Who owns Hercules Technology Growth Capital?

Top Holders and Investors of HTGC Stock

Find out what company owns Hercules Technology Growth Capital, who bought HTGC this quarter, and who sold shares of HTGC stock?

Fund or Company Name Number of Shares Valued At As Of
Muzinich & Co 3.63M $54.87M Mar 2017
T. Rowe Price Associates, Inc. 3.07M $46.41M Mar 2017
UBS Group AG 2.30M $34.84M Mar 2017
Edge Asset Management, Inc. 1.70M $25.70M Mar 2017
Principal Financial Group, Inc. 1.42M $21.51M Mar 2017
Wellington Management Company, LLP 1.41M $21.38M Mar 2017
Wells Fargo & Company 1.30M $19.67M Mar 2017
LSV Asset Management 1.13M $17.09M Mar 2017
NorthPointe Capital, LLC 1.13M $17.07M Mar 2017
ALLIANCEBERNSTEIN, L.P. 1.02M $15.46M Mar 2017
Guggenheim Capital, LLC Managers 864945 $13.09M Mar 2017
Advisors Capital Management LLC 820050 $12.41M Mar 2017
Loomis, Sayles and 804080 $12.17M Mar 2017
Confluence Investment Management LLC 722927 $10.94M Mar 2017
Cardinal Capital Management, LLC 637909 $9.65M Mar 2017
Granite Investment Partners 623119 $9.43M Mar 2017
VAN ECK ASSOCIATES CORP. 583774 $8.83M Mar 2017
Advisory Research 569624 $8.62M Mar 2017
MORGAN STANLEY 561847 $8.48M Mar 2017
Sumitomo Mitsui Asset Management Company, LTD 542251 $8.20M Mar 2017
BlackRock Group 509336 $7.19M Dec 2016
Raymond James & Associates 394822 $5.97M Mar 2017
CLOUGH CAPITAL PARTNERS L P 386700 $5.85M Mar 2017
Nomura Holdings Inc. 337676 $5.12M Mar 2017
SUSQUEHANNA INTERNATIONAL 329000 $4.98M Mar 2017
PUTNAM INVESTMENTS 323294 $0 Mar 2017
STIFEL FINANCIAL 320996 $4.86M Mar 2017
Miller/Howard Investments, Inc. 308552 $4.67M Mar 2017
Gilman Hill Asset Management 305895 $4.63M Mar 2017
Two Sigma Advisers, LLC 286705 $4.34M Mar 2017
Invesco Ltd. 277589 $4.20M Mar 2017
CHARTWELL INVESTMENT PARTNERS 261020 $3.95M Mar 2017
Benchmark Capital Advisors 252367 $3.82M Mar 2017
MCKINLEY CAPITAL MANAGEMENT, LLC 245930 $3.72M Mar 2017
Willingdon Wealth Management 211831 $3.21M Mar 2017
Deutsche Bank Aktiengesellschaft 209156 $2.99M Mar 2017
Trillium Asset Management Corporation 206438 $3.12M Mar 2017
Yorktown Management & Research Company, Inc. 190000 $2.87M Mar 2017
Legal & General Group Plc 182766 $2.76M Mar 2017
Parametric Portfolio Associates 179241 $2.71M Mar 2017
Janney Montgomery Scott LLC 162885 $2.46M Mar 2017
Polaris Capital Management 130946 $1.98M Mar 2017
Quantitative Investment Advisors, Inc. 122636 $1.52M Jun 2016
Employees Retirement System of Texas 117047 $1.77M Mar 2017
GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC 111232 $1.68M Mar 2017
Ares Management 101239 $1.53M Mar 2017
EVENTIDE ASSET MANAGEMENT 100000 $1.51M Mar 2017
Nuveen Fund Advisors 98219 $1.49M Mar 2017
NORTHERN TRUST 95631 $1.45M Mar 2017
GOLDMAN SACHS GROUP INC 88791 $1.34M Mar 2017
Creegan & Nassoura Financial 87745 $1.19M Sep 2016
Russell Investments 80585 $1.22M Mar 2017
Optimum Investment Advisors 76500 $1.16M Mar 2017
PNC FINANCIAL SERVICES 76174 $1.16M Mar 2017
Two Sigma Investments, LLC 75974 $1.15M Mar 2017
Advisor 75534 $1.14M Mar 2017
Emerald Acquisition 74485 $1.01M Sep 2016
Homrich Berg 70967 $1.07M Mar 2017
Hardesty Capital Management Corp. 70502 $1.07M Mar 2017
NAPLES GLOBAL ADVISORS 69056 $1.04M Mar 2017
BANK OF MONTREAL /CAN/ 68208 $1.03M Mar 2017
Alberta Investment Management Corporation 66168 $1.00M Mar 2017
NJ State Employees Deferred Compensation Plan 65000 $982800 Mar 2017
SG Americas Securities, LLC. 64660 $978305 Mar 2017
Citigroup Inc. 63742 $965053 Mar 2017
Barclays PLC 62641 $948384 Mar 2017
DnB NOR Asset Management AS 61639 $932598 Mar 2017
Cambridge Investment Research Advisors 61159 $924724 Mar 2017
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 60743 $919041 Mar 2017
WESPAC Advisors, LLC 58064 $879088 Mar 2017
Bank of New York Mellon 55936 $846871 Mar 2017
ADVANTAGE INVESTMENT MANAGEMENT 54014 $817231 Mar 2017
New York State Common Retirement Fund 53563 $809872 Mar 2017
LPL Financial LLC 49654 $746796 Mar 2017
Raymond James Financial Services Advisors 49271 $744977 Mar 2017
Commonwealth Equity Services 45570 $689018 Mar 2017
VSR Financial Services, Inc. 44321 $550023 Jun 2016
Silver Capital Management, LLC 43973 $664871 Mar 2017
Ladenburg Thalmann Financial Services 43655 $626012 Mar 2017
BUCKHEAD CAPITAL MANAGEMENT LLC 41400 $625968 Mar 2017
WEALTHSOURCE PARTNERS 37703 $570069 Mar 2017
Atlantic Trust 37417 $566119 Mar 2017
Nationwide Fund Advisors 37050 $560937 Mar 2017
CIBC World Markets Inc. 33734 $510058 Mar 2017
CalPERS 33000 $498960 Mar 2017
Private Advisor 32818 $492926 Mar 2017
WFG Advisors 31074 $470149 Mar 2017
Bank of America Corporation 31003 $468765 Mar 2017
Basso Capital Management, L.P. 30000 $453900 Mar 2017
INVESTORS CAPITAL ADVISORY SERVICES 29487 $365343 Jun 2016
PineBridge Investments 29028 $409875 Dec 2016
Stephens Inc. 29007 $438875 Mar 2017
US BANCORP \DE\ 27112 $410475 Mar 2017
Creative Planning 25941 $391968 Mar 2017
Oxford Asset Management 24542 $371075 Mar 2017
Brian McDonald 23730 $367815 Mar 2017
STATE STREET CORPORATION 22793 $345086 Mar 2017
D. E. Shaw & Co., Inc. (see notes 1, 2 and 3) 22279 $337081 Mar 2017
The TCW Group, Inc. 22200 $336108 Mar 2017
West Family Investments 20000 $303000 Mar 2017
Spot Trading L.L.C 19600 $296940 Mar 2017
NWAM 18800 $284068 Mar 2017
SunTrust Banks, Inc. 18008 $271740 Mar 2017
Argent Trust 17566 $266124 Mar 2017
Princeton Alpha Management 17211 $260058 Mar 2017
GAM Holding Ltd. 16569 $233954 Dec 2016
Magnetar Financial LLC 15988 $242058 Mar 2017
Quest Investment Management, Inc. 15900 $241044 Mar 2017
SOCIETE GENERALE 15560 $192944 Jun 2016
Stratos Wealth Partners 15535 $235044 Mar 2017
Ameriprise Financial, Inc. 15291 $231047 Mar 2017
Lido Advisors 15224 $193953 Mar 2017
SALZHAUER MICHAEL 15000 $226950 Mar 2017
Independent Portfolio Consultants 14770 $223027 Mar 2017
ADVISORY SERVICES NETWORK 14737 $222970 Mar 2017
BB&T SECURITIES 14561 $220016 Mar 2017
1st Global Advisors, Inc. 14303 $215975 Mar 2017
Kempner Capital Management, Inc. 14200 $214988 Mar 2017
First Allied Advisory Services 14089 $213025 Mar 2017
SEI INVESTMENTS 13940 $214954 Mar 2017
North Star Investment Management 13700 $207007 Mar 2017
WOLVERINE TRADING 13700 $210980 Mar 2017
Wealthtrust Axiom, LLC 13500 $203985 Mar 2017
Brinker Capital 13260 $201021 Mar 2017
JANE STREET 13189 $211815 Mar 2017
Opus Capital Group, LLC 12950 $196063 Mar 2017
IFP Advisors 12747 $192989 Mar 2017
ENVESTNET ASSET MANAGEMENT 12400 $187984 Mar 2017
HighTower Advisors 12093 $182967 Mar 2017
KCG Holdings 10539 $159033 Mar 2017
United Capital Financial Advisers 10390 $156992 Mar 2017
Daniel D. Thurber 10295 $155969 Mar 2017
METLIFE SECURITIES, INC. 9381 $131990 Dec 2016
Global X Management Company LLC 9196 $139043 Mar 2017
Lazard Asset Management 7000 $105000 Mar 2017
The Manufacturers Life Insurance Company 6824 $103383 Mar 2017
Chicago Partners Investment 4497 $67994 Mar 2017
JPMORGAN CHASE & CO 4457 $61060 Mar 2017
FIRST MANHATTAN 4000 $60000 Mar 2017
Highlander Capital Management 3532 $53015 Mar 2017
Whittier Trust 2474 $37011 Mar 2017
Quantbot Technologies LLC 1943 $29008 Mar 2017
BNP PARIBAS ARBITRAGE, SNC 1775 $26855 Mar 2017
May Louie 1370 $21002 Mar 2017
THOMPSON DAVIS & CO 1300 $19994 Mar 2017
Proficio Capital Partners 1229 $16001 Mar 2017
SIMPLEX TRADING 1146 $16995 Mar 2017
Northwestern Mutual Wealth Management Company 1100 $16995 Mar 2017
Penserra Capital Management 1056 $14995 Mar 2017
Westport Resources Management Inc 962 $12996 Sep 2016

Who sold Hercules Technology Growth Capital?

Fund Name Date Sold Shares Held Valued At
Royal Bank of Canada Dec. 31, 2016 1.80M $25.38M
State of New Jersey Common Pension Fund D Dec. 31, 2016 750000 $10.58M
Advisors Asset Management, Inc. Dec. 31, 2016 208807 $2.95M
Millennium Management LLC Dec. 31, 2016 207626 $2.93M
Hillsdale Investment Management Inc. Dec. 31, 2016 145800 $2.06M
GSA Capital Partners LLP Dec. 31, 2016 93869 $1.32M
Credit Suisse AG Dec. 31, 2016 65498 $923521
CCM Partners Dec. 31, 2016 64576 $911167
Capstone Investment Advisors, LLC Dec. 31, 2016 39884 $561965
CITADEL ADVISORS LLC Dec. 31, 2016 24780 $349398
Airain Dec. 31, 2016 23881 $336960
Sequoia Financial Advisors Dec. 31, 2016 23703 $333975
Eagle Global Advisors LLC Dec. 31, 2016 22000 $309980