Aequim Alternative Investments

Aequim Alternative Investments as of Sept. 30, 2022

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 135 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pg&e Corp Unit 08/16/2023 5.3 $182M 1.6M 114.24
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 5.2 $181M 2.3M 79.74
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 4.7 $161M 2.1M 76.36
Palo Alto Networks Note 0.750% 7/0 (Principal) 3.8 $132M 71M 1.86
Etsy Note 0.125%10/0 (Principal) 3.6 $124M 93M 1.34
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 3.4 $119M 3.0M 39.62
Repligen Corp Note 0.375% 7/1 (Principal) 3.1 $108M 63M 1.73
Liberty Media Corp Del Note 1.375%10/1 (Principal) 2.7 $94M 78M 1.21
Akamai Technologies Note 0.125% 5/0 (Principal) 2.7 $92M 90M 1.02
EQT Corporation (EQT) 2.6 $92M 2.2M 40.75
Nice Sys Note 1.250% 1/1 (Principal) 2.5 $86M 38M 2.26
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEL) 2.5 $85M 1.2M 73.33
Snap Note 0.250% 5/0 (Principal) 2.2 $78M 85M 0.91
Twitter Note 0.250% 6/1 (Principal) 2.2 $77M 76M 1.02
Zillow Group Note 0.750% 9/0 (Principal) 2.0 $70M 70M 1.00
Nisource Unit 12/01/2023 1.9 $64M 640k 100.59
Cloudflare Note 0.750% 5/1 (Principal) 1.8 $61M 38M 1.61
Coupa Software Note 0.125% 6/1 (Principal) 1.8 $61M 72M 0.85
Twitter Note 3/1 (Principal) 1.7 $60M 66M 0.92
Pegasystems Note 0.750% 3/0 (Principal) 1.6 $57M 70M 0.81
Peloton Interactive Note 2/1 (Principal) 1.6 $57M 84M 0.68
Carnival Corp Note 5.750% 4/0 (Principal) 1.5 $51M 50M 1.01
Guardant Health Note 11/1 (Principal) 1.4 $48M 65M 0.73
Guidewire Software Note 1.250% 3/1 (Principal) 1.3 $46M 51M 0.90
Spotify Usa Note 3/1 (Principal) 1.3 $46M 58M 0.79
Enphase Energy Note 0.250% 3/0 (Principal) 1.3 $44M 13M 3.43
Cnx Resources Corporation (CNX) 1.2 $41M 2.7M 15.53
Danaher Corporation (DHR) 1.2 $41M 158k 258.29
United States Stl Corp Note 5.000%11/0 (Principal) 1.1 $38M 25M 1.54
Clarivate 5.25% Pfd Conv A 1.1 $38M 900k 42.64
Datadog Note 0.125% 6/1 (Principal) 1.1 $38M 32M 1.19
Dish Network Corporation Note 12/1 (Principal) 1.1 $37M 57M 0.66
Nextera Energy Unit 03/01/2023 1.0 $36M 725k 49.78
Sabre Corp 6.50% Conv Pfd A 0.9 $32M 450k 71.38
Blackline Note 3/1 (Principal) 0.9 $32M 39M 0.81
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.9 $31M 35M 0.88
Insulet Corp Note 0.375% 9/0 (Principal) 0.9 $30M 25M 1.18
South Jersey Inds Unit 04/01/2024 0.8 $29M 435k 66.59
Splunk Note 0.500% 9/1 (Principal) 0.8 $27M 29M 0.96
Alarm Com Hldgs Note 1/1 (Principal) 0.8 $27M 33M 0.82
Ugi Corp Unit 06/01/2024 0.7 $25M 312k 79.75
1life Healthcare Note 3.000% 6/1 (Principal) 0.7 $23M 24M 0.97
Ford Motor Company (F) 0.7 $23M 2.1M 11.20
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.7 $23M 220k 103.99
Progress Software Corp Note 1.000% 4/1 (Principal) 0.6 $22M 24M 0.94
Allscripts Healthcare Soluti Note 0.875% 1/0 (Principal) 0.6 $21M 17M 1.27
Exact Sciences Corp Note 1.000% 1/1 (Principal) 0.6 $21M 23M 0.89
Mercadolibre Note 2.000% 8/1 (Principal) 0.6 $20M 10M 1.97
Avalara Note 0.250% 8/0 (Principal) 0.6 $19M 20M 0.97
Varonis Sys Note 1.250% 8/1 (Principal) 0.5 $19M 17M 1.11
Wix Note 7/0 (Principal) 0.5 $18M 19M 0.97
Fastly Note 3/1 (Principal) 0.5 $18M 25M 0.73
Rapid7 Note 2.250% 5/0 (Principal) 0.5 $18M 18M 1.00
Jamf Hldg Corp Note 0.125% 9/0 (Principal) 0.5 $18M 22M 0.82
Haemonetics Corp Mass Note 3/0 (Principal) 0.5 $16M 21M 0.80
Q2 HLDGS Note 0.125%11/1 (Principal) 0.5 $16M 20M 0.80
Novocure Note 11/0 (Principal) 0.5 $16M 18M 0.89
Splunk Note 1.125% 6/1 (Principal) 0.5 $16M 20M 0.79
AES Corporation (AES) 0.5 $16M 700k 22.60
American Electric Power Company (AEP) 0.4 $16M 180k 86.45
Verint Systems Note 0.250% 4/1 (Principal) 0.4 $15M 19M 0.83
Bigcommerce Hldgs Note 0.250%10/0 (Principal) 0.4 $15M 20M 0.74
Bridgebio Pharma Note 2.250% 2/0 (Principal) 0.4 $14M 31M 0.44
Cutera Note 2.250% 3/1 (Principal) 0.4 $14M 8.9M 1.54
Dte Energy Unit 11/01/2022 0.4 $13M 250k 50.14
Shopify Note 0.125%11/0 (Principal) 0.4 $12M 15M 0.82
Bentley Sys Note 0.375% 7/0 (Principal) 0.3 $11M 15M 0.76
Cinemark Holdings (CNK) 0.3 $11M 927k 12.11
Becton, Dickinson and (BDX) 0.3 $10M 45k 222.82
Coherent Corp 6% Conv Pfd A 0.3 $9.4M 60k 156.47
New Relic Note 0.500% 5/0 (Principal) 0.3 $9.4M 9.6M 0.98
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.2 $8.3M 5.0M 1.67
Oak Str Health Note 3/1 (Principal) 0.2 $8.1M 11M 0.78
Activision Blizzard 0.2 $7.9M 107k 74.34
Blackstone Mortgage Trust In Note 4.750% 3/1 (Principal) 0.2 $7.8M 7.9M 1.00
Burlington Stores (BURL) 0.2 $7.8M 69k 111.89
Permian Resources Corp Class A Com (PR) 0.2 $7.5M 1.1M 6.80
Redwood Trust Note 4.750% 8/1 (Principal) 0.2 $7.2M 7.3M 0.99
Sea Note 0.250% 9/1 (Principal) 0.2 $7.0M 10M 0.70
Pros Holdings Note 1.000% 5/1 (Principal) 0.2 $6.9M 7.5M 0.93
Envestnet Note 0.750% 8/1 (Principal) 0.2 $6.3M 7.5M 0.84
Itron Note 3/1 (Principal) 0.2 $6.3M 8.0M 0.79
J Global (ZD) 0.2 $6.2M 91k 68.48
Coupa Software Note 0.375% 6/1 (Principal) 0.2 $6.2M 8.0M 0.77
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 0.2 $5.7M 150k 37.87
Bentley Sys Note 0.125% 1/1 (Principal) 0.2 $5.3M 6.3M 0.84
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.1 $5.2M 300k 17.28
Liveperson Note 12/1 (Principal) 0.1 $4.1M 6.0M 0.68
Zendesk Note 0.625% 6/1 (Principal) 0.1 $3.9M 4.0M 0.99
Redfin Corp Note 1.750% 7/1 (Principal) 0.1 $3.7M 4.1M 0.91
Teladoc Health Note 1.250% 6/0 (Principal) 0.1 $3.7M 5.0M 0.74
RWT HLDGS Note 5.750%10/0 (Principal) 0.1 $3.7M 4.3M 0.86
Booking Holdings (BKNG) 0.1 $3.6M 2.2k 1643.38
Ringcentral Note 3/0 (Principal) 0.1 $3.5M 4.1M 0.85
Zscaler Note 0.125% 7/0 (Principal) 0.1 $3.2M 2.5M 1.28
Coinbase Global Com Cl A (COIN) 0.1 $3.1M 49k 64.49
Uber Technologies (UBER) 0.1 $3.1M 117k 26.50
Neogenomics Note 1.250% 5/0 (Principal) 0.1 $3.1M 3.5M 0.87
Apollo Coml Real Estate Fin Note 5.375%10/1 (Principal) 0.1 $2.9M 3.0M 0.98
Ringcentral Note 3/1 (Principal) 0.1 $2.7M 3.5M 0.77
Mp Materials Corp Com Cl A (MP) 0.1 $2.6M 96k 27.30
Air Transport Services (ATSG) 0.1 $2.6M 108k 24.09
Insmed Note 1.750% 1/1 (Principal) 0.1 $2.4M 2.5M 0.98
Docusign Note 1/1 (Principal) 0.1 $2.3M 2.5M 0.94
Wolfspeed 0.1 $2.3M 22k 103.36
Ceridian Hcm Hldg Note 0.250% 3/1 (Principal) 0.1 $2.0M 2.5M 0.81
Invitae Corp Note 2.000% 9/0 (Principal) 0.1 $2.0M 2.5M 0.80
Post Holdings Partnering Cor Com Ser A 0.1 $1.9M 200k 9.69
Cable One Note 3/1 (Principal) 0.1 $1.9M 2.5M 0.76
Redwood Trust Note 5.625% 7/1 (Principal) 0.1 $1.8M 1.9M 0.91
Evo Acquisition Corp Com Cl A 0.0 $1.5M 150k 9.83
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.0 $1.3M 50k 25.68
Wix Note 8/1 (Principal) 0.0 $1.3M 1.5M 0.84
Chegg (CHGG) 0.0 $1.2M 58k 21.07
BioMarin Pharmaceutical (BMRN) 0.0 $1.2M 14k 84.79
Euronet Worldwide (EEFT) 0.0 $1.2M 15k 75.75
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $980k 100k 9.80
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $880k 6.6k 133.33
Repay Hldgs Corp Com Cl A (RPAY) 0.0 $794k 113k 7.06
Cleveland-cliffs (CLF) 0.0 $741k 55k 13.47
Adient Ord Shs (ADNT) 0.0 $735k 27k 27.74
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $685k 253k 2.71
Echostar Corp Cl A (SATS) 0.0 $494k 30k 16.47
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $398k 414k 0.96
Iheartmedia Com Cl A (IHRT) 0.0 $367k 50k 7.34
Bausch Health Companies (BHC) 0.0 $276k 40k 6.90
O-i Glass (OI) 0.0 $259k 20k 12.95
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $144k 243k 0.59
Avista Pub Acquisition Corp *w Exp 04/06/202 0.0 $107k 238k 0.45
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $41k 49k 0.83
Austerlitz Acquisition Corp *w Exp 02/19/202 0.0 $25k 250k 0.10
Compute Health Acquisitin *w Exp 01/25/202 0.0 $13k 200k 0.07
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $12k 100k 0.12
Evo Acquisition Corp *w Exp 01/04/202 0.0 $6.0k 150k 0.04
Gelesis Hldgs *w Exp 01/13/202 (GLSWQ) 0.0 $4.0k 83k 0.05