%	25M	0.86	View chart
Teladoc Health Note 1.250% 6/0 (Principal)	0.8	$20M		25M	0.80	View chart
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal)	0.7	$18M	-20%	20M	0.92	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.7	$18M		21M	0.87	View chart
Jamf Hldg Corp Note 0.125% 9/0 (Principal)	0.7	$17M	-4%	21M	0.84	View chart
Pegasystems Note 0.750% 3/0 (Principal)	0.6	$16M	-61%	18M	0.92	View chart
Bigcommerce Hldgs Note 0.250%10/0 (Principal)	0.6	$16M		20M	0.79	View chart
Bentley Sys Note 0.375% 7/0 (Principal)	0.6	$15M		18M	0.87	View chart
Bridgebio Pharma Note 2.250% 2/0 (Principal)	0.6	$15M	-33%	20M	0.75	View chart
Confluent Note 1/1 (Principal)	0.5	$14M		18M	0.82	View chart
Ugi Corp Unit 06/01/2024 (UGIC)	0.5	$14M	-24%	237k	57.14	View chart
Verint Systems Note 0.250% 4/1 (Principal)	0.5	$13M		15M	0.86	View chart
Smart Global Hldgs Note 2.250% 2/1 (Principal)	0.5	$13M		9.5M	1.35	View chart
Rapid7 Note 2.250% 5/0 (Principal)	0.5	$12M	-40%	12M	1.03	View chart
Cinemark Holdings (CNK)	0.5	$12M		669k	18.35	View chart
Fluor Corporation (FLR)	0.5	$12M	NEW	331k	36.70	View chart
Exact Sciences Corp Note 1.000% 1/1 (Principal)	0.4	$11M		10M	1.10	View chart
On Semiconductor Corp Note 5/0 (Principal)	0.4	$11M	NEW	6.0M	1.80	View chart
Seagen (SGEN)	0.4	$11M	NEW	50k	212.15	View chart
Techtarget Note 12/1 (Principal)	0.4	$10M		13M	0.81	View chart
Cutera Note 2.250% 3/1 (Principal)	0.4	$9.5M		13M	0.71	View chart
Activision Blizzard (ATVI)	0.4	$9.4M	+100%	100k	93.63	View chart
Cable One Note 3/1 (Principal)	0.3	$8.6M		11M	0.82	View chart
Epr Pptys PFD C CV 5.75% (EPR.PC)	0.3	$8.2M	+46%	440k	18.68	View chart
Lumentum Hldgs Note 0.500% 6/1 (Principal)	0.3	$7.3M	NEW	10M	0.73	View chart
Pros Holdings Note 1.000% 5/1 (Principal)	0.3	$7.3M		7.5M	0.97	View chart
Pacira Biosciences Note 0.750% 8/0 (Principal)	0.3	$7.2M		8.0M	0.90	View chart
Envestnet Note 0.750% 8/1 (Principal)	0.3	$6.9M		7.5M	0.93	View chart
Exact Sciences Corp Note 0.375% 3/1 (Principal)	0.3	$6.8M		7.5M	0.91	View chart
J Global (ZD)	0.3	$6.8M		107k	63.69	View chart
Varonis Sys Note 1.250% 8/1 (Principal)	0.2	$5.9M		5.0M	1.17	View chart
Insmed Note 0.750% 6/0 (Principal)	0.2	$5.0M	-50%	5.0M	1.00	View chart
Redwood Trust Note 5.625% 7/1 (Principal)	0.2	$4.6M		4.6M	0.99	View chart
Liveperson Note 12/1 (Principal)	0.2	$4.5M		6.0M	0.75	View chart
RWT HLDGS Note 5.750%10/0 (Principal)	0.1	$4.0M		4.3M	0.93	View chart
BioMarin Pharmaceutical (BMRN)	0.1	$3.8M		43k	88.48	View chart
Liberty Media Corp Del Note 1.375%10/1 (Principal)	0.1	$3.3M		3.0M	1.10	View chart
Cloudflare Note 8/1 (Principal)	0.1	$3.0M		3.5M	0.85	View chart
Cytokinetics Note 3.500% 7/0 (Principal)	0.1	$2.6M	NEW	3.0M	0.85	View chart
Coinbase Global Com Cl A (COIN)	0.1	$2.4M	+7%	32k	75.08	View chart
Brookdale Sr Living Unit 11/15/2025 (BKDT)	0.1	$2.4M		40k	60.43	View chart
Conmed Corp Note 2.250% 6/1 (Principal)	0.1	$2.4M	NEW	2.5M	0.96	View chart
Uber Technologies (UBER)	0.1	$2.3M		51k	45.99	View chart
Ringcentral Note 3/0 (Principal)	0.1	$2.3M	-50%	2.5M	0.93	View chart
Insmed Note 1.750% 1/1 (Principal)	0.1	$2.2M		2.3M	0.99	View chart
Ceridian Hcm Hldg Note 0.250% 3/1 (Principal)	0.1	$2.2M		2.5M	0.88	View chart
Q2 HLDGS Note 0.125%11/1 (Principal)	0.1	$2.2M		2.5M	0.88	View chart
Okta Note 0.125% 9/0 (Principal)	0.1	$1.8M	NEW	2.0M	0.91	View chart
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal)	0.1	$1.8M		2.0M	0.89	View chart
Spirit Airls Note 1.000% 5/1 (Principal)	0.1	$1.7M	NEW	2.0M	0.84	View chart
Wayfair Note 1.000% 8/1 (Principal)	0.1	$1.6M	NEW	2.0M	0.82	View chart
Wix Note 8/1 (Principal)	0.1	$1.3M		1.5M	0.89	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.0	$1.3M		50k	25.62	View chart
Cleveland-cliffs (CLF)	0.0	$1.1M		73k	15.63	View chart
Adient Ord Shs (ADNT)	0.0	$973k		27k	36.70	View chart
Baxter International (BAX)	0.0	$944k	NEW	25k	37.74	View chart
Immatics *w Exp 07/01/202 (IMTXW)	0.0	$895k		253k	3.54	View chart
Jazz Pharmaceuticals Shs Usd (JAZZ)	0.0	$854k		6.6k	129.44	View chart
Repay Hldgs Corp Com Cl A (RPAY)	0.0	$854k		113k	7.59	View chart
Dexcom Note 0.250%11/1 (Principal)	0.0	$842k	NEW	889k	0.95	View chart
Euronet Worldwide (EEFT)	0.0	$524k		6.6k	79.38	View chart
Algoma Stl Group *w Exp 10/19/202 (ASTLW)	0.0	$505k		414k	1.22	View chart
Canopy Gro (CGC)	0.0	$387k	NEW	500k	0.77	View chart
Echostar Corp Cl A (SATS)	0.0	$377k	-25%	23k	16.75	View chart
Goodyear Tire & Rubber Company (GT)	0.0	$373k		30k	12.43	View chart
O-i Glass (OI)	0.0	$335k		20k	16.73	View chart
Allurion Technologies *w Exp 07/31/202	0.0	$112k	NEW	123k	0.91	View chart
Gcm Grosvenor *w Exp 11/17/202 (GCMGW)	0.0	$74k		243k	0.30	View chart
Nogin Com New (NOGN)	0.0	$53k		95k	0.56	View chart
Butterfly Network *w Exp 02/12/202 (BFLY.WS)	0.0	$3.3k		49k	0.07	View chart

Past Filings by Aequim Alternative Investments

SEC 13F filings are viewable for Aequim Alternative Investments going back to 2018

Aequim Alternative Investments 2023 Q3 filed Nov. 15, 2023
Aequim Alternative Investments 2023 Q2 filed Aug. 10, 2023
Aequim Alternative Investments 2023 Q1 filed May 12, 2023
Aequim Alternative Investments 2022 Q4 filed Feb. 14, 2023
Aequim Alternative Investments 2022 Q3 filed Nov. 14, 2022
Aequim Alternative Investments 2022 Q2 filed Aug. 15, 2022
Aequim Alternative Investments 2022 Q1 filed May 10, 2022
Aequim Alternative Investments 2021 Q4 filed Feb. 9, 2022
Aequim Alternative Investments 2021 Q3 filed Nov. 4, 2021
Aequim Alternative Investments 2021 Q2 filed Aug. 13, 2021
Aequim Alternative Investments 2021 Q1 filed May 12, 2021
Aequim Alternative Investments 2020 Q4 restated filed Feb. 16, 2021
Aequim Alternative Investments 2020 Q4 filed Feb. 10, 2021
Aequim Alternative Investments 2020 Q3 filed Nov. 12, 2020
Aequim Alternative Investments 2020 Q2 filed Aug. 14, 2020
Aequim Alternative Investments 2020 Q1 filed May 15, 2020

View all past filings

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