Confluence Investment Management

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Johnson & Johnson (JNJ) 2.71 879567 +8.00% 118.13 98.55
Pepsi (PEP) 2.68 945153 +6.00% 108.77 93.96
Diageo (DEO) 2.11 696497 +2.00% 116.04 110.91
Linear Technology Corporation (LLTC) 2.05 1.33M -2.00% 59.29 46.86
Microsoft Corporation (MSFT) 2.04 1.36M +3.00% 57.60 42.00
Chubb 1.92 585800 +7.00% 125.65 0.00
Chevron Corporation (CVX) 1.84 686504 -20.00% 102.92 102.86
3M Company (MMM) 1.83 398000 +3.00% 176.23 162.72
Paychex (PAYX) 1.77 1.17M +4.00% 57.87 48.92
Northern Trust Corporation (NTRS) 1.75 983792 +9.00% 67.99 69.63
Colgate-Palmolive Company (CL) 1.75 906573 +3.00% 74.14 68.17
Praxair (PX) 1.74 552254 +9.00% 120.83 124.53
Southern Company (SO) 1.74 1.30M +7.00% 51.30 43.68
Kraft Heinz 1.71 730481 +2.00% 89.51 0.00
Ares Capital Corporation (ARCC) 1.70 4.20M +9.00% 15.50 16.86
Stryker Corporation (SYK) 1.69 554834 +5.00% 116.41 90.61
Fnf 1.69 1.75M +3.00% 36.91 0.00
Fastenal Company (FAST) 1.65 1.51M +31.00% 41.78 40.46
Weyerhaeuser Company (WY) 1.64 1.97M +8.00% 31.94 33.37
Gra (GGG) 1.64 847313 +13.00% 74.00 72.96
Progressive Corporation (PGR) 1.62 1.97M +24.00% 31.50 26.15
Iron Mountain 1.62 1.66M +3.00% 37.53 0.00
Kinder Morgan 1.59 2.63M +11.00% 23.13 0.00
GlaxoSmithKline (GSK) 1.58 1.40M +5.00% 43.13 45.62
Rayonier (RYN) 1.55 2.23M +9.00% 26.54 27.05
Broadridge Financial Solutions (BR) 1.53 866497 +5.00% 67.79 51.66
Pfizer (PFE) 1.52 1.72M +9.00% 33.87 33.78
Martin Marietta Materials (MLM) 1.52 324630 +10.00% 179.11 137.91
E.I. du Pont de Nemours & Company (DD) 1.45 828283 +10.00% 66.97 79.13
Kohl's Corporation (KSS) 1.43 1.26M +11.00% 43.75 73.72
Markel Corporation (MKL) 1.37 56410 +2.00% 928.77 738.67
General Electric Company (GE) 1.36 1.76M +4.00% 29.62 25.35
C.H. Robinson Worldwide (CHRW) 1.36 741147 +12.00% 70.46 72.00
American International (AIG) 1.34 862523 +5.00% 59.34 54.59
Nxp Semiconductors N V 1.25 468349 +520.00% 102.01 0.00
Discovery Communications (DISCK) 1.20 1.75M +7.00% 26.31 31.23
Lowe's Companies (LOW) 1.13 599427 +38.00% 72.21 73.15
MasterCard Incorporated (MA) 1.12 422974 +8.00% 101.77 87.52
TJX Companies (TJX) 1.02 522257 +6.00% 74.78 67.66
Compagnie Fin Richemontag S 1.02 6.43M +7.00% 6.11 0.00
Mattel (MAT) 0.98 1.25M 30.28 24.73
Illinois Tool Works (ITW) 0.89 284436 -3.00% 119.84 96.27
American Express Company (AXP) 0.86 515658 +6.00% 64.04 79.39
Digital Realty Trust (DLR) 0.83 328643 97.12 64.33
Thermo Fisher Scientific (TMO) 0.83 199252 +2.00% 159.06 127.98
Bed Bath & Beyond (BBBY) 0.81 723309 +9.00% 43.11 74.05
United Technologies Corporation (UTX) 0.79 297159 +2.00% 101.60 118.52
W.R. Berkley Corporation (WRB) 0.77 510925 57.76 49.84
Berkshire Hathaway (BRK.B) 0.75 198826 +3.00% 144.47 0.00
Advisory Board Company (ABCO) 0.74 629940 +2.00% 44.74 51.60
Allergan 0.69 114238 NEW 230.31 0.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.68 188819 -17.00% 137.51 126.45
Schlumberger (SLB) 0.67 325726 +4.00% 78.64 81.67
Alphabet Inc Class C cs 0.66 32497 777.30 0.00
Express Scripts Holding 0.64 347304 +3.00% 70.53 0.00
Brown & Brown (BRO) 0.62 632010 -18.00% 37.71 31.80
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.58 199751 +13.00% 111.88 106.48
MSC Industrial Direct (MSM) 0.51 264050 +5.00% 73.41 71.20
*re Max Hldgs Inc cl a 0.51 449345 -3.00% 43.78 0.00
Golub Capital BDC (GBDC) 0.38 785122 18.57 17.53
Ishares Tr 2023 invtgr bd 0.37 570001 +369.00% 25.20 0.00
Home Depot (HD) 0.35 104697 +4.00% 128.68 113.11
MTS Systems Corporation (MTSC) 0.35 290242 +10.00% 46.03 70.51
Becton, Dickinson and (BDX) 0.33 70337 +3.00% 179.73 142.79
Morningstar (MORN) 0.32 153995 +5.00% 79.27 73.68
Tcp Capital 0.32 745512 +9.00% 16.38 0.00
Expeditors International of Washington (EXPD) 0.31 228448 -42.00% 51.52 47.74
MDU Resources (MDU) 0.31 462822 25.44 20.52
General Dynamics Corporation (GD) 0.31 76038 +5.00% 155.16 133.60
Analog Devices (ADI) 0.30 177184 +7.00% 64.45 57.76
Lockheed Martin Corporation (LMT) 0.30 47439 239.72 197.87
Commerce Bancshares (CBSH) 0.30 230354 +5.00% 49.26 41.42
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.30 326734 +17.00% 34.91 34.26
New Mountain Finance 0.30 831327 13.76 0.00
Medtronic 0.30 130965 +7.00% 86.40 0.00
Exxon Mobil Corporation (XOM) 0.29 125284 +5.00% 87.28 84.57
Air Products & Chemicals (APD) 0.29 73479 +6.00% 150.34 152.20
Procter & Gamble Company (PG) 0.29 123449 +6.00% 89.75 81.31
Starbucks Corporation (SBUX) 0.29 205149 NEW 54.14 92.23
Clorox Company (CLX) 0.29 88344 +5.00% 125.18 107.06
Ishares Tr 2018 invtgr bd 0.29 452253 +372.00% 24.79 0.00
McDonald's Corporation (MCD) 0.28 91749 +6.00% 115.36 96.21
Solar Cap 0.28 527713 20.52 0.00
Donaldson Company (DCI) 0.28 291467 -26.00% 37.33 37.30
Vaneck Vectors Etf Tr amt free long mu 0.28 516423 -8.00% 20.81 0.00
Occidental Petroleum Corporation (OXY) 0.27 142574 +6.00% 72.92 74.23
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.27 131696 +7.00% 78.96 74.64
New Jersey Resources Corporation (NJR) 0.27 318935 +5.00% 32.86 28.89
SEI Investments Company (SEIC) 0.26 221796 +7.00% 45.61 42.55
Hercules Technology Growth Capital (HTGC) 0.26 723872 +4.00% 13.56 13.99
THL Credit (TCRD) 0.26 1.04M +11.00% 9.53 12.58
Ishares Corporate Bond Etf 202 0.26 370189 +368.00% 27.21 0.00
M&T; Bank Corporation (MTB) 0.25 82595 +8.00% 116.10 121.63
Polaris Industries (PII) 0.25 123152 +6.00% 77.44 148.18
Cullen/Frost Bankers (CFR) 0.24 125246 +4.00% 71.94 68.36
T. Rowe Price (TROW) 0.24 135496 +8.00% 66.50 81.65
W.W. Grainger (GWW) 0.24 41737 +8.00% 224.84 230.01
Nordstrom (JWN) 0.24 178118 +10.00% 51.88 79.23
Novartis AG (NVS) 0.24 115487 +8.00% 78.96 96.03
Triangle Capital Corporation (TCAP) 0.24 459588 +4.00% 19.70 23.41
NIKE (NKE) 0.22 162275 +8.00% 52.65 96.37
iShares Lehman MBS Bond Fund (MBB) 0.22 77165 +18.00% 110.09 109.62
Triplepoint Venture Gr Bdc cs 0.21 744583 10.60 0.00
Alphabet Inc Class A cs 0.21 9807 -3.00% 804.02 0.00
iShares S&P; MidCap 400 Value Index (IJJ) 0.19 55203 -67.00% 133.00 127.44
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni 0.19 147312 +19.00% 50.08 0.00
PennantPark Investment (PNNT) 0.18 911964 7.52 9.54
iShares Dow Jones US Technology (IYW) 0.18 59055 -47.00% 119.01 104.97
Cys Investments 0.18 774326 +10.00% 8.72 0.00
Ishares Tr 2020 invtgr bd 0.18 282369 +371.00% 24.93 0.00
Tpg Specialty Lnding Inc equity 0.18 389220 +5.00% 18.11 0.00
Vanguard Long Term Corporate Bond ETF (VCLT) 0.17 68080 -58.00% 95.70 92.52
Patterson Companies (PDCO) 0.15 128221 +11.00% 45.94 48.45
American Capital (ACAS) 0.15 347780 16.91 14.80
iShares S&P; MidCap 400 Growth (IJK) 0.15 32199 -75.00% 174.73 165.35
iShares Barclays Inter Crd Bd Fund ETF) (CIU) 0.15 52293 +17.00% 111.35 109.75
iShares Russell 2000 Value Index (IWN) 0.14 52279 -47.00% 104.75 99.26
iShares Russell Midcap Growth Idx. (IWP) 0.14 53290 -52.00% 97.37 95.82
iShares FTSE NAREIT Resi Plus Capp (REZ) 0.14 84527 -56.00% 65.52 59.64
Ishares Tr ibonds dec 22 0.14 199131 +26.00% 26.34 0.00
iShares Russell 2000 Growth Index (IWO) 0.13 34620 -51.00% 148.90 146.64
Ofs Capital 0.13 375233 13.03 0.00
Black Knight Finl Svcs Inc cl a 0.13 118765 +5.00% 40.90 0.00
Energy Select Sector SPDR (XLE) 0.12 65908 +31.00% 70.61 75.34
iShares S&P; SmallCap 600 Growth (IJT) 0.12 34166 -53.00% 137.12 124.98
Vanguard Small-Cap Growth ETF (VBK) 0.12 34142 -43.00% 131.77 130.10
Main Street Capital Corporation (MAIN) 0.12 130443 34.33 30.38
Medley Capital Corporation 0.12 587221 -10.00% 7.63 0.00
Stellus Capital Investment 0.12 405736 +3.00% 10.89 0.00
Annaly Capital Management (NLY) 0.11 411902 +29.00% 10.50 10.36
Consumer Discretionary SPDR (XLY) 0.11 51425 -49.00% 80.04 74.69
iShares S&P; SmallCap 600 Value Idx (IJS) 0.11 33962 -54.00% 124.82 115.06
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.11 32815 +18.00% 126.53 122.65
Claymore Exchange Trd Fd Tr gug bull2019 e 0.11 198987 +17.00% 21.40 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.11 197080 +17.00% 21.71 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.11 197690 +17.00% 21.32 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.11 200885 +16.00% 21.65 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.11 199667 +17.00% 21.60 0.00
Claymore Exchange Trd Fd Tr 2024 corp bond 0.11 205245 +16.00% 21.35 0.00
Varian Medical Systems (VAR) 0.10 38371 +9.00% 99.53 93.09
SPDR Gold Trust (GLD) 0.10 31846 +550.00% 125.64 110.56
Vanguard REIT ETF (VNQ) 0.10 45359 -56.00% 86.73 80.84
Fs Investment Corporation 0.10 419870 9.47 0.00
VCA Antech (WOOF) 0.09 48543 +2.00% 69.98 52.20
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.09 31176 +26.00% 112.75 109.49
iShares 10+ Year Credit Bond Fund ETF (CLY) 0.09 55254 -62.00% 63.25 61.73
Ishares 2020 Amt-free Muni Bond Etf 0.09 135018 +26.00% 25.81 0.00
Ishares Tr ibonds dec 21 0.09 133895 +26.00% 25.98 0.00
SPDR S&P; 500 ETF (SPY) 0.08 13407 +26.00% 216.30 205.25
Apollo Investment (AINV) 0.08 551102 5.80 7.73
iShares Dow Jones US Financial (IYF) 0.08 33472 -43.00% 89.99 88.01
Hilton Worlwide Hldgs 0.08 141110 +15.00% 22.93 0.00
Health Care SPDR (XLV) 0.07 37725 -42.00% 72.10 71.27
Industrial SPDR (XLI) 0.07 45266 -48.00% 58.39 56.03
John Bean Technologies Corporation (JBT) 0.07 40200 70.55 33.19
Raven Industries (RAVN) 0.07 114352 +7.00% 23.03 18.44
Monotype Imaging Holdings (TYPE) 0.07 124386 +44.00% 22.11 31.77
Natus Medical (BABY) 0.07 71809 +3.00% 39.28 35.22
Consumer Staples Select Sect. SPDR (XLP) 0.07 50007 -47.00% 53.21 48.00
Goldmansachsbdcinc shs 0.07 128679 -41.00% 21.77 0.00
Franklin Electric (FELE) 0.06 57181 40.71 36.04
Forward Air Corporation (FWRD) 0.06 48808 +7.00% 43.25 53.02
Mueller Industries (MLI) 0.06 69273 +4.00% 32.42 33.97
Gladstone Commercial Corporation (GOOD) 0.06 124772 +5.00% 18.63 17.99
Onebeacon Insurance Group Ltd Cl-a 0.06 161409 +10.00% 14.28 0.00
Blackrock Kelso Capital (BKCC) 0.06 285840 8.28 9.20
Bank of Marin Ban (BMRC) 0.06 46843 +5.00% 49.72 50.31
Lance 0.06 72721 +4.00% 33.58 0.00
Potbelly 0.06 182836 +7.00% 12.43 0.00
I Shares 2019 Etf 0.06 94788 +26.00% 25.65 0.00
Alcentra Cap 0.06 190912 12.99 0.00
Bio-techne Corporation 0.06 21675 109.48 0.00
Halyard Health 0.06 65137 +6.00% 34.67 0.00
Haemonetics Corporation (HAE) 0.05 56190 36.22 43.56
Exponent (EXPO) 0.05 38916 +15.00% 51.06 86.04
Thermon Group Holdings 0.05 105154 +7.00% 19.75 0.00
Pennantpark Floating Rate Capi 0.05 154266 13.23 0.00
Cm Fin 0.05 215557 +9.00% 9.10 0.00
Landstar System (LSTR) 0.04 25288 68.10 67.86
Compass Diversified Holdings (CODI) 0.04 88200 17.38 16.27
National Interstate Corporation (NATL) 0.04 43778 -38.00% 32.53 26.37
Solar Senior Capital 0.04 87967 NEW 16.21 0.00
Kcap Financial 0.04 340472 4.63 0.00
Berkshire Hathaway (BRK.A) 0.03 5 216200.00 0.00
iShares S&P; 500 Index (IVV) 0.03 4645 NEW 217.65 205.96
Capstead Mortgage Corporation (CMO) 0.03 110509 9.43 11.63
RBC Bearings Incorporated (ROLL) 0.03 16163 +5.00% 76.47 61.11
iShares Gold Trust (IAU) 0.03 93048 -14.00% 12.69 11.14
Cu (CFI) 0.03 40062 29.78 25.08
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.03 9988 +307.00% 105.73 105.16
Gladstone Investment Corporation (GAIN) 0.03 142533 8.89 7.34
Franklin Street Properties (FSP) 0.02 60000 12.60 12.25
WisdomTree LargeCap Dividend Fund (DLN) 0.02 10419 NEW 76.97 72.76
Capitala Finance 0.02 66295 NEW 13.11 0.00
Coca-Cola Company (KO) 0.01 4761 NEW 42.22 40.22
Dow Chemical Company (DOW) 0.01 6060 +47.00% 51.82 47.09
Vulcan Materials Company (VMC) 0.01 2308 -15.00% 113.52 82.73
Alcoa (AA) 0.01 24905 -15.00% 10.16 32.05
Anheuser-Busch InBev NV (BUD) 0.01 2690 131.23 120.72
EOG Resources (EOG) 0.01 3599 -13.00% 96.69 86.44
Visa (V) 0.01 2798 -6.00% 82.56 266.74
Pioneer Natural Resources (PXD) 0.01 1699 -16.00% 185.40 153.87
FMC Corporation (FMC) 0.01 4271 -15.00% 48.23 60.36
Royal Gold 0.01 4349 -15.00% 77.49 0.00
Piedmont Natural Gas Company (PNY) 0.01 6581 -79.00% 60.02 35.08
Potlatch Corporation (PCH) 0.01 5972 -16.00% 38.85 38.28
Medallion Financial (TAXI) 0.01 83353 4.22 10.28
iShares S&P; 500 Value Index (IVE) 0.01 3204 -33.00% 94.88 91.53
Silver Wheaton 0.01 14192 -15.00% 27.06 0.00
iShares Silver Trust (SLV) 0.01 13727 -14.00% 18.21 14.70
iShares S&P; SmallCap 600 Index (IJR) 0.01 2509 123.95 113.70
Vanguard Emerging Markets ETF (VWO) 0.01 7923 -20.00% 37.61 39.44
Hallador Energy (HNRG) 0.01 32281 -15.00% 7.87 12.58
Franco-Nevada Corporation (FNV) 0.01 4724 -13.00% 69.86 46.00
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.01 13950 NEW 29.96 33.58
WisdomTree LargeCap Value Fund (EZY) 0.01 3583 NEW 63.63 65.61
Manatuck Hill Mariner Offshore 0.01 2813 136.86 0.00
Vanguard Equity Income Admiral 0.01 3294 -3.00% 66.48 0.00
First Tr Exch Trd Alphadex sml cp grw a 0.01 5955 -31.00% 33.75 0.00
Sandstorm Gold 0.01 45349 -15.00% 5.03 0.00
Harvest Cap Cr 0.01 16699 12.16 0.00
First Majestic Silver 0.00 10342 -15.00% 10.35 0.00
Credit Suisse Nassau Brh vs 3xlngnatgas 0.00 11299 NEW 6.11 0.00