Ascend Capital

Ascend Capital as of Dec. 31, 2013

Portfolio Holdings for Ascend Capital

Ascend Capital holds 176 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Teva Pharmaceutical Inds Adr (TEVA) 3.1 $101M 2.5M 40.08
Cemex Sab De Cv Note 4.875% 3/1 (Principal) 2.6 $85M 72M 1.18
Marriott Intl Cl A (MAR) 2.6 $85M 1.7M 49.35
Host Hotels & Resorts (HST) 2.5 $83M 4.3M 19.44
Citigroup Com New (C) 2.5 $81M 1.5M 52.11
Wynn Resorts (WYNN) 2.2 $73M 376k 194.21
International Paper Company (IP) 2.1 $68M 1.4M 49.03
JPMorgan Chase & Co. (JPM) 2.0 $66M 1.1M 58.48
Advance Auto Parts (AAP) 1.9 $63M 568k 110.69
Biogen Idec (BIIB) 1.8 $58M 207k 279.57
Valspar Corporation 1.6 $53M 743k 71.29
Crown Holdings (CCK) 1.6 $52M 1.2M 44.57
Comcast Corp Cl A (CMCSA) 1.6 $52M 1.0M 51.96
Zoetis Cl A (ZTS) 1.5 $50M 1.5M 32.68
Altria (MO) 1.4 $48M 1.2M 38.39
Symantec Corporation 1.4 $45M 1.9M 23.58
Microsoft Corporation (MSFT) 1.4 $45M 1.2M 37.41
Teradata Corporation (TDC) 1.3 $44M 971k 45.49
Valeant Pharmaceuticals Int 1.3 $42M 357k 117.41
Asml Holding N V N Y Registry Shs (ASML) 1.2 $40M 426k 93.70
Liberty Interactive Corp Int Com Ser A 1.2 $40M 1.4M 29.35
Twenty First Centy Fox Cl A 1.2 $39M 1.1M 35.17
Invesco SHS (IVZ) 1.2 $38M 1.1M 36.40
Agrium 1.2 $38M 414k 91.47
Beam 1.1 $38M 553k 68.06
Digital Realty Trust (DLR) 1.1 $37M 754k 49.12
Liberty Interactive Corp Lbt Vent Com A 1.1 $37M 300k 122.61
Verisign (VRSN) 1.1 $36M 603k 59.78
Waters Corporation (WAT) 1.1 $36M 360k 99.99
Herbalife Com Usd Shs (HLF) 1.1 $36M 455k 78.70
Garmin SHS (GRMN) 1.1 $35M 757k 46.19
Mylan 1.1 $35M 800k 43.39
Albemarle Corporation (ALB) 1.1 $35M 544k 63.39
Union Pacific Corporation (UNP) 1.0 $32M 189k 167.96
Northstar Realty Finance 1.0 $31M 2.3M 13.45
TRW Automotive Holdings 0.9 $31M 415k 74.39
Time Warner Com New 0.9 $31M 440k 69.72
CareFusion Corporation 0.9 $30M 749k 39.82
American Water Works (AWK) 0.9 $29M 684k 42.26
Royal Caribbean Cruises (RCL) 0.9 $29M 600k 47.42
CF Industries Holdings (CF) 0.8 $27M 118k 233.10
Cognizant Technology Solutio Cl A (CTSH) 0.8 $27M 268k 100.98
Eli Lilly & Co. (LLY) 0.8 $27M 519k 51.00
Pinnacle Foods Inc De 0.8 $26M 962k 27.45
Cytec Industries 0.8 $26M 282k 93.16
Broadcom Corp Cl A 0.8 $26M 860k 29.64
Celanese Corp Del Com Ser A (CE) 0.7 $25M 444k 55.32
Merck & Co (MRK) 0.7 $24M 485k 50.05
Deckers Outdoor Corporation (DECK) 0.7 $24M 280k 84.48
Te Connectivity Reg Shs 0.7 $23M 422k 55.10
Air Products & Chemicals (APD) 0.7 $22M 200k 111.78
Hubbell CL B 0.7 $22M 204k 108.86
Dryships Note 5.000%12/0 (Principal) 0.7 $22M 22M 1.00
Jarden Corporation 0.6 $21M 340k 61.34
Gamestop Corp Cl A (GME) 0.6 $20M 407k 49.26
Best Buy (BBY) 0.6 $20M 500k 39.87
Facebook Cl A (META) 0.6 $19M 353k 54.62
Avatar Hldgs Note 7.500% 2/1 (Principal) 0.6 $19M 18M 1.07
Noble Corp Shs Usd 0.6 $19M 512k 37.47
Arris 0.6 $19M 772k 24.34
Ingram Micro Cl A 0.6 $18M 777k 23.45
Ishares Msci Japan Etf 0.6 $18M 1.5M 12.14
American Intl Group Com New (AIG) 0.5 $18M 350k 51.02
Huntsman Corporation (HUN) 0.5 $18M 719k 24.60
TiVo 0.5 $17M 1.3M 13.11
Hertz Global Holdings 0.5 $17M 604k 28.63
Gaming & Leisure Pptys (GLPI) 0.5 $17M 340k 50.81
Cogent Comm Group Note 1.000% 6/1 (Principal) 0.5 $16M 16M 1.02
Safeway Com New 0.5 $16M 500k 32.57
Lyondellbasell Industries N Shs - A - (LYB) 0.5 $16M 202k 80.28
Hldgs (UAL) 0.5 $16M 425k 37.81
Bristol Myers Squibb (BMY) 0.5 $16M 300k 53.12
Viacom CL B 0.5 $16M 180k 87.31
Domtar Corp Com New 0.5 $16M 166k 94.27
MasTec (MTZ) 0.5 $16M 472k 32.72
Eaton Corp SHS (ETN) 0.5 $15M 200k 76.13
Fidelity National Financial Cl A 0.5 $15M 459k 32.45
Chemtura Corp Com New 0.5 $15M 531k 27.94
Ambev Sa Sponsored Adr (ABEV) 0.4 $14M 1.9M 7.35
Halliburton Company (HAL) 0.4 $14M 276k 50.76
Whirlpool Corporation (WHR) 0.4 $13M 84k 156.86
Mosaic (MOS) 0.4 $13M 275k 47.24
Assured Guaranty (AGO) 0.4 $13M 537k 23.59
Actavis SHS 0.4 $13M 75k 167.94
Anixter International 0.4 $13M 140k 89.86
Hanesbrands (HBI) 0.4 $12M 175k 70.31
Ashland 0.4 $12M 123k 97.02
Textron (TXT) 0.3 $11M 304k 36.76
McKesson Corporation (MCK) 0.3 $11M 68k 161.33
Brown & Brown (BRO) 0.3 $11M 341k 31.40
Regal Entmt Group Cl A 0.3 $11M 550k 19.44
MGIC Investment (MTG) 0.3 $11M 1.3M 8.44
Graphic Packaging Holding Company (GPK) 0.3 $11M 1.1M 9.60
Constellation Brands Cl A (STZ) 0.3 $11M 150k 70.38
Goldman Sachs (GS) 0.3 $10M 57k 177.28
Webmd Health Corp Note 2.250% 3/3 (Principal) 0.3 $10M 10M 1.00
Cit Group Com New 0.3 $9.9M 190k 52.09
Fifth & Pac Cos 0.3 $9.6M 300k 32.06
Freeport-McMoRan Copper & Gold (FCX) 0.3 $9.4M 250k 37.78
Babcock & Wilcox 0.3 $9.4M 274k 34.18
Chiquita Brands International 0.3 $9.1M 775k 11.70
SLM Corporation (SLM) 0.3 $8.9M 340k 26.28
Lasalle Hotel Pptys Com Sh Ben Int 0.3 $8.6M 280k 30.86
British Amern Tob Sponsored Adr (BTI) 0.3 $8.4M 79k 107.46
Myriad Genetics (MYGN) 0.3 $8.4M 400k 20.98
Hillshire Brands 0.3 $8.4M 250k 33.43
Cobalt Intl Energy Note 2.625%12/0 (Principal) 0.3 $8.3M 9.4M 0.89
Bpz Resources MTNF 6.500% 3/0 (Principal) 0.2 $8.2M 8.9M 0.92
Jones Lang LaSalle Incorporated (JLL) 0.2 $8.1M 79k 102.38
Air Lease Corp Cl A (AL) 0.2 $7.7M 246k 31.09
Jones Energy Com Cl A 0.2 $7.5M 521k 14.48
Flowers Foods (FLO) 0.2 $7.5M 350k 21.47
Raymond James Financial (RJF) 0.2 $7.4M 143k 52.18
BE Aerospace 0.2 $7.4M 85k 86.96
Copart (CPRT) 0.2 $7.4M 201k 36.65
Solera Holdings 0.2 $7.4M 104k 70.78
Gilead Sciences (GILD) 0.2 $7.3M 97k 75.05
Michael Kors Hldgs SHS 0.2 $7.1M 88k 81.12
DiamondRock Hospitality Company (DRH) 0.2 $6.9M 600k 11.53
Allergan 0.2 $6.9M 62k 111.24
QEP Resources 0.2 $6.9M 225k 30.65
MGM Resorts International. (MGM) 0.2 $6.8M 290k 23.55
Restoration Hardware Hldgs I 0.2 $6.6M 98k 67.35
Genworth Finl Com Cl A (GNW) 0.2 $6.4M 415k 15.53
Discover Financial Services 0.2 $6.3M 112k 55.94
Directv 0.2 $6.2M 90k 69.01
Nelnet Cl A (NNI) 0.2 $6.0M 142k 42.13
Tuesday Morning Corp Com New 0.2 $5.6M 350k 15.95
Silver Bay Rlty Tr 0.2 $5.6M 349k 16.00
Pentair SHS 0.2 $5.3M 69k 77.62
Protective Life 0.2 $5.2M 103k 50.67
MetLife (MET) 0.2 $5.2M 96k 53.93
Ace SHS 0.2 $5.2M 50k 103.47
Fly Leasing Sponsored Adr 0.2 $5.1M 320k 16.03
Johnson Controls 0.2 $5.1M 100k 51.29
Valero Energy Corporation (VLO) 0.2 $5.0M 100k 50.50
Express Scripts Holding 0.1 $4.9M 70k 70.13
Eagle Materials (EXP) 0.1 $4.8M 61k 77.60
Huntington Ingalls Inds (HII) 0.1 $4.6M 51k 90.02
Bpz Resources Note 8.500%10/0 (Principal) 0.1 $4.5M 5.0M 0.90
First Nbc Bank Holding 0.1 $4.2M 131k 32.27
Men's Wearhouse 0.1 $4.1M 80k 51.07
CONMED Corporation (CNMD) 0.1 $3.8M 90k 42.51
Impax Laboratories 0.1 $3.8M 150k 25.15
VeriFone Systems 0.1 $3.8M 140k 26.82
Chevron Corporation (CVX) 0.1 $3.7M 30k 124.93
Interxion Holding SHS 0.1 $3.7M 156k 23.58
Home Ln Servicing Solutions Ord Shs 0.1 $3.5M 153k 23.00
Encore Capital (ECPG) 0.1 $3.3M 66k 50.19
Dolby Laboratories (DLB) 0.1 $3.1M 81k 38.52
Vince Hldg 0.1 $3.1M 100k 30.70
Artisan Partners Asset Mgmt Cl A (APAM) 0.1 $3.1M 47k 65.20
Kythera Biopharmaceuticals I 0.1 $3.0M 81k 37.35
Knight Cap Group Note 3.500% 3/1 (Principal) 0.1 $2.8M 2.8M 1.00
Arthur J. Gallagher & Co. (AJG) 0.1 $2.8M 60k 46.87
Springleaf Holdings 0.1 $2.8M 110k 25.30
Bankunited (BKU) 0.1 $2.7M 83k 32.91
Brown Forman Corp CL B (BF.B) 0.1 $2.6M 34k 75.52
D Horizon Pharma 0.1 $2.5M 330k 7.62
NPS Pharmaceuticals 0.1 $2.5M 83k 30.40
Varian Medical Systems 0.1 $2.3M 29k 78.05
Scorpio Bulkers SHS 0.1 $2.1M 206k 10.05
Vera Bradley (VRA) 0.1 $1.8M 75k 24.02
Green Plains Renewable Energy (GPRE) 0.1 $1.8M 91k 19.39
Momenta Pharmaceuticals 0.1 $1.7M 97k 17.70
Meta Financial (CASH) 0.1 $1.7M 43k 40.36
Synageva Biopharma 0.1 $1.7M 26k 64.69
Eastman Chemical Company (EMN) 0.0 $1.6M 20k 81.08
Leucadia National 0.0 $1.4M 51k 28.23
Acelrx Pharmaceuticals 0.0 $1.4M 123k 11.35
Axiall 0.0 $1.2M 25k 47.44
Moneygram Intl Com New 0.0 $1.0M 50k 20.77
Ampio Pharmaceuticals Put Option 0.0 $779k 110k 7.08
Tenet Healthcare Corp Com New (THC) 0.0 $735k 18k 41.72
Integra Lifesciences Hldgs C Com New (IART) 0.0 $443k 9.3k 47.81
Avanir Pharmaceuticals Cl A New 0.0 $245k 75k 3.27