Ascend Capital as of Dec. 31, 2012
Portfolio Holdings for Ascend Capital
Ascend Capital holds 162 positions in its portfolio as reported in the December 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Us Natural Gas Fd Etf | 10.4 | $244M | 13M | 18.90 | |
| Johnson & Johnson (JNJ) | 2.4 | $57M | 810k | 70.10 | |
| Pfizer (PFE) | 2.3 | $55M | 2.2M | 25.08 | |
| Comcast Corporation | 2.3 | $53M | 1.5M | 35.92 | |
| Citigroup (C) | 1.9 | $46M | 1.2M | 39.56 | |
| Walt Disney Company (DIS) | 1.9 | $45M | 900k | 49.79 | |
| Crown Holdings (CCK) | 1.9 | $43M | 1.2M | 36.81 | |
| Mosaic (MOS) | 1.7 | $40M | 712k | 56.63 | |
| Kraft Foods | 1.7 | $40M | 882k | 45.47 | |
| Eagle Materials (EXP) | 1.7 | $39M | 670k | 58.50 | |
| United Technologies Corporation | 1.6 | $38M | 467k | 82.01 | |
| Boeing Company (BA) | 1.6 | $37M | 496k | 75.36 | |
| Berkshire Hathaway (BRK.B) | 1.6 | $37M | 408k | 89.70 | |
| EMC Corporation | 1.5 | $36M | 1.4M | 25.30 | |
| Danaher Corporation (DHR) | 1.4 | $34M | 600k | 55.90 | |
| Time Warner | 1.4 | $33M | 690k | 47.83 | |
| Molex Incorporated | 1.4 | $33M | 1.5M | 22.32 | |
| Cemex Sab conv | 1.3 | $32M | 29M | 1.09 | |
| GlaxoSmithKline | 1.3 | $31M | 711k | 43.47 | |
| Teva Pharmaceutical Industries (TEVA) | 1.3 | $31M | 820k | 37.34 | |
| Textainer Group Holdings | 1.3 | $30M | 966k | 31.46 | |
| Acacia Research Corporation (ACTG) | 1.3 | $30M | 1.2M | 25.66 | |
| Valeant Pharmaceuticals Int | 1.3 | $30M | 500k | 59.77 | |
| Owens Corning (OC) | 1.3 | $30M | 799k | 36.99 | |
| Express Scripts Holding | 1.2 | $29M | 545k | 54.00 | |
| Hca Holdings (HCA) | 1.2 | $28M | 936k | 30.17 | |
| Marriott International (MAR) | 1.1 | $27M | 720k | 37.27 | |
| Nationstar Mortgage | 1.1 | $26M | 839k | 30.98 | |
| Wells Fargo & Company (WFC) | 1.1 | $26M | 757k | 34.18 | |
| News Corporation | 1.1 | $26M | 1.0M | 25.51 | |
| American Water Works (AWK) | 1.1 | $25M | 683k | 37.13 | |
| SBA Communications Corporation | 1.0 | $24M | 333k | 70.98 | |
| Newcastle Investment | 1.0 | $23M | 2.6M | 8.68 | |
| Time Warner Cable | 0.9 | $22M | 230k | 97.19 | |
| Pvh Corporation (PVH) | 0.9 | $21M | 190k | 111.01 | |
| Warner Chilcott Plc - | 0.9 | $20M | 1.7M | 12.04 | |
| Whirlpool Corporation (WHR) | 0.8 | $19M | 186k | 101.75 | |
| Beam | 0.8 | $19M | 304k | 61.10 | |
| Medtronic | 0.8 | $18M | 448k | 41.03 | |
| Las Vegas Sands (LVS) | 0.8 | $18M | 390k | 46.16 | |
| Coca-cola Enterprises | 0.8 | $18M | 567k | 31.73 | |
| Avatar Hldgs Inc note 7.500% 2/1 | 0.8 | $18M | 18M | 1.00 | |
| Mondelez Int (MDLZ) | 0.7 | $16M | 640k | 25.45 | |
| Cogent Comm Group Inc note 1.000% 6/1 | 0.7 | $16M | 16M | 0.97 | |
| Hillshire Brands | 0.7 | $15M | 542k | 28.14 | |
| Equinix | 0.6 | $15M | 73k | 206.19 | |
| Sandisk Corp note 1.000% 5/1 | 0.6 | $15M | 15M | 1.00 | |
| Cytec Industries | 0.6 | $15M | 215k | 68.82 | |
| Hologic Inc frnt 2.000%12/1 | 0.6 | $15M | 15M | 0.99 | |
| Sanofi-Aventis SA (SNY) | 0.6 | $15M | 309k | 47.38 | |
| Hospira | 0.6 | $14M | 456k | 31.24 | |
| H&R Block (HRB) | 0.6 | $14M | 774k | 18.57 | |
| Dean Foods Company | 0.6 | $14M | 872k | 16.51 | |
| Hanesbrands (HBI) | 0.6 | $14M | 389k | 35.82 | |
| Cinemark Holdings (CNK) | 0.6 | $13M | 507k | 25.98 | |
| Jarden Corporation | 0.6 | $13M | 252k | 51.70 | |
| Wynn Resorts (WYNN) | 0.5 | $13M | 113k | 112.48 | |
| OSI Systems (OSIS) | 0.5 | $13M | 196k | 64.03 | |
| Pbf Energy Inc cl a (PBF) | 0.5 | $12M | 415k | 29.06 | |
| Lions Gate Entertainment | 0.5 | $12M | 722k | 16.40 | |
| Marathon Oil Corporation (MRO) | 0.5 | $11M | 372k | 30.66 | |
| Poly | 0.5 | $11M | 1.1M | 10.46 | |
| Ag Mtg Invt Tr | 0.5 | $11M | 476k | 23.48 | |
| Abercrombie & Fitch (ANF) | 0.5 | $11M | 231k | 47.98 | |
| Hershey Company (HSY) | 0.5 | $11M | 152k | 72.22 | |
| Stewart Enterprises | 0.5 | $11M | 1.4M | 7.64 | |
| Liberty Media | 0.4 | $9.8M | 500k | 19.68 | |
| Ingersoll-rand Co Ltd-cl A | 0.4 | $10M | 208k | 47.95 | |
| Tor Dom Bk Cad (TD) | 0.4 | $9.8M | 116k | 84.33 | |
| Zimmer Holdings (ZBH) | 0.4 | $9.6M | 143k | 66.65 | |
| Regal-beloit Corporation (RRX) | 0.4 | $9.6M | 137k | 70.46 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.4 | $9.4M | 582k | 16.23 | |
| Golar Lng Partners Lp unit | 0.4 | $9.4M | 315k | 29.85 | |
| Adt | 0.4 | $9.3M | 200k | 46.49 | |
| Starbucks Corporation (SBUX) | 0.4 | $9.2M | 171k | 53.62 | |
| Marathon Petroleum Corp (MPC) | 0.4 | $9.2M | 147k | 63.00 | |
| Michael Kors Holdings | 0.4 | $9.0M | 177k | 51.02 | |
| Abbvie (ABBV) | 0.4 | $9.1M | 267k | 34.15 | |
| Bpz Resources Inc bond | 0.4 | $8.8M | 11M | 0.84 | |
| Mattel (MAT) | 0.4 | $8.8M | 240k | 36.61 | |
| Rbc Cad (RY) | 0.4 | $8.8M | 145k | 60.30 | |
| International Paper Company (IP) | 0.4 | $8.5M | 213k | 39.85 | |
| Domtar Corp | 0.4 | $8.4M | 100k | 83.52 | |
| PSS World Medical | 0.3 | $8.2M | 285k | 28.88 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.3 | $7.9M | 280k | 28.35 | |
| Bunge | 0.3 | $7.9M | 109k | 72.68 | |
| Health Management Associates | 0.3 | $8.0M | 858k | 9.32 | |
| VeriFone Systems | 0.3 | $7.7M | 260k | 29.68 | |
| Bk Nova Cad (BNS) | 0.3 | $7.6M | 131k | 57.87 | |
| Bank Of Montreal Cadcom (BMO) | 0.3 | $7.5M | 123k | 61.29 | |
| Prudential Financial (PRU) | 0.3 | $7.1M | 134k | 53.32 | |
| Dex (DXCM) | 0.3 | $7.1M | 520k | 13.59 | |
| U.S. Bancorp (USB) | 0.3 | $6.7M | 211k | 31.94 | |
| Franklin Resources (BEN) | 0.3 | $6.7M | 54k | 125.71 | |
| Highwoods Properties (HIW) | 0.3 | $6.7M | 200k | 33.45 | |
| Heartland Payment Systems | 0.3 | $6.7M | 228k | 29.50 | |
| Knight Capital | 0.3 | $6.8M | 1.9M | 3.51 | |
| Brown & Brown (BRO) | 0.3 | $6.6M | 260k | 25.46 | |
| Hubbell Incorporated | 0.3 | $6.6M | 77k | 84.63 | |
| Trex Company (TREX) | 0.3 | $6.7M | 179k | 37.23 | |
| Bank of New York Mellon Corporation (BK) | 0.3 | $6.3M | 245k | 25.70 | |
| Federated Investors (FHI) | 0.3 | $6.3M | 309k | 20.23 | |
| Activision Blizzard | 0.3 | $6.4M | 600k | 10.62 | |
| Spirit Realty Capital | 0.3 | $6.4M | 361k | 17.78 | |
| BE Aerospace | 0.3 | $6.0M | 122k | 49.43 | |
| eBay (EBAY) | 0.3 | $6.1M | 120k | 50.98 | |
| Oriental Financial | 0.3 | $6.2M | 465k | 13.35 | |
| OfficeMax Incorporated | 0.3 | $6.0M | 620k | 9.76 | |
| Home Loan Servicing Solution ord | 0.3 | $6.0M | 319k | 18.90 | |
| Kinross Gold Corp note 1.750% 3/1 | 0.2 | $5.8M | 5.8M | 1.00 | |
| Industries N shs - a - (LYB) | 0.2 | $5.6M | 98k | 57.11 | |
| BlackRock | 0.2 | $5.5M | 27k | 206.71 | |
| GATX Corporation (GATX) | 0.2 | $5.3M | 123k | 43.29 | |
| Northstar Realty Finance | 0.2 | $5.5M | 778k | 7.04 | |
| Cys Investments | 0.2 | $5.4M | 460k | 11.81 | |
| Apple (AAPL) | 0.2 | $5.1M | 9.5k | 532.19 | |
| Nelnet (NNI) | 0.2 | $5.2M | 176k | 29.79 | |
| Chiquita Brands International | 0.2 | $4.8M | 586k | 8.25 | |
| Valero Energy Corporation (VLO) | 0.2 | $5.0M | 147k | 34.13 | |
| Great Lakes Dredge & Dock Corporation (GLDD) | 0.2 | $4.9M | 550k | 8.93 | |
| PNC Financial Services (PNC) | 0.2 | $4.7M | 81k | 58.31 | |
| Jack in the Box (JACK) | 0.2 | $4.6M | 162k | 28.61 | |
| Thoratec Corporation | 0.2 | $4.8M | 127k | 37.54 | |
| MetLife (MET) | 0.2 | $4.6M | 139k | 32.94 | |
| Johnson Controls | 0.2 | $4.5M | 147k | 30.66 | |
| Banco Bilbao Vizcaya Argentaria SA (BBVA) | 0.2 | $4.4M | 465k | 9.42 | |
| Vantiv Inc Cl A | 0.2 | $4.4M | 215k | 20.42 | |
| Chubb Corporation | 0.2 | $3.9M | 52k | 75.30 | |
| Melco Crown Entertainment (MLCO) | 0.2 | $4.0M | 240k | 16.84 | |
| Fifth Third Ban (FITB) | 0.2 | $3.9M | 259k | 15.20 | |
| AvalonBay Communities (AVB) | 0.2 | $3.8M | 28k | 135.56 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $3.4M | 20k | 171.14 | |
| Starwood Hotels & Resorts Worldwide | 0.1 | $3.4M | 60k | 57.40 | |
| Crexus Investment | 0.1 | $3.3M | 271k | 12.25 | |
| First Republic Bank/san F (FRCB) | 0.1 | $3.2M | 98k | 32.77 | |
| Kilroy Realty Corporation (KRC) | 0.1 | $3.1M | 65k | 47.37 | |
| Restoration Hardware Hldgs I | 0.1 | $3.1M | 92k | 33.71 | |
| Cibc Cad (CM) | 0.1 | $2.8M | 35k | 80.63 | |
| American International (AIG) | 0.1 | $2.9M | 81k | 35.29 | |
| Chimera Investment Corporation | 0.1 | $2.8M | 1.1M | 2.61 | |
| Knight Capital Group Inc. 3.50% dbcv | 0.1 | $2.8M | 2.8M | 0.99 | |
| Phillips 66 (PSX) | 0.1 | $2.7M | 50k | 53.14 | |
| Gilead Sciences (GILD) | 0.1 | $1.9M | 26k | 73.50 | |
| Medivation | 0.1 | $1.8M | 35k | 51.20 | |
| Hot Topic | 0.1 | $1.6M | 168k | 9.63 | |
| ViroPharma Incorporated | 0.1 | $1.7M | 76k | 22.78 | |
| ARMOUR Residential REIT | 0.1 | $1.6M | 244k | 6.47 | |
| Tile Shop Hldgs | 0.1 | $1.7M | 100k | 16.83 | |
| Green Plains Renewable Energy (GPRE) | 0.1 | $1.4M | 176k | 7.91 | |
| Hologic (HOLX) | 0.1 | $1.1M | 54k | 19.96 | |
| James River Coal 4.5% 2015 conv | 0.1 | $1.1M | 2.5M | 0.45 | |
| Kythera Biopharmaceuticals I | 0.1 | $1.2M | 41k | 30.33 | |
| Orexigen Therapeutics | 0.0 | $1.1M | 200k | 5.25 | |
| Allergan | 0.0 | $909k | 9.9k | 91.73 | |
| Forest Laboratories | 0.0 | $1.0M | 29k | 35.33 | |
| Bruker Corporation (BRKR) | 0.0 | $896k | 59k | 15.28 | |
| Golar Lng (GLNG) | 0.0 | $894k | 24k | 36.76 | |
| Aegerion Pharmaceuticals | 0.0 | $1.0M | 41k | 25.37 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.0 | $820k | 20k | 41.97 | |
| Emergent BioSolutions (EBS) | 0.0 | $546k | 34k | 16.06 | |
| Optimer Pharmaceuticals | 0.0 | $352k | 39k | 9.02 | |
| Walter Energy | 0.0 | $351k | 9.8k | 35.86 |
