Regal Investment Advisors

Latest statistics and disclosures from Regal Investment Advisors's latest quarterly 13F-HR filing:

Companies in the Regal Investment Advisors portfolio as of September 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
iShares S&P; 500 Index (IVV) 3.65 62725 298.53
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 2.77 111397 +10% 127.48
SPDR S&P; 500 ETF (SPY) 2.13 36849 296.78
Procter & Gamble Company (PG) 1.94 79993 -7% 124.39
Vanguard Europe Pacific ETF (VEA) 1.82 227610 41.08
iShares S&P; US Pref Stock Idx Fnd (PFF) 1.82 248550 -4% 37.53
AT&T; (T) 1.68 227495 -8% 37.84
Microsoft Corporation (MSFT) 1.62 59800 -6% 139.03
Emerson Electric (EMR) 1.58 121442 -3% 66.86
Consolidated Edison (ED) 1.57 85366 -4% 94.48
Johnson & Johnson (JNJ) 1.52 60046 -4% 129.38
Vanguard Dividend Appreciation ETF (VIG) 1.47 63177 -4% 119.58
Abbvie 1.47 99578 75.72
Apple (AAPL) 1.43 32658 -6% 223.96
Vanguard Growth ETF (VUG) 1.30 39966 166.29
Schwab Strategic Tr us dividend eq 1.30 121222 54.78
iShares MSCI Emerging Markets Indx (EEM) 1.27 159368 -3% 40.87
American Electric Power Company (AEP) 1.17 64200 -10% 93.69
iShares S&P; SmallCap 600 Index (IJR) 1.15 75532 +2% 77.83
Vanguard REIT ETF (VNQ) 1.12 61448 -2% 93.25
Vanguard Value ETF (VTV) 1.10 50521 -2% 111.62
Vanguard Emerging Markets ETF (VWO) 0.99 125576 +3% 40.26
iShares Russell 1000 Growth Index (IWF) 0.94 30323 -10% 159.61
Vanguard Short-Term Bond ETF (BSV) 0.92 58541 -12% 80.78
Walt Disney Company (DIS) 0.89 34839 -2% 130.31
Medtronic 0.87 41039 -7% 108.63
McDonald's Corporation (MCD) 0.86 20507 -13% 214.71
Ishares Tr fltg rate nt 0.86 86261 +15% 50.97
Duke Energy 0.81 43119 -5% 95.85
Pfizer (PFE) 0.79 113312 -2% 35.93
First Trust Large Cap Value Opp Fnd (FTA) 0.77 76731 51.57
Chevron Corporation (CVX) 0.74 31781 -6% 118.59
La-Z-Boy Incorporated (LZB) 0.71 107751 33.59
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.71 32087 +4% 114.10
First Trust DJ Internet Index Fund (FDN) 0.70 26456 134.64
Intel Corporation (INTC) 0.69 68650 51.54
Coca-Cola Company (KO) 0.68 64114 -4% 54.43
First Trust Small Cap Cr AlphaDEXFd (FYX) 0.61 51963 60.06
iShares Lehman Aggregate Bond (AGG) 0.60 27339 +13% 113.17
iShares S&P; MidCap 400 Index (IJH) 0.60 15975 -3% 193.24
Invesco Qqq Trust Series 1 0.60 16266 +25% 188.80
Amazon (AMZN) 0.59 1753 -2% 1735.88
SPDR Gold Trust (GLD) 0.57 20957 +54% 138.86
Vanguard Mid-Cap Growth ETF (VOT) 0.57 19724 +3% 148.09
Vanguard Mid-Cap Value ETF (VOE) 0.57 25659 +4% 112.98
First Tr Exchange Traded Fd dorsey wrt 5 etf 0.57 98386 29.59
First Tr Exch Traded Fd Iii rivrfrnt dyn eur 0.57 50298 -6% 57.66
Rfdi etf 0.57 52295 -6% 55.68
First Tr Exch Traded Fd Iii rivr frnt dyn 0.56 49486 -6% 57.79
SPDR DJ Wilshire Large Cap Value (SPYV) 0.55 88599 +647% 31.96
CVS Caremark Corporation (CVS) 0.53 43073 +349% 63.08
General Mills (GIS) 0.53 49067 -4% 55.13
Exxon Mobil Corporation (XOM) 0.52 37673 -9% 70.61
Vanguard Total Stock Market ETF (VTI) 0.51 17387 +15% 150.97
Northrop Grumman Corporation (NOC) 0.50 6794 -3% 374.74
Vanguard Mid-Cap ETF (VO) 0.49 14994 167.60
Ishares Core Msci Eafe Etf core msci eafe 0.49 40829 +10% 61.06
Target Corporation (TGT) 0.48 22818 -2% 106.89
Spdr Short-term High Yield mf 0.48 90633 +23% 27.01
Wal-Mart Stores (WMT) 0.47 20409 -7% 118.67
AFLAC Incorporated (AFL) 0.47 45875 -2% 52.32
Applied Materials (AMAT) 0.47 48054 -7% 49.90
Vanguard Small-Cap ETF (VB) 0.47 15730 153.91
Facebook Inc cl a 0.47 13542 -7% 178.11
Spdr Bloomberg Barclays High Yield Bond Etf etf 0.47 22271 +3% 108.75
Automatic Data Processing (ADP) 0.46 14475 -3% 161.45
Cincinnati Financial Corporation (CINF) 0.46 20115 116.68
United Technologies Corporation (UTX) 0.46 17136 -4% 136.50
Clorox Company (CLX) 0.46 15393 -10% 151.89
Microchip Technology (MCHP) 0.45 24871 -5% 92.92
Corteva Inc Com 0.45 81564 +244% 28.00
Equifax (EFX) 0.43 15811 -10% 140.66
Bristol Myers Squibb (BMY) 0.43 43862 -4% 50.70
First Tr Exch Traded Fd Iii rivrfrnt dy asia 0.43 43584 -6% 50.22
BlackRock (BLK) 0.42 4808 -4% 445.72
Blackbaud (BLKB) 0.42 23990 -5% 90.33
Verizon Communications (VZ) 0.42 35411 60.35
salesforce (CRM) 0.42 14459 -3% 148.42
Ssga Active Etf Tr mult ass rlrtn 0.42 87607 -8% 24.74
Waste Management (WM) 0.41 18160 -7% 114.98
Altria (MO) 0.41 51431 40.91
Tenne (TEN) 0.41 168516 NEW 12.52
Ishares Tr usa min vo 0.41 32556 -3% 64.10
Guidewire Software 0.41 19858 -3% 105.40
Vanguard High Dividend Yield ETF (VYM) 0.40 23174 -8% 88.72
Caterpillar (CAT) 0.39 15885 -3% 126.28
Vanguard Whitehall Fds Inc emerg mkt bd etf 0.39 24684 80.62
3M Company (MMM) 0.38 11709 +3% 164.40
Kimberly-Clark Corporation (KMB) 0.38 13537 -6% 142.06
Compass Minerals International (CMP) 0.37 33352 -3% 56.49
Gilead Sciences (GILD) 0.37 29806 NEW 63.38
Jones Lang LaSalle Incorporated (JLL) 0.37 13711 NEW 139.09
Coherent (COHR) 0.36 11892 -2% 153.72
Pepsi (PEP) 0.36 13502 -3% 137.09
ISHARES TR MSCI Small Cap msci small cap 0.36 32283 +30% 57.24
Ingredion Incorporated 0.36 22674 -3% 81.72
Cardinal Health (CAH) 0.34 36787 47.19
Charles Schwab Corporation (SCHW) 0.33 40869 -2% 41.84
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.33 11773 +7% 143.12
Costco Wholesale Corporation (COST) 0.32 5641 -6% 288.07
CBS Corporation (CBS) 0.30 37720 -2% 40.38
iShares S&P; 100 Index (OEF) 0.30 11842 +11% 131.48
iShares Russell 3000 Value Index (IWW) 0.30 26899 -2% 57.81
Jp Morgan Alerian Mlp Index 0.29 64463 +6% 23.27
iShares Russell Microcap Index (IWC) 0.29 16602 +6% 88.12
Ishares High Dividend Equity F 0.29 16027 -13% 94.15
Dupont De Nemours Inc Com 0.29 21190 -10% 71.31
PNC Financial Services (PNC) 0.28 10293 +24% 140.12
ConocoPhillips (COP) 0.28 25014 56.97
Alerian Mlp Etf(amlp) 0.28 159681 -10% 9.14
Vanguard Extended Market ETF (VXF) 0.28 12524 116.34
JPMorgan Chase & Co. (JPM) 0.27 11713 -9% 117.73
Biogen Idec (BIIB) 0.27 6049 232.77
Technology SPDR (XLK) 0.27 17435 -13% 80.53
iShares iBoxx $ High Yid Corp Bond (HYG) 0.27 16049 -6% 87.17
Bank of America Corporation (BAC) 0.26 46241 29.17
SYSCO Corporation (SYY) 0.26 16609 -6% 79.41
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.26 13303 -2% 101.93
Ishares Tr cmn 0.26 50709 +6% 26.33
Innoviva 0.26 124452 10.54
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.25 14520 87.53
Innovator Etfs Tr s&p 500 bufetf 0.25 51676 NEW 24.87
Leggett & Platt (LEG) 0.24 29824 -2% 40.94
iShares Russell 2000 Index (IWM) 0.23 7800 +5% 151.28
iShares S&P; 500 Growth Index (IVW) 0.23 6589 -20% 180.00
Spdr Index Shs Fds s^p global nat res 0.23 27024 +4% 43.07
Vanguard Malvern Fds strm infproidx 0.22 23013 +3% 49.06
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.21 11894 +5% 91.22
Boeing Company (BA) 0.20 2754 380.54
First Tr Exchange Traded Fd nasd tech div 0.20 25585 +4% 40.10
Mortgage Reit Index real 0.20 23842 +16% 42.11
Invesco S&p 500 Buywrite Etf 0.20 48229 +4% 21.65
Dow Inc 0.20 21580 -7% 47.64
Steel Dynamics (STLD) 0.19 32769 29.81
Store Capital Corp reit 0.19 25921 +9% 37.42
Nuveen Barclays Shrt Term Muni bdfund 0.19 19559 48.98
Fifth Third Ban (FITB) 0.18 32775 +10% 27.37
Ishares Inc msci frntr 100 0.18 33161 -9% 28.14
Vanguard Charlotte Fds intl bd idx etf 0.18 15588 +29% 58.83
NVIDIA Corporation (NVDA) 0.17 5145 +13% 174.15
Exelon Corporation (EXC) 0.17 17628 -6% 48.33
Entergy Corporation (ETR) 0.17 7500 -7% 117.33
Vanguard Utilities ETF (VPU) 0.17 6045 -19% 143.59
First Trust Cnsumer Stapl Alpha Fd (FXG) 0.17 18464 48.31
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.17 16351 +52% 53.27
Invesco Db Us Dlr Index Tr bullish fd 0.17 32683 27.11
iShares Dow Jones Select Dividend (DVY) 0.16 8023 101.96
Cisco Systems (CSCO) 0.15 16073 -2% 49.40
Southern Company (SO) 0.15 12097 61.75
NuStar Energy (NS) 0.15 28014 -9% 28.31
First Trust Financials AlphaDEX Fd (FXO) 0.15 23490 31.80
iShares S&P;/Citigroup 1-3 Year Int Trsry (ISHG) 0.15 9671 +3% 77.65
Global X Fds super div altr 0.15 50281 +21% 14.96
Spdr Ser Tr sp500 high div 0.15 20482 -20% 37.98
General Electric Company (GE) 0.14 82519 +17% 8.94
Vanguard Small-Cap Value ETF (VBR) 0.14 5484 +6% 128.92
First Trust Health Care AlphaDEX Fd (FXH) 0.14 9767 +5% 74.02
Home Depot (HD) 0.13 2842 -2% 231.88
Merck & Co (MRK) 0.13 7809 84.13
iShares MSCI EAFE Index Fund (EFA) 0.13 9974 +5% 65.17
iShares Dow Jones US Technology (IYW) 0.13 3367 204.34
WisdomTree Emerging Markets Eq (DEM) 0.13 16468 +48% 41.29
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.13 17215 -80% 38.86
Invesco Financial Preferred Et other 0.13 35219 18.77
Pgx etf 0.13 44981 -4% 15.03
Nucor Corporation (NUE) 0.12 11948 -4% 50.89
GlaxoSmithKline (GSK) 0.12 14890 +15% 42.65
Lowe's Companies (LOW) 0.12 5371 -7% 110.04
iShares S&P; 500 Value Index (IVE) 0.12 4993 -5% 119.17
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.12 13861 -9% 44.15
First Trust Ind/Prod AlphaDEX Fd (FXR) 0.12 14101 41.84
Vanguard Intl Equity Index F glb ex us etf 0.12 10302 58.63
Spdr Series Trust cmn 0.12 10260 59.36
Exchange Traded Concepts Tr sust no am oil 0.12 34495 +30% 17.80
Osi Etf Tr oshars ftse us 0.12 18192 +91% 34.74
Powershares Global Etf invesco equal wgt. utilities - etf 0.12 5947 106.61
International Business Machines (IBM) 0.11 3948 145.39
Ford Motor Company (F) 0.11 62242 +8% 9.16
HCP (HCP) 0.11 15985 -5% 35.66
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.11 4843 +12% 113.36
First Tr Exch Trd Alpha Fd I dev mrk ex us 0.11 10785 -5% 52.29
Ishares Inc core msci emkt 0.11 11177 +5% 49.03
Direxion Shs Etf Tr all cp insider 0.11 15186 +11% 38.26
Alphabet Inc Class A cs 0.11 442 -10% 1219.46
Vaneck Vectors Etf Tr mtg reit income 0.11 23269 +2% 23.29
Invesco Cef Income Composite Etf 0.11 23851 +22% 22.60
UnitedHealth (UNH) 0.10 2301 217.30
iShares Dow Jones US Real Estate (IYR) 0.10 5566 +15% 93.60
iShares S&P; SmallCap 600 Growth (IJT) 0.10 2862 +10% 178.55
iShares Barclays TIPS Bond Fund (TIP) 0.10 4386 +3% 116.28
Market Vectors Etf High Yield Muni Index etf 0.10 7858 64.39
Ww Intl Inc 0.10 13100 NEW 37.79
MasterCard Incorporated (MA) 0.09 1623 271.72
Amgen (AMGN) 0.09 2492 -2% 193.42
NIKE (NKE) 0.09 5026 +6% 93.91
Sanofi-Aventis SA (SNY) 0.09 9643 -2% 46.35
First Trust Tech AlphaDEX Fnd (FXL) 0.09 7003 65.11
First Trust DB Strateg Val Idx Fnd (FDV) 0.09 7846 56.72
First Trust Morningstar Divid Ledr (FDL) 0.09 14999 -2% 31.07
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.09 29405 16.22
Twitter 0.09 11130 +50% 41.24
Invesco Kbw High Dividend Yld Fincl Etf exchange traded fund 0.09 22071 -4% 20.89
Abbott Laboratories (ABT) 0.08 4811 +4% 83.77
Health Care SPDR (XLV) 0.08 4668 90.19
United Parcel Service (UPS) 0.08 3215 -20% 119.75
Chipotle Mexican Grill (CMG) 0.08 476 840.34
ONEOK (OKE) 0.08 5600 +56% 73.75
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.08 9600 42.08
First Trust Large Cap Core Alp Fnd (FEX) 0.08 6979 60.90
iShares MSCI ACWI Index Fund (ACWI) 0.08 5290 -23% 73.72
iShares Dow Jones US Healthcare (IYH) 0.08 2073 189.10
iShares Dow Jones US Medical Dev. (IHI) 0.08 1577 +13% 247.31
Independent Bank Corporation (IBCP) 0.08 19092 21.32
Schwab Strategic Tr cmn 0.08 7039 +25% 56.68
Kinder Morgan Inc. 0.08 20180 +8% 20.61
First Tr Exchange-traded Fd no amer energy 0.08 16175 25.60
Huntington Bancshares Incorporated (HBAN) 0.07 24066 -2% 14.25
Berkshire Hathaway (BRK.B) 0.07 1608 -28% 207.71
CSX Corporation (CSX) 0.07 4974 69.36
FedEx Corporation (FDX) 0.07 2341 +2% 145.66
Kellogg Company (K) 0.07 5781 -3% 64.35
DTE Energy Company (DTE) 0.07 2551 +30% 132.89
Bk Nova Cad Com (usd) 0.07 5946 56.84
Rbc Cad Com 0.07 4321 -12% 81.23
Tor Dom Bk Cad Com 0.07 6349 -15% 58.28
Ball Corporation (BLL) 0.07 4748 NEW 72.51
Financial Select Sector SPDR (XLF) 0.07 12154 27.97
Tesla Motors (TSLA) 0.07 1392 NEW 239.80
iShares S&P; SmallCap 600 Value Idx (IJS) 0.07 2398 +26% 150.13
SPDR S&P; Emerging Markets Small Cap (EWX) 0.07 7737 -7% 43.43
First Trust Utilities AlphaDEX Fnd (FXU) 0.07 12967 29.61
Pimco Dynamic Credit Income other 0.07 15048 +15% 24.46
Fs Investment Corporation 0.07 59513 +7% 5.83
Paypal Holdings 0.07 3305 -4% 103.48
Welltower Inc Com reit 0.07 3849 90.67
Ishares Tr core intl aggr 0.07 6817 -5% 55.74
Invesco S&p 500 High Div, Low V equities 0.07 8611 +15% 42.62
Baxter International (BAX) 0.06 3331 87.36
Edwards Lifesciences (EW) 0.06 1421 219.56
Colgate-Palmolive Company (CL) 0.06 4436 +2% 73.49
Ventas (VTR) 0.06 4095 73.02
Cibc Cad Com 0.06 3987 82.52
Realty Income (O) 0.06 4260 NEW 76.76
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.06 5849 NEW 53.68
Vanguard Total Bond Market ETF (BND) 0.06 3357 NEW 84.30
Vanguard Sht Term Govt Bond ETF (VGSH) 0.06 5142 NEW 60.87
Western Asset Mrtg Defined Oppn Fund (DMO) 0.06 15290 +16% 21.78
Vanguard Star Fd Intl Stk Idxf 0.06 6260 51.60
Ubs Ag Jersey Brh exch sec lkd41 0.06 16213 +4% 20.17
Pimco Dynamic Incm Fund 0.06 9908 32.50
Spdr Ser Tr spdr russel 2000 0.06 10420 +7% 30.04
First Tr Exchange Traded Fd Iii Managed Mun Etf 0.06 5602 55.52
Goldmansachsbdcinc shs 0.06 16400 20.06
First Tr Exchange Traded Fd nasdaq bk etf 0.06 12003 -6% 25.58
Canopy Gro 0.06 13378 -2% 22.95
BP (BP) 0.05 7015 -6% 38.06
Genuine Parts Company (GPC) 0.05 2679 +15% 99.66
Raytheon Company (RTN) 0.05 1413 -3% 196.04
Diageo (DEO) 0.05 1432 163.41
Nextera Energy Inc C om 0.05 1039 NEW 232.92
Philip Morris International (PM) 0.05 3290 -3% 75.99
Starbucks Corporation (SBUX) 0.05 3026 -15% 88.57
Advanced Micro Devices (AMD) 0.05 7983 NEW 28.94
Under Armour (UA) 0.05 13974 +3% 19.97
General Motors Company (GM) 0.05 6946 +3% 37.43
Main Street Capital Corporation (MAIN) 0.05 5802 43.26
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.05 3308 -20% 84.95
iShares S&P; 1500 Index Fund (ISI) 0.05 3712 NEW 67.08
iShares Dow Jones US Financial (IYF) 0.05 1873 128.67
SPDR DJ Wilshire Mid Cap (EMM) 0.05 7463 -2% 33.90
Fidelity Comwlth Tr ndq cp idx trk 0.05 741 -16% 314.44
First Tr Exch Trd Alpha Fd I emerg mkt alph 0.05 10165 23.51
Ishares Tr eafe min volat 0.05 3801 NEW 73.40
Ishares Core Intl Stock Etf core 0.05 3992 +9% 57.87
First Tr Exchange-traded Fd cmn 0.05 5577 -4% 48.23
Fidelity msci hlth care i 0.05 5525 +7% 43.44
Alibaba Group Holding Ltd Spon 0.05 1594 +24% 167.50
Shopify Inc cl a 0.05 760 311.84
Alphabet Inc Class C cs 0.05 212 -13% 1216.98
Square Inc cl a 0.05 4193 -27% 62.01
Vaneck Vectors Russia Index Et 0.05 11541 +3% 22.79
Invesco Exchange Traded Fd Tnasdaq Internt etf/equity 0.05 1924 -12% 129.94
Copart (CPRT) 0.04 2844 -6% 80.17
QUALCOMM (QCOM) 0.04 2754 76.25
Accenture 0.04 1091 NEW 192.48
Anheuser-Busch InBev NV (BUD) 0.04 2244 -4% 95.37
iShares Russell 1000 Index (IWB) 0.04 1299 164.74
Align Technology (ALGN) 0.04 1124 NEW 180.60
United States Steel Corporation (X) 0.04 18817 +10% 11.53
iShares Gold Trust (IAU) 0.04 13517 14.13
First American Financial (FAF) 0.04 3576 NEW 59.00
ProShares Ultra S&P500; (SSO) 0.04 1634 NEW 128.52
iShares Silver Trust (SLV) 0.04 12300 NEW 15.93
Takeda Pharmaceutical (TKPYY) 0.04 10575 17.21
Global X Fds ftse greec 0.04 21118 9.33
Invesco S&p 500 Equal Weight Etf 0.04 2070 NEW 108.21
Invesco Exchange Traded Fd T s&p500 eql fin 0.04 4725 NEW 43.60
Beyond Meat Inc 0.04 1442 148.40
Grupo Televisa, S.A. (TV) 0.03 13664 9.81
Prospect Capital Corporation (PSEC) 0.03 20658 -17% 6.58
Nuveen Muni Value Fund (NUV) 0.03 12970 NEW 10.49
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.03 17505 9.65
TCW Strategic Income Fund (TSI) 0.03 24860 5.67
Sirius Xm Holdings 0.03 20571 6.27
Global X Fds 0.03 16032 +2% 10.10
Aurora Cannabis Inc snc 0.03 33088 -26% 4.38
Arcelormittal Cl A Ny Registry 0.03 11478 14.20
Annaly Capital Management (NLY) 0.02 14288 NEW 8.82
Extreme Networks (EXTR) 0.02 16940 7.26
First Trust Energy AlphaDEX Fd (FXN) 0.02 10867 -12% 9.85
Sprott Physical Silver Tr tr unit 0.02 19000 NEW 6.26
AK Steel Holding Corporation (AKS) 0.01 28350 -4% 2.26
Flexible Solutions International (FSI) 0.01 11260 NEW 2.40
Fitbit 0.01 15000 3.80
Ferrellgas Partners (FGP) 0.00 17000 -38% 1.06

Past 13F-HR SEC Filings by Regal Investment Advisors

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