Ascend Capital as of Dec. 31, 2010
Portfolio Holdings for Ascend Capital
Ascend Capital holds 167 positions in its portfolio as reported in the December 2010 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Comcast Corporation | 4.4 | $119M | 5.7M | 20.81 | |
| BlackRock (BLK) | 3.3 | $89M | 466k | 190.58 | |
| Celanese Corporation (CE) | 3.0 | $80M | 2.0M | 41.17 | |
| Apple (AAPL) | 2.1 | $58M | 180k | 322.55 | |
| Boeing Company (BA) | 2.0 | $54M | 831k | 65.26 | |
| Ashland | 1.8 | $49M | 969k | 50.86 | |
| Seagate Technology Com Stk | 1.8 | $48M | 3.2M | 15.03 | |
| Air Products & Chemicals (APD) | 1.7 | $45M | 492k | 90.95 | |
| Carnival Corporation (CCL) | 1.6 | $43M | 931k | 46.11 | |
| Liberty Media | 1.5 | $41M | 610k | 66.48 | |
| Time Warner Cable | 1.4 | $38M | 576k | 66.03 | |
| Pfizer (PFE) | 1.4 | $36M | 2.1M | 17.51 | |
| Walt Disney Company (DIS) | 1.3 | $35M | 928k | 37.51 | |
| Marriott International (MAR) | 1.3 | $35M | 834k | 41.54 | |
| Jarden Corporation | 1.3 | $35M | 1.1M | 30.87 | |
| United Technologies Corporation | 1.3 | $34M | 437k | 78.72 | |
| Illinois Tool Works (ITW) | 1.2 | $34M | 628k | 53.40 | |
| Newell Rubbermaid (NWL) | 1.2 | $32M | 1.8M | 18.18 | |
| Williams Companies (WMB) | 1.2 | $32M | 1.3M | 24.72 | |
| Mead Johnson Nutrition | 1.1 | $31M | 495k | 62.25 | |
| ConocoPhillips (COP) | 1.1 | $30M | 447k | 68.10 | |
| Kellogg Company (K) | 1.1 | $30M | 590k | 51.08 | |
| Kraft Foods | 1.1 | $29M | 920k | 31.51 | |
| Target Corporation (TGT) | 1.1 | $29M | 482k | 60.13 | |
| Directv | 1.0 | $28M | 697k | 39.93 | |
| Devon Energy Corporation (DVN) | 1.0 | $27M | 344k | 78.51 | |
| Republic Services (RSG) | 1.0 | $27M | 900k | 29.86 | |
| Covidien | 1.0 | $27M | 593k | 45.66 | |
| MGIC Investment (MTG) | 0.9 | $26M | 2.5M | 10.19 | |
| Western Digital (WDC) | 0.9 | $26M | 751k | 33.90 | |
| Seadrill | 0.9 | $25M | 750k | 33.92 | |
| Goldman Sachs (GS) | 0.9 | $25M | 149k | 168.16 | |
| Nii Hldgs Inc note 3.125% 6/1 | 0.9 | $25M | 25M | 0.98 | |
| FedEx Corporation (FDX) | 0.9 | $25M | 264k | 93.01 | |
| Solutia | 0.9 | $24M | 1.1M | 23.08 | |
| Chemtura Corporation | 0.9 | $24M | 1.5M | 15.98 | |
| Massey Energy Company | 0.9 | $23M | 431k | 53.65 | |
| CSX Corporation (CSX) | 0.8 | $23M | 356k | 64.61 | |
| Limited Brands | 0.8 | $23M | 749k | 30.73 | |
| Abercrombie & Fitch (ANF) | 0.8 | $22M | 389k | 57.63 | |
| Via | 0.8 | $22M | 553k | 39.61 | |
| Deluxe Corporation (DLX) | 0.8 | $22M | 942k | 23.02 | |
| Activision Blizzard | 0.8 | $22M | 1.8M | 12.44 | |
| Hewlett-Packard Company | 0.8 | $21M | 506k | 42.10 | |
| Navistar International Corporation | 0.8 | $21M | 362k | 57.91 | |
| Petrohawk Energy Corporation | 0.8 | $20M | 1.1M | 18.25 | |
| Aetna | 0.8 | $20M | 663k | 30.51 | |
| Savvis | 0.7 | $20M | 785k | 25.52 | |
| Pantry Inc note 3.000%11/1 | 0.7 | $19M | 20M | 0.97 | |
| Visa (V) | 0.7 | $19M | 273k | 70.38 | |
| Spansion | 0.7 | $19M | 911k | 20.70 | |
| Hertz Global Holdings | 0.7 | $18M | 1.2M | 14.49 | |
| Rio Tinto (RIO) | 0.7 | $18M | 249k | 71.66 | |
| Pride International | 0.7 | $18M | 538k | 33.00 | |
| Anixter International | 0.7 | $18M | 299k | 59.73 | |
| Schlumberger (SLB) | 0.7 | $18M | 210k | 83.50 | |
| Radian (RDN) | 0.7 | $18M | 2.2M | 8.07 | |
| Sealed Air (SEE) | 0.6 | $17M | 681k | 25.45 | |
| American Water Works (AWK) | 0.6 | $17M | 681k | 25.29 | |
| Lucent Technologies Inc dbcv 2.875% 6/1 | 0.6 | $17M | 18M | 0.95 | |
| Copart (CPRT) | 0.6 | $17M | 449k | 37.35 | |
| Walgreen Company | 0.6 | $17M | 427k | 38.96 | |
| Eastman Chemical Company (EMN) | 0.6 | $17M | 197k | 84.08 | |
| Gaylord Entertainment Company | 0.6 | $16M | 450k | 35.94 | |
| DigitalGlobe | 0.6 | $16M | 500k | 31.71 | |
| Cardinal Health (CAH) | 0.6 | $16M | 410k | 38.31 | |
| Service Corporation International (SCI) | 0.6 | $16M | 1.9M | 8.25 | |
| Schweitzer-Mauduit International (MATV) | 0.6 | $16M | 247k | 62.92 | |
| Hologic (HOLX) | 0.6 | $15M | 815k | 18.82 | |
| National-Oilwell Var | 0.6 | $16M | 230k | 67.25 | |
| Wynn Resorts (WYNN) | 0.6 | $15M | 147k | 103.84 | |
| Suncor Energy (SU) | 0.6 | $15M | 398k | 38.29 | |
| Transocean Inc note 1.500%12/1 | 0.6 | $15M | 15M | 0.99 | |
| Signet Jewelers (SIG) | 0.6 | $15M | 341k | 43.40 | |
| Medtronic | 0.5 | $15M | 392k | 37.09 | |
| Mosaic Company | 0.5 | $15M | 192k | 76.35 | |
| Sunpower Corp dbcv 1.250% 2/1 | 0.5 | $14M | 15M | 0.94 | |
| VCA Antech | 0.5 | $14M | 610k | 23.29 | |
| Equinix | 0.5 | $14M | 177k | 81.25 | |
| International Game Technology | 0.5 | $14M | 793k | 17.69 | |
| Key Energy Services | 0.5 | $14M | 1.1M | 12.98 | |
| Baker Hughes Incorporated | 0.5 | $13M | 223k | 57.17 | |
| Corn Products International | 0.5 | $13M | 273k | 45.99 | |
| Dress Barn | 0.5 | $13M | 481k | 26.42 | |
| Quest Diagnostics Incorporated (DGX) | 0.5 | $12M | 228k | 53.97 | |
| Rockwood Holdings | 0.5 | $12M | 314k | 39.12 | |
| Industries N shs - a - (LYB) | 0.5 | $12M | 359k | 34.40 | |
| Werner Enterprises (WERN) | 0.4 | $12M | 519k | 22.60 | |
| Norfolk Southern (NSC) | 0.4 | $12M | 182k | 62.82 | |
| Avnet (AVT) | 0.4 | $11M | 339k | 33.03 | |
| Xueda Education | 0.4 | $11M | 992k | 11.27 | |
| Advanced Micro Devices Inc note 5.750% 8/1 | 0.4 | $11M | 11M | 1.03 | |
| Tenet Healthcare Corporation | 0.4 | $11M | 1.6M | 6.69 | |
| Cirrus Logic (CRUS) | 0.4 | $11M | 664k | 15.98 | |
| Cytec Industries | 0.4 | $11M | 200k | 53.07 | |
| Embraer S A (ERJ) | 0.4 | $11M | 357k | 29.40 | |
| Hanesbrands (HBI) | 0.4 | $10M | 400k | 25.40 | |
| Kroger (KR) | 0.4 | $10M | 450k | 22.36 | |
| Murphy Oil Corporation (MUR) | 0.4 | $9.9M | 132k | 74.55 | |
| GeoEye | 0.3 | $9.5M | 225k | 42.39 | |
| Noranda Aluminum Holding Corporation | 0.3 | $9.5M | 650k | 14.60 | |
| Discover Financial Services (DFS) | 0.3 | $8.6M | 463k | 18.53 | |
| E.I. du Pont de Nemours & Company | 0.3 | $8.7M | 175k | 49.88 | |
| PSS World Medical | 0.3 | $8.6M | 382k | 22.60 | |
| Hasbro (HAS) | 0.3 | $8.2M | 174k | 47.19 | |
| Genworth Financial (GNW) | 0.3 | $8.1M | 616k | 13.14 | |
| Alliance Data Systems Corporation (BFH) | 0.3 | $8.0M | 113k | 71.02 | |
| Stanley Black & Decker (SWK) | 0.3 | $7.9M | 118k | 66.87 | |
| Asbury Automotive (ABG) | 0.3 | $7.6M | 411k | 18.48 | |
| OSI Systems (OSIS) | 0.3 | $7.3M | 200k | 36.37 | |
| Elan Corporation | 0.3 | $7.3M | 1.3M | 5.73 | |
| On Semiconductor Corp note 4/1 | 0.3 | $7.1M | 6.4M | 1.11 | |
| BE Aerospace | 0.3 | $6.9M | 186k | 37.03 | |
| Arrow Electronics (ARW) | 0.2 | $6.7M | 195k | 34.26 | |
| Boyd Gaming Corporation (BYD) | 0.2 | $6.4M | 600k | 10.60 | |
| Eaton Corporation | 0.2 | $6.5M | 64k | 101.52 | |
| First Republic Bank/san F (FRCB) | 0.2 | $6.6M | 225k | 29.12 | |
| Liberty Media | 0.2 | $6.2M | 395k | 15.77 | |
| Tyco International Ltd S hs | 0.2 | $6.2M | 150k | 41.44 | |
| Safeguard Scientifics Inc dbcv 2.625% 3/1 | 0.2 | $5.7M | 5.7M | 0.99 | |
| SPDR Gold Trust (GLD) | 0.2 | $5.6M | 40k | 138.75 | |
| DXP Enterprises (DXPE) | 0.2 | $5.7M | 237k | 24.00 | |
| QEP Resources | 0.2 | $5.6M | 153k | 36.30 | |
| Ual Corp dbcv 5.000% 2/0 | 0.2 | $5.3M | 5.3M | 1.00 | |
| Seacube Container Leasing | 0.2 | $5.0M | 355k | 14.06 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $4.8M | 40k | 120.08 | |
| DineEquity (DIN) | 0.2 | $4.9M | 100k | 49.38 | |
| Alkermes | 0.2 | $4.9M | 400k | 12.28 | |
| Amkor Technology Inc 2.50% 05/15/2011 cnv | 0.2 | $5.0M | 5.0M | 0.99 | |
| Willis Group Holdings | 0.2 | $4.6M | 132k | 34.63 | |
| Dex (DXCM) | 0.2 | $4.5M | 329k | 13.65 | |
| Acacia Research Corporation (ACTG) | 0.2 | $4.6M | 177k | 25.94 | |
| Ball Corporation (BALL) | 0.2 | $4.5M | 66k | 68.03 | |
| Dow Chemical Company | 0.2 | $4.3M | 125k | 34.15 | |
| Nordstrom (JWN) | 0.2 | $4.4M | 103k | 42.37 | |
| Stewart Enterprises | 0.2 | $4.2M | 626k | 6.69 | |
| PHH Corporation | 0.1 | $4.1M | 179k | 23.15 | |
| Ruby Tuesday | 0.1 | $3.9M | 300k | 13.06 | |
| Pier 1 Imports Inc note 6.375% 2/15/11 | 0.1 | $4.1M | 4.0M | 1.02 | |
| Marvell Technology Group | 0.1 | $4.1M | 221k | 18.55 | |
| BP Prudhoe Bay Royalty Trust (BPT) | 0.1 | $4.2M | 33k | 126.50 | |
| Masco Corp debt | 0.1 | $4.2M | 8.0M | 0.52 | |
| Huntsman Corporation (HUN) | 0.1 | $3.5M | 225k | 15.61 | |
| American Medical Systems Holdings | 0.1 | $3.1M | 167k | 18.86 | |
| Energy Conversion Devices In note 3.000% 6/1 | 0.1 | $3.0M | 4.0M | 0.75 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $2.6M | 55k | 47.06 | |
| Yamana Gold | 0.1 | $2.6M | 204k | 12.80 | |
| Danaher Corporation (DHR) | 0.1 | $2.3M | 49k | 47.20 | |
| Iamgold Corp (IAG) | 0.1 | $2.4M | 132k | 17.81 | |
| CEC Entertainment | 0.1 | $2.2M | 57k | 38.86 | |
| Atmel Corporation | 0.1 | $2.2M | 180k | 12.32 | |
| Broadcom Corporation | 0.1 | $2.2M | 50k | 43.54 | |
| OmniVision Technologies | 0.1 | $2.2M | 75k | 29.59 | |
| Tyco Electronics Ltd S hs | 0.1 | $1.8M | 50k | 35.43 | |
| McDermott International | 0.1 | $1.8M | 89k | 20.68 | |
| Worthington Industries (WOR) | 0.1 | $1.7M | 94k | 18.40 | |
| Cavium Networks | 0.1 | $1.5M | 41k | 37.69 | |
| Conmed Corp note 2.500%11/1 | 0.1 | $1.4M | 1.4M | 1.01 | |
| Immucor | 0.1 | $1.4M | 71k | 19.82 | |
| ACTUANT CORP CONVERTIBLE security | 0.1 | $1.3M | 963k | 1.35 | |
| Rf Microdevices Inc note 0.750% 4/1 | 0.0 | $825k | 750k | 1.10 | |
| W.R. Grace & Co. | 0.0 | $888k | 25k | 35.10 | |
| Regal-beloit Corporation (RRX) | 0.0 | $535k | 8.0k | 66.89 | |
| NetScout Systems (NTCT) | 0.0 | $574k | 25k | 22.96 | |
| United Stationers | 0.0 | $293k | 4.6k | 63.73 | |
| Kaiser Federal Financial (KFFG) | 0.0 | $345k | 30k | 11.62 | |
| Daqo New Energy | 0.0 | $287k | 28k | 10.14 |
