Aequim Alternative Investments

Aequim Alternative Investments as of March 31, 2023

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 120 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pg&e Corp Unit 08/16/2023 7.6 $238M 1.8M 130.98
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 7.5 $236M 5.8M 41.00
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 6.2 $196M 3.0M 65.25
Palo Alto Networks Note 0.750% 7/0 (Principal) 4.9 $155M 69M 2.24
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 4.5 $141M 2.3M 61.50
Nice Sys Note 1.250% 1/1 (Principal) 3.3 $104M 38M 2.73
Akamai Technologies Note 0.125% 5/0 (Principal) 2.9 $91M 90M 1.01
Etsy Note 0.125%10/0 (Principal) 2.6 $83M 95M 0.87
Nisource Unit 12/01/2023 2.6 $82M 788k 104.46
Zillow Group Note 0.750% 9/0 (Principal) 2.6 $82M 70M 1.17
Snap Note 0.250% 5/0 (Principal) 2.6 $81M 85M 0.95
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEL) 2.4 $75M 1.3M 57.79
EQT Corporation (EQT) 2.1 $67M 2.1M 31.91
Pegasystems Note 0.750% 3/0 (Principal) 1.8 $58M 65M 0.89
Peloton Interactive Note 2/1 (Principal) 1.8 $56M 74M 0.76
Danaher Corporation (DHR) 1.7 $55M 218k 252.04
Guidewire Software Note 1.250% 3/1 (Principal) 1.6 $50M 51M 0.98
Spotify Usa Note 3/1 (Principal) 1.5 $49M 58M 0.84
Guardant Health Note 11/1 (Principal) 1.5 $46M 69M 0.68
Repligen Corp Note 0.375% 7/1 (Principal) 1.4 $46M 61M 0.75
Clarivate 5.25% Pfd Conv A 1.3 $41M 1.0M 41.07
Cnx Resources Corporation (CNX) 1.3 $40M 2.5M 16.02
Enphase Energy Note 0.250% 3/0 (Principal) 1.2 $39M 15M 2.67
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 1.2 $37M 700k 53.49
Unity Software Note 11/1 (Principal) 1.2 $37M 47M 0.78
Sabre Corp 6.50% Conv Pfd A 1.1 $35M 565k 62.70
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 1.1 $34M 35M 0.98
Alarm Com Hldgs Note 1/1 (Principal) 1.1 $34M 40M 0.85
Blackline Note 3/1 (Principal) 1.1 $33M 39M 0.85
Dish Network Corporation Note 12/1 (Principal) 1.0 $30M 57M 0.53
Cloudflare Note 0.750% 5/1 (Principal) 0.9 $29M 17M 1.72
Datadog Note 0.125% 6/1 (Principal) 0.9 $28M 26M 1.08
Ford Motor Company (F) 0.9 $28M 2.2M 12.60
Progress Software Corp Note 1.000% 4/1 (Principal) 0.9 $27M 25M 1.09
Veradigm Note 0.875% 1/0 (Principal) 0.9 $27M 24M 1.13
Ugi Corp Unit 06/01/2024 0.8 $25M 312k 81.11
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.8 $25M 220k 112.70
Splunk Note 0.500% 9/1 (Principal) 0.7 $23M 24M 0.98
Chart Inds Note 1.000%11/1 (Principal) 0.7 $22M 10M 2.16
Splunk Note 1.125% 6/1 (Principal) 0.7 $22M 25M 0.86
Rapid7 Note 2.250% 5/0 (Principal) 0.7 $21M 20M 1.03
United States Stl Corp Note 5.000%11/0 (Principal) 0.6 $20M 10M 2.04
Affirm Hldgs Note 11/1 (Principal) 0.6 $20M 31M 0.65
Bridgebio Pharma Note 2.250% 2/0 (Principal) 0.6 $20M 31M 0.65
Wix Note 7/0 (Principal) 0.6 $19M 19M 0.99
Fastly Note 3/1 (Principal) 0.6 $18M 23M 0.80
Jamf Hldg Corp Note 0.125% 9/0 (Principal) 0.6 $18M 22M 0.83
Haemonetics Corp Mass Note 3/0 (Principal) 0.6 $18M 21M 0.85
Teladoc Health Note 1.250% 6/0 (Principal) 0.5 $16M 21M 0.78
Kkr & Co 6% Mconv Pfd C 0.5 $16M 250k 63.45
Bigcommerce Hldgs Note 0.250%10/0 (Principal) 0.5 $15M 20M 0.77
Bentley Sys Note 0.375% 7/0 (Principal) 0.5 $15M 18M 0.85
American Electric Power Company (AEP) 0.5 $14M 158k 90.99
Confluent Note 1/1 (Principal) 0.4 $14M 18M 0.79
Verint Systems Note 0.250% 4/1 (Principal) 0.4 $13M 15M 0.89
Carnival Corp Common Stock (CCL) 0.4 $13M 1.3M 10.15
Shopify Note 0.125%11/0 (Principal) 0.4 $13M 14M 0.88
Exact Sciences Corp Note 1.000% 1/1 (Principal) 0.4 $12M 10M 1.15
Burlington Stores (BURL) 0.4 $12M 59k 202.10
New Relic Note 0.500% 5/0 (Principal) 0.4 $12M 12M 1.00
Cinemark Holdings (CNK) 0.4 $12M 780k 14.79
Permian Resources Corp Class A Com (PR) 0.4 $12M 1.1M 10.50
Cutera Note 2.250% 3/1 (Principal) 0.4 $11M 11M 1.01
Techtarget Note 12/1 (Principal) 0.3 $9.7M 13M 0.78
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.3 $9.7M 5.0M 1.93
Activision Blizzard 0.3 $9.1M 107k 85.59
J Global (ZD) 0.3 $8.3M 107k 78.05
Cable One Note 3/1 (Principal) 0.3 $8.3M 11M 0.79
Itron Note 3/1 (Principal) 0.3 $8.3M 10M 0.83
Pros Holdings Note 1.000% 5/1 (Principal) 0.2 $7.1M 7.5M 0.95
Envestnet Note 0.750% 8/1 (Principal) 0.2 $6.8M 7.5M 0.91
Bentley Sys Note 0.125% 1/1 (Principal) 0.2 $6.0M 6.3M 0.95
Insmed Note 0.750% 6/0 (Principal) 0.2 $5.8M 7.5M 0.78
Booking Holdings (BKNG) 0.2 $5.8M 2.2k 2652.41
Sea Note 0.250% 9/1 (Principal) 0.2 $5.5M 7.0M 0.79
Varonis Sys Note 1.250% 8/1 (Principal) 0.2 $5.5M 5.0M 1.09
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.2 $5.3M 300k 17.80
Redwood Trust Note 4.750% 8/1 (Principal) 0.2 $5.0M 5.1M 0.98
Ringcentral Note 3/0 (Principal) 0.1 $4.4M 5.0M 0.89
BioMarin Pharmaceutical (BMRN) 0.1 $4.2M 43k 97.24
Redfin Corp Note 1.750% 7/1 (Principal) 0.1 $4.1M 4.1M 0.98
RWT HLDGS Note 5.750%10/0 (Principal) 0.1 $3.9M 4.3M 0.91
Uber Technologies (UBER) 0.1 $3.7M 117k 31.70
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 0.1 $3.7M 325k 11.37
Liveperson Note 12/1 (Principal) 0.1 $3.6M 6.0M 0.60
Neogenomics Note 1.250% 5/0 (Principal) 0.1 $3.3M 3.5M 0.94
Becton, Dickinson and (BDX) 0.1 $3.2M 13k 247.54
Apollo Coml Real Estate Fin Note 5.375%10/1 (Principal) 0.1 $2.9M 3.0M 0.98
Nutanix Note 0.250%10/0 (Principal) 0.1 $2.9M 3.5M 0.84
Mp Materials Corp Com Cl A (MP) 0.1 $2.7M 96k 28.19
Zscaler Note 0.125% 7/0 (Principal) 0.1 $2.6M 2.5M 1.06
Ceridian Hcm Hldg Note 0.250% 3/1 (Principal) 0.1 $2.3M 2.5M 0.90
Air Transport Services (ATSG) 0.1 $2.3M 108k 20.83
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.1 $2.2M 2.0M 1.09
Q2 HLDGS Note 0.125%11/1 (Principal) 0.1 $2.1M 2.5M 0.83
Insmed Note 1.750% 1/1 (Principal) 0.1 $2.1M 2.3M 0.91
Coinbase Global Com Cl A (COIN) 0.1 $2.0M 30k 67.57
Post Holdings Partnering Cor Com Ser A 0.1 $2.0M 200k 10.12
Digitalocean Hldgs Note 12/0 (Principal) 0.1 $2.0M 2.5M 0.79
Brookdale Sr Living Unit 11/15/2023 (BKDT) 0.1 $1.8M 40k 46.22
Redwood Trust Note 5.625% 7/1 (Principal) 0.1 $1.8M 1.9M 0.95
Euronet Worldwide (EEFT) 0.1 $1.7M 15k 111.90
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal) 0.1 $1.6M 2.0M 0.79
Cleveland-cliffs (CLF) 0.0 $1.3M 73k 18.33
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.0 $1.3M 50k 26.45
Wix Note 8/1 (Principal) 0.0 $1.3M 1.5M 0.87
Adient Ord Shs (ADNT) 0.0 $1.1M 27k 40.96
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $966k 6.6k 146.33
Chegg (CHGG) 0.0 $949k 58k 16.30
Repay Hldgs Corp Com Cl A (RPAY) 0.0 $739k 113k 6.57
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $725k 414k 1.75
Echostar Corp Cl A (SATS) 0.0 $549k 30k 18.29
O-i Glass (OI) 0.0 $454k 20k 22.71
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $364k 253k 1.44
Goodyear Tire & Rubber Company (GT) 0.0 $331k 30k 11.02
Bausch Health Companies (BHC) 0.0 $243k 30k 8.10
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $137k 243k 0.56
Compute Health Acquisitin *w Exp 01/25/202 0.0 $80k 200k 0.40
Evo Acquisition Corp *w Exp 01/04/202 0.0 $25k 150k 0.17
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $13k 49k 0.27