Catalyst Capital Advisors

Catalyst Capital Advisors as of Sept. 30, 2013

Portfolio Holdings for Catalyst Capital Advisors

Catalyst Capital Advisors holds 281 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Time Warner Com New 1.6 $3.0M 45k 65.80
L-3 Communications Holdings 1.4 $2.6M 28k 94.53
PPG Industries (PPG) 1.3 $2.5M 15k 167.10
Marathon Petroleum Corp (MPC) 1.1 $1.9M 30k 64.33
Apple (AAPL) 1.0 $1.8M 3.7k 476.67
Kaman Corporation 1.0 $1.8M 47k 37.86
Hollyfrontier Corp 0.9 $1.7M 41k 42.09
Sarepta Therapeutics (SRPT) 0.9 $1.7M 36k 47.25
Freeport-McMoRan Copper & Gold (FCX) 0.9 $1.7M 51k 33.10
Apache Corporation 0.9 $1.7M 20k 85.05
Gogo (GOGO) 0.9 $1.6M 92k 17.77
BlackRock 0.9 $1.6M 5.8k 270.72
International Business Machines (IBM) 0.9 $1.6M 8.5k 185.16
Coach 0.8 $1.5M 28k 54.58
Hilltop Holdings (HTH) 0.8 $1.5M 82k 18.50
Abbvie (ABBV) 0.8 $1.5M 34k 44.73
Ecolab (ECL) 0.8 $1.5M 15k 98.83
Hewlett-Packard Company 0.8 $1.5M 70k 21.00
Vodafone Group Spons Adr New 0.8 $1.5M 42k 35.20
Kratos Defense & Sec Solutio Com New (KTOS) 0.8 $1.5M 176k 8.28
Fifth & Pac Cos 0.8 $1.4M 57k 25.13
Mastercard Cl A (MA) 0.8 $1.4M 2.1k 672.77
Adt 0.8 $1.4M 34k 40.65
Invacare Corporation 0.8 $1.4M 80k 17.27
Breitburn Energy Partners Com Ut Ltd Ptn 0.7 $1.4M 74k 18.33
Polaris Industries (PII) 0.7 $1.4M 11k 129.19
Gannett 0.7 $1.4M 51k 26.79
Flowserve Corporation (FLS) 0.7 $1.3M 22k 62.41
Lehigh Gas Partners Ut Ltd Ptn Int 0.7 $1.3M 48k 28.00
Valeant Pharmaceuticals Int 0.7 $1.3M 13k 104.35
Abbott Laboratories (ABT) 0.7 $1.3M 39k 33.14
Rockwell Automation (ROK) 0.7 $1.3M 12k 106.94
Hannon Armstrong (HASI) 0.7 $1.3M 113k 11.40
Novavax 0.7 $1.3M 402k 3.16
Wendy's/arby's Group (WEN) 0.7 $1.2M 147k 8.48
Actavis 0.7 $1.2M 8.6k 143.98
Kkr & Co L P Del Com Units 0.7 $1.2M 60k 20.58
Emerson Electric (EMR) 0.7 $1.2M 19k 64.68
Illinois Tool Works (ITW) 0.7 $1.2M 16k 76.27
Raytheon Com New 0.7 $1.2M 16k 77.08
Avery Dennison Corporation (AVY) 0.7 $1.2M 28k 43.53
Edwards Lifesciences (EW) 0.7 $1.2M 17k 69.62
Precision Castparts 0.6 $1.2M 5.2k 227.20
Northrop Grumman Corporation (NOC) 0.6 $1.2M 12k 95.28
Powershares Etf Trust Ii Senior Ln Port 0.6 $1.2M 48k 24.69
Fifth Third Ban (FITB) 0.6 $1.2M 65k 18.04
Southwest Airlines (LUV) 0.6 $1.2M 80k 14.56
Tesla Motors (TSLA) 0.6 $1.2M 6.0k 193.50
KLA-Tencor Corporation (KLAC) 0.6 $1.2M 19k 60.88
Maxim Integrated Products 0.6 $1.1M 38k 29.79
American Realty Capital Prop 0.6 $1.1M 92k 12.20
Starbucks Corporation (SBUX) 0.6 $1.1M 14k 77.00
Emerge Energy Svcs Com Rep Partn 0.6 $1.1M 36k 30.72
Lorillard 0.6 $1.1M 25k 44.76
Quest Diagnostics Incorporated (DGX) 0.6 $1.1M 18k 61.80
Ca 0.6 $1.1M 37k 29.67
Omni (OMC) 0.6 $1.1M 17k 63.44
Eli Lilly & Co. (LLY) 0.6 $1.1M 21k 50.31
Mattson Technology 0.6 $1.1M 448k 2.39
Zoetis Cl A (ZTS) 0.6 $1.0M 34k 31.11
Kinder Morgan (KMI) 0.6 $1.0M 29k 35.56
Ryman Hospitality Pptys (RHP) 0.6 $1.0M 30k 34.50
Kraft Foods 0.6 $1.0M 20k 52.42
Key (KEY) 0.6 $1.0M 90k 11.40
Matador Resources (MTDR) 0.6 $1.0M 63k 16.33
Weyerhaeuser Company (WY) 0.6 $1.0M 36k 28.62
Concho Resources 0.6 $1.0M 9.3k 108.86
Maidenform Brands 0.5 $1.0M 43k 23.48
Entropic Communications 0.5 $1.0M 229k 4.38
Invesco Mortgage Capital 0.5 $1000k 65k 15.38
Philip Morris International (PM) 0.5 $993k 12k 86.55
Energizer Holdings 0.5 $992k 11k 91.11
Energy Xxi Usd Unrs Shs 0.5 $981k 33k 30.20
Mondelez Intl Cl A (MDLZ) 0.5 $977k 31k 31.43
Green Mountain Coffee Roasters 0.5 $959k 13k 75.33
Terreno Realty Corporation (TRNO) 0.5 $941k 53k 17.75
Microsoft Corporation (MSFT) 0.5 $927k 28k 33.29
Tallgrass Energy Partners Com Unit 0.5 $922k 40k 23.31
Invesco SHS (IVZ) 0.5 $908k 29k 31.91
Home Ln Servicing Solutions Ord Shs 0.5 $908k 41k 22.00
Avon Products 0.5 $902k 44k 20.59
Oneok Partners Unit Ltd Partn 0.5 $902k 17k 53.02
Aetna 0.5 $896k 14k 64.00
Nautilus (BFXXQ) 0.5 $895k 124k 7.22
Illumina (ILMN) 0.5 $889k 11k 80.82
THL Credit 0.5 $875k 56k 15.62
Energy Transfer Prtnrs Unit Ltd Partn 0.5 $857k 17k 52.06
Silvercrest Asset Mgmt Group Cl A (SAMG) 0.5 $855k 63k 13.63
American Campus Communities 0.5 $854k 25k 34.16
Silver Bay Rlty Tr 0.5 $852k 54k 15.66
Halcon Res Corp Com New 0.5 $846k 191k 4.43
Novartis A G Sponsored Adr (NVS) 0.5 $843k 11k 76.77
Liberty Media Corp Delaware Cl A 0.5 $834k 5.7k 147.17
Fastenal Company (FAST) 0.5 $827k 17k 50.23
Global Ship Lease Shs A 0.4 $806k 156k 5.18
Neustar Cl A 0.4 $792k 16k 49.50
Ares Coml Real Estate (ACRE) 0.4 $783k 63k 12.43
Charles Schwab Corporation (SCHW) 0.4 $782k 37k 21.14
Kinder Morgan Management SHS 0.4 $772k 10k 75.00
Banc Of California (BANC) 0.4 $770k 56k 13.84
General Electric Company 0.4 $767k 32k 23.89
UnitedHealth (UNH) 0.4 $763k 11k 71.61
Lauder Estee Cos Cl A (EL) 0.4 $759k 11k 69.90
Towers Watson & Co Cl A 0.4 $749k 7.0k 107.00
Ssga Active Etf Tr Blkstn Gsosrln (SRLN) 0.4 $747k 15k 49.80
Hershey Company (HSY) 0.4 $740k 8.0k 92.50
Hldgs (UAL) 0.4 $736k 24k 30.70
Innodata Com New (INOD) 0.4 $723k 279k 2.59
Vitesse Semiconductor Corp Com New 0.4 $711k 234k 3.04
Elan Adr 0.4 $704k 45k 15.58
Molson Coors Brewing CL B (TAP) 0.4 $697k 14k 50.11
American Intl Group Com New (AIG) 0.4 $694k 14k 48.62
Sonic Corporation 0.4 $693k 39k 17.74
Key Energy Services 0.4 $679k 93k 7.28
Cisco Systems (CSCO) 0.4 $668k 29k 23.44
Brocade Communications Sys I Com New 0.4 $668k 83k 8.04
Opko Health (OPK) 0.4 $663k 75k 8.81
Mead Johnson Nutrition 0.4 $662k 8.9k 74.30
Ptc Therapeutics I (PTCT) 0.4 $658k 31k 21.45
Mrc Global Inc cmn (MRC) 0.4 $642k 24k 26.79
Tupperware Brands Corporation (TUPBQ) 0.4 $640k 7.4k 86.31
Altria (MO) 0.3 $639k 19k 34.37
Meadowbrook Insurance 0.3 $639k 98k 6.51
Cyclacel Pharmaceuticals Com New 0.3 $632k 148k 4.27
Dollar Tree (DLTR) 0.3 $624k 11k 57.17
Sabra Health Care REIT (SBRA) 0.3 $621k 27k 23.00
Icahn Enterprises Depositary Unit (IEP) 0.3 $615k 7.4k 83.37
Telecommunication Sys Cl A 0.3 $597k 243k 2.46
Valhi 0.3 $590k 30k 19.95
Johnson & Johnson (JNJ) 0.3 $589k 6.8k 86.57
Commercial Vehicle (CVGI) 0.3 $573k 72k 7.96
United Technologies Corporation 0.3 $571k 5.3k 107.84
Amgen (AMGN) 0.3 $571k 5.1k 111.85
Seattle Genetics 0.3 $570k 13k 43.85
Qualcomm (QCOM) 0.3 $564k 8.4k 67.34
Axogen (AXGN) 0.3 $559k 126k 4.44
Royal Caribbean Cruises (RCL) 0.3 $555k 15k 38.30
Acorn Energy 0.3 $552k 94k 5.90
Dover Corporation (DOV) 0.3 $550k 6.1k 89.80
Murphy Oil Corporation (MUR) 0.3 $549k 9.1k 60.33
CSX Corporation (CSX) 0.3 $537k 21k 25.72
Ishares Tr Barclys 20+ Yr (TLT) 0.3 $532k 5.0k 106.40
Linn Energy Unit Ltd Liab 0.3 $528k 20k 25.93
Chevron Corporation (CVX) 0.3 $520k 4.3k 121.50
Rock-tenn Cl A 0.3 $516k 5.1k 101.18
Praxair 0.3 $515k 4.3k 120.19
General Mills (GIS) 0.3 $508k 11k 47.92
Sunoco Logistics Prtnrs Com Units 0.3 $503k 7.6k 66.39
Natural Resource Partners L Com Unit L P 0.3 $499k 26k 19.00
V.F. Corporation (VFC) 0.3 $498k 2.5k 199.20
Crane 0.3 $493k 8.0k 61.62
T. Rowe Price (TROW) 0.3 $486k 6.8k 72.00
Buckle (BKE) 0.3 $486k 9.0k 54.00
Saks Incorporated 0.3 $486k 31k 15.93
Baxter International (BAX) 0.3 $470k 7.2k 65.73
Wal-Mart Stores (WMT) 0.3 $470k 6.4k 74.02
Chesapeake Energy Corporation 0.3 $468k 18k 25.90
Ingredion Incorporated (INGR) 0.3 $464k 7.0k 66.29
VeriFone Systems 0.3 $464k 20k 22.83
Lance 0.3 $462k 16k 28.90
Pitney Bowes (PBI) 0.2 $454k 25k 18.17
Iron Mountain Incorporated 0.2 $453k 17k 27.00
Digital Realty Trust (DLR) 0.2 $451k 8.5k 53.06
Global Brass & Coppr Hldgs I 0.2 $447k 26k 17.53
Colgate-Palmolive Company (CL) 0.2 $446k 7.5k 59.31
Sears Hometown and Outlet Stores 0.2 $446k 14k 31.78
McDonald's Corporation (MCD) 0.2 $444k 4.6k 96.31
Consolidated Edison (ED) 0.2 $442k 8.0k 55.25
Taylor Morrison Home Corp Cl A (TMHC) 0.2 $435k 19k 22.62
Hess (HES) 0.2 $433k 5.6k 77.40
Pulte (PHM) 0.2 $432k 26k 16.51
Prospect Capital Corporation (PSEC) 0.2 $432k 39k 11.19
Nabors Industries SHS 0.2 $423k 26k 16.07
Howard Hughes 0.2 $423k 3.8k 112.41
Iac Interactivecorp Com Par $.001 0.2 $422k 7.7k 54.67
Walter Energy 0.2 $421k 30k 14.03
Ventas (VTR) 0.2 $412k 6.7k 61.49
Callon Pete Co Del Com Stk 0.2 $410k 75k 5.47
SeaChange International 0.2 $408k 36k 11.45
National-Oilwell Var 0.2 $407k 5.2k 78.06
Lender Processing Services 0.2 $401k 12k 33.29
Zais Financial 0.2 $399k 23k 17.35
AGCO Corporation (AGCO) 0.2 $393k 6.5k 60.46
Kinder Morgan Inc Del *w Exp 05/25/201 0.2 $373k 75k 4.97
Tremor Video 0.2 $369k 40k 9.22
Forest Laboratories 0.2 $364k 8.5k 42.82
Campbell Soup Company (CPB) 0.2 $363k 8.9k 40.75
Vanguard Nat Res Com Unit 0.2 $361k 13k 28.00
MDU Resources (MDU) 0.2 $359k 13k 27.99
Total S A Sponsored Adr (TTE) 0.2 $336k 5.8k 57.89
Mannatech Com New (MTEX) 0.2 $327k 14k 24.04
Datawatch Corp Com New 0.2 $321k 12k 27.91
Validus Holdings Com Shs 0.2 $320k 8.6k 37.01
MPG Office Trust 0.2 $313k 100k 3.13
FreightCar America (RAIL) 0.2 $310k 15k 20.67
Coronado Biosciences Inc. Common 0.2 $302k 43k 7.02
Netsol Technologies Com Par $.001 (NTWK) 0.2 $300k 30k 10.03
Shire Sponsored Adr 0.2 $300k 2.5k 120.00
MAKO Surgical 0.2 $295k 10k 29.50
Metropcs Communications (TMUS) 0.2 $292k 11k 25.96
Statoil Asa Sponsored Adr 0.2 $283k 13k 22.62
Spirit Realty reit 0.2 $282k 31k 9.17
StellarOne 0.2 $281k 13k 22.48
Potash Corp. Of Saskatchewan I 0.2 $281k 9.0k 31.20
Bcsb Bancorp 0.2 $278k 12k 24.17
Ford Mtr Co Del Com Par $0.01 (F) 0.2 $277k 16k 16.88
Eni S P A Sponsored Adr (E) 0.2 $276k 6.0k 46.00
Poly 0.1 $273k 25k 10.92
Central Fd Cda Cl A 0.1 $268k 18k 14.70
Optimer Pharmaceuticals 0.1 $252k 20k 12.60
Independent Bank 0.1 $252k 7.0k 36.00
Uroplasty Com New 0.1 $251k 76k 3.31
Onyx Pharmaceuticals 0.1 $249k 2.0k 124.50
Royal Dutch Shell Spons Adr A 0.1 $242k 3.7k 65.50
Orthofix International Nv Com Stk 0.1 $226k 11k 20.88
Barclays Bk Ipath S&p500 Vix 0.1 $221k 15k 14.73
Quality Systems 0.1 $217k 10k 21.70
Rand Logistics 0.1 $213k 44k 4.88
Crimson Exploration Com New 0.1 $196k 65k 3.02
Cooper Tire & Rubber Company 0.1 $193k 6.3k 30.88
Garrison Capital 0.1 $185k 13k 14.80
Novagold Res Com New (NG) 0.1 $184k 79k 2.32
Ovascience 0.1 $178k 18k 9.89
Windstream Corporation 0.1 $175k 22k 7.99
Applied Materials (AMAT) 0.1 $175k 10k 17.50
State Auto Financial 0.1 $173k 8.2k 20.98
Astex Pharmaceuticals 0.1 $170k 20k 8.50
Weight Watchers International 0.1 $168k 4.5k 37.33
Zoltek Companies 0.1 $167k 10k 16.70
Hanmi Finl Corp Com New (HAFC) 0.1 $166k 10k 16.60
Sanofi Right 12/31/2020 0.1 $162k 80k 2.02
Digital River 0.1 $161k 9.0k 17.89
Theravance 0.1 $153k 3.8k 40.80
Rue21 0.1 $151k 3.8k 40.27
Marathon Oil Corporation (MRO) 0.1 $140k 4.0k 35.00
eBay (EBAY) 0.1 $139k 2.5k 55.60
Protalix BioTherapeutics 0.1 $136k 30k 4.53
BP Sponsored Adr (BP) 0.1 $135k 3.2k 42.11
Api Technologies Corp Com New 0.1 $134k 46k 2.94
Pmc Coml Tr Sh Ben Int 0.1 $133k 15k 8.87
Barclays Bk Us Tres Steep 0.1 $132k 3.4k 39.40
Odyssey Marine Exploration 0.1 $131k 43k 3.02
Cobalt Intl Energy 0.1 $124k 5.0k 24.80
Phillips 66 Partners Com Unit Rep Int 0.1 $123k 4.0k 30.75
Telecom Italia S P A Spon Adr Ord (TIIAY) 0.1 $116k 14k 8.17
Warner Chilcott Plc Ireland Shs A 0.1 $114k 5.0k 22.80
Dole Food Company 0.1 $106k 7.8k 13.59
Newmont Mining Corporation (NEM) 0.1 $104k 3.7k 28.18
Hudson Valley Holding 0.1 $94k 5.0k 18.80
Dejour Enterprise 0.1 $93k 500k 0.19
Ballantyne Strong 0.0 $85k 20k 4.25
Synta Pharmaceuticals 0.0 $83k 13k 6.29
Sunedison 0.0 $80k 10k 8.00
Hovnanian Enterprises Cl A 0.0 $78k 15k 5.20
Overland Storage Com New 0.0 $77k 80k 0.96
Accuride Corp Com New 0.0 $77k 15k 5.13
Western Gas Partners Com Unit Lp In 0.0 $76k 1.3k 60.41
Chambers Str Pptys 0.0 $74k 8.4k 8.83
Peapack-Gladstone Financial (PGC) 0.0 $65k 3.5k 18.57
Franklin Street Properties (FSP) 0.0 $64k 5.0k 12.80
Norwood Financial Corporation (NWFL) 0.0 $57k 2.0k 29.02
Merge Healthcare 0.0 $57k 22k 2.59
Full House Resorts (FLL) 0.0 $55k 20k 2.78
Lightbridge Corporation 0.0 $54k 30k 1.80
Harvard Bioscience (HBIO) 0.0 $53k 10k 5.30
Rambus (RMBS) 0.0 $42k 4.5k 9.33
Cenveo 0.0 $30k 10k 3.00
Tesla Mtrs Put Put Option 0.0 $26k 10.00 2600.00
Ring Energy (REI) 0.0 $22k 1.5k 14.67
Belo Corp Com Ser A 0.0 $21k 1.5k 13.63
Hf2 Finl Mgmt Cl A 0.0 $19k 1.9k 10.00
Blackberry Put Put Option 0.0 $18k 250.00 72.00
Suncoke Energy Partners Comunit Rep Lt 0.0 $14k 600.00 23.33
Owens Rlty Mtg 0.0 $12k 1.0k 12.00
Harvard Bioscience Call Call Option 0.0 $11k 200.00 55.00
Dell Call Call Option 0.0 $10k 125.00 80.00
Spreadtrum Communications In Call Call Option 0.0 $9.0k 55.00 163.64
Rlj Entmt 0.0 $8.0k 1.5k 5.33
Cobalt Intl Energy Call Call Option 0.0 $5.0k 75.00 66.67
Recovery Energy Com New 0.0 $3.0k 1.6k 1.89
Proto Labs Put Call Option 0.0 $0 5.00 0.00