Brooklyn Capital Management

Bulldog Investors as of Dec. 31, 2016

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 81 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stewart Information Services Corporation (STC) 12.0 $47M 1.0M 46.08
Neuberger Berman Real Estate Sec (NRO) 7.5 $30M 5.5M 5.37
New York Reit 6.9 $27M 2.7M 10.12
Virtus Total Return Fund Cef 5.7 $22M 5.0M 4.47
Swiss Helvetia Fund (SWZ) 4.7 $18M 1.8M 10.21
Hill International 4.3 $17M 3.9M 4.35
Deutsche High Income Opport 3.7 $15M 1.0M 14.41
Advent/Claymore Enhanced Growth & Income 3.1 $12M 1.5M 8.30
MVC Capital 3.0 $12M 1.4M 8.58
Clough Global Equity Fund closed-end fund (GLQ) 3.0 $12M 1.1M 11.13
Japan Smaller Capitalizaion Fund (JOF) 2.9 $11M 1.2M 9.72
Lazard Global Total Return & Income Fund (LGI) 2.9 $11M 817k 13.74
Cushing Renaissance 2.7 $10M 599k 17.38
Pacholder High Yield 2.6 $10M 1.4M 7.20
Putnam High Income Securities Fund 2.5 $9.9M 1.2M 8.20
First Trust/Aberdeen Global Opportunity (FAM) 2.3 $8.9M 795k 11.16
Tri-Continental Corporation (TY) 1.8 $6.9M 314k 22.05
Stellar Acquisition Iii Inc unit 03/22/2022 1.7 $6.7M 653k 10.30
Imperial Hldgs Inc conv 1.7 $6.7M 9.2M 0.72
Central Securities (CET) 1.4 $5.6M 405k 13.77
Liberty All-Star Equity Fund (USA) 1.4 $5.5M 1.1M 5.16
Great Elm Cap 1.4 $5.5M 470k 11.67
Jpmorgan China Region 1.4 $5.3M 338k 15.58
Korea Equity Fund 1.3 $5.0M 674k 7.41
Emergent Cap 1.2 $4.9M 4.0M 1.21
Wheeler Real Estate Investme 1.1 $4.4M 2.6M 1.70
Credit Suisse AM Inc Fund (CIK) 1.1 $4.2M 1.3M 3.16
M I Acquisitions Inc unit 99/99/9999 1.0 $4.0M 390k 10.16
Boulder Growth & Income Fund (STEW) 1.0 $3.8M 427k 8.94
Blackrock Debt Strat (DSU) 1.0 $3.8M 337k 11.34
Delaware Enhanced Glbl. Div. & Inc. Fund 0.8 $3.1M 309k 10.11
Pacific Spl Acquisition Corp 0.8 $3.1M 300k 10.32
Singapore Fund 0.7 $2.6M 305k 8.66
M Iii Acquisition Corp unit 99/99/9999t 0.7 $2.6M 265k 9.87
Avista Healthcare Pub Acq Co unit 99/99/9999 0.7 $2.5M 250k 10.12
Crossroads Cap 0.6 $2.4M 1.1M 2.13
New Ireland Fund 0.6 $2.3M 188k 11.97
Morgan Stanley Asia Pacific Fund 0.6 $2.2M 106k 21.14
Firsthand Tech Value (SVVC) 0.6 $2.1M 279k 7.67
Adams Express Company (ADX) 0.5 $2.1M 167k 12.71
Andina Acquisition Corp Ii 0.5 $2.0M 201k 9.93
Delaware Investments Dividend And Income 0.5 $1.9M 193k 9.98
Hunter Maritime Acquisition unit 99/99/9999 0.5 $1.9M 189k 10.15
Royce Value Trust (RVT) 0.4 $1.6M 118k 13.39
General American Investors (GAM) 0.4 $1.5M 49k 31.18
Asia Tigers Fund 0.3 $1.3M 145k 9.16
Equus Total Return (EQS) 0.3 $999k 497k 2.01
E Compass Acquisition Corp ord 0.3 $1.0M 100k 10.18
Tecnoglass (TGLS) 0.2 $891k 73k 12.25
Deutsche Multi-mkt Income Tr Shs cef 0.2 $855k 100k 8.52
Morgan Stanley Emerging Markets Fund 0.2 $739k 56k 13.18
Ellsworth Fund (ECF) 0.2 $637k 77k 8.27
Coty Inc Cl A (COTY) 0.1 $521k 29k 18.30
Quinpario Acquisition Corp 2 0.1 $508k 51k 9.94
Barington Hilco Acquisition 0.1 $516k 51k 10.15
First Trust Enhanced Equity Income Fund (FFA) 0.1 $427k 32k 13.50
Herzfeld Caribbean Basin (CUBA) 0.1 $440k 66k 6.71
Gsv Cap Corp 0.1 $318k 63k 5.03
Vivopower International 0.1 $330k 60k 5.50
THE GDL FUND Closed-End fund (GDL) 0.1 $261k 27k 9.83
Franklin Universal Trust (FT) 0.1 $246k 37k 6.69
Jetpay 0.1 $227k 101k 2.25
Franklin Templeton (FTF) 0.1 $203k 17k 12.04
Origo Acquisition Corp 0.1 $209k 20k 10.41
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $159k 300k 0.53
E Compass Acquisition Corp right 02/18/2017 0.0 $98k 100k 0.98
Harmony Merger Corp w exp 01/01/202 0.0 $70k 200k 0.35
Andina Acquisition Corp-rts right 09/01/2017 0.0 $79k 201k 0.39
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $84k 300k 0.28
Medallion Financial (MFIN) 0.0 $30k 10k 3.00
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $42k 151k 0.28
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $54k 201k 0.27
Origo Acquisition Corp *w exp 12/17/202 0.0 $23k 75k 0.31
Origo Acquisition Corp-rts right 12/12/2016 0.0 $32k 75k 0.43
Ishares Tr dj us real est 0.0 $2.0k 12k 0.17
Ishares Tr option 0.0 $4.0k 12k 0.34
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $10k 51k 0.20
Barington Hilco Acquisition right 02/13/2017 0.0 $13k 51k 0.26
Barington Hilco Acquisition *w exp 02/11/201 0.0 $7.1k 51k 0.14
Copsync 0.0 $7.0k 11k 0.65
Copsync Inc *w exp 11/12/202 0.0 $971.460000 11k 0.09