Brooklyn Capital Management

Bulldog Investors as of March 31, 2016

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 92 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stewart Information Services Corporation (STC) 9.6 $41M 1.1M 36.35
LMP Real Estate Income Fund (Principal) 8.0 $34M 2.5M 13.64
Winthrop Realty Trust 7.6 $32M 2.5M 13.10
Neuberger Berman Real Estate Sec (NRO) 6.3 $27M 5.3M 5.09
Nuveen Long/short Commodity 5.1 $22M 1.5M 15.05
Nuveen Global Value Opportunities Fund 4.8 $21M 1.9M 10.94
Deutsche High Income Opport 4.5 $19M 1.4M 13.30
Global High Income Fund 4.2 $18M 2.1M 8.68
Emergent Cap 3.8 $16M 4.0M 4.03
Virtus Total Return Fund Cef 3.6 $15M 3.6M 4.24
First Trust Active Dividend Income Fund 3.2 $14M 1.6M 8.66
Hill International 3.0 $13M 3.9M 3.34
Advent/Claymore Enhanced Growth & Income 2.8 $12M 1.5M 8.20
MVC Capital 2.4 $10M 1.4M 7.45
Swiss Helvetia Fund (SWZ) 2.0 $8.5M 840k 10.15
Imperial Holdings Incift 8 1/2 02/15/19 Bond (Principal) 1.9 $8.1M 9.2M 0.87
Managed High Yield Plus Fund 1.8 $7.5M 4.2M 1.78
Garnero Group Acquisition 1.6 $6.8M 683k 9.93
Tri-Continental Corporation (TY) 1.5 $6.3M 314k 19.99
Dws Global High Income Fund 1.4 $6.0M 777k 7.72
General American Investors (GAM) 1.4 $5.9M 189k 31.31
Dt Asia Invts 1.3 $5.6M 556k 10.15
Nuveen Diversified Commodty 1.3 $5.5M 622k 8.85
Wheeler Real Estate Investme 1.2 $5.3M 4.3M 1.24
Pacholder High Yield 1.0 $4.5M 704k 6.35
Liberty All-Star Equity Fund (USA) 1.0 $4.2M 851k 4.97
Full Circle Cap Corp 1.0 $4.2M 1.7M 2.56
Arowana SHS 0.9 $4.0M 400k 9.97
Firsthand Tech Value (SVVC) 0.8 $3.4M 459k 7.50
Boulder Growth & Income Fund (STEW) 0.8 $3.4M 427k 7.92
Pacific Special Acquisition SHS 0.7 $3.0M 300k 10.02
Source Capital (SOR) 0.7 $2.9M 83k 35.63
Cushing Renaissance 0.7 $2.9M 210k 13.98
Crossroads Cap 0.7 $2.9M 1.1M 2.61
Central Securities (CET) 0.6 $2.6M 138k 19.20
1347 Cap 0.6 $2.5M 253k 9.89
First Trust Aberdeen Global Com Shr (FAM) 0.5 $2.2M 201k 10.94
Adams Express Company (ADX) 0.5 $2.1M 167k 12.70
Terrapin 3 Acquisition 0.5 $2.0M 200k 9.90
Andina Acquisition Corp Ii SHS 0.5 $2.0M 204k 9.69
New York Reit 0.4 $1.7M 168k 10.10
Fintech Acquisition 0.4 $1.5M 153k 10.05
Gores Hldgs Inc cl a 0.3 $1.5M 150k 9.69
Strategic Global Income Fund 0.3 $1.3M 151k 8.91
Bancroft Fund (BCV) 0.3 $1.3M 70k 17.96
Putnam High Income Securitie Shs Ben Int 0.3 $1.1M 156k 7.31
E Compass Acquisition Corp ord 0.2 $1.0M 100k 10.04
Korea Equity Fund 0.2 $897k 113k 7.94
Equus Total Return (EQS) 0.2 $794k 497k 1.60
Jpmorgan China Region 0.2 $787k 53k 14.74
Kearny Finl Corp Md (KRNY) 0.2 $741k 60k 12.35
THE GDL FUND Closed-End fund (GDL) 0.2 $703k 70k 10.02
Barington Hilco Acquisition 0.1 $554k 56k 9.92
Quinpario Acquisition Corp 2 0.1 $548k 56k 9.77
Royce Value Trust (RVT) 0.1 $516k 44k 11.70
Gsv Cap Corp 0.1 $455k 81k 5.64
Credit Suisse AM Inc Fund (CIK) 0.1 $426k 149k 2.86
Delaware Investments Dividend And Income 0.1 $297k 33k 9.09
Ellsworth Fund (ECF) 0.1 $267k 35k 7.60
Wl Ross Hldg Corp Com Shs 0.1 $251k 25k 10.04
Atlantic Alliance Partner SHS 0.0 $209k 20k 10.45
Jetpay 0.0 $158k 68k 2.31
Singapore Fund 0.0 $129k 14k 8.96
Arowana Right 01/01/2017 0.0 $94k 400k 0.23
Garnero Group Acquisitio-rts Rights 0.0 $91k 536k 0.17
1347 Cap Corp Right 07/21/2016 0.0 $84k 253k 0.33
Copsync Com New 0.0 $54k 30k 1.80
Terrapin 3 Acquisition-cw19 Warrants 0.0 $53k 200k 0.27
Dt Asia Investments Ltd-rts Right 03/30/2016 0.0 $51k 261k 0.20
1347 Cap Corp *w Exp 07/15/202 0.0 $49k 253k 0.19
Ishares Us Real 01/15/2016 75.50 Call Options Call Option 0.0 $49k 35k 1.41
Andina Acquisition Corp Ii Right 09/01/2017 0.0 $48k 204k 0.23
Garnero Group Acquisit-cw19 *w Exp 06/24/201 0.0 $46k 587k 0.08
Fintech Acquisition Corp *w Exp 02/19/202 0.0 $44k 77k 0.57
Pacific Special Acquisition Right 03/15/2017 0.0 $41k 300k 0.14
Harmony Merger Corp-warrant *w Exp 01/01/202 (Principal) 0.0 $39k 201k 0.19
Gores Holdings *w Exp 08/13/202 0.0 $37k 150k 0.25
Arowana *w Exp 04/29/202 0.0 $32k 400k 0.08
Electrum Spl Acquisition Cor *w Exp 99/99/999 0.0 $31k 151k 0.21
Pacific Special Acquisition *w Exp 10/20/202 0.0 $26k 300k 0.09
E-compass Acquisition Corp Right 02/18/2017 0.0 $22k 100k 0.22
Andina Acquisition Corp Ii *w Exp 11/23/202 0.0 $20k 204k 0.10
Ar Capital Acquisition-cw19 *w Exp 10/06/201 0.0 $19k 200k 0.09
Copsync *w Exp 11/12/202 0.0 $16k 30k 0.53
Dt Asia Invts Ltd Wt 033021 *w Exp 03/29/202 0.0 $13k 261k 0.05
Barington Hilco Acquisition Rights 0.0 $11k 56k 0.20
Quinpario Acquisition C-cw23 *w Exp 01/01/202 0.0 $11k 56k 0.20
Barington Hilco Acquisition *w Exp 02/11/201 0.0 $6.0k 56k 0.11
Cb Pharma Acquisition-rts Rights 0.0 $6.0k 75k 0.08
C B Pharma Acquisition Corp Warrants 0.0 $6.0k 75k 0.08
Ishares Us Real 01/15/2016 73.00 Put Options Put Option 0.0 $998.760000 35k 0.03
Wheeler Real Estate Investme *w Exp 04/29/201 0.0 $0 17k 0.00