Who owns Prospect Capital Corporation?

Top Holders and Investors of PSEC Stock

Find out what company owns Prospect Capital Corporation, who bought PSEC this quarter, and who sold shares of PSEC stock?

Fund or Company Name Number of Shares Valued At As Of
Muzinich & Co 7.60M $63.41M Dec 2016
BANK OF MONTREAL /CAN/ 5.32M $42.79M Dec 2016
Pomelo Capital 2.47M $17.99M Dec 2016
BlackRock Group 2.30M $19.22M Dec 2016
MORGAN STANLEY 2.04M $17.04M Dec 2016
First Republic Investment Management, Inc 2.03M $16.97M Dec 2016
Grantham, Mayo, Van Otterloo & Co. LLC 1.68M $14.06M Dec 2016
Invesco Ltd. 1.65M $13.78M Dec 2016
Two Sigma Investments, LLC 1.48M $12.39M Dec 2016
VAN ECK ASSOCIATES CORP. 1.48M $12.37M Dec 2016
SUSQUEHANNA INTERNATIONAL 1.45M $12.09M Dec 2016
LSV Asset Management 1.34M $11.19M Dec 2016
Deutsche Bank Aktiengesellschaft 1.27M $9.69M Dec 2016
UBS Group AG 1.24M $10.33M Dec 2016
Ares Management 1.08M $8.99M Dec 2016
AMERICAN FINANCIAL GROUP INC 1000000 $8.35M Dec 2016
Advisors Asset Management, Inc. 897945 $7.50M Dec 2016
Legal & General Group Plc 818736 $6.83M Dec 2016
D. E. Shaw & Co., Inc. (see notes 1, 2 and 3) 708930 $5.93M Dec 2016
United Services Automobile Association 674000 $5.63M Dec 2016
Commonwealth Equity Services 673319 $5.62M Dec 2016
Two Sigma Advisers, LLC 670268 $5.60M Dec 2016
Darren Munn 617218 $5.15M Dec 2016
The Bank of Nova Scotia 525000 $4.38M Dec 2016
MCKINLEY CAPITAL MANAGEMENT, LLC 521498 $4.35M Dec 2016
Guggenheim Capital, LLC Managers 492815 $4.12M Dec 2016
TRUSTMARK NATIONAL BANK - TRUST DEPARTMENT 484558 $4.05M Dec 2016
Barnett & Company 483576 $4.04M Dec 2016
Cambridge Investment Research Advisors 474671 $3.96M Dec 2016
HAP Trading 419000 $0 Dec 2016
JAMES INVESTMENT RESEARCH INC 417212 $3.48M Dec 2016
CITADEL ADVISORS LLC 404191 $3.37M Dec 2016
AHL Partners 395575 $3.30M Dec 2016
Strategic Wealth Advisors 378433 $3.16M Dec 2016
Advisor 377359 $3.15M Dec 2016
TRENT CAPITAL MANAGEMENT INC /NC/ 369625 $3.09M Dec 2016
WFG Advisors 346522 $2.81M Sep 2016
PVG ASSET MANAGEMENT 344188 $2.79M Sep 2016
PVG Asset Management 337908 $2.82M Dec 2016
Bank of America Corporation 336770 $2.81M Dec 2016
Allianz Asset Management AG 335441 $2.80M Dec 2016
US BANCORP \DE\ 313700 $2.64M Dec 2016
Quantitative Investment Management 299800 $2.50M Dec 2016
SG Americas Securities, LLC. 297275 $2.48M Dec 2016
Barclays PLC 297033 $0 Dec 2016
GROUP ONE TRADING 296485 $2.48M Dec 2016
Ladenburg Thalmann Financial Services 292844 $2.43M Dec 2016
RPG Investment Advisory 292232 $2.44M Dec 2016
LPL Financial LLC 283877 $2.39M Dec 2016
BECK CAPITAL MANAGEMENT 270553 $2.26M Dec 2016
Cowen Group, Inc. 248000 $2.07M Dec 2016
Robeco Institutional Asset Management B V 241872 $2.02M Dec 2016
HL Financial Services, LLC 235054 $1.96M Dec 2016
Raymond James Financial Services Advisors 230659 $1.93M Dec 2016
Creative Planning 206390 $1.72M Dec 2016
Wells Fargo & Company 192434 $1.62M Dec 2016
WOLVERINE TRADING 188479 $1.58M Dec 2016
Royal Bank of Canada 186096 $1.55M Dec 2016
Citigroup Inc. 184790 $1.54M Dec 2016
Sheaff Brock Investment Advisors 183136 $1.53M Dec 2016
Prospera Financial Services 180360 $1.51M Dec 2016
Shufro Rose & Co, LLC 179900 $1.50M Dec 2016
Sigma Planning 177195 $1.48M Dec 2016
Messner & Smith Theme/Value Investment Management, Ltd. 171531 $1.43M Dec 2016
Macquarie Group Limited 159200 $1.33M Dec 2016
Cutler 147939 $1.22M Dec 2016
Raymond James & Associates 146545 $1.22M Dec 2016
KCG Holdings 139138 $1.16M Dec 2016
MACKENZIE FINANCIAL 137111 $1.14M Dec 2016
DnB NOR Asset Management AS 134000 $1.12M Dec 2016
Cambria Investment Management 132599 $1.11M Dec 2016
PNC FINANCIAL SERVICES 129818 $1.09M Dec 2016
STIFEL FINANCIAL 127330 $1.07M Dec 2016
Taylor Frigon Capital Management 117182 $916363 Jun 2016
METLIFE SECURITIES, INC. 112657 $944065 Dec 2016
BP WEALTH MANAGEMENT 107200 $868320 Sep 2016
IFP Advisors 105089 $877493 Dec 2016
Scopia Management Inc. 104194 $870019 Dec 2016
Wedbush Morgan Securities, Inc. 102403 $855065 Dec 2016
Summit Capital Management, LLC 100653 $731747 Mar 2016
Eqis Capital Management 94685 $790619 Dec 2016
American National Insurance Company 93825 $783438 Dec 2016
Eagle Global Advisors LLC 92738 $774362 Dec 2016
PineBridge Investments 89925 $750873 Dec 2016
First Allied Advisory Services 89847 $750222 Dec 2016
DAVENPORT & CO 86300 $719742 Dec 2016
Manning & Napier Advisors, Inc. 81579 $679553 Dec 2016
Private Advisor 80102 $687275 Dec 2016
Spot Trading L.L.C 79900 $667165 Dec 2016
CIBC World Markets Inc. 79543 $664184 Dec 2016
SOCIETE GENERALE 78475 $613674 Jun 2016
CFO4Life 75337 $629063 Dec 2016
GOLDMAN SACHS GROUP INC 73105 $609695 Dec 2016
PEAK6 Investments, L.P. 72875 $610692 Dec 2016
Alpha Omega Wealth Management 70148 $585735 Dec 2016
Archford Capital Strategies 69218 $576585 Dec 2016
Walleye Trading, LLC 68800 $570352 Dec 2016
Multi-Financial Securities 68195 $568746 Dec 2016
Ameriprise Financial, Inc. 67547 $564017 Dec 2016
ADVISORY SERVICES NETWORK 66586 $538680 Sep 2016
SunTrust Banks, Inc. 64412 $537196 Dec 2016
Oppenheimer & Co. Inc. 63397 $529998 Dec 2016
Pine River Capital Management L.P. 62500 $521875 Dec 2016
D.A. Davidson & Co. 55588 $464159 Dec 2016
American National Registered Investment Advisor, Inc. 54700 $456745 Dec 2016
Aviance Capital Partners 53121 $444091 Dec 2016
Financial Network Investment Corporation 52420 $431940 Dec 2016
National Planning Corporation 52405 $449110 Dec 2016
IFC Holdings Incorporated/FL dba INVEST Financial Corporation 49413 $414080 Dec 2016
Moloney Securities Asset Management 49039 $408985 Dec 2016
First Foundation Advisors 47888 $399864 Dec 2016
MOODY NATIONAL BANK TRUST DIVISION 47600 $397936 Dec 2016
JANE STREET 46925 $391823 Dec 2016
Optimum Investment Advisors 46000 $373060 Sep 2016
Investment Centers of America 45334 $379898 Dec 2016
Allegis Investment Advisors 45085 $376008 Dec 2016
Essex Financial Services, Inc. 44822 $373815 Dec 2016
National Asset Management, Inc. 44766 $373796 Dec 2016
MENTA CAPITAL LLC 44513 $372128 Dec 2016
CalPERS 43600 $364060 Dec 2016
CWA Asset Management 41950 $349863 Dec 2016
Green Square Capital, LLC 41200 $346904 Dec 2016
First Midwest Bank Trust 40047 $333991 Dec 2016
INVESTORS CAPITAL ADVISORY SERVICES 39785 $311118 Jun 2016
Pacer Advisors 39416 $329123 Dec 2016
Highlander Capital Management 39400 $328990 Dec 2016
SII Investments, Inc 38860 $326035 Dec 2016
Sequoia Financial Advisors 38568 $322042 Dec 2016
Burroughs Hutchinson Inc 34818 $291078 Dec 2016
Aperio Group LLC 34237 $285878 Dec 2016
Bridgeworth 30200 $260022 Dec 2016
M^T Bank Corporation 30115 $251460 Dec 2016
HighPoint Advisor 29585 $205024 Sep 2016
NORTHERN TRUST 29214 $244229 Dec 2016
GSA Capital Partners LLP 28900 $241026 Dec 2016
ENVESTNET ASSET MANAGEMENT 27273 $228002 Dec 2016
RHUMBLINE ADVISERS 26656 $223110 Dec 2016
The Manufacturers Life Insurance Company 26642 $222993 Dec 2016
Janney Montgomery Scott LLC 26528 $222039 Dec 2016
JPMORGAN CHASE & CO 25482 $213029 Dec 2016
BANCORPSOUTH 25000 $209000 Dec 2016
Radcliffe Capital Management, L.P. (formerly R.G. Capital 24000 $199920 Dec 2016
Stratos Wealth Partners 22826 $191053 Dec 2016
NWAM 22154 $184985 Dec 2016
Capital Investment Advisors 20768 $172997 Dec 2016
Independent Advisor Alliance 20637 $178301 Dec 2016
RAYMOND JAMES TRUST 20050 $171828 Dec 2016
Sowell Financial Services 20000 $188000 Dec 2016
WEALTHSOURCE PARTNERS 19600 $164052 Dec 2016
HighTower Advisors 18849 $157012 Dec 2016

Who sold Prospect Capital Corporation?

Fund Name Date Sold Shares Held Valued At
Jefferies Group Inc. Sept. 30, 2016 304600 $2.47M
Engineers Gate Manager Sept. 30, 2016 144340 $1.17M
Chas. P. Smith & Associates, PA, CPA's Sept. 30, 2016 123425 $909642
VSR Financial Services, Inc. March 31, 2016 121937 $886481
WBI Investments Sept. 30, 2016 97663 $791070
Advisory Research Sept. 30, 2016 82820 $893627