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Smh Capital Advisors

Latest statistics and disclosures from Smh Capital Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are TRIN, CSWC, VICI, Alphatec Hldgs, MAIN, and represent 34.85% of Smh Capital Advisors's stock portfolio.
Added to shares of these 10 stocks: Alphatec Hldgs, F, IIPR, HTGC, ARCC, RWAY, BXSL, PSBD, Lyft Inc Note 0.625 3/0, SLRC.
Started 6 new stock positions in SLRC, F, PSBD, TPVG, TCPC, BXSL.
Reduced shares in these 10 stocks: Capital Southwest Corp (-$11M), Riot Platforms Inc Note 0.750 1/1, , Mara Holdings Inc Note 6/0, HASI, DKS, , HPK, BlackLine 1.000 01-Jun-2029, NMFC.
Sold out of its positions in AMT, BlackLine 1.000 01-Jun-2029, HASI, HPK, Mara Holdings Inc Note 6/0, NMFC, PSEC, Riot Platforms Inc Note 0.750 1/1.
Smh Capital Advisors was a net seller of stock by $-11M.
Smh Capital Advisors has $26M in assets under management (AUM), dropping by -27.85%.
Central Index Key (CIK): 0001180391

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Positions held by Smh Capital Advisors consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Smh Capital Advisors

Smh Capital Advisors holds 54 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Trinity Cap (TRIN)	11.9	$3.0M		170k	17.89	View chart
Capital Southwest Corporation (CSWC)	7.5	$1.9M	+2%	80k	23.77	View chart
Vici Pptys (VICI)	5.6	$1.4M	+9%	54k	26.55	View chart
Alphatec Hldgs Note 0.750% 3/1	5.4	$1.4M	+107%	1.5M	0.95	View chart
Main Street Capital Corporation (MAIN)	4.5	$1.1M	+15%	22k	51.88	View chart
SM Energy (SM)	3.8	$976k		37k	26.10	View chart
Hercules Technology Growth Capital (HTGC)	3.7	$938k	+44%	60k	15.77	View chart
Capital Southwest Corp Note 5.125%11/1	3.6	$918k	-92%	883k	1.04	View chart
Blue Owl Capital Com Cl A (OWL)	3.5	$897k	+17%	103k	8.75	View chart
Carlyle Group (CG)	3.1	$784k		19k	42.11	View chart
Wisdomtree Note 3.250% 8/1	2.9	$747k	-9%	496k	1.51	View chart
Innovative Industria A (IIPR)	2.4	$620k	+104%	10k	61.98	View chart
Rithm Capital Corp Com New (RITM)	2.4	$616k		66k	9.39	View chart
State Str Spdr S&p 500 Etf T Tr Unit (SPY)	2.4	$602k		806.00	746.99	View chart
Ares Capital Corporation (ARCC)	1.8	$463k	+127%	25k	18.53	View chart
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO)	1.8	$459k		7.7k	59.69	View chart
Ishares Tr Msci Eafe Etf (EFA)	1.7	$445k		4.3k	103.88	View chart
Ford Motor Company (F)	1.7	$435k	NEW	31k	13.90	View chart
Lyft Note 0.625% 3/0	1.6	$408k	+95%	390k	1.05	View chart
WisdomTree Investments (WT)	1.5	$371k	+15%	22k	16.94	View chart
Adams Express Company (ADX)	1.3	$339k		13k	25.55	View chart
Runway Growth Finance Corp (RWAY)	1.2	$319k	+305%	57k	5.61	View chart
Ezcorp Cl A Non Vtg (EZPW)	1.2	$316k		9.1k	34.57	View chart
Calamos Strategic Total Retu Com Sh Ben Int (CSQ)	1.2	$314k	+3%	15k	20.56	View chart
Nexpoint Diversified Rel Et Com New (NXDT)	1.2	$310k	+2%	60k	5.19	View chart
Virtus Allianzgi Equity & Conv (NIE)	1.2	$295k		11k	26.86	View chart
Gabelli Dividend & Income Trust (GDV)	1.1	$276k	+3%	9.4k	29.40	View chart
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT)	1.0	$259k	+3%	9.3k	27.68	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	1.0	$257k		349.00	735.75	View chart
AllianceBernstein Global Hgh Incm (AWF)	1.0	$255k		25k	10.30	View chart
BlackRock Corporate High Yield Fund VI (HYT)	0.9	$234k	+2%	27k	8.56	View chart
Dick's Sporting Goods (DKS)	0.9	$233k	-49%	1.0k	226.81	View chart
John Hancock Tax-Advantage Dvd Incom (HTD)	0.9	$233k	+4%	9.1k	25.49	View chart
Tcg Bdc (CGBD)	0.9	$231k		22k	10.53	View chart
BlackRock Credit All Inc Trust IV (BTZ)	0.9	$227k		22k	10.22	View chart
Apollo Global Mgmt (APO)	0.9	$225k		1.9k	118.28	View chart
Owl Rock Capital Corporation (OBDC)	0.9	$218k	+90%	20k	10.87	View chart
Blackstone Secd Lending Common Stock (BXSL)	0.8	$205k	NEW	8.7k	23.71	View chart
Palmer Square Capital Bdc In Com Shs (PSBD)	0.8	$203k	NEW	19k	10.42	View chart
Solar Cap (SLRC)	0.8	$194k	NEW	16k	12.37	View chart
Cohen & Steers Quality Income Realty (RQI)	0.7	$190k	+3%	15k	12.31	View chart
Crescent Capital Bdc (CCAP)	0.7	$170k	+3%	16k	10.92	View chart
Blackrock Multi-sector Incom other (BIT)	0.7	$166k	+2%	13k	12.52	View chart
Templeton Emerging Markets Income Fund (TEI)	0.6	$149k	+4%	22k	6.74	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	0.6	$142k		12k	12.12	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.5	$139k		12k	11.41	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	0.5	$139k		12k	11.74	View chart
Eaton Vance Municipal Bond Fund (EIM)	0.5	$132k		13k	9.96	View chart
U S Global Invs Cl A (GROW)	0.5	$125k	-2%	40k	3.12	View chart
Selectquote Ord (SLQT)	0.4	$98k		117k	0.84	View chart
Triplepoint Venture Gr Bdc cs (TPVG)	0.4	$96k	NEW	20k	4.91	View chart
Cion Invt Corp (CION)	0.4	$91k		15k	6.23	View chart
Blackrock Tcp Cap Corp (TCPC)	0.3	$83k	NEW	25k	3.36	View chart
Afc Gamma Ord (AFCG)	0.3	$81k		26k	3.10	View chart

Past Filings by Smh Capital Advisors

SEC 13F filings are viewable for Smh Capital Advisors going back to 2017

Smh Capital Advisors 2026 Q2 restated filed Aug. 13, 2026
Smh Capital Advisors 2026 Q1 restated filed Aug. 13, 2026
Smh Capital Advisors 2026 Q2 filed Aug. 5, 2026
Smh Capital Advisors 2026 Q1 filed April 10, 2026
Smh Capital Advisors 2025 Q4 filed Feb. 12, 2026
Smh Capital Advisors 2025 Q3 filed Nov. 13, 2025
Smh Capital Advisors 2025 Q2 filed Aug. 6, 2025
Smh Capital Advisors 2025 Q1 filed May 8, 2025
Smh Capital Advisors 2024 Q4 filed Feb. 12, 2025
Smh Capital Advisors 2024 Q3 filed Nov. 8, 2024
Smh Capital Advisors 2024 Q2 filed Aug. 12, 2024
Smh Capital Advisors 2024 Q1 filed May 13, 2024
Smh Capital Advisors 2023 Q4 filed Feb. 6, 2024
Smh Capital Advisors 2023 Q3 filed Nov. 8, 2023
Smh Capital Advisors 2023 Q2 filed Aug. 8, 2023
Smh Capital Advisors 2023 Q1 filed May 15, 2023

View all past filings

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