Aequim Alternative Investments

Aequim Alternative Investments as of Dec. 31, 2023

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 103 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 11.9 $299M 7.9M 37.84
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 7.4 $187M 2.8M 67.92
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 5.8 $145M 2.3M 63.28
Snap Note 0.250% 5/0 (Principal) 3.8 $95M 90M 1.06
Zillow Group Note 0.750% 9/0 (Principal) 3.8 $95M 70M 1.35
Nice Sys Note 1.250% 1/1 (Principal) 3.4 $85M 38M 2.21
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEL) 3.1 $77M 1.3M 59.31
Etsy Note 0.125%10/0 (Principal) 3.0 $75M 65M 1.15
Akamai Technologies Note 0.125% 5/0 (Principal) 2.5 $64M 50M 1.27
Peloton Interactive Note 2/1 (Principal) 2.3 $57M 74M 0.78
Repligen Corp Note 1.000%12/1 (Principal) 2.2 $56M 50M 1.12
Datadog Note 0.125% 6/1 (Principal) 2.2 $56M 40M 1.40
Spotify Usa Note 3/1 (Principal) 2.1 $54M 61M 0.88
Cnx Resources Corporation (CNX) 2.0 $50M 2.5M 20.00
Splunk Note 1.125% 6/1 (Principal) 1.9 $49M 50M 0.97
Carnival Corp Unit 99/99/9999 (CCL) 1.9 $47M 2.5M 18.54
Unity Software Note 11/1 (Principal) 1.8 $46M 55M 0.84
Guardant Health Note 11/1 (Principal) 1.8 $45M 64M 0.70
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 1.6 $41M 740k 55.58
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 1.6 $40M 310k 129.81
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 1.6 $40M 41M 0.99
Clarivate 5.25% Pfd Conv A 1.5 $38M 1.0M 38.30
Dish Network Corporation Note 12/1 (Principal) 1.5 $38M 60M 0.62
Affirm Hldgs Note 11/1 (Principal) 1.4 $34M 41M 0.82
Alarm Com Hldgs Note 1/1 (Principal) 1.3 $34M 38M 0.89
Guidewire Software Note 1.250% 3/1 (Principal) 1.3 $33M 30M 1.10
Veradigm Note 0.875% 1/0 (Principal) 1.3 $33M 32M 1.01
Progress Software Corp Note 1.000% 4/1 (Principal) 1.3 $32M 30M 1.06
Enphase Energy Note 0.250% 3/0 (Principal) 1.1 $28M 17M 1.70
Blackline Note 3/1 (Principal) 1.1 $28M 31M 0.89
Fluor Corporation (FLR) 1.1 $28M 701k 39.17
Shopify Note 0.125%11/0 (Principal) 1.0 $25M 27M 0.95
Itron Note 3/1 (Principal) 0.9 $23M 25M 0.93
Teladoc Health Note 1.250% 6/0 (Principal) 0.9 $23M 28M 0.83
Ford Motor Company (F) 0.8 $21M 1.7M 12.19
Confluent Note 1/1 (Principal) 0.8 $21M 25M 0.84
Haemonetics Corp Mass Note 3/0 (Principal) 0.7 $18M 21M 0.90
Jamf Hldg Corp Note 0.125% 9/0 (Principal) 0.7 $18M 21M 0.86
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.7 $17M 18M 0.94
On Semiconductor Corp Note 5/0 (Principal) 0.7 $16M 10M 1.64
Pegasystems Note 0.750% 3/0 (Principal) 0.6 $16M 18M 0.93
Bigcommerce Hldgs Note 0.250%10/0 (Principal) 0.6 $16M 20M 0.79
Bentley Sys Note 0.375% 7/0 (Principal) 0.6 $16M 18M 0.90
Verint Systems Note 0.250% 4/1 (Principal) 0.5 $13M 15M 0.88
Rapid7 Note 2.250% 5/0 (Principal) 0.5 $13M 12M 1.10
Bridgebio Pharma Note 2.250% 2/0 (Principal) 0.5 $13M 15M 0.85
Smart Global Hldgs Note 2.250% 2/1 (Principal) 0.4 $11M 9.5M 1.13
Techtarget Note 12/1 (Principal) 0.4 $10M 13M 0.83
Ugi Corp Unit 06/01/2024 0.4 $10M 174k 58.94
Cinemark Holdings (CNK) 0.4 $9.4M 669k 14.09
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.4 $9.4M 440k 21.30
Nextera Energy (NEE) 0.4 $9.4M 154k 60.74
Exact Sciences Corp Note 1.000% 1/1 (Principal) 0.4 $9.2M 8.0M 1.15
Cable One Note 3/1 (Principal) 0.4 $9.0M 11M 0.85
Marcus Corp Del Note 5.000% 9/1 (Principal) 0.4 $8.9M 6.0M 1.48
Envestnet Note 0.750% 8/1 (Principal) 0.3 $8.4M 9.0M 0.94
Cutera Note 2.250% 3/1 (Principal) 0.3 $8.1M 20M 0.40
Lumentum Hldgs Note 0.500% 6/1 (Principal) 0.3 $7.9M 10M 0.79
Varonis Sys Note 1.250% 8/1 (Principal) 0.3 $7.7M 5.0M 1.53
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.3 $7.4M 8.0M 0.93
Pros Holdings Note 1.000% 5/1 (Principal) 0.3 $7.3M 7.5M 0.98
Exact Sciences Corp Note 0.375% 3/1 (Principal) 0.3 $7.3M 7.5M 0.97
Wolfspeed (WOLF) 0.2 $6.2M 143k 43.51
Coinbase Global Com Cl A (COIN) 0.2 $5.6M 32k 173.92
J Global (ZD) 0.2 $4.7M 70k 67.19
BioMarin Pharmaceutical (BMRN) 0.2 $4.1M 43k 96.42
Liveperson Note 12/1 (Principal) 0.2 $4.0M 6.0M 0.67
RWT HLDGS Note 5.750%10/0 (Principal) 0.2 $4.0M 4.3M 0.94
Seagate Technology Hldngs Pl Ord Shs (STX) 0.1 $3.6M 42k 85.37
Brookdale Sr Living Unit 11/15/2025 (BKDT) 0.1 $3.2M 40k 81.10
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.1 $3.2M 26k 123.00
Cloudflare Note 8/1 (Principal) 0.1 $3.2M 3.5M 0.90
Cytokinetics Note 3.500% 7/0 (Principal) 0.1 $2.6M 1.5M 1.76
Insmed Note 1.750% 1/1 (Principal) 0.1 $2.4M 2.3M 1.07
Ringcentral Note 3/0 (Principal) 0.1 $2.3M 2.5M 0.94
Q2 HLDGS Note 0.125%11/1 (Principal) 0.1 $2.3M 2.5M 0.90
Ceridian Hcm Hldg Note 0.250% 3/1 (Principal) 0.1 $2.3M 2.5M 0.90
Dexcom Note 0.250%11/1 (Principal) 0.1 $2.1M 2.0M 1.05
Cutera Note 4.000% 6/0 (Principal) 0.1 $2.1M 9.5M 0.22
Okta Note 0.125% 9/0 (Principal) 0.1 $1.9M 2.0M 0.93
Cleveland-cliffs (CLF) 0.1 $1.5M 73k 20.42
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.1 $1.4M 50k 28.12
Spirit Airls Note 1.000% 5/1 (Principal) 0.1 $1.4M 2.0M 0.70
Wix Note 8/1 (Principal) 0.1 $1.4M 1.5M 0.91
Semtech Corp Note 1.625%11/0 (Principal) 0.1 $1.3M 1.5M 0.86
Redwood Trust Note 5.625% 7/1 (Principal) 0.0 $1.2M 1.2M 0.99
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 0.0 $1.1M 50k 22.27
Baxter International (BAX) 0.0 $967k 25k 38.66
Adient Ord Shs (ADNT) 0.0 $964k 27k 36.36
Repay Hldgs Corp Com Cl A (RPAY) 0.0 $961k 113k 8.54
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $750k 414k 1.81
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $738k 253k 2.92
Euronet Worldwide (EEFT) 0.0 $670k 6.6k 101.49
Nikola Corp Note 8.250%12/1 (Principal) 0.0 $596k 500k 1.19
Capri Holdings SHS (CPRI) 0.0 $520k 10k 50.24
Goodyear Tire & Rubber Company (GT) 0.0 $430k 30k 14.32
Onemain Holdings (OMF) 0.0 $415k 8.4k 49.20
Echostar Corp Cl A (SATS) 0.0 $373k 23k 16.57
Canopy Growth Corp Com New (CGC) 0.0 $357k 70k 5.10
O-i Glass (OI) 0.0 $328k 20k 16.38
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $88k 243k 0.36
Allurion Technologies *w Exp 08/01/203 (ALUR.WS) 0.0 $55k 123k 0.45
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $1.7k 49k 0.04