Confluence Investment Management LLC

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Johnson & Johnson (JNJ) 2.55 912580 +3.00% 115.21 124.92
Pepsi (PEP) 2.49 979165 +3.00% 104.63 112.43
Northern Trust Corporation (NTRS) 2.20 1.02M +3.00% 89.05 86.12
Microsoft Corporation (MSFT) 2.09 1.39M +2.00% 62.14 65.47
Chevron Corporation (CVX) 2.09 732369 +6.00% 117.70 108.07
Diageo (DEO) 2.06 816463 +17.00% 103.94 116.53
Paychex (PAYX) 2.05 1.39M +18.00% 60.88 59.06
Chubb 2.01 625850 +6.00% 132.12 0.00
3M Company (MMM) 2.00 461858 +16.00% 178.57 190.68
Fastenal Company (FAST) 2.00 1.75M +15.00% 46.98 51.22
Linear Technology Corporation (LLTC) 1.93 1.28M -3.00% 62.35 65.00
Southern Company (SO) 1.83 1.53M +18.00% 49.19 49.95
Kraft Heinz 1.81 855921 +17.00% 87.32 0.00
Ares Capital Corporation (ARCC) 1.79 4.48M +6.00% 16.49 17.28
Progressive Corporation (PGR) 1.76 2.04M +3.00% 35.50 39.38
Gra (GGG) 1.76 873825 +3.00% 83.09 93.52
Martin Marietta Materials (MLM) 1.71 318383 221.53 214.27
E.I. du Pont de Nemours & Company (DD) 1.71 961030 +16.00% 73.40 81.87
Praxair (PX) 1.70 599372 +8.00% 117.19 118.38
Colgate-Palmolive Company (CL) 1.69 1.06M +17.00% 65.44 73.56
Fnf 1.68 2.04M +16.00% 33.96 0.00
Stryker Corporation (SYK) 1.62 556409 119.81 131.90
Iron Mountain 1.58 2.01M +21.00% 32.48 0.00
Weyerhaeuser Company (WY) 1.57 2.15M +9.00% 30.09 33.53
Rayonier (RYN) 1.55 2.40M +7.00% 26.60 28.09
Broadridge Financial Solutions (BR) 1.50 933846 +7.00% 66.30 67.54
Pfizer (PFE) 1.47 1.87M +8.00% 32.48 34.33
GlaxoSmithKline (GSK) 1.44 1.54M +9.00% 38.51 42.73
Kinder Morgan Inc. 1.44 2.86M +8.00% 20.71 0.00
General Electric Company (GE) 1.39 1.82M +3.00% 31.60 29.68
C.H. Robinson Worldwide (CHRW) 1.36 766223 +3.00% 73.26 77.29
American International (AIG) 1.35 854451 65.31 61.77
Kohl's Corporation (KSS) 1.34 1.12M -10.00% 49.38 40.19
Allergan 1.26 248118 +117.00% 210.01 0.00
Markel Corporation (MKL) 1.25 56800 904.51 964.00
Discovery Communications (DISCK) 1.15 1.76M 26.78 27.51
Mattel (MAT) 1.11 1.66M +32.00% 27.55 25.36
Nxp Semiconductors N V 1.11 464970 98.01 0.00
Lowe's Companies (LOW) 1.09 629241 +4.00% 71.12 82.21
Compagnie Fin Richemontag S adr 1.03 6.48M 6.56 0.00
MasterCard Incorporated (MA) 1.01 404457 -4.00% 103.25 112.06
American Express Company (AXP) 0.94 523460 74.08 78.25
Digital Realty Trust (DLR) 0.92 385038 +17.00% 98.26 105.37
TJX Companies (TJX) 0.90 494741 -5.00% 75.13 79.68
Illinois Tool Works (ITW) 0.78 263199 -7.00% 122.46 131.95
W.R. Berkley Corporation (WRB) 0.76 469247 -8.00% 66.51 70.10
United Technologies Corporation (UTX) 0.73 275712 -7.00% 109.62 112.06
Berkshire Hathaway (BRK.B) 0.72 181983 -8.00% 162.98 0.00
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.67 261588 +30.00% 104.82 105.68
Thermo Fisher Scientific (TMO) 0.63 184971 -7.00% 141.10 153.98
Schlumberger (SLB) 0.62 306545 -5.00% 83.95 78.67
Advisory Board Company (ABCO) 0.59 734107 +16.00% 33.25 46.75
Express Scripts Holding 0.55 328349 -5.00% 68.79 0.00
Brown & Brown (BRO) 0.51 464330 -26.00% 44.86 42.35
Alphabet Inc Class C cs 0.49 26134 -19.00% 771.79 0.00
Donnelley Finl Solutions Inc Com stock 0.46 816626 NEW 22.98 0.00
MSC Industrial Direct (MSM) 0.43 192746 -27.00% 92.39 102.41
*re Max Hldgs Inc cl a 0.43 313515 -30.00% 56.00 0.00
MTS Systems Corporation (MTSC) 0.42 308770 +6.00% 56.70 53.70
Ishares Tr 2023 invtgr bd 0.39 663756 +16.00% 24.17 0.00
Home Depot (HD) 0.36 111218 +6.00% 134.08 147.04
Commerce Bancshares (CBSH) 0.36 254066 +10.00% 57.81 54.80
Golub Capital BDC (GBDC) 0.35 781172 18.39 19.56
M&T; Bank Corporation (MTB) 0.34 88280 +6.00% 156.43 154.43
MDU Resources (MDU) 0.34 486220 +5.00% 28.77 27.16
General Dynamics Corporation (GD) 0.34 80591 +5.00% 172.66 188.29
iShares Lehman MBS Bond Fund (MBB) 0.34 131532 +70.00% 106.34 106.54
Analog Devices (ADI) 0.33 188092 +6.00% 72.62 81.91
Donaldson Company (DCI) 0.32 310636 +6.00% 42.08 45.28
New Mountain Finance Corp 0.32 931841 +12.00% 14.10 0.00
Lockheed Martin Corporation (LMT) 0.31 50450 +6.00% 249.95 268.24
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.31 378235 +15.00% 33.91 34.11
Ishares Tr 2018 invtgr bd 0.31 520195 +15.00% 24.64 0.00
Exxon Mobil Corporation (XOM) 0.30 134971 +7.00% 90.26 82.02
Becton, Dickinson and (BDX) 0.30 74905 +6.00% 165.54 183.87
New Jersey Resources Corporation (NJR) 0.30 344312 +7.00% 35.50 39.40
Tcp Capital 0.30 742062 16.90 0.00
SEI Investments Company (SEIC) 0.29 240695 +8.00% 49.36 50.37
McDonald's Corporation (MCD) 0.29 99467 +8.00% 121.72 128.84
Starbucks Corporation (SBUX) 0.29 216861 +5.00% 55.52 57.54
Cullen/Frost Bankers (CFR) 0.28 131180 +4.00% 88.23 85.82
Air Products & Chemicals (APD) 0.28 79938 +8.00% 143.82 136.78
Clorox Company (CLX) 0.28 96190 +8.00% 120.02 135.96
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.28 97509 -48.00% 119.13 121.34
Expeditors International of Washington (EXPD) 0.27 211629 -7.00% 52.96 56.33
Polaris Industries (PII) 0.27 134071 +8.00% 82.39 83.92
T. Rowe Price (TROW) 0.27 148480 +9.00% 75.26 67.92
Procter & Gamble Company (PG) 0.27 134386 +8.00% 84.08 90.60
Solar Cap Ltd 0.27 527738 20.82 0.00
Ishares Corporate Bond Etf 202 0.27 428721 +15.00% 26.23 0.00
W.W. Grainger (GWW) 0.26 45428 +8.00% 232.26 237.75
Occidental Petroleum Corporation (OXY) 0.26 149122 +4.00% 71.23 63.78
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.25 141069 +7.00% 71.74 78.03
Morningstar (MORN) 0.25 139273 -9.00% 73.56 78.17
Hercules Technology Growth Capital (HTGC) 0.25 727777 14.11 15.31
Medtronic 0.24 139821 +6.00% 71.23 0.00
Novartis AG (NVS) 0.23 128163 +10.00% 72.84 74.85
THL Credit (TCRD) 0.23 943835 -9.00% 10.01 9.80
Nordstrom (JWN) 0.22 192277 +7.00% 47.93 45.92
NIKE (NKE) 0.22 181307 +11.00% 50.83 56.68
Claymore Exchange Trd Fd Tr 2024 corp bond 0.22 449584 +119.00% 20.43 0.00
Triangle Capital Corporation (TCAP) 0.21 476784 +3.00% 18.34 18.97
Triplepoint Venture Gr Bdc cs 0.21 749703 11.78 0.00
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.21 178269 +21.00% 47.44 0.00
Vaneck Vectors Etf Tr amt free long mu 0.21 454232 -12.00% 19.36 0.00
Ishares Tr 2020 invtgr bd 0.20 326547 +15.00% 24.61 0.00
Fs Investment Corporation 0.19 777470 +85.00% 10.30 0.00
Patterson Companies (PDCO) 0.18 180224 +40.00% 41.03 45.08
iShares S&P; MidCap 400 Value Index (IJJ) 0.18 51787 -6.00% 145.21 147.46
Tpg Specialty Lnding Inc equity 0.18 398487 +2.00% 18.68 0.00
PennantPark Investment (PNNT) 0.16 886750 -2.00% 7.66 8.07
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.16 59846 +14.00% 108.19 108.97
iShares Dow Jones US Technology (IYW) 0.16 53159 -9.00% 120.24 135.03
Ishares Tr ibonds dec 22 0.16 258420 +29.00% 25.34 0.00
Cys Investments 0.15 774326 7.73 0.00
iShares S&P; MidCap 400 Growth (IJK) 0.14 30794 -4.00% 182.21 190.02
iShares Russell 2000 Value Index (IWN) 0.14 47882 -8.00% 118.94 116.74
Ofs Capital 0.13 379833 13.76 0.00
Stellus Capital Investment 0.13 434436 +7.00% 12.06 0.00
Black Knight Finl Svcs Inc cl a 0.13 143864 +21.00% 37.80 0.00
Ishares Tr ibonds dec 21 0.13 212428 +58.00% 25.28 0.00
iShares Russell 2000 Growth Index (IWO) 0.12 31098 -10.00% 153.93 160.65
iShares Russell Midcap Growth Idx. (IWP) 0.12 49404 -7.00% 97.38 103.69
Claymore Exchange Trd Fd Tr gug bull2019 e 0.12 227093 +14.00% 21.14 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.12 226276 +14.00% 21.20 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.12 226807 +14.00% 21.18 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.12 229056 +14.00% 20.92 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.12 227859 +14.00% 20.99 0.00
iShares S&P; SmallCap 600 Growth (IJT) 0.11 29515 -13.00% 149.99 151.53
Main Street Capital Corporation (MAIN) 0.11 126288 -3.00% 36.77 37.85
Medley Capital Corporation 0.11 587221 7.51 0.00
Annaly Capital Management (NLY) 0.10 411902 9.97 11.12
Varian Medical Systems (VAR) 0.10 45907 +19.00% 89.79 91.14
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.10 37135 +19.00% 108.17 109.10
Vanguard Emerging Markets ETF (VWO) 0.10 109433 +1281.00% 35.78 40.25
iShares Russell 3000 Value Index (IWW) 0.10 81099 NEW 49.14 131.04
Hilton Worldwide Holdings 0.10 156690 NEW 27.20 0.00
Health Care SPDR (XLV) 0.09 51456 +36.00% 68.93 74.56
VCA Antech (WOOF) 0.09 51359 +5.00% 68.65 91.42
Consumer Discretionary SPDR (XLY) 0.09 47270 -8.00% 81.40 87.71
Vanguard Long Term Corporate Bond ETF (VCLT) 0.09 42247 -37.00% 89.36 90.20
Ishares 2020 Amt-free Muni Bond Etf 0.09 154328 +14.00% 25.24 0.00
Mueller Industries (MLI) 0.08 77447 +11.00% 39.96 33.53
Industrial SPDR (XLI) 0.08 52075 +15.00% 62.22 64.97
Apollo Investment (AINV) 0.08 551102 5.86 6.36
Bank of Marin Ban (BMRC) 0.08 48631 +3.00% 69.75 64.95
Vanguard REIT ETF (VNQ) 0.08 39547 -12.00% 82.53 81.95
Goldmansachsbdcinc shs 0.08 137638 +6.00% 23.52 0.00
SPDR S&P; 500 ETF (SPY) 0.07 13378 223.50 235.54
Gladstone Commercial Corporation (GOOD) 0.07 133376 +6.00% 20.10 20.31
Raven Industries (RAVN) 0.07 120606 +5.00% 25.20 28.20
Natus Medical (BABY) 0.07 80164 +11.00% 34.80 38.10
Onebeacon Insurance Group Ltd Cl-a 0.07 169630 +5.00% 16.05 0.00
Lance Inc 0.07 77847 +7.00% 38.34 0.00
iShares 10+ Year Credit Bond Fund ETF (CLY) 0.07 47662 -13.00% 58.71 59.38
I Shares 2019 Etf 0.07 107917 +13.00% 25.33 0.00
Halyard Health 0.07 73647 +13.00% 36.97 0.00
Ceb 0.07 47780 NEW 60.59 0.00
Alphabet Inc Class A cs 0.07 3609 -63.00% 792.46 0.00
Forward Air Corporation (FWRD) 0.06 54751 +12.00% 47.38 46.70
SPDR Gold Trust (GLD) 0.06 23501 -26.00% 109.61 119.31
Energy Select Sector SPDR (XLE) 0.06 33847 -48.00% 75.31 70.16
John Bean Technologies Corporation (JBT) 0.06 27538 -31.00% 85.95 87.75
Monotype Imaging Holdings (TYPE) 0.06 134056 +7.00% 19.85 19.50
Exponent (EXPO) 0.06 39765 +2.00% 60.30 59.05
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.06 21997 NEW 117.20 118.10
Consumer Staples Select Sect. SPDR (XLP) 0.06 47140 -5.00% 51.72 54.85
iShares S&P; SmallCap 600 Value Idx (IJS) 0.06 16646 -50.00% 140.03 137.11
iShares Dow Jones US Financial (IYF) 0.06 24617 -26.00% 101.47 103.42
iShares FTSE NAREIT Resi Plus Capp (REZ) 0.06 37255 -55.00% 62.01 63.03
Thermon Group Holdings Inc 0.06 121651 +15.00% 19.09 0.00
Potbelly 0.06 201078 +9.00% 12.90 0.00
Alcentra Cap 0.06 191932 11.97 0.00
Bio-techne Corporation 0.06 22090 102.85 0.00
Guggenheim Bulletshares 2025 Corp Etf gugenhim 2025 0.06 122813 NEW 20.16 0.00
Franklin Electric (FELE) 0.05 57804 38.91 41.85
Haemonetics Corporation (HAE) 0.05 55547 40.20 40.43
Pennantpark Floating Rate Capi 0.05 155556 14.11 0.00
Cm Fin 0.05 239457 +11.00% 9.30 0.00
Compass Diversified Holdings (CODI) 0.04 88200 17.90 16.45
Boston Beer Company (SAM) 0.04 8747 NEW 169.89 145.45
RBC Bearings Incorporated (ROLL) 0.04 17523 +8.00% 92.79 94.43
Cu (CFI) 0.04 41560 +3.00% 37.15 31.40
Vanguard Small-Cap Growth ETF (VBK) 0.04 12731 -62.00% 133.14 139.86
Solar Senior Capital Ltd 0.04 89022 16.45 0.00
Berkshire Hathaway (BRK.A) 0.03 5 244200.00 0.00
iShares S&P; 500 Index (IVV) 0.03 5147 +10.00% 224.99 237.13
Capstead Mortgage Corporation (CMO) 0.03 110509 10.19 10.55
iShares Gold Trust (IAU) 0.03 93330 11.08 12.06
Blackrock Kelso Capital (BKCC) 0.03 180701 -36.00% 6.96 7.43
Gladstone Investment Corporation (GAIN) 0.03 142533 8.46 8.89
Kcap Financial 0.03 340472 3.98 0.00
Capitala Finance 0.03 85495 +28.00% 12.92 0.00
Franklin Street Properties (FSP) 0.02 60000 12.97 11.85
Materials SPDR (XLB) 0.02 18706 NEW 49.72 52.41
WisdomTree LargeCap Dividend Fund (DLN) 0.02 11789 +13.00% 79.90 82.91
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.02 32098 NEW 23.18 0.00
Noble Energy (NBL) 0.01 6598 NEW 38.04 34.75
Wells Fargo & Company (WFC) 0.01 4111 NEW 55.22 55.67
Dow Chemical Company (DOW) 0.01 7806 +28.00% 57.26 64.42
Vulcan Materials Company (VMC) 0.01 2308 125.22 118.16
Altria (MO) 0.01 4202 NEW 67.59 72.96
Philip Morris International (PM) 0.01 2413 NEW 91.59 113.40
iShares Russell 1000 Value Index (IWD) 0.01 3842 NEW 111.92 114.72
Anheuser-Busch InBev NV (BUD) 0.01 2690 105.58 111.33
EOG Resources (EOG) 0.01 4130 +14.00% 101.21 97.00
Visa (V) 0.01 3978 +42.00% 77.93 89.18
Pioneer Natural Resources (PXD) 0.01 1408 -17.00% 180.40 188.32
Southwestern Energy Company (SWN) 0.01 23290 NEW 10.82 8.15
CONSOL Energy (CNX) 0.01 13544 NEW 18.24 16.44
FMC Corporation (FMC) 0.01 4281 56.53 61.38
Royal Gold Inc 0.01 4359 63.32 0.00
Cimarex Energy Co 0.01 1922 NEW 135.80 0.00
Medallion Financial (TAXI) 0.01 83353 3.02 7.71
iShares Lehman Aggregate Bond (AGG) 0.01 2114 NEW 107.85 108.61
iShares S&P; 500 Growth Index (IVW) 0.01 1888 NEW 121.82 131.51
iShares S&P; 500 Value Index (IVE) 0.01 3762 +17.00% 101.28 103.92
Silver Wheaton Corp 0.01 14212 19.35 0.00
iShares S&P; SmallCap 600 Index (IJR) 0.01 1779 -29.00% 137.72 68.45
Vanguard Total Stock Market ETF (VTI) 0.01 4531 NEW 115.43 121.08
Hallador Energy (HNRG) 0.01 32625 9.10 7.81
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.01 5375 -46.00% 104.93 105.20
Franco-Nevada Corporation (FNV) 0.01 4734 59.78 65.71
ETFS Physical Platinum Shares (PPLT) 0.01 3808 NEW 86.40 91.42
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.01 16934 +21.00% 29.59 31.37
WisdomTree LargeCap Value Fund (EZY) 0.01 4062 +13.00% 67.70 69.81
Manatuck Hill Mariner Offshore 0.01 2650 -5.00% 138.11 0.00
Vanguard Equity Income Admiral 0.01 3237 68.27 0.00
Harvest Cap Cr 0.01 16699 13.77 0.00
Rsp Permian 0.01 5764 NEW 44.59 0.00
Parsley Energy Inc-class A 0.01 7330 NEW 35.20 0.00
Coca-Cola Company (KO) 0.00 4850 41.44 42.42
Cameco Corporation 0.00 12339 NEW 10.45 0.00
Apple (AAPL) 0.00 1736 NEW 115.78 144.12
Sandstorm Gold 0.00 45521 3.91 0.00