Brooklyn Capital Management

Bulldog Investors as of June 30, 2016

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 89 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stewart Information Services Corporation (STC) 12.0 $47M 1.1M 41.41
Neuberger Berman Real Estate Sec (NRO) 8.3 $32M 5.7M 5.68
Nuveen Global Value Opportunities Fund 6.5 $25M 2.2M 11.67
Winthrop Realty Trust 5.8 $23M 2.6M 8.79
Nuveen Long/short Commodity 5.6 $22M 1.5M 14.84
Virtus Total Return Fund Cef 5.2 $20M 4.4M 4.64
Deutsche High Income Opport 4.4 $17M 1.2M 13.60
Hill International 4.1 $16M 3.9M 4.07
First Trust Active Dividend Income Fund 3.9 $15M 1.7M 8.99
Emergent Cap 3.5 $14M 4.0M 3.36
Advent/Claymore Enhanced Growth & Income 3.1 $12M 1.5M 8.19
MVC Capital 2.9 $11M 1.4M 8.04
Swiss Helvetia Fund (SWZ) 2.7 $11M 1.0M 10.35
Pacholder High Yield 2.7 $10M 1.5M 7.08
Cushing Renaissance 2.1 $8.3M 529k 15.67
Imperial Hldgs Inc conv 2.0 $7.9M 9.2M 0.85
Wheeler Real Estate Investme 1.7 $6.7M 4.3M 1.54
Tri-Continental Corporation (TY) 1.7 $6.4M 314k 20.54
Lazard Global Total Return & Income Fund (LGI) 1.7 $6.5M 493k 13.08
Nuveen Diversified Commodty 1.6 $6.1M 622k 9.82
General American Investors (GAM) 1.5 $5.8M 187k 30.82
New York Reit 1.3 $4.9M 531k 9.25
First Trust/Aberdeen Global Opportunity (FAM) 1.2 $4.7M 411k 11.44
Full Circle Cap Corp 1.1 $4.5M 1.7M 2.70
Liberty All-Star Equity Fund (USA) 1.1 $4.3M 851k 5.02
Arowana 1.0 $4.0M 400k 10.06
Boulder Growth & Income Fund (STEW) 0.9 $3.5M 427k 8.11
Pacific Spl Acquisition Corp 0.8 $3.1M 300k 10.22
Central Securities (CET) 0.7 $2.7M 138k 19.64
Putnam High Income Securities Fund 0.7 $2.6M 345k 7.67
Firsthand Tech Value (SVVC) 0.6 $2.4M 316k 7.45
1347 Cap 0.6 $2.3M 253k 9.26
Crossroads Cap 0.6 $2.3M 1.1M 2.06
Korea Equity Fund 0.6 $2.2M 278k 7.86
Dws Global High Income Fund 0.6 $2.2M 269k 8.13
Adams Express Company (ADX) 0.5 $2.1M 167k 12.67
Terrapin 3 Acquisition 0.5 $2.0M 200k 9.96
Andina Acquisition Corp Ii 0.5 $2.0M 204k 9.73
Fintech Acquisition 0.4 $1.5M 153k 10.00
Gores Hldgs Inc cl a 0.4 $1.5M 150k 9.70
Bancroft Fund (BCV) 0.3 $1.3M 40k 32.74
Credit Suisse AM Inc Fund (CIK) 0.3 $1.2M 403k 2.93
Royce Value Trust (RVT) 0.3 $1.0M 88k 11.77
E Compass Acquisition Corp ord 0.3 $1.0M 100k 10.15
Jpmorgan China Region 0.2 $961k 63k 15.20
Equus Total Return (EQS) 0.2 $885k 497k 1.78
Deutsche High Income Tr 0.1 $594k 68k 8.78
THE GDL FUND Closed-End fund (GDL) 0.1 $535k 54k 9.93
Quinpario Acquisition Corp 2 0.1 $555k 56k 9.89
Barington Hilco Acquisition 0.1 $509k 56k 9.12
Deutsche Multi-mkt Income Tr Shs cef 0.1 $461k 57k 8.14
Gsv Cap Corp 0.1 $405k 81k 5.02
Jetpay 0.1 $350k 154k 2.28
Kearny Finl Corp Md (KRNY) 0.1 $315k 25k 12.60
Ellsworth Fund (ECF) 0.1 $277k 35k 7.89
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $234k 22k 10.70
Atlantic Alliance Partner 0.1 $208k 20k 10.40
Asia Tigers Fund 0.0 $142k 15k 9.60
Singapore Fund 0.0 $158k 18k 9.01
Ishares Tr option 0.0 $110k 61k 1.80
1347 Cap Corp right 07/21/2016 0.0 $65k 250k 0.26
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $80k 250k 0.32
Dt Asia Invts Ltd rights 03/30/2016 0.0 $94k 261k 0.36
Arowana Inc right 01/01/2017 0.0 $72k 400k 0.18
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $63k 300k 0.21
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $42k 200k 0.21
Garnero Group Acquition Rts right 06/25/2016 0.0 $48k 536k 0.09
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $24k 587k 0.04
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $29k 261k 0.11
Harmony Merger Corp w exp 01/01/202 0.0 $40k 201k 0.20
Fintech Acquisition Corp *w exp 02/19/202 0.0 $34k 43k 0.79
Arowana Inc *w exp 04/29/202 0.0 $32k 400k 0.08
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $35k 151k 0.23
Andina Acquisition Corp-rts right 09/01/2017 0.0 $36k 201k 0.18
Copsync 0.0 $39k 30k 1.30
Gores Hldgs Inc *w exp 08/13/202 0.0 $38k 150k 0.25
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $30k 300k 0.10
E Compass Acquisition Corp right 02/18/2017 0.0 $24k 100k 0.24
Spdr S&p 500 Etf Tr option 0.0 $3.0k 10k 0.30
Spdr S&p 500 Etf Tr option 0.0 $8.0k 10k 0.80
Ishares Tr dj us real est 0.0 $999.000000 11k 0.09
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $14k 205k 0.07
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $10k 56k 0.18
Barington Hilco Acquisition right 02/13/2017 0.0 $7.8k 56k 0.14
Barington Hilco Acquisition *w exp 02/11/201 0.0 $3.9k 56k 0.07
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $16k 201k 0.08
Copsync Inc *w exp 11/12/202 0.0 $8.1k 30k 0.27
Origo Acquisition Corp *w exp 12/17/202 0.0 $5.3k 75k 0.07
Origo Acquisition Corp-rts right 12/12/2016 0.0 $11k 75k 0.15