Smh Capital Advisors
Latest statistics and disclosures from Smh Capital Advisors's latest quarterly 13F-HR filing:
- Top 5 stock holdings are Capital Southwest Corp, TRIN, CSWC, VICI, Riot Platforms Inc Note 0.750 1/1, and represent 56.03% of Smh Capital Advisors's stock portfolio.
- Added to shares of these 3 stocks: SM, Alphatec Hldgs, EZPW.
- Started 3 new stock positions in SM, EZPW, Alphatec Hldgs.
- Reduced shares in these 10 stocks: Capital Southwest Corp (-$12B), Riot Platforms Inc Note 0.750 1/1 (-$1.1B), Mara Holdings Inc Note 6/0 (-$500M), Wisdomtree (-$498M), PSEC (-$425M), Lyft Inc Note 0.625 3/0 (-$200M), TRIN (-$168M), CSWC (-$77M), OWL (-$67M), NXDT (-$58M).
- Sold out of its positions in AFCG, AFB, BlackLine 1.000 01-Jun-2029, BIT, Civitas Resources, RQI, EIM, Fubotv, Granite Constr, HPK. NEA, NAD, O, SPHY, SLQT, Super Micro Computer, TPG, TEI, GROW, Wisdomtree Investments.
- Smh Capital Advisors was a net seller of stock by $-16B.
- Smh Capital Advisors has $33M in assets under management (AUM), dropping by -32.94%.
- Central Index Key (CIK): 0001180391
Tip: Access up to 7 years of quarterly data
Positions held by Smh Capital Advisors consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for Smh Capital Advisors
Smh Capital Advisors holds 38 positions in its portfolio as reported in the March 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Capital Southwest Corp Note 5.125%11/1 | 35.2 | $12M | -99% | 12k | 1000.04 |
|
| Trinity Cap (TRIN) | 7.6 | $2.5M | -98% | 2.5k | 999.97 |
|
| Capital Southwest Corporation (CSWC) | 5.3 | $1.7M | -97% | 1.7k | 1000.23 |
|
| Vici Pptys (VICI) | 4.1 | $1.3M | -97% | 1.3k | 1000.14 |
|
| Riot Platforms Note 0.750% 1/1 | 3.8 | $1.3M | -99% | 1.3k | 1000.20 |
|
| SM Energy (SM) | 3.5 | $1.2M | NEW | 1.2k | 999.59 |
|
| Prospect Capital Corporation (PSEC) | 3.4 | $1.1M | -99% | 1.1k | 999.96 |
|
| Main Street Capital Corporation (MAIN) | 3.0 | $1.0M | -94% | 1.0k | 1000.19 |
|
| Carlyle Group (CG) | 2.8 | $911k | -95% | 911.00 | 1000.04 |
|
| Blue Owl Capital Com Cl A (OWL) | 2.4 | $795k | -98% | 795.00 | 1000.26 |
|
| Wisdomtree Note 3.250% 8/1 | 2.3 | $744k | -99% | 744.00 | 1000.40 |
|
| Alphatec Hldgs Note 0.750% 3/1 | 2.2 | $717k | NEW | 717.00 | 999.43 |
|
| Rithm Capital Corp Com New (RITM) | 1.9 | $625k | -98% | 625.00 | 1000.63 |
|
| Hercules Technology Growth Capital (HTGC) | 1.8 | $607k | -98% | 607.00 | 999.23 |
|
| State Str Spdr S&p 500 Etf T Tr Unit (SPY) | 1.6 | $533k | -34% | 533.00 | 1000.38 |
|
| Mara Holdings Note 6/0 | 1.4 | $458k | -99% | 458.00 | 1000.55 |
|
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 1.3 | $415k | -94% | 415.00 | 1001.06 |
|
| Ishares Tr Msci Eafe Etf (EFA) | 1.3 | $414k | -90% | 414.00 | 1001.03 |
|
| Dick's Sporting Goods (DKS) | 1.2 | $403k | -80% | 403.00 | 1000.80 |
|
| Hannon Armstrong (HASI) | 1.0 | $318k | -96% | 318.00 | 1001.15 |
|
| Adams Express Company (ADX) | 0.9 | $288k | -97% | 288.00 | 999.92 |
|
| WisdomTree Investments (WT) | 0.8 | $275k | -98% | 275.00 | 1000.35 |
|
| Nexpoint Diversified Rel Et Com New (NXDT) | 0.8 | $273k | -99% | 273.00 | 999.91 |
|
| Calamos Strategic Total Retu Com Sh Ben Int (CSQ) | 0.8 | $253k | -98% | 253.00 | 1001.06 |
|
| Virtus Allianzgi Equity & Conv (NIE) | 0.8 | $252k | -97% | 252.00 | 1000.12 |
|
| AllianceBernstein Global Hgh Incm (AWF) | 0.8 | $249k | -98% | 249.00 | 1001.71 |
|
| Innovative Industria A (IIPR) | 0.7 | $245k | -94% | 245.00 | 1001.15 |
|
| Gabelli Dividend & Income Trust (GDV) | 0.7 | $245k | -97% | 244.00 | 1001.94 |
|
| Tcg Bdc (CGBD) | 0.7 | $242k | -98% | 242.00 | 1000.79 |
|
| Ezcorp Cl A Non Vtg (EZPW) | 0.7 | $232k | NEW | 232.00 | 1000.10 |
|
| BlackRock Corporate High Yield Fund VI (HYT) | 0.7 | $227k | -99% | 227.00 | 1000.75 |
|
| BlackRock Credit All Inc Trust IV (BTZ) | 0.7 | $223k | -98% | 223.00 | 1001.16 |
|
| Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) | 0.7 | $221k | -97% | 221.00 | 998.99 |
|
| John Hancock Tax-Advantage Dvd Incom (HTD) | 0.7 | $217k | -97% | 217.00 | 998.15 |
|
| Apollo Global Mgmt (APO) | 0.6 | $211k | -88% | 211.00 | 1001.53 |
|
| American Tower Reit (AMT) | 0.6 | $207k | -82% | 207.00 | 1000.46 |
|
| Lyft Note 0.625% 3/0 | 0.6 | $202k | -99% | 202.00 | 999.89 |
|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.6 | $201k | -42% | 201.00 | 1001.27 |
|
Past Filings by Smh Capital Advisors
SEC 13F filings are viewable for Smh Capital Advisors going back to 2017
- Smh Capital Advisors 2026 Q1 filed April 10, 2026
- Smh Capital Advisors 2025 Q4 filed Feb. 12, 2026
- Smh Capital Advisors 2025 Q3 filed Nov. 13, 2025
- Smh Capital Advisors 2025 Q2 filed Aug. 6, 2025
- Smh Capital Advisors 2025 Q1 filed May 8, 2025
- Smh Capital Advisors 2024 Q4 filed Feb. 12, 2025
- Smh Capital Advisors 2024 Q3 filed Nov. 8, 2024
- Smh Capital Advisors 2024 Q2 filed Aug. 12, 2024
- Smh Capital Advisors 2024 Q1 filed May 13, 2024
- Smh Capital Advisors 2023 Q4 filed Feb. 6, 2024
- Smh Capital Advisors 2023 Q3 filed Nov. 8, 2023
- Smh Capital Advisors 2023 Q2 filed Aug. 8, 2023
- Smh Capital Advisors 2023 Q1 filed May 15, 2023
- Smh Capital Advisors 2022 Q4 filed Feb. 14, 2023
- Smh Capital Advisors 2022 Q3 filed Nov. 3, 2022
- Smh Capital Advisors 2022 Q2 restated filed Aug. 10, 2022