Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2012

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 78 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Eaton Vance Risk Managed Diversified (ETJ) 17.4 $66M 6.2M 10.53
Liberty All-Star Equity Fund (USA) 9.9 $37M 7.7M 4.83
Gyrodyne Company of America 7.1 $27M 249k 108.63
Zweig Total Return 5.9 $22M 1.8M 12.66
American Strategic Income Portfolio III 4.5 $17M 2.3M 7.49
Thai Capital Fund 4.2 $16M 1.4M 11.67
Diamond Hill Finl Trnds Fd I 3.1 $12M 1.1M 11.21
Firsthand Tech Value (SVVC) 2.9 $11M 632k 17.44
Thai Fund 2.9 $11M 624k 17.57
MVC Capital 2.8 $11M 823k 12.80
Macquarie Global Infr Total Rtrn Fnd 2.6 $9.7M 509k 19.15
Australia Acquisition Corp 2.3 $8.8M 872k 10.07
Scg Finl Acquisition 2.2 $8.4M 851k 9.83
Imperial Holdings 2.2 $8.3M 2.4M 3.41
Myrexis (MYRX) 1.7 $6.4M 2.6M 2.43
Tri-Continental Corporation (TY) 1.7 $6.4M 392k 16.22
Nautilus Marine Acquisit Cor shsadded 1.5 $5.6M 565k 9.96
Universal Business Pmt Sol A 1.5 $5.5M 918k 6.03
Bgs Acquisition Corp unit 99/99/9999 1.4 $5.2M 525k 9.90
Healthcare Tr Amer Inc cl a 1.4 $5.1M 523k 9.78
Royce Value Trust (RVT) 1.3 $5.0M 380k 13.07
Boulder Growth & Income Fund (STEW) 1.2 $4.6M 708k 6.55
Royce Micro Capital Trust (RMT) 1.2 $4.5M 475k 9.45
Greater China Fund 1.2 $4.4M 388k 11.40
Boulder Total Return Fund 1.1 $4.1M 197k 20.62
Andina Acquisition 1.1 $4.0M 410k 9.80
Neuberger Berman Real Estate Sec (NRO) 1.0 $3.9M 826k 4.72
Cazador Acquisition Corporat 1.0 $3.7M 372k 10.04
New Ireland Fund 1.0 $3.7M 432k 8.50
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.9 $3.4M 289k 11.70
Swiss Helvetia Fund (SWZ) 0.8 $3.1M 286k 10.77
Infinity Cross Border Acquisition unit 0.8 $3.0M 364k 8.16
Adams Express Company (ADX) 0.8 $3.0M 261k 11.34
Prime Acquisition Corp 0.7 $2.8M 284k 9.87
Hyde Pk Acquisition Corp Ii 0.6 $2.2M 220k 10.05
China Growth Equity Inv 0.5 $2.0M 200k 9.91
Central Europe and Russia Fund (CEE) 0.5 $2.0M 59k 33.38
Roi Acquisition 0.5 $1.9M 200k 9.65
Blue Wolf Mongolia Holdings 0.5 $1.9M 194k 9.80
Mexico Equity and Income Fund (MXE) 0.4 $1.5M 119k 12.84
Global Eagle Acquisition Cor 0.4 $1.5M 154k 9.83
Dividend & Income 0.4 $1.4M 380k 3.64
India Fund (IFN) 0.3 $1.2M 52k 23.25
Equus Total Return (EQS) 0.3 $1.2M 559k 2.19
Bancroft Fund (BCV) 0.3 $1.1M 63k 16.78
Roberts Realty Investors 0.2 $960k 706k 1.36
Morgan Stanley Asia Pacific Fund 0.2 $851k 61k 13.96
Ellsworth Fund (ECF) 0.2 $691k 94k 7.35
Aberdeen Israel Fund 0.1 $579k 45k 12.89
American Realty Capital Prop 0.1 $566k 45k 12.51
THE GDL FUND Closed-End fund (GDL) 0.1 $464k 39k 11.80
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.1 $361k 20k 18.37
Promotora De Informaciones S adr cl b conv 0.1 $386k 181k 2.13
AUSTRALIA ACQUISITION Corp *w Exp99/99/999 warrant 0.1 $305k 1.2M 0.26
Cazador Acquisition Corporat *w exp 99/99/999 0.1 $267k 635k 0.42
Central Securities (CET) 0.1 $224k 11k 20.17
Korea Equity Fund 0.1 $221k 22k 9.93
Cohen & Steers infrastucture Fund (UTF) 0.1 $214k 12k 18.22
Virtus Total Return Fund Cef 0.1 $234k 60k 3.92
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.1 $174k 19k 9.12
Federated Enhanced Treasury 0.1 $184k 13k 14.26
Yahoo! 0.0 $160k 10k 16.00
Universal Business Pmt Sol A *w exp 05/09/201 0.0 $165k 918k 0.18
Spdr S&p 500 Etf Tr option 0.0 $111k 276k 0.40
Royce Focus Tr 0.0 $118k 18k 6.74
Nautilus Marine Acquisit Cor *w exp 06/17/201 0.0 $107k 565k 0.19
Andina Acquisition Corp *w exp 99/99/999 0.0 $107k 410k 0.26
Promotora De Informaciones Adr adr cl a 0.0 $82k 43k 1.89
Prime Acquisition Corp *w exp 99/99/999 0.0 $65k 218k 0.30
Blue Wolf Mongolia Holdings *w exp 07/20/201 0.0 $76k 194k 0.39
Roi Acquisition Corp *w exp 02/28/201 0.0 $72k 200k 0.36
Ishares Tr Index option 0.0 $33k 25k 1.32
Zion Oil & Gas (ZNOG) 0.0 $41k 18k 2.33
Global Eagle Acquisition Cor *w exp 05/13/201 0.0 $25k 100k 0.25
China Growth Equity Inv Ltd *w exp 99/99/999 0.0 $46k 200k 0.23
Yahoo Inc option 0.0 $5.0k 10k 0.50
India Globalization Capital 0.0 $7.8k 46k 0.17
Ishares Inc put 0.0 $8.2k 23k 0.36