Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2013

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 18 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Eaton Vance Risk Managed Diversified (ETJ) 23.5 $58M 4.6M 12.54
Zweig Total Return 10.1 $25M 1.9M 13.10
Swiss Helvetia Fund (SWZ) 9.6 $24M 1.7M 14.22
MVC Capital 7.2 $18M 1.4M 13.06
Firsthand Tech Value (SVVC) 7.1 $17M 710k 24.48
American Strategic Income Portfolio III 6.3 $15M 2.2M 6.92
Imperial Holdings 6.2 $15M 2.4M 6.33
Hf2 Financial Management 5.3 $13M 1.3M 10.12
Javelin Mtg Invt 4.6 $11M 956k 11.83
Gyrodyne Company of America 4.4 $11M 144k 74.90
Aquasition 3.7 $9.2M 916k 10.03
Collabrium Japan 2.5 $6.1M 600k 10.19
American Strategic Inco 2.4 $6.0M 737k 8.11
Bgs Acquisition Corp sh 2.1 $5.2M 525k 9.98
Cis Acquisition Ltd shs ser a 1.8 $4.4M 435k 10.10
Andina Acquisition 1.7 $4.1M 410k 10.07
RMK Strategic Income Fund 1.1 $2.7M 418k 6.35
Equus Total Return (EQS) 0.4 $1.0M 547k 1.89