Ascend Capital as of March 31, 2011
Portfolio Holdings for Ascend Capital
Ascend Capital holds 167 positions in its portfolio as reported in the March 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Comcast Corporation | 5.9 | $161M | 7.0M | 23.22 | |
| Air Products & Chemicals (APD) | 3.9 | $107M | 1.2M | 90.18 | |
| Bank of America Corporation (BAC) | 3.4 | $93M | 7.0M | 13.33 | |
| MetLife (MET) | 3.1 | $84M | 1.9M | 44.73 | |
| Republic Services (RSG) | 2.5 | $67M | 2.2M | 30.04 | |
| Celanese Corporation (CE) | 2.1 | $57M | 1.3M | 44.37 | |
| BlackRock (BLK) | 1.7 | $47M | 231k | 201.01 | |
| Nii Hldgs Inc note 3.125% 6/1 | 1.5 | $42M | 42M | 1.01 | |
| NYSE Euronext | 1.5 | $41M | 1.2M | 35.17 | |
| Chemtura Corporation | 1.5 | $41M | 2.4M | 17.20 | |
| Unum (UNM) | 1.5 | $40M | 1.5M | 26.25 | |
| Prudential Financial (PRU) | 1.4 | $40M | 641k | 61.58 | |
| Baidu (BIDU) | 1.4 | $38M | 272k | 137.82 | |
| Huntsman Corporation (HUN) | 1.3 | $37M | 2.1M | 17.38 | |
| Time Warner Cable | 1.3 | $36M | 500k | 71.34 | |
| Valassis Communications | 1.3 | $35M | 1.2M | 29.14 | |
| Xerox Corporation | 1.1 | $31M | 2.9M | 10.65 | |
| Lucent Technologies Inc dbcv 2.875% 6/1 | 1.1 | $30M | 31M | 0.97 | |
| Seagate Technology Com Stk | 1.1 | $29M | 2.0M | 14.41 | |
| Molex Incorporated | 1.1 | $29M | 1.4M | 20.69 | |
| Avnet (AVT) | 1.1 | $29M | 854k | 34.09 | |
| Ldk Solar Co Ltd note 4.750% 4/1 | 1.1 | $29M | 29M | 1.00 | |
| JPMorgan Chase & Co. (JPM) | 1.0 | $28M | 600k | 46.10 | |
| Kellogg Company (K) | 1.0 | $27M | 500k | 53.98 | |
| American Express Company (AXP) | 1.0 | $27M | 594k | 45.20 | |
| Cme (CME) | 1.0 | $26M | 87k | 301.54 | |
| Tenet Healthcare Corporation | 0.9 | $26M | 3.5M | 7.45 | |
| Emerson Electric (EMR) | 0.9 | $25M | 435k | 58.43 | |
| United Technologies Corporation | 0.9 | $26M | 301k | 84.65 | |
| MGIC Investment (MTG) | 0.9 | $25M | 2.8M | 8.89 | |
| Manpower (MAN) | 0.9 | $25M | 401k | 62.88 | |
| Crocs (CROX) | 0.9 | $25M | 1.4M | 17.84 | |
| Bemis Company | 0.9 | $24M | 737k | 32.81 | |
| Ca | 0.9 | $24M | 1.0M | 24.18 | |
| 0.9 | $24M | 41k | 586.79 | ||
| Ace Limited Cmn | 0.8 | $23M | 350k | 64.70 | |
| CVS Caremark Corporation (CVS) | 0.8 | $22M | 650k | 34.32 | |
| Gaylord Entertainment Company | 0.8 | $23M | 650k | 34.68 | |
| Service Corporation International (SCI) | 0.8 | $21M | 1.9M | 11.06 | |
| Warner Chilcott Plc - | 0.8 | $21M | 915k | 23.26 | |
| Navistar International Corporation | 0.8 | $21M | 304k | 69.33 | |
| Pantry Inc note 3.000%11/1 | 0.7 | $20M | 20M | 1.00 | |
| Amgen (AMGN) | 0.7 | $20M | 370k | 53.45 | |
| Signet Jewelers (SIG) | 0.7 | $20M | 423k | 46.02 | |
| Seadrill | 0.7 | $19M | 524k | 36.07 | |
| Aetna | 0.7 | $18M | 489k | 37.43 | |
| Sunpower Corp dbcv 1.250% 2/1 | 0.7 | $18M | 18M | 0.98 | |
| Dover Corporation (DOV) | 0.7 | $18M | 272k | 65.74 | |
| Acacia Research Corporation (ACTG) | 0.6 | $18M | 510k | 34.35 | |
| Avery Dennison Corporation (AVY) | 0.6 | $17M | 409k | 41.96 | |
| General Electric Company | 0.6 | $16M | 800k | 20.05 | |
| Alpha Natural Resources | 0.6 | $16M | 271k | 59.37 | |
| Lear Corporation (LEA) | 0.6 | $16M | 326k | 48.87 | |
| Goldman Sachs (GS) | 0.6 | $16M | 100k | 158.59 | |
| Deluxe Corporation (DLX) | 0.6 | $16M | 602k | 26.54 | |
| Gardner Denver | 0.6 | $16M | 204k | 78.03 | |
| Ens | 0.6 | $16M | 268k | 57.84 | |
| VCA Antech | 0.6 | $16M | 622k | 25.17 | |
| Hertz Global Holdings | 0.6 | $16M | 1.0M | 15.63 | |
| Pfizer (PFE) | 0.6 | $15M | 750k | 20.31 | |
| Industries N shs - a - (LYB) | 0.6 | $15M | 388k | 39.55 | |
| Transocean Inc note 1.500%12/1 | 0.6 | $15M | 15M | 1.00 | |
| Tidewater | 0.6 | $15M | 252k | 59.85 | |
| Tyco International Ltd S hs | 0.6 | $15M | 337k | 44.77 | |
| Thermo Fisher Scientific (TMO) | 0.5 | $15M | 266k | 55.55 | |
| Apache Corporation | 0.5 | $14M | 110k | 130.92 | |
| Radian (RDN) | 0.5 | $14M | 2.0M | 6.81 | |
| Jarden Corporation | 0.5 | $13M | 375k | 35.57 | |
| Kohl's Corporation (KSS) | 0.5 | $13M | 250k | 53.04 | |
| Health Net | 0.5 | $13M | 401k | 32.70 | |
| Dow Chemical Company | 0.5 | $12M | 323k | 37.75 | |
| Fortune Brands | 0.5 | $12M | 200k | 61.89 | |
| American Water Works (AWK) | 0.5 | $12M | 439k | 28.05 | |
| Newell Rubbermaid (NWL) | 0.4 | $12M | 625k | 19.13 | |
| Walgreen Company | 0.4 | $12M | 300k | 40.14 | |
| GameStop (GME) | 0.4 | $12M | 536k | 22.52 | |
| Corn Products International | 0.4 | $12M | 227k | 51.82 | |
| BPZ Resources | 0.4 | $12M | 2.2M | 5.30 | |
| Stanley Black & Decker (SWK) | 0.4 | $12M | 150k | 76.60 | |
| Anheuser-Busch InBev NV (BUD) | 0.4 | $11M | 200k | 57.16 | |
| Bristol Myers Squibb (BMY) | 0.4 | $11M | 422k | 26.43 | |
| Stewart Enterprises | 0.4 | $11M | 1.5M | 7.64 | |
| Advanced Micro Devices Inc note 5.750% 8/1 | 0.4 | $11M | 11M | 1.03 | |
| NetApp (NTAP) | 0.4 | $11M | 225k | 48.15 | |
| SandRidge Energy | 0.4 | $11M | 845k | 12.80 | |
| Boeing Company (BA) | 0.4 | $10M | 139k | 73.93 | |
| Quest Diagnostics Incorporated (DGX) | 0.4 | $10M | 180k | 57.72 | |
| Frontline Limited Usd2.5 | 0.4 | $10M | 415k | 24.77 | |
| Ball Corporation (BALL) | 0.4 | $10M | 291k | 35.85 | |
| Hca Holdings (HCA) | 0.4 | $11M | 310k | 33.87 | |
| OSI Systems (OSIS) | 0.4 | $10M | 266k | 37.53 | |
| McDermott International | 0.4 | $10M | 400k | 25.39 | |
| Owens Corning (OC) | 0.4 | $9.8M | 272k | 35.99 | |
| Citi | 0.4 | $9.8M | 2.2M | 4.42 | |
| Williams Companies (WMB) | 0.4 | $10M | 320k | 31.18 | |
| Asbury Automotive (ABG) | 0.3 | $9.5M | 516k | 18.49 | |
| Rockwood Holdings | 0.3 | $9.5M | 192k | 49.22 | |
| Molson Coors Brewing Company (TAP) | 0.3 | $9.4M | 200k | 46.89 | |
| Mead Johnson Nutrition | 0.3 | $9.3M | 160k | 57.93 | |
| DXP Enterprises (DXPE) | 0.3 | $9.2M | 400k | 23.08 | |
| PolyOne Corporation | 0.3 | $9.0M | 635k | 14.21 | |
| TAL International | 0.3 | $9.1M | 250k | 36.27 | |
| Weight Watchers International | 0.3 | $8.8M | 125k | 70.10 | |
| Cablevision Systems Corporation | 0.3 | $8.7M | 250k | 34.61 | |
| Cash America International | 0.3 | $8.8M | 190k | 46.06 | |
| Teva Pharmaceutical Industries (TEVA) | 0.3 | $8.0M | 160k | 50.17 | |
| CarMax (KMX) | 0.3 | $8.0M | 250k | 32.09 | |
| Newfield Exploration | 0.3 | $7.8M | 102k | 76.02 | |
| Immucor | 0.3 | $7.7M | 388k | 19.78 | |
| GeoEye | 0.3 | $7.5M | 181k | 41.58 | |
| Elan Corporation | 0.3 | $7.5M | 1.1M | 6.88 | |
| Suncor Energy (SU) | 0.3 | $7.6M | 170k | 44.84 | |
| Triangle Petroleum Corporation | 0.3 | $7.6M | 910k | 8.30 | |
| Penn National Gaming (PENN) | 0.3 | $7.4M | 200k | 37.07 | |
| Dollar Financial | 0.3 | $7.5M | 360k | 20.75 | |
| Dex (DXCM) | 0.3 | $7.4M | 480k | 15.52 | |
| On Semiconductor Corp note 4/1 | 0.3 | $7.1M | 6.4M | 1.11 | |
| Baxter International (BAX) | 0.3 | $7.0M | 130k | 53.77 | |
| Xueda Education | 0.3 | $7.0M | 734k | 9.56 | |
| KBR (KBR) | 0.2 | $6.8M | 180k | 37.77 | |
| Sprint Nextel Corporation | 0.2 | $7.0M | 1.5M | 4.64 | |
| DineEquity (DIN) | 0.2 | $6.9M | 125k | 54.98 | |
| Kronos Worldwide (KRO) | 0.2 | $6.8M | 116k | 58.45 | |
| Textron (TXT) | 0.2 | $6.9M | 251k | 27.40 | |
| First Republic Bank/san F (FRCB) | 0.2 | $7.0M | 226k | 30.90 | |
| Cal Dive Intl Inc note 3.250%12/1 | 0.2 | $6.5M | 6.5M | 1.00 | |
| KB Home (KBH) | 0.2 | $6.5M | 519k | 12.44 | |
| PAREXEL International Corporation | 0.2 | $6.7M | 269k | 24.90 | |
| Wyndham Worldwide Corporation | 0.2 | $6.4M | 200k | 31.82 | |
| Kinross Gold Corp (KGC) | 0.2 | $6.3M | 400k | 15.75 | |
| Macy's (M) | 0.2 | $6.1M | 250k | 24.26 | |
| DigitalGlobe | 0.2 | $6.0M | 215k | 28.03 | |
| Halliburton Company (HAL) | 0.2 | $5.4M | 108k | 49.85 | |
| Patterson-UTI Energy (PTEN) | 0.2 | $5.4M | 183k | 29.38 | |
| Seacube Container Leasing | 0.2 | $5.5M | 346k | 16.01 | |
| AU Optronics | 0.2 | $5.1M | 579k | 8.78 | |
| Baker Hughes Incorporated | 0.2 | $5.1M | 70k | 73.43 | |
| Cadence Design Systems (CDNS) | 0.2 | $4.9M | 498k | 9.75 | |
| Amkor Technology Inc 2.50% 05/15/2011 cnv | 0.2 | $5.0M | 5.0M | 1.00 | |
| International Paper Company (IP) | 0.2 | $4.5M | 151k | 30.17 | |
| Hovnanian Enterprises | 0.2 | $4.7M | 1.3M | 3.53 | |
| Evercore Partners (EVR) | 0.2 | $4.7M | 137k | 34.29 | |
| ACI Worldwide (ACIW) | 0.2 | $4.5M | 136k | 32.81 | |
| Masco Corp debt | 0.1 | $4.2M | 8.0M | 0.53 | |
| Spansion | 0.1 | $4.1M | 222k | 18.68 | |
| Cliffs Natural Resources | 0.1 | $3.9M | 40k | 98.29 | |
| Ashland | 0.1 | $3.2M | 55k | 57.75 | |
| Marten Transport (MRTN) | 0.1 | $3.4M | 151k | 22.29 | |
| Albemarle Corporation (ALB) | 0.1 | $3.0M | 50k | 59.79 | |
| Noranda Aluminum Holding Corporation | 0.1 | $2.9M | 183k | 16.06 | |
| Interxion Holding | 0.1 | $3.0M | 231k | 12.99 | |
| Hanesbrands (HBI) | 0.1 | $2.7M | 100k | 27.05 | |
| Regal Entertainment | 0.1 | $2.7M | 200k | 13.49 | |
| James River Coal Company | 0.1 | $2.5M | 105k | 24.17 | |
| Rubicon Technology | 0.1 | $2.0M | 72k | 27.67 | |
| Astoria Financial Corporation | 0.1 | $1.6M | 113k | 14.37 | |
| Smart Modular Technologies | 0.1 | $1.6M | 200k | 7.76 | |
| Textainer Group Holdings | 0.1 | $1.6M | 44k | 37.14 | |
| Visteon Corporation (VC) | 0.1 | $1.7M | 27k | 62.50 | |
| Conmed Corp note 2.500%11/1 | 0.1 | $1.4M | 1.4M | 1.00 | |
| United States Steel Corporation (X) | 0.1 | $1.3M | 25k | 53.98 | |
| ACTUANT CORP CONVERTIBLE security | 0.1 | $1.4M | 963k | 1.49 | |
| Alcatel-Lucent | 0.0 | $1.2M | 200k | 5.81 | |
| Rf Microdevices Inc note 0.750% 4/1 | 0.0 | $788k | 750k | 1.05 | |
| Limited Brands | 0.0 | $629k | 19k | 32.91 | |
| Bunge | 0.0 | $216k | 3.0k | 72.05 | |
| Nelnet (NNI) | 0.0 | $315k | 14k | 21.81 |
