Ascend Capital as of June 30, 2011
Portfolio Holdings for Ascend Capital
Ascend Capital holds 162 positions in its portfolio as reported in the June 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Air Products & Chemicals (APD) | 4.3 | $119M | 1.2M | 95.58 | |
| Lucent Technologies Inc dbcv 2.875% 6/1 | 3.5 | $97M | 99M | 0.98 | |
| MetLife (MET) | 2.8 | $76M | 1.7M | 43.87 | |
| Xerox Corporation | 2.7 | $74M | 7.1M | 10.41 | |
| Republic Services (RSG) | 2.6 | $71M | 2.3M | 30.85 | |
| Huntsman Corporation (HUN) | 2.4 | $67M | 3.6M | 18.85 | |
| Wyndham Worldwide Corporation | 2.3 | $62M | 1.9M | 33.65 | |
| General Electric Company | 2.2 | $61M | 3.3M | 18.86 | |
| JPMorgan Chase & Co. (JPM) | 2.1 | $58M | 1.4M | 40.94 | |
| Ace Limited Cmn | 1.9 | $51M | 775k | 65.82 | |
| Prudential Financial (PRU) | 1.9 | $51M | 800k | 63.59 | |
| NYSE Euronext | 1.8 | $51M | 1.5M | 34.27 | |
| Valassis Communications | 1.7 | $46M | 1.5M | 30.30 | |
| Unum (UNM) | 1.6 | $44M | 1.7M | 25.48 | |
| Nii Hldgs Inc note 3.125% 6/1 | 1.5 | $42M | 42M | 1.00 | |
| Chemtura Corporation | 1.5 | $42M | 2.3M | 18.20 | |
| Cme (CME) | 1.5 | $41M | 141k | 291.60 | |
| Molex Incorporated | 1.4 | $38M | 1.8M | 21.48 | |
| Marathon Oil Corporation (MRO) | 1.2 | $34M | 646k | 52.68 | |
| Avnet (AVT) | 1.2 | $32M | 999k | 31.88 | |
| Industries N shs - a - (LYB) | 1.1 | $31M | 804k | 38.52 | |
| Eaton Corporation | 1.1 | $31M | 600k | 51.45 | |
| Te Connectivity Ltd for | 1.1 | $31M | 829k | 36.76 | |
| General Mills (GIS) | 1.0 | $28M | 753k | 37.22 | |
| Cablevision Systems Corporation | 1.0 | $27M | 750k | 36.21 | |
| Citigroup (C) | 1.0 | $27M | 655k | 41.64 | |
| Seadrill | 1.0 | $27M | 759k | 35.28 | |
| Hershey Company (HSY) | 0.9 | $26M | 454k | 56.85 | |
| Ens | 0.9 | $26M | 482k | 53.30 | |
| Via | 0.9 | $26M | 500k | 51.00 | |
| Pfizer (PFE) | 0.9 | $25M | 1.2M | 20.60 | |
| Service Corporation International (SCI) | 0.9 | $25M | 2.1M | 11.68 | |
| Comcast Corporation | 0.9 | $24M | 1.0M | 24.23 | |
| Suno | 0.9 | $24M | 577k | 41.71 | |
| Coca-cola Enterprises | 0.8 | $23M | 800k | 29.18 | |
| Teva Pharmaceutical Industries (TEVA) | 0.8 | $23M | 474k | 48.22 | |
| Corn Products International | 0.8 | $22M | 400k | 55.28 | |
| Aetna | 0.8 | $22M | 492k | 44.09 | |
| Ralcorp Holdings | 0.8 | $22M | 250k | 86.58 | |
| Wi-lan | 0.8 | $22M | 2.7M | 8.07 | |
| McDermott International | 0.8 | $22M | 1.1M | 19.81 | |
| Kraft Foods | 0.8 | $21M | 600k | 35.23 | |
| Dollar Financial | 0.8 | $21M | 960k | 21.65 | |
| Alpha Natural Resources | 0.7 | $20M | 440k | 45.44 | |
| Pantry Inc note 3.000%11/1 | 0.7 | $20M | 20M | 1.00 | |
| Yandex Nv-a (NBIS) | 0.7 | $20M | 568k | 35.51 | |
| Pepsi (PEP) | 0.7 | $20M | 281k | 70.43 | |
| Williams Companies (WMB) | 0.7 | $20M | 658k | 30.25 | |
| AFLAC Incorporated (AFL) | 0.7 | $19M | 400k | 46.68 | |
| Sunpower Corp dbcv 1.250% 2/1 | 0.7 | $18M | 18M | 0.99 | |
| Solutia | 0.7 | $18M | 787k | 22.85 | |
| Deluxe Corporation (DLX) | 0.6 | $18M | 712k | 24.71 | |
| Express | 0.6 | $17M | 791k | 21.80 | |
| VCA Antech | 0.6 | $17M | 805k | 21.20 | |
| Hca Holdings (HCA) | 0.6 | $17M | 518k | 33.00 | |
| Chesapeake Energy Corporation | 0.6 | $17M | 563k | 29.69 | |
| Kellogg Company (K) | 0.6 | $17M | 300k | 55.32 | |
| Warner Chilcott Plc - | 0.6 | $16M | 669k | 24.13 | |
| Temple-Inland | 0.6 | $16M | 543k | 29.74 | |
| Anixter International | 0.6 | $16M | 250k | 65.34 | |
| Xl Group | 0.6 | $16M | 705k | 21.98 | |
| Transocean Inc note 1.500%12/1 | 0.6 | $15M | 15M | 1.00 | |
| Phillips-Van Heusen Corporation | 0.6 | $15M | 233k | 65.47 | |
| Avery Dennison Corporation (AVY) | 0.5 | $15M | 386k | 38.63 | |
| Hologic Inc frnt 2.000%12/1 | 0.5 | $14M | 15M | 0.96 | |
| Occidental Petroleum Corporation (OXY) | 0.5 | $14M | 132k | 104.04 | |
| Noble Corporation Com Stk | 0.5 | $14M | 350k | 39.41 | |
| TreeHouse Foods (THS) | 0.5 | $14M | 250k | 54.61 | |
| Tenet Healthcare Corporation | 0.5 | $14M | 2.2M | 6.24 | |
| Hologic (HOLX) | 0.5 | $13M | 662k | 20.17 | |
| Jarden Corporation | 0.5 | $13M | 380k | 34.51 | |
| TAL International | 0.5 | $13M | 379k | 34.53 | |
| Discover Financial Services | 0.5 | $13M | 474k | 26.75 | |
| Apache Corporation | 0.5 | $13M | 103k | 123.39 | |
| Cash America International | 0.5 | $13M | 219k | 57.87 | |
| Tiffany & Co. | 0.4 | $12M | 153k | 78.52 | |
| Stewart Enterprises | 0.4 | $12M | 1.7M | 7.30 | |
| Nordstrom | 0.4 | $12M | 255k | 46.94 | |
| Morgan Stanley (MS) | 0.4 | $12M | 500k | 23.01 | |
| Rowan Companies | 0.4 | $11M | 288k | 38.81 | |
| Advanced Micro Devices Inc note 5.750% 8/1 | 0.4 | $11M | 11M | 1.03 | |
| United Parcel Service (UPS) | 0.4 | $11M | 150k | 72.93 | |
| Anadarko Petroleum Corporation | 0.4 | $11M | 143k | 76.76 | |
| SandRidge Energy | 0.4 | $11M | 1.0M | 10.66 | |
| Walter Energy | 0.4 | $11M | 95k | 115.79 | |
| Gardner Denver | 0.4 | $11M | 132k | 84.05 | |
| GeoEye | 0.4 | $11M | 284k | 37.40 | |
| Spirit AeroSystems Holdings (SPR) | 0.4 | $11M | 485k | 22.00 | |
| Crocs (CROX) | 0.4 | $11M | 407k | 25.75 | |
| KBR (KBR) | 0.4 | $10M | 274k | 37.69 | |
| American Water Works (AWK) | 0.4 | $10M | 353k | 29.45 | |
| CONSOL Energy | 0.4 | $10M | 208k | 48.48 | |
| Acacia Research Corporation (ACTG) | 0.4 | $10M | 279k | 36.69 | |
| Dover Corporation (DOV) | 0.3 | $9.7M | 143k | 67.80 | |
| Evercore Partners (EVR) | 0.3 | $9.7M | 292k | 33.32 | |
| Avatar Hldgs Inc note 7.500% 2/1 | 0.3 | $9.5M | 9.5M | 1.00 | |
| BPZ Resources | 0.3 | $9.3M | 2.8M | 3.28 | |
| Covidien | 0.3 | $9.1M | 170k | 53.23 | |
| Hertz Global Holdings | 0.3 | $8.8M | 551k | 15.88 | |
| Tidewater | 0.3 | $8.6M | 159k | 53.81 | |
| Oasis Petroleum | 0.3 | $8.4M | 283k | 29.68 | |
| Petroleo Brasileiro SA (PBR) | 0.3 | $8.2M | 243k | 33.86 | |
| DineEquity (DIN) | 0.3 | $7.8M | 150k | 52.27 | |
| OSI Systems (OSIS) | 0.3 | $8.0M | 186k | 43.00 | |
| Validus Holdings | 0.3 | $7.9M | 255k | 30.95 | |
| On Semiconductor Corp note 4/1 | 0.3 | $7.4M | 6.4M | 1.16 | |
| Cemex SAB de CV (CX) | 0.3 | $7.4M | 859k | 8.60 | |
| Ca | 0.3 | $7.2M | 316k | 22.84 | |
| James River Coal Company | 0.3 | $7.0M | 337k | 20.82 | |
| Cal Dive Intl Inc note 3.250%12/1 | 0.2 | $6.5M | 6.5M | 1.00 | |
| People's United Financial | 0.2 | $6.7M | 500k | 13.44 | |
| Nu Skin Enterprises (NUS) | 0.2 | $6.6M | 176k | 37.55 | |
| Century Aluminum Company (CENX) | 0.2 | $6.6M | 419k | 15.65 | |
| Rockwood Holdings | 0.2 | $6.7M | 121k | 55.28 | |
| Triangle Petroleum Corporation | 0.2 | $6.7M | 1.0M | 6.46 | |
| Invesco Mortgage Capital | 0.2 | $6.4M | 303k | 21.13 | |
| ConAgra Foods (CAG) | 0.2 | $6.1M | 238k | 25.81 | |
| Marten Transport (MRTN) | 0.2 | $6.0M | 279k | 21.60 | |
| WESCO International (WCC) | 0.2 | $5.8M | 107k | 54.09 | |
| Alterra Capital Holdings Lim | 0.2 | $5.7M | 255k | 22.30 | |
| Nelnet (NNI) | 0.2 | $5.4M | 245k | 22.06 | |
| Cummins (CMI) | 0.2 | $5.2M | 50k | 103.50 | |
| Arrow Electronics (ARW) | 0.2 | $5.1M | 123k | 41.49 | |
| Alere | 0.2 | $5.2M | 142k | 36.62 | |
| Embraer S A (EMBJ) | 0.2 | $4.8M | 157k | 30.78 | |
| Seacube Container Leasing | 0.2 | $5.0M | 292k | 17.18 | |
| Invesco (IVZ) | 0.2 | $4.3M | 182k | 23.40 | |
| Seagate Technology Com Stk | 0.1 | $4.0M | 250k | 16.16 | |
| Dex (DXCM) | 0.1 | $4.1M | 280k | 14.49 | |
| Masco Corp debt | 0.1 | $4.2M | 8.0M | 0.53 | |
| Radian (RDN) | 0.1 | $3.5M | 820k | 4.23 | |
| Innospec (IOSP) | 0.1 | $3.4M | 102k | 33.61 | |
| Stec | 0.1 | $3.6M | 212k | 17.01 | |
| Kronos Worldwide (KRO) | 0.1 | $3.4M | 109k | 31.44 | |
| Conceptus | 0.1 | $3.0M | 259k | 11.67 | |
| MGIC Investment (MTG) | 0.1 | $2.8M | 466k | 5.95 | |
| Exterran Holdings | 0.1 | $2.7M | 136k | 19.83 | |
| Thoratec Corporation | 0.1 | $2.8M | 85k | 32.83 | |
| Tyco International Ltd S hs | 0.1 | $2.5M | 50k | 49.45 | |
| Advance Auto Parts (AAP) | 0.1 | $2.1M | 35k | 58.51 | |
| Affymax (AFFY) | 0.1 | $2.2M | 324k | 6.87 | |
| Kindred Healthcare | 0.1 | $2.1M | 99k | 21.48 | |
| Medivation | 0.1 | $2.2M | 101k | 21.42 | |
| Rite Aid Corporation | 0.1 | $1.9M | 1.4M | 1.33 | |
| DigitalGlobe | 0.1 | $1.9M | 76k | 25.42 | |
| Timken Company (TKR) | 0.1 | $1.5M | 31k | 50.43 | |
| Textainer Group Holdings | 0.1 | $1.7M | 55k | 30.73 | |
| DXP Enterprises (DXPE) | 0.1 | $1.8M | 69k | 25.36 | |
| TravelCenters of America | 0.1 | $1.7M | 304k | 5.45 | |
| Conmed Corp note 2.500%11/1 | 0.1 | $1.5M | 1.4M | 1.02 | |
| Abaxis | 0.1 | $1.3M | 47k | 27.23 | |
| ACTUANT CORP CONVERTIBLE security | 0.1 | $1.3M | 963k | 1.38 | |
| Spreadtrum Communications | 0.0 | $1.0M | 64k | 15.77 | |
| Hldgs (UAL) | 0.0 | $1.1M | 50k | 22.65 | |
| D Cemex Sab De Cv | 0.0 | $1.2M | 141k | 8.60 | |
| Rf Microdevices Inc note 0.750% 4/1 | 0.0 | $788k | 750k | 1.05 | |
| Delta Air Lines (DAL) | 0.0 | $918k | 100k | 9.18 | |
| Steel Dynamics (STLD) | 0.0 | $813k | 50k | 16.25 | |
| Ashland | 0.0 | $559k | 8.7k | 64.52 | |
| Carriage Services (CSV) | 0.0 | $585k | 103k | 5.67 | |
| Star Scientific | 0.0 | $207k | 46k | 4.49 | |
| Albemarle Corporation (ALB) | 0.0 | $388k | 5.6k | 69.29 |
