Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2015

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 57 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
General American Investors (GAM) 18.4 $29M 938k 30.98
Advent/Claymore Enhanced Growth & Income 8.1 $13M 1.6M 8.20
Liberty All-Star Equity Fund (USA) 7.4 $12M 2.3M 5.08
Swiss Helvetia Fund (SWZ) 6.6 $10M 957k 10.86
Quinpario Acquisition Corp 2 *w exp 01/01/202 6.2 $9.8M 39k 249.99
Boulder Growth & Income Fund (STEW) 6.0 $9.5M 1.3M 7.45
Imperial Hldgs Inc conv 5.9 $9.3M 8.7M 1.07
New York Reit 5.6 $8.9M 880k 10.06
Tri-Continental Corporation (TY) 4.8 $7.7M 393k 19.50
Garnero Group Acquisition 3.7 $5.8M 586k 9.87
Central Securities (CET) 3.0 $4.8M 244k 19.76
Arowana Inc unit 99/99/9999 2.6 $4.1M 400k 10.17
Global Defense & Natl Sec Sy 2.3 $3.7M 352k 10.52
1347 Cap Corp unit 99/99/9999 1.6 $2.6M 254k 10.27
Managed High Yield Plus Fund 1.5 $2.4M 1.5M 1.61
Adams Express Company (ADX) 1.4 $2.2M 170k 12.75
Harmony Merger 1.3 $2.0M 201k 9.90
Terrapin 3 Acquisition 1.2 $2.0M 200k 9.88
Gyrodyne Llc Cmn (GYRO) 1.2 $2.0M 70k 28.04
Templeton Russia & East European Fund 1.2 $1.9M 196k 9.73
Pacholder High Yield 1.1 $1.8M 280k 6.32
Bancroft Fund (BCV) 1.1 $1.7M 93k 18.71
Federated Enhanced Treasury 1.0 $1.6M 117k 13.52
Electrum Spl Acquisition Cor unit 99/99/9999 0.9 $1.5M 150k 9.88
Cushing Mlp Total Return Fd Com New cef 0.7 $1.2M 99k 11.76
Cambridge Cap Acquisition 0.7 $1.2M 116k 9.97
Transamerica Income Shares 0.6 $870k 40k 21.65
Smart Balance 0.4 $671k 82k 8.19
THE GDL FUND Closed-End fund (GDL) 0.4 $639k 65k 9.80
Barington Hilco Acquisition unit 99/99/9999t 0.4 $636k 63k 10.18
Ellsworth Fund (ECF) 0.3 $516k 66k 7.83
Royce Value Trust (RVT) 0.2 $392k 34k 11.50
Quinpario Acquisition Corp 2 0.2 $389k 39k 9.88
Silver Bay Rlty Tr 0.2 $383k 24k 16.00
Caesars Acquisition Co cl a 0.2 $351k 50k 7.10
Alpine Total Dynamic Dividend Fund 0.2 $274k 37k 7.51
Quinpario Acquisition Corp 2 unit 01/01/2023 0.2 $263k 26k 10.27
Nuveen Global High (JGH) 0.1 $230k 16k 14.40
Jetpay 0.1 $215k 78k 2.77
Pangaea Logistics Solution L (PANL) 0.1 $168k 54k 3.09
Sino Mercury Acquisition Cor right 99/99/9999 0.1 $140k 275k 0.51
Garnero Group Acquisition Co unit 99/99/9999 0.1 $101k 10k 10.10
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.1 $92k 200k 0.46
MFS InterMarket Income Trust I 0.1 $78k 9.0k 8.62
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.1 $76k 586k 0.13
Resource Capital 0.0 $56k 5.0k 11.20
Harmony Merger Corp w exp 01/01/202 0.0 $60k 201k 0.30
Dt Asia Invts Ltd rights 03/30/2016 0.0 $51k 267k 0.19
Delaware Investments Dividend And Income 0.0 $36k 4.3k 8.34
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $29k 116k 0.25
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $24k 270k 0.09
C B Pharma Acquisition Corp right 06/17/2016 0.0 $23k 75k 0.31
Put Spdr S&p 500 Et Apr10 115.00 put options 0.0 $17k 10k 1.67
Delta Technology Hldgs Ltd *w exp 12/18/201 0.0 $8.4k 120k 0.07
Wheeler Real Estate Invt Tr *w exp 04/29/201 0.0 $2.1k 23k 0.09
C B Pharma Acquisition Corp *w exp 12/17/202 0.0 $5.0k 24k 0.21
Put Ishares Dj Us R Apr10 48.00 put options 0.0 $6.0k 22k 0.28