Aequim Alternative Investments

Aequim Alternative Investments as of Sept. 30, 2025

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 95 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 9.6 $433M 650k 666.18
Alibaba Group Hldg Note 0.500% 6/0 (Principal) 5.1 $230M 125M 1.84
Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 4.7 $212M 74M 2.88
Snowflake Note 10/0 (Principal) 4.0 $182M 120M 1.52
Ford Mtr Note 3/1 (Principal) 3.4 $154M 152M 1.02
Txnm Energy Note 5.750% 6/0 (Principal) 3.2 $144M 110M 1.31
Evergy Note 4.500%12/1 (Principal) 3.1 $138M 110M 1.26
Brightspring Health Svcs Unit 02/01/2027 (BTSGU) 2.9 $130M 1.3M 101.09
Boeing Dep Conv Pfd A (BA.PA) 2.8 $125M 1.8M 69.57
Airbnb Note 3/1 (Principal) 2.7 $123M 125M 0.98
Hewlett Packard Enterprise C 7.625 Mand Conv (HPE.PC) 2.7 $122M 1.8M 67.90
Rivian Automotive Note 3.625%10/1 (Principal) 2.6 $115M 125M 0.92
Trip Com Group Note 0.750% 6/1 (Principal) 2.6 $115M 90M 1.28
Etsy Note 0.125%10/0 (Principal) 2.3 $106M 102M 1.04
Wec Energy Group Note 4.375% 6/0 (Principal) 2.3 $105M 85M 1.23
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 2.1 $96M 74M 1.29
Ugi Corp Note 5.000% 6/0 (Principal) 2.0 $90M 70M 1.28
Interdigital Note 3.500% 6/0 (Principal) 2.0 $90M 20M 4.47
Centerpoint Energy Note 4.250% 8/1 (Principal) 1.9 $86M 78M 1.11
Duke Energy Corp Note 4.125% 4/1 (Principal) 1.9 $86M 80M 1.07
Bruker Corp 6.375 Pref Ser A 1.8 $82M 300k 271.80
Western Digital Corp Note 3.000%11/1 (Principal) 1.8 $80M 25M 3.21
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 1.6 $71M 1.0M 71.06
Repligen Corp Note 1.000%12/1 (Principal) 1.6 $71M 70M 1.01
Cms Energy Corp Note 3.375% 5/0 (Principal) 1.5 $66M 60M 1.10
Alliant Energy Corp Note 3.875% 3/1 (Principal) 1.4 $65M 60M 1.08
American Wtr Cap Corp Note 3.625% 6/1 (Principal) 1.3 $60M 60M 1.00
Wec Energy Group Note 4.375% 6/0 (Principal) 1.3 $60M 50M 1.20
Pg&e Corp Pfd Conv Ser A (PCG.PX) 1.3 $59M 1.5M 39.38
Alarm Com Hldgs Note 1/1 (Principal) 1.3 $57M 58M 0.99
Southern Note 3.875%12/1 (Principal) 1.2 $56M 50M 1.13
Live Nation Entertainment In Note 3.125% 1/1 (Principal) 1.2 $56M 35M 1.62
Shopify Note 0.125%11/0 (Principal) 1.2 $53M 50M 1.05
Progress Software Corp Note 1.000% 4/1 (Principal) 1.1 $50M 50M 1.00
Itron Note 1.375% 7/1 (Principal) 1.0 $46M 40M 1.15
Echostar Corp Note 3.875%11/3 (Principal) 1.0 $43M 18M 2.46
Pg&e Corp Note 4.250%12/0 (Principal) 0.9 $41M 40M 1.01
Blackline Note 3/1 (Principal) 0.8 $38M 39M 0.98
Nextera Energy Unit 06/01/2027 (NEE.PS) 0.8 $36M 725k 49.87
Spotify Technology S A SHS (SPOT) 0.7 $33M 48k 698.00
Southern Note 4.500% 6/1 (Principal) 0.7 $33M 30M 1.11
Confluent Note 1/1 (Principal) 0.6 $29M 31M 0.94
Guardant Health Debt 1.250% 2/1 (Principal) 0.6 $26M 20M 1.30
Coinbase Global Com Cl A (COIN) 0.5 $23M 69k 337.49
Enovis Corporation Note 3.875%10/1 (Principal) 0.5 $23M 23M 0.99
Uber Technologies Note 0.875%12/0 (Principal) 0.5 $22M 15M 1.47
Jamf Hldg Corp Note 0.125% 9/0 (Principal) 0.5 $22M 23M 0.96
Firstenergy Corp Note 4.000% 5/0 (Principal) 0.5 $21M 20M 1.04
Ppl Cap Fdg Note 2.875% 3/1 (Principal) 0.4 $20M 18M 1.14
Enphase Energy Note 3/0 (Principal) 0.4 $20M 20M 0.98
Unity Software Note 11/1 (Principal) 0.4 $18M 19M 0.95
Ishares Bitcoin Trust Etf Shs Ben Int (IBIT) 0.4 $16M 250k 65.00
Pros Holdings Note 2.250% 9/1 (Principal) 0.3 $15M 15M 0.99
Fluor Corporation (FLR) 0.3 $15M 353k 42.07
Mirum Pharmaceuticals Note 4.000% 5/0 (Principal) 0.3 $14M 6.0M 2.41
Bentley Sys Note 0.375% 7/0 (Principal) 0.3 $14M 15M 0.94
Cyberark Software SHS (CYBR) 0.3 $12M 26k 483.15
Vertex Note 0.750% 5/0 (Principal) 0.3 $12M 12M 1.02
Granite Constr Note 3.750% 5/1 (Principal) 0.3 $12M 5.0M 2.41
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.2 $11M 440k 25.43
Etsy Note 0.250% 6/1 (Principal) 0.2 $11M 13M 0.89
Snowflake Note 10/0 (Principal) 0.2 $11M 6.9M 1.57
Cheesecake Factory Incorporated (CAKE) 0.2 $11M 195k 54.64
Nutanix Cl A (NTNX) 0.2 $10M 135k 74.39
Bentley Sys Note 0.125% 1/1 (Principal) 0.2 $9.9M 10M 0.99
Transmedics Group Note 1.500% 6/0 (Principal) 0.2 $7.1M 5.0M 1.42
Oddity Tech Shs Cl A (ODD) 0.2 $7.0M 112k 62.30
Siriusxm Holdings Common Stock (SIRI) 0.2 $6.8M 293k 23.27
Kellogg Company (K) 0.1 $5.3M 65k 82.02
Parsons Corporation (PSN) 0.1 $4.4M 53k 82.92
Vishay Intertechnology Note 2.250% 9/1 (Principal) 0.1 $4.1M 4.5M 0.91
Enphase Energy Note 3/0 (Principal) 0.1 $3.0M 3.5M 0.87
Repay Hldgs Corp Com Cl A (RPAY) 0.1 $3.0M 579k 5.23
Fox Corp Cl B Com (FOX) 0.1 $2.5M 44k 57.29
Newell Rubbermaid (NWL) 0.1 $2.5M 480k 5.24
News Corp Cl A (NWSA) 0.1 $2.5M 81k 30.71
Haemonetics Corp Mass Note 3/0 (Principal) 0.1 $2.5M 2.5M 0.98
Cleveland-cliffs (CLF) 0.1 $2.4M 200k 12.20
Alarm Com Hldgs Note 2.250% 6/0 (Principal) 0.1 $2.4M 2.5M 0.96
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.1 $2.3M 2.0M 1.15
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.1 $2.3M 72k 31.56
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $2.2M 17k 131.80
Wolfspeed Common Stock (WOLF) 0.0 $2.0M 69k 28.60
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.0 $1.9M 75k 25.50
Workiva Com Cl A Call Option (WK) 0.0 $1.9M 22k 86.08
Adient Ord Shs (ADNT) 0.0 $1.7M 70k 24.08
Gen Digital Right 99/99/9999 (GENVR) 0.0 $1.4M 200k 6.97
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $881k 1.7M 0.53
Baxter International (BAX) 0.0 $683k 30k 22.77
Onemain Holdings (OMF) 0.0 $476k 8.4k 56.46
J Global (ZD) 0.0 $268k 7.0k 38.10
O-i Glass (OI) 0.0 $259k 20k 12.97
Goodyear Tire & Rubber Company (GT) 0.0 $224k 30k 7.48
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $64k 414k 0.15
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $2.3k 49k 0.05