Who owns Hercules Technology Growth Capital?

Top Holders and Investors of HTGC Stock

Find out what company owns Hercules Technology Growth Capital, who bought HTGC this quarter, and who sold shares of HTGC stock?

Fund or Company Name Number of Shares Valued At As Of
T. Rowe Price Associates, Inc. 2.94M $41.49M Dec 2016
Muzinich & Co 1.96M $27.62M Dec 2016
UBS Group AG 1.82M $25.64M Dec 2016
Royal Bank of Canada 1.80M $25.38M Dec 2016
Edge Asset Management, Inc. 1.67M $23.57M Dec 2016
Wellington Management Company, LLP 1.57M $22.20M Dec 2016
Wells Fargo & Company 1.47M $20.71M Dec 2016
NorthPointe Capital, LLC 1.44M $20.32M Dec 2016
Principal Financial Group, Inc. 1.26M $17.75M Dec 2016
ALLIANCEBERNSTEIN, L.P. 1.16M $16.41M Dec 2016
LSV Asset Management 984276 $13.89M Dec 2016
Advisors Capital Management LLC 850564 $12.00M Dec 2016
Loomis, Sayles and 816640 $11.52M Dec 2016
State of New Jersey Common Pension Fund D 750000 $10.58M Dec 2016
Guggenheim Capital, LLC Managers 744681 $10.51M Dec 2016
Confluence Investment Management LLC 727777 $10.27M Dec 2016
MORGAN STANLEY 644961 $9.11M Dec 2016
Cardinal Capital Management, LLC 611753 $8.63M Dec 2016
BlackRock Group 509336 $7.19M Dec 2016
Yorktown Management & Research Company, Inc. 450000 $6.35M Dec 2016
VAN ECK ASSOCIATES CORP. 445872 $6.29M Dec 2016
Raymond James & Associates 445486 $6.29M Dec 2016
Gilman Hill Asset Management 389071 $5.49M Dec 2016
PUTNAM INVESTMENTS 372844 $0 Dec 2016
Nomura Holdings Inc. 360180 $5.07M Dec 2016
Two Sigma Investments, LLC 350129 $4.94M Dec 2016
CLOUGH CAPITAL PARTNERS L P 343200 $4.84M Dec 2016
Two Sigma Advisers, LLC 342249 $4.83M Dec 2016
Advisory Research 327167 $4.62M Dec 2016
Miller/Howard Investments, Inc. 308552 $4.35M Dec 2016
CHARTWELL INVESTMENT PARTNERS 306764 $4.33M Dec 2016
Sumitomo Mitsui Asset Management Company, LTD 305048 $4.30M Dec 2016
Invesco Ltd. 292872 $4.14M Dec 2016
Benchmark Capital Advisors 258023 $3.64M Dec 2016
MCKINLEY CAPITAL MANAGEMENT, LLC 218111 $3.08M Dec 2016
Advisors Asset Management, Inc. 208807 $2.95M Dec 2016
Millennium Management LLC 207626 $2.93M Dec 2016
Deutsche Bank Aktiengesellschaft 195669 $2.61M Dec 2016
Willingdon Wealth Management 179809 $2.54M Dec 2016
STIFEL FINANCIAL 177281 $2.49M Dec 2016
Legal & General Group Plc 168745 $2.38M Dec 2016
Janney Montgomery Scott LLC 155447 $2.19M Dec 2016
Parametric Portfolio Associates 150018 $2.12M Dec 2016
D. E. Shaw & Co., Inc. (see notes 1, 2 and 3) 147541 $2.08M Dec 2016
Hillsdale Investment Management Inc. 145800 $2.06M Dec 2016
SUSQUEHANNA INTERNATIONAL 143700 $2.03M Dec 2016
Trillium Asset Management Corporation 139074 $1.96M Dec 2016
Polaris Capital Management 128269 $1.81M Dec 2016
Quantitative Investment Advisors, Inc. 122636 $1.52M Jun 2016
GOLDMAN SACHS GROUP INC 120877 $1.71M Dec 2016
Employees Retirement System of Texas 114654 $1.62M Dec 2016
EVENTIDE ASSET MANAGEMENT 106000 $1.50M Dec 2016
Ares Management 101239 $1.43M Dec 2016
Advisor 97838 $1.38M Dec 2016
Frank Russell Company 97745 $1.17M Mar 2016
GSA Capital Partners LLP 93869 $1.32M Dec 2016
Creegan & Nassoura Financial 87745 $1.19M Sep 2016
Nuveen Fund Advisors 87493 $1.24M Dec 2016
Hardesty Capital Management Corp. 85302 $1.20M Dec 2016
Optimum Investment Advisors 76500 $1.04M Sep 2016
Russell Investments 74485 $1.05M Dec 2016
Emerald Acquisition 74485 $1.01M Sep 2016
PNC FINANCIAL SERVICES 73438 $1.03M Dec 2016
Homrich Berg 69514 $980842 Dec 2016
WESPAC Advisors, LLC 69449 $979925 Dec 2016
NAPLES GLOBAL ADVISORS 68731 $969794 Dec 2016
Credit Suisse AG 65498 $923521 Dec 2016
NJ State Employees Deferred Compensation Plan 65000 $917150 Dec 2016
CCM Partners 64576 $911167 Dec 2016
Cambridge Investment Research Advisors 63415 $894785 Dec 2016
Bank of America Corporation 61424 $866692 Dec 2016
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 60743 $857083 Dec 2016
Nationwide Fund Advisors 57850 $816263 Dec 2016
GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC 56558 $798033 Dec 2016
Raymond James Financial Services Advisors 56266 $793913 Dec 2016
Citigroup Inc. 54162 $763684 Dec 2016
DnB NOR Asset Management AS 49839 $703726 Dec 2016
LPL Financial LLC 45777 $657815 Dec 2016
Silver Capital Management, LLC 45373 $640213 Dec 2016
VSR Financial Services, Inc. 44321 $550023 Jun 2016
JPMORGAN CHASE & CO 43066 $607661 Dec 2016
NORTHERN TRUST 42203 $597172 Dec 2016
BUCKHEAD CAPITAL MANAGEMENT LLC 41400 $584154 Dec 2016
Capstone Investment Advisors, LLC 39884 $561965 Dec 2016
Atlantic Trust 38468 $543168 Dec 2016
WEALTHSOURCE PARTNERS 38238 $539920 Dec 2016
Ladenburg Thalmann Financial Services 38219 $523218 Dec 2016
US BANCORP \DE\ 36524 $516449 Dec 2016
INVESTORS CAPITAL ADVISORY SERVICES 29487 $365343 Jun 2016
Stephens Inc. 29280 $413140 Dec 2016
The TCW Group, Inc. 29100 $410892 Dec 2016
PineBridge Investments 29028 $409875 Dec 2016
Creative Planning 28347 $399976 Dec 2016
Commonwealth Equity Services 27701 $391138 Dec 2016
CITADEL ADVISORS LLC 24780 $349398 Dec 2016
CalPERS 24600 $347106 Dec 2016
Airain 23881 $336960 Dec 2016
Sequoia Financial Advisors 23703 $333975 Dec 2016
STATE STREET CORPORATION 22793 $322065 Dec 2016
Eagle Global Advisors LLC 22000 $309980 Dec 2016
Brian McDonald 20733 $293579 Dec 2016
Private Advisor 20100 $286023 Dec 2016
West Family Investments 20000 $282000 Dec 2016
SG Americas Securities, LLC. 19852 $279913 Dec 2016
CIBC World Markets Inc. 18427 $260004 Dec 2016
Gupta Wealth Management 17821 $214030 Mar 2016
Tudor Investment Corporation 16955 $239065 Dec 2016
Princeton Alpha Management 16688 $234967 Dec 2016
GAM Holding Ltd. 16569 $233954 Dec 2016
HBK Investments L.P. (1) 16410 $232037 Dec 2016
Daniel D. Thurber 15962 $225064 Dec 2016
Quest Investment Management, Inc. 15900 $224031 Dec 2016
SOCIETE GENERALE 15560 $192944 Jun 2016
ADVISORY SERVICES NETWORK 15127 $204970 Sep 2016
SALZHAUER MICHAEL 15000 $211950 Dec 2016
Ameriprise Financial, Inc. 14960 $210936 Dec 2016
1st Global Advisors, Inc. 14941 $210966 Dec 2016
BB&T SECURITIES 14461 $195946 Dec 2016
IFP Advisors 14433 $203938 Dec 2016
SEI INVESTMENTS 14345 $201834 Dec 2016
First Allied Advisory Services 14222 $200956 Dec 2016
Kempner Capital Management, Inc. 14200 $199936 Dec 2016
North Star Investment Management 13700 $193033 Dec 2016
Stratos Wealth Partners 13535 $190978 Dec 2016
Wealthtrust Axiom, LLC 13500 $189945 Dec 2016
Opus Capital Group, LLC 13008 $183022 Dec 2016
A.R.T. Advisors 12700 $178943 Dec 2016
Brinker Capital 12460 $176059 Dec 2016
HighTower Advisors 12021 $169015 Dec 2016
Argent Trust 11911 $167706 Dec 2016
Capital Fund Management S.A. 11700 $164970 Dec 2016
Multi-Financial Securities 11091 $156050 Dec 2016
KCG Holdings 10877 $153039 Dec 2016
WFG Advisors 9950 $135021 Sep 2016
METLIFE SECURITIES, INC. 9381 $131990 Dec 2016
QS Investors, LLC 8487 $120006 Dec 2016
BANK OF MONTREAL /CAN/ 7208 $98533 Dec 2016
Lazard Asset Management 7000 $98000 Dec 2016
Global X Management Company LLC 6129 $85989 Dec 2016
The Manufacturers Life Insurance Company 5240 $73412 Dec 2016
Highlander Capital Management 4532 $63991 Dec 2016
Chicago Partners Investment 4443 $63001 Dec 2016
Tower Research Capital 4141 $56276 Dec 2016
FIRST MANHATTAN 4000 $56000 Dec 2016
ENVESTNET ASSET MANAGEMENT 3705 $52018 Dec 2016
Cutler 2710 $36612 Dec 2016
Whittier Trust 2474 $35007 Dec 2016
BNP PARIBAS ARBITRAGE, SNC 1385 $19542 Dec 2016
ADVANTAGE INVESTMENT MANAGEMENT 1362 $18999 Dec 2016
Ancora Advisors 1339 $19000 Dec 2016

Who sold Hercules Technology Growth Capital?

Fund Name Date Sold Shares Held Valued At
ING Groep N.V. Sept. 30, 2016 369211 $4.98M
Raiff Partners, Inc. Sept. 30, 2016 105000 $1.42M