Brooklyn Capital Management

Bulldog Investors as of Dec. 31, 2015

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 92 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stewart Information Services Corporation (STC) 9.2 $42M 1.1M 37.33
LMP Real Estate Income Fund 6.6 $30M 2.3M 13.04
Winthrop Realty Trust 6.5 $30M 2.3M 12.97
Neuberger Berman Real Estate Sec (NRO) 5.3 $25M 4.9M 5.01
Virtus Total Return Fund Cef 4.8 $22M 1.1M 20.14
Ishares Tr option 4.1 $19M 30k 635.02
DWS Dreman Value Income Edge Fund 3.9 $18M 1.4M 13.06
Nuveen Long/short Commodity 3.9 $18M 1.2M 15.54
Global High Income Fund 3.6 $16M 1.9M 8.50
Hill International 3.3 $15M 3.9M 3.88
Emergent Cap 3.2 $15M 4.0M 3.69
Nuveen Global Value Opportunities Fund 3.1 $14M 1.3M 10.92
Advent/Claymore Enhanced Growth & Income 2.7 $13M 1.5M 8.27
Liberty All-Star Equity Fund (USA) 2.6 $12M 2.2M 5.35
General American Investors (GAM) 2.3 $10M 326k 31.94
MVC Capital 2.2 $10M 1.4M 7.37
Swiss Helvetia Fund (SWZ) 2.0 $9.2M 869k 10.56
Ishares Tr dj us real est 1.9 $8.7M 30k 295.02
Wheeler Real Estate Investme 1.8 $8.2M 4.3M 1.93
First Trust Active Dividend Income Fund 1.7 $8.0M 948k 8.46
Tri-Continental Corporation (TY) 1.7 $7.8M 389k 20.02
Boulder Growth & Income Fund (STEW) 1.7 $7.8M 1.0M 7.74
Imperial Hldgs Inc conv 1.7 $7.8M 9.2M 0.84
Garnero Group Acquisition 1.4 $6.5M 666k 9.81
Firsthand Tech Value (SVVC) 1.3 $6.1M 721k 8.51
DWS Global High Income Fund 1.3 $5.9M 778k 7.55
Managed High Yield Plus Fund 1.2 $5.5M 3.1M 1.76
Diversified Real Asset Inc F 1.1 $4.9M 318k 15.51
Dt Asia Invts 0.9 $4.4M 435k 10.05
Nuveen Diversified Commodty 0.9 $4.3M 476k 9.02
Full Circle Cap Corp 0.9 $4.1M 1.7M 2.47
Arowana Inc unit 99/99/9999 0.9 $4.0M 400k 10.05
Pacholder High Yield 0.8 $3.6M 593k 6.07
Crossroads Cap 0.8 $3.6M 1.1M 3.21
Pacific Spl Acquisition Corp unit 99/99/9999 0.7 $3.0M 300k 10.05
Source Capital (SOR) 0.6 $2.8M 42k 66.27
Bancroft Fund (BCV) 0.6 $2.7M 367k 7.27
Adams Express Company (ADX) 0.5 $2.1M 167k 12.83
Andina Acquisition Corp Ii unit 99/99/9999 0.4 $2.0M 205k 9.92
Terrapin 3 Acquisition 0.4 $2.0M 200k 9.86
Harmony Merger 0.4 $2.0M 200k 9.80
1347 Cap Corp unit 99/99/9999 0.4 $1.8M 175k 10.18
Fintech Acquisition Corp unit 99/99/9999 0.3 $1.5M 150k 10.14
First Trust/Aberdeen Global Opportunity (FAM) 0.3 $1.5M 145k 10.13
Gores Hldgs Inc unit 99/99/9999 0.3 $1.5M 150k 10.00
New York Reit 0.3 $1.4M 123k 11.50
Strategic Global Income Fund 0.3 $1.3M 153k 8.76
Smart Balance 0.3 $1.2M 112k 10.98
Gyrodyne Llc Cmn (GYRO) 0.3 $1.2M 47k 25.54
Electrum Spl Acquisition Cor 0.2 $1.0M 107k 9.64
E-compass Acquisition 0.2 $1.0M 100k 10.00
Equus Total Return (EQS) 0.2 $916k 512k 1.79
Preferred Apartment Communitie 0.2 $766k 59k 13.08
Gsv Cap Corp 0.2 $776k 83k 9.37
Putnam High Income Securities Fund 0.2 $762k 104k 7.31
Credit Suisse AM Inc Fund (CIK) 0.2 $755k 272k 2.78
1347 Cap 0.2 $755k 77k 9.86
Kearny Finl Corp Md (KRNY) 0.2 $760k 60k 12.67
Cushing Renaissance 0.1 $680k 48k 14.26
Zweig Total Return 0.1 $641k 53k 12.19
THE GDL FUND Closed-End fund (GDL) 0.1 $576k 58k 10.00
Royce Value Trust (RVT) 0.1 $519k 44k 11.77
Barington Hilco Acquisition 0.1 $521k 53k 9.83
Electrum Spl Acquisition Cor unit 99/99/9999 0.1 $466k 47k 9.96
Ellsworth Fund (ECF) 0.1 $388k 50k 7.75
Silver Bay Rlty Tr 0.1 $375k 24k 15.67
Quinpario Acquisition Corp 2 0.1 $334k 34k 9.71
Jetpay 0.1 $211k 78k 2.72
Quinpario Acquisition Corp 2 unit 01/01/2023 0.0 $192k 20k 9.77
Garnero Group Acquition Rts right 06/25/2016 0.0 $127k 529k 0.24
Alpine Total Dynamic Dividend Fund 0.0 $106k 14k 7.71
Delaware Investments Dividend And Income 0.0 $115k 13k 8.85
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $75k 579k 0.13
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $56k 200k 0.28
Pangaea Logistics Solution L (PANL) 0.0 $53k 20k 2.62
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $36k 200k 0.18
Dt Asia Invts Ltd rights 03/30/2016 0.0 $28k 251k 0.11
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $25k 254k 0.10
Harmony Merger Corp w exp 01/01/202 0.0 $60k 201k 0.30
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $24k 107k 0.22
Copsync 0.0 $62k 30k 2.07
Spdr S&p 500 Etf Tr option 0.0 $6.0k 7.2k 0.83
Spdr S&p 500 Etf Tr option 0.0 $16k 7.2k 2.22
Wheeler Real Estate Invt Tr *w exp 04/29/201 0.0 $920.000000 23k 0.04
1347 Cap Corp right 07/21/2016 0.0 $2.3k 77k 0.03
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $11k 77k 0.14
C B Pharma Acquisition Corp right 06/17/2016 0.0 $15k 75k 0.20
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $6.9k 34k 0.20
Barington Hilco Acquisition right 02/13/2017 0.0 $9.0k 53k 0.17
Barington Hilco Acquisition *w exp 02/11/201 0.0 $5.8k 53k 0.11
C B Pharma Acquisition Corp *w exp 12/17/202 0.0 $4.0k 24k 0.17
Copsync Inc *w exp 11/12/202 0.0 $15k 30k 0.50