Confluence Investment Management LLC

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for March 2017 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Johnson & Johnson (JNJ) 2.70 970170 +6.00% 124.55 127.51
Pepsi (PEP) 2.61 1.04M +6.00% 111.86 116.06
Diageo (DEO) 2.28 882583 +8.00% 115.58 122.01
Microsoft Corporation (MSFT) 2.12 1.44M +4.00% 65.86 68.77
Colgate-Palmolive Company (CL) 2.08 1.27M +19.00% 73.19 74.60
3M Company (MMM) 2.06 481445 +4.00% 191.33 197.49
Chubb 2.05 675131 +7.00% 136.25 0.00
Northern Trust Corporation (NTRS) 1.99 1.03M 86.58 88.41
Fastenal Company (FAST) 1.98 1.73M 51.50 43.64
Paychex (PAYX) 1.92 1.46M +5.00% 58.90 58.40
Fnf 1.91 2.20M +7.00% 38.94 0.00
Chevron Corporation (CVX) 1.89 788540 +7.00% 107.37 106.22
Southern Company (SO) 1.87 1.68M +9.00% 49.78 50.38
Gra (GGG) 1.87 891060 94.14 109.27
Progressive Corporation (PGR) 1.82 2.08M 39.18 41.82
Ares Capital Corporation (ARCC) 1.81 4.67M +4.00% 17.38 16.85
Kraft Heinz 1.81 893078 +4.00% 90.81 0.00
E.I. du Pont de Nemours & Company (DD) 1.76 982340 +2.00% 80.33 78.38
Praxair (PX) 1.76 666303 +11.00% 118.60 132.27
Weyerhaeuser Company (WY) 1.73 2.28M +6.00% 33.98 33.18
Iron Mountain 1.73 2.17M +8.00% 35.67 0.00
GlaxoSmithKline (GSK) 1.68 1.79M +16.00% 42.16 42.95
Rayonier (RYN) 1.68 2.66M +10.00% 28.34 28.10
Martin Marietta Materials (MLM) 1.67 343805 +7.00% 218.25 227.41
Stryker Corporation (SYK) 1.64 556997 131.65 139.99
Pfizer (PFE) 1.58 2.08M +11.00% 34.21 32.05
Kinder Morgan Inc. 1.58 3.26M +13.00% 21.74 0.00
Broadridge Financial Solutions (BR) 1.47 968685 +3.00% 67.95 74.88
Allergan 1.42 266337 +7.00% 238.92 0.00
Polaris Industries (PII) 1.37 730568 +444.00% 83.80 85.72
Markel Corporation (MKL) 1.34 61336 +7.00% 975.85 978.67
American International (AIG) 1.29 922992 +8.00% 62.43 62.60
General Electric Company (GE) 1.27 1.91M +5.00% 29.80 27.83
Discovery Communications (DISCK) 1.24 1.96M +11.00% 28.31 24.87
Compagnie Fin Richemontag S adr 1.21 6.92M +6.00% 7.86 0.00
Nxp Semiconductors N V 1.14 491979 +5.00% 103.50 0.00
Lowe's Companies (LOW) 1.06 577638 -8.00% 82.21 79.85
Kohl's Corporation (KSS) 1.03 1.16M +3.00% 39.81 37.93
MasterCard Incorporated (MA) 1.02 404500 112.47 120.70
Digital Realty Trust (DLR) 0.95 398982 +3.00% 106.39 117.17
American Express Company (AXP) 0.93 527909 79.11 77.12
TJX Companies (TJX) 0.89 504835 +2.00% 79.08 73.99
Analog Devices (ADI) 0.88 482703 +156.00% 81.95 82.12
Advisory Board Company (ABCO) 0.82 784882 +6.00% 46.80 50.85
Illinois Tool Works (ITW) 0.78 263152 132.47 139.52
C.H. Robinson Worldwide (CHRW) 0.72 417757 -45.00% 77.29 68.38
W.R. Berkley Corporation (WRB) 0.71 453419 -3.00% 70.63 67.96
United Technologies Corporation (UTX) 0.67 268271 -2.00% 112.21 122.08
Berkshire Hathaway (BRK.B) 0.66 178624 166.68 0.00
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.65 274517 +4.00% 105.59 106.87
Thermo Fisher Scientific (TMO) 0.63 183757 153.60 172.33
Starbucks Corporation (SBUX) 0.62 472622 +117.00% 58.39 61.89
Schlumberger (SLB) 0.54 311250 78.10 71.36
Alphabet Inc Class C cs 0.51 27711 +6.00% 829.56 0.00
Express Scripts Holding 0.50 340021 +3.00% 65.91 0.00
MSC Industrial Direct (MSM) 0.46 200039 +3.00% 102.76 85.35
Brown & Brown (BRO) 0.45 481913 +3.00% 41.72 42.46
MTS Systems Corporation (MTSC) 0.41 332880 +7.00% 55.05 53.80
iShares Lehman MBS Bond Fund (MBB) 0.39 164060 +24.00% 106.55 107.23
Ishares Tr 2023 invtgr bd 0.39 709660 +6.00% 24.36 0.00
Home Depot (HD) 0.38 116854 +5.00% 146.83 155.00
Becton, Dickinson and (BDX) 0.33 79474 +6.00% 183.44 187.00
Donaldson Company (DCI) 0.33 327359 +5.00% 45.52 46.89
Commerce Bancshares (CBSH) 0.33 266126 +4.00% 56.16 54.59
Medtronic 0.33 185877 +32.00% 80.56 0.00
M&T; Bank Corporation (MTB) 0.32 91995 +4.00% 154.73 160.41
Clorox Company (CLX) 0.32 106053 +10.00% 134.83 132.78
New Jersey Resources Corporation (NJR) 0.32 366187 +6.00% 39.60 41.35
McDonald's Corporation (MCD) 0.31 105813 +6.00% 129.61 149.50
MDU Resources (MDU) 0.31 514260 +5.00% 27.37 27.07
General Dynamics Corporation (GD) 0.31 73038 -9.00% 187.20 199.98
Golub Capital BDC (GBDC) 0.31 705872 -9.00% 19.88 20.29
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.31 404648 +6.00% 34.13 34.43
New Mountain Finance Corp 0.31 927066 14.90 0.00
Ishares Tr 2018 invtgr bd 0.31 557024 +7.00% 24.68 0.00
Lockheed Martin Corporation (LMT) 0.30 50862 267.61 280.05
*re Max Hldgs Inc cl a 0.30 228448 -27.00% 59.45 0.00
Donnelley Finl Solutions Inc Com stock 0.30 706988 -13.00% 19.29 0.00
SEI Investments Company (SEIC) 0.29 257799 +7.00% 50.44 49.84
Procter & Gamble Company (PG) 0.29 146220 +8.00% 89.85 86.50
Tcp Capital 0.29 735163 17.42 0.00
Morningstar (MORN) 0.28 159678 +14.00% 78.60 72.73
Expeditors International of Washington (EXPD) 0.27 212722 56.49 53.40
Cullen/Frost Bankers (CFR) 0.27 135952 +3.00% 88.97 94.18
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.27 160124 +13.00% 76.90 84.16
Ishares Corporate Bond Etf 202 0.27 457927 +6.00% 26.41 0.00
Exxon Mobil Corporation (XOM) 0.26 143699 +6.00% 82.01 82.29
W.W. Grainger (GWW) 0.26 49240 +8.00% 232.76 177.31
Air Products & Chemicals (APD) 0.26 87016 +8.00% 135.29 144.14
Solar Cap Ltd 0.26 510206 -3.00% 22.61 0.00
T. Rowe Price (TROW) 0.25 162924 +9.00% 68.15 68.68
NIKE (NKE) 0.25 202413 +11.00% 55.73 52.01
Novartis AG (NVS) 0.24 144940 +13.00% 74.27 81.40
Occidental Petroleum Corporation (OXY) 0.24 169470 +13.00% 63.36 61.16
Hercules Technology Growth Capital (HTGC) 0.24 722927 15.13 13.34
Claymore Exchange Trd Fd Tr 2024 corp bond 0.24 516708 +14.00% 20.57 0.00
Nordstrom (JWN) 0.23 220050 +14.00% 46.57 41.29
THL Credit (TCRD) 0.23 1.05M +11.00% 9.96 9.91
Triplepoint Venture Gr Bdc cs 0.23 727813 -2.00% 13.94 0.00
Patterson Companies (PDCO) 0.22 220633 +22.00% 45.23 43.07
iShares Russell Midcap Value Index (IWS) 0.22 116326 NEW 82.99 83.01
Triangle Capital Corporation (TCAP) 0.22 513924 +7.00% 19.09 18.30
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.21 79375 -18.00% 120.71 123.23
iShares S&P; MidCap 400 Value Index (IJJ) 0.20 61276 +18.00% 148.44 146.96
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.20 187162 +4.00% 47.92 0.00
Ishares Tr 2020 invtgr bd 0.19 348957 +6.00% 24.63 0.00
Tpg Specialty Lnding Inc equity 0.19 407300 +2.00% 20.39 0.00
Vaneck Vectors Etf Tr amt free long mu 0.19 442208 -2.00% 19.56 0.00
PennantPark Investment (PNNT) 0.17 924650 +4.00% 8.14 7.50
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.16 63902 +6.00% 108.96 109.82
Fs Investment Corporation 0.16 718335 -7.00% 9.80 0.00
Ishares Tr ibonds dec 22 0.16 277257 +7.00% 25.74 0.00
iShares Dow Jones US Financial (IYF) 0.15 66326 +169.00% 104.05 104.09
iShares Dow Jones US Technology (IYW) 0.15 49152 -7.00% 135.17 143.10
Cys Investments 0.15 874326 +12.00% 7.77 0.00
Ofs Capital 0.14 449963 +18.00% 14.19 0.00
Stellus Capital Investment 0.14 426641 14.55 0.00
Health Care SPDR (XLV) 0.13 75433 +46.00% 74.36 75.67
Black Knight Finl Svcs Inc cl a 0.13 154663 +7.00% 38.30 0.00
Ishares Tr ibonds dec 21 0.13 230931 +8.00% 25.64 0.00
Annaly Capital Management (NLY) 0.12 461902 +12.00% 11.17 11.77
Varian Medical Systems (VAR) 0.12 59252 +29.00% 91.14 96.75
iShares Russell Midcap Growth Idx. (IWP) 0.12 50206 103.75 107.23
Claymore Exchange Trd Fd Tr gug bull2019 e 0.12 243871 +7.00% 21.23 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.12 242712 +7.00% 21.39 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.12 243485 +7.00% 21.23 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.12 245875 +7.00% 21.05 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.12 244678 +7.00% 21.15 0.00
Industrial SPDR (XLI) 0.11 76721 +47.00% 65.05 66.89
iShares Russell 2000 Value Index (IWN) 0.11 41618 -13.00% 118.17 116.36
Consumer Discretionary SPDR (XLY) 0.11 56436 +19.00% 87.96 89.68
Main Street Capital Corporation (MAIN) 0.11 125488 38.27 38.63
VCA Antech (WOOF) 0.10 49532 -3.00% 91.50 91.85
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.10 42742 +15.00% 108.96 110.34
Medley Capital Corporation 0.10 587221 7.89 0.00
Raven Industries (RAVN) 0.09 133211 +10.00% 29.05 32.50
Ishares 2020 Amt-free Muni Bond Etf 0.09 163037 +5.00% 25.56 0.00
Energy Select Sector SPDR (XLE) 0.08 51708 +52.00% 69.89 67.73
Monotype Imaging Holdings (TYPE) 0.08 169805 +26.00% 20.10 19.40
Natus Medical (BABY) 0.08 96747 +20.00% 39.25 34.35
Apollo Investment (AINV) 0.08 551102 6.56 6.43
Consumer Staples Select Sect. SPDR (XLP) 0.08 68860 +46.00% 54.57 55.94
Lance Inc 0.08 85129 +9.00% 40.31 0.00
Vanguard REIT ETF (VNQ) 0.08 45393 +14.00% 82.59 83.25
Potbelly 0.08 254737 +26.00% 13.90 0.00
Halyard Health 0.08 89252 +21.00% 38.09 0.00
Ceb 0.08 46758 -2.00% 78.59 0.00
Hilton Worldwide Holdings 0.08 57724 -63.00% 58.47 0.00
SPDR S&P; 500 ETF (SPY) 0.07 13836 +3.00% 235.76 240.61
Forward Air Corporation (FWRD) 0.07 68729 +25.00% 47.57 51.13
Gladstone Commercial Corporation (GOOD) 0.07 147189 +10.00% 20.67 20.45
Boston Beer Company (SAM) 0.07 22107 +152.00% 144.66 145.25
iShares S&P; MidCap 400 Growth (IJK) 0.07 15651 -49.00% 190.91 195.05
Bank of Marin Ban (BMRC) 0.07 50932 +4.00% 64.35 61.90
Thermon Group Holdings Inc 0.07 157221 +29.00% 20.84 0.00
I Shares 2019 Etf 0.07 114476 +6.00% 25.53 0.00
Bio-techne Corporation 0.07 29064 +31.00% 101.66 0.00
Goldmansachsbdcinc shs 0.07 132494 -3.00% 24.64 0.00
Franklin Electric (FELE) 0.06 64517 +11.00% 43.06 38.05
John Bean Technologies Corporation (JBT) 0.06 28520 +3.00% 87.94 85.15
Exponent (EXPO) 0.06 43736 +9.00% 59.56 60.05
Onebeacon Insurance Group Ltd Cl-a 0.06 173824 +2.00% 16.00 0.00
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.06 24335 +10.00% 117.90 119.69
iShares Russell 2000 Growth Index (IWO) 0.06 16011 -48.00% 161.64 164.17
iShares S&P; SmallCap 600 Value Idx (IJS) 0.06 18487 +11.00% 138.64 137.04
iShares FTSE NAREIT Resi Plus Capp (REZ) 0.06 41996 +12.00% 63.15 65.18
Pennantpark Floating Rate Capi 0.06 181236 +16.00% 13.94 0.00
Alcentra Cap 0.06 203962 +6.00% 13.74 0.00
Alphabet Inc Class A cs 0.06 3359 -6.00% 847.87 0.00
Guggenheim Bulletshares 2025 Corp Etf gugenhim 2025 0.06 137256 +11.00% 20.32 0.00
Haemonetics Corporation (HAE) 0.05 54953 40.57 40.67
RBC Bearings Incorporated (ROLL) 0.05 21676 +23.00% 97.11 100.68
iShares Dow Jones US Utilities (IDU) 0.05 17903 NEW 128.41 132.42
iShares 10+ Year Credit Bond Fund ETF (CLY) 0.05 41218 -13.00% 59.25 60.65
Vanguard Long Term Corporate Bond ETF (VCLT) 0.05 25924 -38.00% 89.92 91.73
Capitala Finance 0.05 164137 +91.00% 14.36 0.00
Cm Fin 0.05 237087 10.15 0.00
Cu (CFI) 0.04 57596 +38.00% 31.21 31.20
iShares iBoxx $ High Yid Corp Bond (HYG) 0.04 21019 NEW 87.78 88.59
SPDR Barclays Capital High Yield B (JNK) 0.04 50191 NEW 36.94 37.35
Solar Senior Capital Ltd 0.04 88357 17.98 0.00
Berkshire Hathaway (BRK.A) 0.03 5 249800.00 0.00
iShares S&P; 500 Index (IVV) 0.03 5394 +4.00% 237.30 242.12
Capstead Mortgage Corporation (CMO) 0.03 110509 10.45 10.54
Gladstone Investment Corporation (GAIN) 0.03 142533 9.07 9.08
Kcap Financial 0.03 340472 4.07 0.00
Dow Chemical Company (DOW) 0.02 12193 +56.00% 63.56 61.45
Franklin Street Properties (FSP) 0.02 60000 12.13 11.44
iShares Gold Trust (IAU) 0.02 92973 12.01 12.09
Materials SPDR (XLB) 0.02 20811 +11.00% 52.42 52.89
Blackrock Kelso Capital (BKCC) 0.02 144736 -19.00% 7.54 7.63
iShares S&P; SmallCap 600 Growth (IJT) 0.02 7084 -75.00% 153.02 152.65
WisdomTree LargeCap Dividend Fund (DLN) 0.02 10339 -12.00% 82.89 83.44
JPMorgan Chase & Co. (JPM) 0.01 3840 NEW 87.76 85.71
Coca-Cola Company (KO) 0.01 5465 +12.00% 42.45 45.03
Wells Fargo & Company (WFC) 0.01 4121 55.57 53.09
Vulcan Materials Company (VMC) 0.01 2301 120.38 125.12
Altria (MO) 0.01 4789 +13.00% 71.41 72.85
iShares Russell 1000 Value Index (IWD) 0.01 4946 +28.00% 114.84 114.84
QUALCOMM (QCOM) 0.01 4841 NEW 57.43 58.64
EOG Resources (EOG) 0.01 3583 -13.00% 97.68 92.67
Visa (V) 0.01 6886 +73.00% 88.88 94.81
Pioneer Natural Resources (PXD) 0.01 1397 186.11 173.66
Compass Diversified Holdings (CODI) 0.01 25000 -71.00% 16.60 16.30
Royal Gold Inc 0.01 4338 70.08 0.00
Cimarex Energy Co 0.01 1907 119.56 0.00
iShares S&P; 500 Growth Index (IVW) 0.01 1873 131.34 136.76
iShares S&P; 500 Value Index (IVE) 0.01 5557 +47.00% 104.01 103.84
Silver Wheaton Corp 0.01 14166 20.82 0.00
iShares Silver Trust (SLV) 0.01 13887 NEW 17.28 16.27
iShares S&P; SmallCap 600 Index (IJR) 0.01 3558 +100.00% 69.14 68.69
Hallador Energy (HNRG) 0.01 32378 8.00 7.78
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.01 5634 +4.00% 105.25 105.36
Franco-Nevada Corporation (FNV) 0.01 4713 65.56 73.34
SPDR DJ Wilshire REIT (RWR) 0.01 6629 NEW 92.32 92.83
ETFS Physical Platinum Shares (PPLT) 0.01 3777 90.81 90.77
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.01 13299 -21.00% 31.43 33.33
PowerShares S&P; SllCp Egy Ptflio (XLES) 0.01 35356 NEW 18.16 0.00
Manatuck Hill Mariner Offshore 0.01 2650 130.94 0.00
Rsp Permian 0.01 5737 41.49 0.00
Parsley Energy Inc-class A 0.01 7271 32.46 0.00
Varex Imaging 0.01 19409 NEW 33.59 0.00
Eli Lilly & Co. (LLY) 0.00 2449 NEW 84.12 77.96
Cameco Corporation 0.00 17254 +39.00% 11.07 0.00
Southwestern Energy Company (SWN) 0.00 23249 8.17 6.76
Potlatch Corporation (PCH) 0.00 4624 NEW 45.63 45.05
Medallion Financial (TAXI) 0.00 53953 -35.00% 1.98 7.71
SPDR S&P; MidCap 400 ETF (MDY) 0.00 703 NEW 312.94 314.62
Vanguard Total Stock Market ETF (VTI) 0.00 1823 -59.00% 121.23 123.59
First Majestic Silver Corp 0.00 15888 NEW 8.12 0.00
Fortuna Silver Mines Inc. 0.00 24445 NEW 5.20 0.00
Belo Sun Mining Corp 0.00 188997 NEW 0.65 0.00
Sandstorm Gold 0.00 45320 4.28 0.00
Sabina Gold & Silver 0.00 125910 NEW 1.16 0.00
Harvest Cap Cr 0.00 16699 13.17 0.00