Confluence Investment Management

Latest statistics and disclosures from Confluence Investment Management's latest quarterly 13F-HR filing:

Companies in the Confluence Investment Management portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Johnson & Johnson (JNJ) 2.54 1.02M 130.01
Pepsi (PEP) 2.42 1.13M +2% 111.43
Diageo (DEO) 2.39 943888 132.13
Polaris Industries (PII) 2.21 1.11M 104.63
Fastenal Company (FAST) 2.14 2.45M +2% 45.58
Microsoft Corporation (MSFT) 2.11 1.48M 74.49
Northern Trust Corporation (NTRS) 2.04 1.16M 91.93
Fnf 2.03 2.23M 47.46
Chubb 1.99 729754 +2% 142.55
Chevron Corporation (CVX) 1.97 876407 +3% 117.50
3M Company (MMM) 1.97 489839 209.90
Paychex (PAYX) 1.96 1.70M +3% 59.96
Praxair (PX) 1.96 732828 +3% 139.74
Dowdupont Inc 1.89 1.43M NEW 69.23
Progressive Corporation (PGR) 1.88 2.02M -3% 48.42
Southern Company (SO) 1.88 1.99M +11% 49.14
Gra (GGG) 1.88 795176 -9% 123.69
Colgate-Palmolive Company (CL) 1.86 1.33M 72.85
Iron Mountain 1.77 2.38M +2% 38.90
Martin Marietta Materials (MLM) 1.69 428496 +22% 206.23
Rayonier (RYN) 1.63 2.95M +3% 28.89
Pfizer (PFE) 1.59 2.33M +4% 35.70
GlaxoSmithKline (GSK) 1.58 2.04M +5% 40.60
Ares Capital Corporation (ARCC) 1.58 5.04M +2% 16.39
Kinder Morgan Inc. 1.56 4.25M +4% 19.18
Stryker Corporation (SYK) 1.55 570177 +2% 142.02
Kraft Heinz 1.54 1.04M +11% 77.55
Broadridge Financial Solutions (BR) 1.53 987997 80.82
Weyerhaeuser Company (WY) 1.53 2.34M 34.03
Markel Corporation (MKL) 1.47 72047 +6% 1067.98
Compagnie Fin Richemontag S adr 1.44 8.19M +6% 9.15
Colony Northstar 1.40 5.80M NEW 12.56
General Electric Company (GE) 1.38 2.99M +4% 24.18
American International (AIG) 1.32 1.12M +8% 61.39
Allergan 1.25 318886 +7% 204.95
MasterCard Incorporated (MA) 1.05 387893 141.20
Discovery Communications (DISCK) 0.97 2.50M +12% 20.26
Digital Realty Trust (DLR) 0.93 410041 118.33
American Express Company (AXP) 0.92 530442 90.46
Nxp Semiconductors N V 0.92 422807 -6% 113.09
Advisory Board Company (ABCO) 0.89 868951 53.62
TJX Companies (TJX) 0.85 600690 +2% 73.73
Analog Devices (ADI) 0.80 482599 86.17
Illinois Tool Works (ITW) 0.79 279681 +5% 147.96
Schlumberger (SLB) 0.75 560102 +3% 69.76
Starbucks Corporation (SBUX) 0.75 729181 +2% 53.71
Natus Medical (BABY) 0.75 1.04M +127% 37.50
MSC Industrial Direct (MSM) 0.71 491590 +54% 75.57
Black Knight Inc 0.70 845855 NEW 43.00
Thermo Fisher Scientific (TMO) 0.69 189760 189.20
Berkshire Hathaway (BRK.B) 0.66 188467 183.32
C.H. Robinson Worldwide (CHRW) 0.66 452049 +2% 76.10
United Technologies Corporation (UTX) 0.63 282776 116.08
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.63 306371 +6% 106.52
W.R. Berkley Corporation (WRB) 0.60 471775 66.74
Lowe's Companies (LOW) 0.54 351105 79.94
Alphabet Inc Class C cs 0.53 28894 959.09
Axalta Coating Sys 0.52 932661 +22% 28.92
Brown & Brown (BRO) 0.46 497655 48.19
Express Scripts Holding 0.46 378856 63.32
Home Depot (HD) 0.38 119714 163.56
MTS Systems Corporation (MTSC) 0.38 370560 +3% 53.45
iShares Lehman MBS Bond Fund (MBB) 0.37 181087 +5% 107.10
Ishares Tr 2023 invtgr bd 0.36 762783 +4% 24.57
McDonald's Corporation (MCD) 0.33 109952 156.68
Claymore Exchange Trd Fd Tr 2024 corp bond 0.33 809318 +45% 20.97
SEI Investments Company (SEIC) 0.32 276873 +3% 61.06
Ross Stores (ROST) 0.32 258288 +48% 64.57
Becton, Dickinson and (BDX) 0.32 84025 +2% 195.95
Lockheed Martin Corporation (LMT) 0.32 54377 +3% 310.30
T. Rowe Price (TROW) 0.31 177598 +3% 90.65
General Dynamics Corporation (GD) 0.31 77832 +3% 205.58
Commerce Bancshares (CBSH) 0.31 283275 +3% 57.77
New Jersey Resources Corporation (NJR) 0.31 383852 +2% 42.15
M&T; Bank Corporation (MTB) 0.30 97910 +3% 161.04
Donaldson Company (DCI) 0.30 345713 +3% 45.94
Clorox Company (CLX) 0.29 113390 +3% 131.91
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.29 119728 +40% 124.76
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.29 435536 +4% 34.51
Medtronic 0.29 197059 +3% 77.77
Ishares Tr ibonds dec2026 0.29 614484 NEW 24.64
Air Products & Chemicals (APD) 0.28 95722 +4% 151.22
Procter & Gamble Company (PG) 0.28 159074 +3% 90.98
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.28 172192 +3% 83.81
MDU Resources (MDU) 0.27 552176 +3% 25.95
Cullen/Frost Bankers (CFR) 0.26 141518 +2% 94.92
Novartis AG (NVS) 0.26 159300 +4% 85.85
Expeditors International of Washington (EXPD) 0.25 218031 59.86
Exxon Mobil Corporation (XOM) 0.25 159910 +5% 81.98
New Mountain Finance Corp 0.25 918854 14.25
Ishares Corporate Bond Etf 202 0.25 492182 +4% 26.74
Golub Capital BDC (GBDC) 0.24 676860 18.82
Tcp Capital 0.24 748539 16.49
NIKE (NKE) 0.22 225524 +5% 51.85
Morningstar (MORN) 0.22 138103 -25% 84.99
Nordstrom (JWN) 0.21 231955 47.15
Solar Cap Ltd 0.20 488498 -2% 21.64
Hercules Technology Growth Capital (HTGC) 0.19 768230 +24% 12.90
THL Credit (TCRD) 0.19 1.06M 9.33
Patterson Companies (PDCO) 0.18 241552 38.65
Ishares Tr 2020 invtgr bd 0.18 377753 +4% 24.67
Triplepoint Venture Gr Bdc cs 0.18 696313 -3% 13.40
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.18 190221 48.91
Vaneck Vectors Etf Tr amt free long mu 0.18 461946 +2% 19.97
iShares S&P; MidCap 400 Value Index (IJJ) 0.17 56496 -16% 152.74
iShares S&P; MidCap 400 Growth (IJK) 0.16 41586 -14% 202.35
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.16 77808 +17% 110.16
Cys Investments 0.15 911826 8.59
iShares S&P; SmallCap 600 Growth (IJT) 0.14 45732 +93% 164.48
Triangle Capital Corporation (TCAP) 0.14 498445 14.28
iShares Dow Jones US Technology (IYW) 0.14 50367 -31% 149.92
Stellus Capital Investment 0.14 532605 +4% 13.65
Tpg Specialty Lnding Inc equity 0.14 359103 -6% 20.96
PennantPark Investment (PNNT) 0.13 919909 7.51
Vanguard Emerging Markets ETF (VWO) 0.13 149987 NEW 43.57
iShares S&P; SmallCap 600 Value Idx (IJS) 0.13 45826 +164% 148.30
Ishares Tr ibonds dec 21 0.13 255801 +7% 25.89
Ishares Tr ibonds dec 22 0.13 252394 -11% 26.07
Health Care SPDR (XLV) 0.12 77282 -10% 81.73
iShares MSCI ACWI ex US Index Fund (ACWX) 0.12 125369 NEW 48.35
Annaly Capital Management (NLY) 0.11 485902 +5% 12.14
Claymore Exchange Trd Fd Tr gug bull2019 e 0.11 264259 +4% 21.25
Claymore Exchange Trd Fd Tr gug bull2020 e 0.11 261895 +4% 21.51
Ofs Capital 0.11 439898 -2% 13.17
Gugenheim Bulletshares 2022 Corp Bd 0.11 264303 +4% 21.41
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.11 263779 +4% 21.36
Fs Investment Corporation 0.11 663535 8.45
Varian Medical Systems (VAR) 0.10 53321 -12% 100.05
Industrial SPDR (XLI) 0.10 69868 -20% 71.01
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.10 46277 +7% 110.88
iShares Dow Jones US Financial (IYF) 0.10 45352 -40% 112.12
Forward Air Corporation (FWRD) 0.09 77542 57.23
Innophos Holdings (IPHS) 0.09 93494 +3% 49.19
Raven Industries (RAVN) 0.09 139150 +4% 32.40
Bank of Marin Ban (BMRC) 0.09 67019 +24% 68.50
Halyard Health 0.09 101454 45.03
SPDR S&P; 500 ETF (SPY) 0.08 15634 +5% 251.25
Boston Beer Company (SAM) 0.08 26682 +2% 156.18
Movado (MOV) 0.08 158172 -9% 28.00
Cu (CFI) 0.08 125156 +43% 32.75
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.08 35575 +31% 121.24
Consumer Discretionary SPDR (XLY) 0.08 45484 -29% 90.08
Main Street Capital Corporation (MAIN) 0.08 98998 -17% 39.75
Thermon Group Holdings Inc 0.08 226006 +2% 17.99
Luxoft Holding Inc cmn 0.08 83849 NEW 47.80
Ishares 2020 Amt-free Muni Bond Etf 0.08 172180 +3% 25.70
Veritex Hldgs 0.08 146423 +2% 26.96
Franklin Electric (FELE) 0.07 79119 -2% 44.85
Monotype Imaging Holdings (TYPE) 0.07 198990 +2% 19.25
Lance Inc 0.07 91552 38.14
Medley Capital Corporation 0.07 587221 5.92
Potbelly 0.07 307129 +2% 12.40
*re Max Hldgs Inc cl a 0.07 55623 -73% 63.55
Bio-techne Corporation 0.07 31148 120.88
Goldmansachsbdcinc shs 0.07 150528 22.82
Guggenheim Bulletshares 2025 Corp Etf gugenhim 2025 0.07 181472 +24% 20.78
Hilton Worldwide Holdings 0.07 55478 69.45
RBC Bearings Incorporated (ROLL) 0.06 23757 +2% 125.14
Apollo Investment (AINV) 0.06 551102 6.11
iShares FTSE NAREIT Resi Plus Capp (REZ) 0.06 52676 -53% 63.60
Vanguard Long Term Corporate Bond ETF (VCLT) 0.06 30925 +6% 94.16
I Shares 2019 Etf 0.06 120676 +3% 25.56
Alphabet Inc Class A cs 0.06 3295 -2% 973.60
John Bean Technologies Corporation (JBT) 0.05 27540 -2% 101.10
iShares Russell 2000 Value Index (IWN) 0.05 20258 -40% 124.10
iShares iBoxx $ High Yid Corp Bond (HYG) 0.05 31749 +5% 88.76
SPDR Barclays Capital High Yield B (JNK) 0.05 75705 +6% 37.32
Pennantpark Floating Rate Capi 0.05 171462 -3% 14.48
Alcentra Cap 0.05 247583 +18% 10.71
Varex Imaging 0.05 78491 +362% 33.83
Energy Select Sector SPDR (XLE) 0.04 31417 -30% 68.47
Vanguard European ETF (VGK) 0.04 40272 NEW 58.33
SPDR Barclays Capital Inter Term (ITE) 0.04 32118 NEW 60.03
Cm Fin 0.04 221051 -3% 9.35
Berkshire Hathaway (BRK.A) 0.03 5 274800.00
Exponent (EXPO) 0.03 19585 -58% 73.91
iShares Russell 2000 Growth Index (IWO) 0.03 10088 -42% 178.93
Consumer Staples Select Sect. SPDR (XLP) 0.03 31778 -42% 53.97
Solar Senior Capital Ltd 0.03 79159 -5% 17.23
Capitala Finance 0.03 163916 9.54
Ishares Tr Ibonds Dec2023 etf 0.03 52451 NEW 25.51
Gartner (IT) 0.02 9380 -4% 124.44
Franklin Street Properties (FSP) 0.02 80000 +33% 10.62
Capstead Mortgage Corporation (CMO) 0.02 110509 9.46
iShares Gold Trust (IAU) 0.02 88786 12.31
Materials SPDR (XLB) 0.02 21693 -9% 56.79
iShares Dow Jones US Utilities (IDU) 0.02 9601 -53% 132.90
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.02 12227 +80% 105.34
Vanguard REIT ETF (VNQ) 0.02 12532 +17% 83.07
Kcap Financial 0.02 340472 3.65
JPMorgan Chase & Co. (JPM) 0.01 7184 95.49
Coca-Cola Company (KO) 0.01 9213 +6% 45.05
Wells Fargo & Company (WFC) 0.01 6497 +38% 55.10
Vulcan Materials Company (VMC) 0.01 2189 119.69
iShares S&P; 500 Index (IVV) 0.01 2621 -16% 252.96
QUALCOMM (QCOM) 0.01 10504 +18% 51.88
EOG Resources (EOG) 0.01 3525 +2% 96.74
Visa (V) 0.01 6507 -8% 105.27
Royal Gold Inc 0.01 4182 86.08
Potlatch Corporation (PCH) 0.01 5128 51.09
iShares S&P; 500 Growth Index (IVW) 0.01 3850 143.38
iShares S&P; 500 Value Index (IVE) 0.01 5762 107.95
iShares S&P; SmallCap 600 Index (IJR) 0.01 3627 74.17
Vanguard Total Stock Market ETF (VTI) 0.01 2402 +3% 129.48
iShares Russell Midcap Growth Idx. (IWP) 0.01 4455 -91% 113.13
Gladstone Investment Corporation (GAIN) 0.01 29360 9.50
Franco-Nevada Corporation (FNV) 0.01 4502 77.52
ETFS Physical Platinum Shares (PPLT) 0.01 3923 +9% 87.18
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.01 8481 -23% 33.72
WisdomTree LargeCap Dividend Fund (DLN) 0.01 5077 -34% 86.86
Manatuck Hill Mariner Offshore 0.01 2650 129.43
D Ishares 0.01 6658 NEW 49.41
Nuveen Barclays Shrt Term Muni bdfund 0.01 7748 NEW 48.66
Alcoa 0.01 7433 -6% 46.68
Wheaton Precious Metals Corp C Om stock 0.01 14203 +5% 19.08
U.S. Ban (USB) 0.00 4745 +5% 53.53
Bank of America Corporation (BAC) 0.00 8419 -23% 25.30
Abbott Laboratories (ABT) 0.00 4591 53.37
Eli Lilly & Co. (LLY) 0.00 2449 85.34
Cameco Corporation 0.00 16413 9.69
Nextera Energy Inc C om 0.00 1413 NEW 146.50
iShares Russell 1000 Value Index (IWD) 0.00 1727 -41% 118.70
Accenture 0.00 1587 -2% 134.85
Fifth Street Finance (FSC) 0.00 31380 NEW 5.48
Pioneer Natural Resources (PXD) 0.00 1543 +11% 147.76
Southwestern Energy Company (SWN) 0.00 34869 6.11
Cimarex Energy Co 0.00 2176 NEW 113.51
Seabridge Gold Inc 0.00 17198 +7% 12.21
SPDR S&P; MidCap 400 ETF (MDY) 0.00 638 -8% 326.02
iShares Silver Trust (SLV) 0.00 12907 15.73
First Majestic Silver Corp 0.00 17091 +14% 6.85
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.00 2375 NEW 101.89
Fortuna Silver Mines Inc. 0.00 23292 4.38
Belo Sun Mining Corp 0.00 249051 0.45
Kemper Corp Del 0.00 4470 NEW 53.02
Ishares Tr fltg rate nt 0.00 4755 NEW 50.89
Sabina Gold & Silver 0.00 119300 1.77
Harvest Cap Cr 0.00 16699 13.35
Rsp Permian 0.00 6602 NEW 34.53

Past 13F-HR SEC Filings by Confluence Investment Management

View All Filings