Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2016

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 84 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stewart Information Services Corporation (STC) 10.2 $45M 1.0M 44.45
Nuveen Global Value Opportunities Fund 7.4 $33M 2.8M 11.94
Neuberger Berman Real Estate Sec (NRO) 7.3 $32M 5.7M 5.69
Virtus Total Return Fund Cef 5.4 $24M 5.0M 4.74
New York Reit 5.1 $23M 2.5M 9.15
First Trust Active Dividend Income Fund 4.5 $20M 2.2M 9.11
Nuveen Long/short Commodity 4.4 $19M 1.5M 13.22
Swiss Helvetia Fund (SWZ) 4.1 $18M 1.7M 10.69
Hill International 4.0 $18M 3.9M 4.61
Deutsche High Income Opport 3.2 $14M 1.0M 14.15
Lazard Global Total Return & Income Fund (LGI) 2.8 $12M 888k 13.97
Advent/Claymore Enhanced Growth & Income 2.8 $12M 1.5M 8.35
Emergent Cap 2.7 $12M 4.0M 2.93
MVC Capital 2.6 $11M 1.4M 8.29
Cushing Renaissance 2.4 $11M 636k 16.53
Pacholder High Yield 2.1 $9.4M 1.3M 7.13
First Trust/Aberdeen Global Opportunity 2.0 $9.1M 768k 11.78
Clough Global Equity Fund closed-end fund (GLQ) 2.0 $8.8M 773k 11.35
Imperial Hldgs Inc conv 1.8 $8.0M 9.2M 0.87
Tri-Continental Corporation (TY) 1.5 $6.7M 314k 21.38
Wheeler Real Estate Investme 1.5 $6.6M 3.7M 1.75
Stellar Acquisition Iii Inc unit 03/22/2022 1.5 $6.5M 653k 9.97
General American Investors (GAM) 1.4 $6.2M 189k 32.65
Nuveen Diversified Commodty 1.3 $5.6M 622k 9.07
Deutsche High Income Tr 1.1 $4.8M 496k 9.71
Japan Smaller Capitalizaion Fund (JOF) 1.1 $4.8M 445k 10.78
Korea Equity Fund 1.1 $4.8M 555k 8.57
Full Circle Cap Corp 1.0 $4.6M 1.8M 2.64
Putnam High Income Securities Fund 1.0 $4.5M 567k 8.02
Liberty All-Star Equity Fund (USA) 1.0 $4.4M 851k 5.18
Arowana 0.9 $4.1M 400k 10.19
M I Acquisitions Inc unit 99/99/9999 0.9 $3.9M 390k 10.02
Boulder Growth & Income Fund (STEW) 0.8 $3.6M 427k 8.38
Pacific Spl Acquisition Corp 0.7 $3.1M 300k 10.25
Central Securities (CET) 0.7 $2.9M 138k 21.24
Firsthand Tech Value (SVVC) 0.6 $2.5M 315k 7.85
Jpmorgan China Region 0.5 $2.3M 133k 17.23
Crossroads Cap 0.5 $2.3M 1.1M 2.06
Adams Express Company (ADX) 0.5 $2.2M 167k 13.15
Credit Suisse AM Inc Fund (CIK) 0.5 $2.1M 669k 3.14
Andina Acquisition Corp Ii 0.5 $2.0M 201k 9.88
M Iii Acquisition Corp unit 99/99/9999t 0.4 $1.6M 165k 9.80
Royce Value Trust (RVT) 0.2 $1.1M 88k 12.66
E Compass Acquisition Corp ord 0.2 $1.0M 100k 10.24
Equus Total Return (EQS) 0.2 $925k 497k 1.86
Singapore Fund 0.2 $875k 93k 9.37
Tecnoglass (TGLS) 0.2 $876k 73k 12.04
Asia Tigers Fund 0.2 $833k 83k 10.06
Morgan Stanley Asia Pacific Fund 0.2 $746k 49k 15.09
Deutsche Multi-mkt Income Tr Shs cef 0.1 $609k 71k 8.55
Coty Inc Cl A (COTY) 0.1 $588k 25k 23.52
Barington Hilco Acquisition 0.1 $512k 51k 10.07
Quinpario Acquisition Corp 2 0.1 $506k 51k 9.90
Gsv Cap Corp 0.1 $381k 81k 4.72
Jetpay 0.1 $388k 144k 2.69
Ellsworth Fund (ECF) 0.1 $279k 34k 8.18
THE GDL FUND Closed-End fund (GDL) 0.1 $284k 29k 9.93
Atlantic Alliance Partner 0.1 $210k 20k 10.50
New Ireland Fund 0.0 $171k 14k 12.23
Delaware Investments Dividend And Income 0.0 $139k 14k 9.89
Harmony Merger Corp w exp 01/01/202 0.0 $111k 201k 0.55
Arowana Inc right 01/01/2017 0.0 $72k 400k 0.18
Medallion Financial (MFIN) 0.0 $42k 10k 4.20
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $36k 200k 0.18
Arowana Inc *w exp 04/29/202 0.0 $40k 400k 0.10
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $44k 151k 0.29
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $32k 201k 0.16
Andina Acquisition Corp-rts right 09/01/2017 0.0 $56k 201k 0.28
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $39k 300k 0.13
E Compass Acquisition Corp right 02/18/2017 0.0 $55k 100k 0.55
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $60k 300k 0.20
China Lending Corp *w exp 03/30/202 0.0 $50k 251k 0.20
Spdr S&p 500 Etf Tr option 0.0 $12k 16k 0.75
Ishares Tr dj us real est 0.0 $1.0k 13k 0.08
Ishares Tr option 0.0 $13k 25k 0.52
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $12k 200k 0.06
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $9.2k 51k 0.18
Barington Hilco Acquisition right 02/13/2017 0.0 $8.1k 51k 0.16
Barington Hilco Acquisition *w exp 02/11/201 0.0 $5.1k 51k 0.10
Copsync 0.0 $21k 30k 0.70
Copsync Inc *w exp 11/12/202 0.0 $3.0k 30k 0.10
Gores Hldgs Inc *w exp 08/13/202 0.0 $19k 22k 0.88
Origo Acquisition Corp *w exp 12/17/202 0.0 $8.3k 75k 0.11
Origo Acquisition Corp-rts right 12/12/2016 0.0 $14k 75k 0.19