Aequim Alternative Investments

Aequim Alternative Investments as of Sept. 30, 2023

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 105 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 12.0 $316M 7.3M 43.08
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEW) 8.8 $232M 3.0M 77.23
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEZ) 6.4 $168M 2.3M 73.05
Akamai Technologies Note 0.125% 5/0 (Principal) 4.1 $107M 90M 1.18
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEL) 3.4 $90M 1.3M 69.21
Nisource Unit 12/01/2023 3.3 $88M 900k 97.45
Snap Note 0.250% 5/0 (Principal) 3.2 $83M 90M 0.93
Zillow Group Note 0.750% 9/0 (Principal) 3.1 $82M 70M 1.17
Nice Sys Note 1.250% 1/1 (Principal) 2.9 $77M 38M 2.02
Cnx Resources Corporation (CNX) 2.2 $57M 2.5M 22.58
Peloton Interactive Note 2/1 (Principal) 2.1 $56M 74M 0.76
Spotify Usa Note 3/1 (Principal) 2.0 $52M 61M 0.85
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 1.9 $49M 740k 66.68
Guardant Health Note 11/1 (Principal) 1.8 $47M 69M 0.69
Splunk Note 1.125% 6/1 (Principal) 1.8 $47M 50M 0.95
Datadog Note 0.125% 6/1 (Principal) 1.8 $47M 40M 1.18
Unity Software Note 11/1 (Principal) 1.7 $44M 55M 0.80
Etsy Note 0.125%10/0 (Principal) 1.6 $43M 95M 0.46
Repligen Corp Note 0.375% 7/1 (Principal) 1.5 $39M 61M 0.65
Dish Network Corporation Note 12/1 (Principal) 1.3 $35M 52M 0.67
Alarm Com Hldgs Note 1/1 (Principal) 1.3 $35M 40M 0.87
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 1.3 $34M 310k 110.11
Blackline Note 3/1 (Principal) 1.3 $33M 39M 0.87
Guidewire Software Note 1.250% 3/1 (Principal) 1.3 $33M 33M 1.02
Affirm Hldgs Note 11/1 (Principal) 1.2 $31M 41M 0.75
Progress Software Corp Note 1.000% 4/1 (Principal) 1.2 $31M 30M 1.03
Clarivate 5.25% Pfd Conv A 1.1 $29M 1.0M 29.23
Chart Inds Note 1.000%11/1 (Principal) 1.1 $29M 10M 2.91
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 1.1 $28M 30M 0.93
Ford Motor Company (F) 1.1 $28M 2.2M 12.42
Veradigm Note 0.875% 1/0 (Principal) 1.0 $27M 24M 1.13
Carnival Corp Common Stock (CCL) 1.0 $26M 1.9M 13.72
United States Stl Corp Note 5.000%11/0 (Principal) 0.9 $25M 10M 2.47
Shopify Note 0.125%11/0 (Principal) 0.9 $24M 27M 0.90
Enphase Energy Note 0.250% 3/0 (Principal) 0.9 $23M 15M 1.60
Itron Note 3/1 (Principal) 0.8 $22M 25M 0.86
Teladoc Health Note 1.250% 6/0 (Principal) 0.8 $20M 25M 0.80
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.7 $18M 20M 0.92
Haemonetics Corp Mass Note 3/0 (Principal) 0.7 $18M 21M 0.87
Jamf Hldg Corp Note 0.125% 9/0 (Principal) 0.7 $17M 21M 0.84
Pegasystems Note 0.750% 3/0 (Principal) 0.6 $16M 18M 0.92
Bigcommerce Hldgs Note 0.250%10/0 (Principal) 0.6 $16M 20M 0.79
Bentley Sys Note 0.375% 7/0 (Principal) 0.6 $15M 18M 0.87
Bridgebio Pharma Note 2.250% 2/0 (Principal) 0.6 $15M 20M 0.75
Confluent Note 1/1 (Principal) 0.5 $14M 18M 0.82
Ugi Corp Unit 06/01/2024 0.5 $14M 237k 57.14
Verint Systems Note 0.250% 4/1 (Principal) 0.5 $13M 15M 0.86
Smart Global Hldgs Note 2.250% 2/1 (Principal) 0.5 $13M 9.5M 1.35
Rapid7 Note 2.250% 5/0 (Principal) 0.5 $12M 12M 1.03
Cinemark Holdings (CNK) 0.5 $12M 669k 18.35
Fluor Corporation (FLR) 0.5 $12M 331k 36.70
Exact Sciences Corp Note 1.000% 1/1 (Principal) 0.4 $11M 10M 1.10
On Semiconductor Corp Note 5/0 (Principal) 0.4 $11M 6.0M 1.80
Seagen 0.4 $11M 50k 212.15
Techtarget Note 12/1 (Principal) 0.4 $10M 13M 0.81
Cutera Note 2.250% 3/1 (Principal) 0.4 $9.5M 13M 0.71
Activision Blizzard 0.4 $9.4M 100k 93.63
Cable One Note 3/1 (Principal) 0.3 $8.6M 11M 0.82
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.3 $8.2M 440k 18.68
Lumentum Hldgs Note 0.500% 6/1 (Principal) 0.3 $7.3M 10M 0.73
Pros Holdings Note 1.000% 5/1 (Principal) 0.3 $7.3M 7.5M 0.97
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.3 $7.2M 8.0M 0.90
Envestnet Note 0.750% 8/1 (Principal) 0.3 $6.9M 7.5M 0.93
Exact Sciences Corp Note 0.375% 3/1 (Principal) 0.3 $6.8M 7.5M 0.91
J Global (ZD) 0.3 $6.8M 107k 63.69
Varonis Sys Note 1.250% 8/1 (Principal) 0.2 $5.9M 5.0M 1.17
Insmed Note 0.750% 6/0 (Principal) 0.2 $5.0M 5.0M 1.00
Redwood Trust Note 5.625% 7/1 (Principal) 0.2 $4.6M 4.6M 0.99
Liveperson Note 12/1 (Principal) 0.2 $4.5M 6.0M 0.75
RWT HLDGS Note 5.750%10/0 (Principal) 0.1 $4.0M 4.3M 0.93
BioMarin Pharmaceutical (BMRN) 0.1 $3.8M 43k 88.48
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.1 $3.3M 3.0M 1.10
Cloudflare Note 8/1 (Principal) 0.1 $3.0M 3.5M 0.85
Cytokinetics Note 3.500% 7/0 (Principal) 0.1 $2.6M 3.0M 0.85
Coinbase Global Com Cl A (COIN) 0.1 $2.4M 32k 75.08
Brookdale Sr Living Unit 11/15/2025 (BKDT) 0.1 $2.4M 40k 60.43
Conmed Corp Note 2.250% 6/1 (Principal) 0.1 $2.4M 2.5M 0.96
Uber Technologies (UBER) 0.1 $2.3M 51k 45.99
Ringcentral Note 3/0 (Principal) 0.1 $2.3M 2.5M 0.93
Insmed Note 1.750% 1/1 (Principal) 0.1 $2.2M 2.3M 0.99
Ceridian Hcm Hldg Note 0.250% 3/1 (Principal) 0.1 $2.2M 2.5M 0.88
Q2 HLDGS Note 0.125%11/1 (Principal) 0.1 $2.2M 2.5M 0.88
Okta Note 0.125% 9/0 (Principal) 0.1 $1.8M 2.0M 0.91
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal) 0.1 $1.8M 2.0M 0.89
Spirit Airls Note 1.000% 5/1 (Principal) 0.1 $1.7M 2.0M 0.84
Wayfair Note 1.000% 8/1 (Principal) 0.1 $1.6M 2.0M 0.82
Wix Note 8/1 (Principal) 0.1 $1.3M 1.5M 0.89
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.0 $1.3M 50k 25.62
Cleveland-cliffs (CLF) 0.0 $1.1M 73k 15.63
Adient Ord Shs (ADNT) 0.0 $973k 27k 36.70
Baxter International (BAX) 0.0 $944k 25k 37.74
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $895k 253k 3.54
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $854k 6.6k 129.44
Repay Hldgs Corp Com Cl A (RPAY) 0.0 $854k 113k 7.59
Dexcom Note 0.250%11/1 (Principal) 0.0 $842k 889k 0.95
Euronet Worldwide (EEFT) 0.0 $524k 6.6k 79.38
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $505k 414k 1.22
Canopy Gro 0.0 $387k 500k 0.77
Echostar Corp Cl A (SATS) 0.0 $377k 23k 16.75
Goodyear Tire & Rubber Company (GT) 0.0 $373k 30k 12.43
O-i Glass (OI) 0.0 $335k 20k 16.73
Allurion Technologies *w Exp 07/31/202 (ALUR.WS) 0.0 $112k 123k 0.91
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $74k 243k 0.30
Nogin Com New (NOGNQ) 0.0 $53k 95k 0.56
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $3.3k 49k 0.07