Aequim Alternative Investments

Aequim Alternative Investments as of Dec. 31, 2022

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 133 positions in its portfolio as reported in the December 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 6.9 $252M 3.0M 84.20
Pg&e Corp Unit 08/16/2023 6.6 $242M 1.8M 136.51
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 6.0 $222M 5.4M 41.23
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 5.0 $185M 2.3M 80.74
Etsy Note 0.125%10/0 4.0 $147M 95M 1.55
Palo Alto Networks Note 0.750% 7/0 3.0 $110M 69M 1.58
Repligen Corp Note 0.375% 7/1 2.6 $96M 61M 1.59
Liberty Media Corp Del Note 1.375%10/1 2.6 $96M 78M 1.24
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEL) 2.6 $96M 1.2M 77.36
Akamai Technologies Note 0.125% 5/0 2.6 $95M 90M 1.05
Nice Sys Note 1.250% 1/1 2.4 $88M 38M 2.29
EQT Corporation (EQT) 2.2 $79M 2.3M 33.83
Snap Note 0.250% 5/0 2.1 $77M 85M 0.91
Zillow Group Note 0.750% 9/0 2.0 $73M 70M 1.04
Coupa Software Note 0.125% 6/1 2.0 $72M 75M 0.97
Nisource Unit 12/01/2023 1.8 $67M 640k 104.43
Pegasystems Note 0.750% 3/0 1.7 $61M 70M 0.87
Peloton Interactive Note 2/1 1.6 $60M 84M 0.71
Carnival Corp Note 5.750% 4/0 1.4 $52M 49M 1.07
Nextera Energy Unit 03/01/2023 1.3 $49M 975k 50.70
Enphase Energy Note 0.250% 3/0 1.3 $48M 15M 3.29
Guidewire Software Note 1.250% 3/1 1.3 $48M 51M 0.93
Spotify Usa Note 3/1 1.3 $47M 58M 0.81
United States Stl Corp Note 5.000%11/0 1.2 $45M 23M 2.00
Cnx Resources Corporation (CNX) 1.2 $45M 2.7M 16.84
Sabre Corp 6.50% Conv Pfd A 1.2 $43M 515k 84.17
Guardant Health Note 11/1 1.2 $43M 69M 0.63
Danaher Corporation (DHR) 1.1 $42M 158k 265.42
Unity Software Note 11/1 1.1 $39M 52M 0.75
Clarivate 5.25% Pfd Conv A 1.0 $38M 1.0M 37.88
Dish Network Corporation Note 12/1 1.0 $36M 57M 0.64
Cloudflare Note 0.750% 5/1 0.9 $35M 25M 1.39
South Jersey Inds Unit 04/01/2024 0.9 $35M 500k 69.02
Integra Lifesciences Hldgs C Note 0.500% 8/1 0.9 $34M 35M 0.97
Blackline Note 3/1 0.9 $33M 39M 0.86
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 0.8 $30M 600k 50.64
1life Healthcare Note 3.000% 6/1 0.8 $29M 30M 0.97
Datadog Note 0.125% 6/1 0.8 $29M 26M 1.10
Ugi Corp Unit 06/01/2024 0.7 $27M 312k 86.42
Alarm Com Hldgs Note 1/1 0.7 $27M 33M 0.82
Progress Software Corp Note 1.000% 4/1 0.7 $26M 25M 1.03
Ford Motor Company (F) 0.7 $24M 2.1M 11.63
Veradigm Note 0.875% 1/0 0.6 $24M 17M 1.43
Splunk Note 0.500% 9/1 0.6 $23M 24M 0.97
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.6 $23M 220k 102.58
Exact Sciences Corp Note 1.000% 1/1 0.5 $20M 20M 1.04
Affirm Hldgs Note 11/1 0.5 $19M 35M 0.56
Rapid7 Note 2.250% 5/0 0.5 $19M 20M 0.96
Wix Note 7/0 0.5 $19M 19M 0.98
Fastly Note 3/1 0.5 $18M 25M 0.73
Jamf Hldg Corp Note 0.125% 9/0 0.5 $18M 22M 0.83
Haemonetics Corp Mass Note 3/0 0.5 $17M 21M 0.83
Splunk Note 1.125% 6/1 0.5 $17M 20M 0.85
Cutera Note 2.250% 3/1 0.5 $17M 11M 1.48
Novocure Note 11/0 0.4 $16M 18M 0.89
Varonis Sys Note 1.250% 8/1 0.4 $15M 15M 1.05
Confluent Note 1/1 0.4 $15M 20M 0.76
American Electric Power Company (AEP) 0.4 $15M 158k 94.95
Sea Note 0.250% 9/1 0.4 $14M 20M 0.74
Kkr & Co 6% Mconv Pfd C 0.4 $14M 250k 57.25
Bigcommerce Hldgs Note 0.250%10/0 0.4 $14M 20M 0.71
Burlington Stores (BURL) 0.4 $14M 69k 202.76
Digitalocean Hldgs Note 12/0 0.4 $13M 18M 0.75
Verint Systems Note 0.250% 4/1 0.4 $13M 15M 0.88
Bentley Sys Note 0.375% 7/0 0.3 $12M 15M 0.82
Bridgebio Pharma Note 2.250% 2/0 0.3 $12M 31M 0.38
Becton, Dickinson and (BDX) 0.3 $12M 45k 254.30
New Relic Note 0.500% 5/0 0.3 $11M 12M 0.98
Shopify Note 0.125%11/0 0.3 $11M 12M 0.86
Permian Resources Corp Class A Com (PR) 0.3 $10M 1.1M 9.40
Sarepta Therapeutics DBCV 1.500%11/1 0.3 $9.4M 5.0M 1.87
Activision Blizzard 0.2 $8.7M 114k 76.55
Ringcentral Note 3/0 0.2 $8.6M 10M 0.86
J Global (ZD) 0.2 $8.5M 107k 79.10
Cinemark Holdings (CNK) 0.2 $8.0M 927k 8.66
Oak Str Health Note 3/1 0.2 $8.0M 11M 0.76
AES Corporation (AES) 0.2 $7.8M 271k 28.76
Blackstone Mortgage Trust In Note 4.750% 3/1 0.2 $7.8M 7.9M 0.99
Coupa Software Note 0.375% 6/1 0.2 $7.7M 8.0M 0.97
Teladoc Health Note 1.250% 6/0 0.2 $7.7M 10M 0.77
Pros Holdings Note 1.000% 5/1 0.2 $7.0M 7.5M 0.93
Envestnet Note 0.750% 8/1 0.2 $6.8M 7.5M 0.91
Itron Note 3/1 0.2 $6.6M 8.0M 0.82
Gfl Environmental Unit 03/15/2023 0.2 $6.5M 100k 64.69
Insmed Note 0.750% 6/0 0.2 $6.2M 7.5M 0.83
Bentley Sys Note 0.125% 1/1 0.2 $5.8M 6.3M 0.92
Nutanix Note 0.250%10/0 0.2 $5.7M 6.8M 0.84
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.1 $5.4M 300k 17.97
Redwood Trust Note 4.750% 8/1 0.1 $4.9M 5.0M 0.98
Booking Holdings (BKNG) 0.1 $4.4M 2.2k 2015.28
Liveperson Note 12/1 0.1 $4.4M 7.0M 0.62
Redfin Corp Note 1.750% 7/1 0.1 $3.9M 4.1M 0.95
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 0.1 $3.7M 325k 11.50
RWT HLDGS Note 5.750%10/0 0.1 $3.6M 4.3M 0.85
Neogenomics Note 1.250% 5/0 0.1 $3.0M 3.5M 0.85
Apollo Coml Real Estate Fin Note 5.375%10/1 0.1 $2.9M 3.0M 0.98
Uber Technologies (UBER) 0.1 $2.9M 117k 24.73
Air Transport Services (ATSG) 0.1 $2.8M 108k 25.98
Zscaler Note 0.125% 7/0 0.1 $2.6M 2.5M 1.05
Docusign Note 1/1 0.1 $2.4M 2.5M 0.94
Insmed Note 1.750% 1/1 0.1 $2.4M 2.5M 0.94
Mp Materials Corp Com Cl A (MP) 0.1 $2.3M 96k 24.28
Ceridian Hcm Hldg Note 0.250% 3/1 0.1 $2.2M 2.5M 0.88
Coinbase Global Com Cl A (COIN) 0.1 $2.2M 61k 35.39
BioMarin Pharmaceutical (BMRN) 0.1 $2.1M 20k 103.49
Q2 HLDGS Note 0.125%11/1 0.1 $2.1M 2.5M 0.83
Post Holdings Partnering Cor Com Ser A 0.1 $2.0M 200k 9.93
Invitae Corp Note 2.000% 9/0 0.1 $2.0M 2.5M 0.79
Cable One Note 3/1 0.1 $2.0M 2.5M 0.79
Redwood Trust Note 5.625% 7/1 0.0 $1.8M 1.9M 0.92
Brookdale Sr Living Unit 11/15/2023 (BKDT) 0.0 $1.8M 40k 44.23
Chegg (CHGG) 0.0 $1.5M 58k 25.27
Euronet Worldwide (EEFT) 0.0 $1.4M 15k 94.38
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.0 $1.3M 50k 25.73
Wix Note 8/1 0.0 $1.3M 1.5M 0.85
Cleveland-cliffs (CLF) 0.0 $1.2M 73k 16.11
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $1.1M 6.6k 159.31
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $1.0M 100k 10.07
Adient Ord Shs (ADNT) 0.0 $919k 27k 34.69
Repay Hldgs Corp Com Cl A (RPAY) 0.0 $906k 113k 8.05
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $634k 253k 2.51
Echostar Corp Cl A (SATS) 0.0 $500k 30k 16.68
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $476k 414k 1.15
O-i Glass (OI) 0.0 $331k 20k 16.57
Bausch Health Companies (BHC) 0.0 $188k 30k 6.28
Iheartmedia Com Cl A (IHRT) 0.0 $153k 25k 6.13
Omniab *w Exp 11/01/202 (OABIW) 0.0 $131k 238k 0.55
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $107k 243k 0.44
Compute Health Acquisitin *w Exp 01/25/202 0.0 $23k 200k 0.11
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $13k 49k 0.26
Evo Acquisition Corp *w Exp 01/04/202 0.0 $8.4k 150k 0.06
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $5.5k 78k 0.07
Gelesis Hldgs *w Exp 01/13/202 (GLSWQ) 0.0 $737.961300 83k 0.01