Confluence Investment Management

Confluence Investment Management as of Sept. 30, 2021

Portfolio Holdings for Confluence Investment Management

Confluence Investment Management holds 299 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Diageo (DEO) 2.4 $168M 871k 193.00
Pepsi (PEP) 2.2 $160M 1.1M 150.41
Paychex (PAYX) 2.2 $156M 1.4M 112.45
Microsoft Corporation (MSFT) 2.2 $156M 553k 281.92
Fastenal Company (FAST) 2.1 $147M 2.9M 51.61
Home Depot (HD) 2.0 $143M 436k 328.26
Snap-on Incorporated (SNA) 2.0 $142M 678k 208.95
Broadridge Financial Solutions (BR) 1.9 $134M 801k 166.64
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 1.8 $132M 1.1M 120.21
Linde 1.8 $131M 447k 293.38
Polaris Industries (PII) 1.8 $128M 1.1M 119.66
Chubb (CB) 1.8 $127M 730k 173.48
Analog Devices (ADI) 1.8 $125M 745k 167.48
Progressive Corporation (PGR) 1.7 $122M 1.4M 90.39
Northern Trust Corporation (NTRS) 1.7 $122M 1.1M 107.81
Southern Company (SO) 1.7 $118M 1.9M 61.97
Lockheed Martin Corporation (LMT) 1.6 $113M 326k 345.10
U.S. Bancorp (USB) 1.5 $111M 1.9M 59.44
Colgate-Palmolive Company (CL) 1.5 $110M 1.5M 75.58
Fnf (FNF) 1.5 $110M 2.4M 45.34
Rayonier (RYN) 1.5 $104M 2.9M 35.68
Brookfield Infrastructure (BIPC) 1.4 $103M 1.7M 59.88
Cisco Systems (CSCO) 1.4 $103M 1.9M 54.43
3M Company (MMM) 1.4 $101M 574k 175.42
Weyerhaeuser Company (WY) 1.4 $101M 2.8M 35.57
Digital Realty Trust (DLR) 1.4 $99M 688k 144.45
Dow (DOW) 1.4 $98M 1.7M 57.56
Sl Green Realty 1.3 $95M 1.3M 70.84
Pfizer (PFE) 1.3 $95M 2.2M 43.01
Oracle Corporation (ORCL) 1.3 $89M 1.0M 87.13
Chevron Corporation (CVX) 1.2 $89M 872k 101.45
Gra (GGG) 1.2 $88M 1.3M 69.97
Ares Capital Corporation (ARCC) 1.2 $87M 4.3M 20.33
Gilead Sciences (GILD) 1.2 $86M 1.2M 69.85
Stryker Corporation (SYK) 1.2 $85M 323k 263.72
Kinder Morgan (KMI) 1.2 $85M 5.1M 16.73
Entergy Corporation (ETR) 1.2 $84M 846k 99.31
Starbucks Corporation (SBUX) 1.2 $83M 750k 110.31
Nxp Semiconductors N V (NXPI) 1.1 $77M 392k 195.87
TJX Companies (TJX) 1.0 $73M 1.1M 65.98
Alphabet Inc Class C cs (GOOG) 1.0 $72M 27k 2665.33
MasterCard Incorporated (MA) 1.0 $69M 197k 347.68
Brookfield Asset Management 0.9 $66M 1.2M 53.51
Lowe's Companies (LOW) 0.9 $65M 320k 202.86
Ihs Markit 0.9 $64M 548k 116.62
Markel Corporation (MKL) 0.9 $63M 53k 1195.13
Illinois Tool Works (ITW) 0.9 $63M 304k 206.63
Thermo Fisher Scientific (TMO) 0.8 $60M 104k 571.33
Raytheon Technologies Corp (RTX) 0.8 $59M 687k 85.96
Fortune Brands (FBIN) 0.8 $57M 639k 89.42
Booking Holdings (BKNG) 0.8 $57M 24k 2373.88
Berkshire Hathaway (BRK.B) 0.8 $57M 208k 272.94
W.R. Berkley Corporation (WRB) 0.7 $53M 718k 73.18
Charles River Laboratories (CRL) 0.7 $52M 125k 412.67
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.7 $49M 426k 115.22
Brown & Brown (BRO) 0.7 $47M 849k 55.45
Nordson Corporation (NDSN) 0.6 $45M 187k 238.15
iShares Lehman MBS Bond Fund (MBB) 0.6 $44M 407k 108.14
Axalta Coating Sys (AXTA) 0.6 $43M 1.5M 29.19
SPDR S&P World ex-US (SPDW) 0.5 $37M 1.0M 36.21
Cerner Corporation 0.5 $34M 488k 70.52
Accenture (ACN) 0.5 $34M 107k 319.92
Frontdoor (FTDR) 0.5 $33M 791k 41.90
T. Rowe Price (TROW) 0.4 $32M 161k 196.70
Dun & Bradstreet Hldgs (DNB) 0.4 $30M 1.8M 16.81
Cannae Holdings (CNNE) 0.4 $28M 907k 31.11
Nike (NKE) 0.4 $28M 192k 145.23
Expeditors International of Washington (EXPD) 0.4 $28M 232k 119.13
American Water Works (AWK) 0.4 $27M 162k 169.04
SPDR DJ Wilshire Large Cap Value (SPYV) 0.4 $27M 687k 39.00
Rockwell Automation (ROK) 0.4 $27M 90k 294.04
Dollar Tree (DLTR) 0.4 $27M 277k 95.72
Medtronic (MDT) 0.4 $26M 204k 125.35
McDonald's Corporation (MCD) 0.4 $25M 105k 241.11
Brp Group (BRP) 0.3 $25M 748k 33.29
Charles Schwab Corporation (SCHW) 0.3 $25M 337k 72.84
SPDR DJ Wilshire Small Cap Value (SLYV) 0.3 $24M 295k 81.96
Procter & Gamble Company (PG) 0.3 $24M 171k 139.80
Air Products & Chemicals (APD) 0.3 $24M 93k 256.11
Cullen/Frost Bankers (CFR) 0.3 $24M 200k 118.62
Commerce Bancshares (CBSH) 0.3 $24M 338k 69.68
PPG Industries (PPG) 0.3 $23M 162k 143.01
Donaldson Company (DCI) 0.3 $22M 383k 57.41
M&T Bank Corporation (MTB) 0.3 $22M 145k 149.34
Becton, Dickinson and (BDX) 0.3 $21M 86k 245.82
General Dynamics Corporation (GD) 0.3 $21M 107k 196.03
iShares Gold Trust (IAU) 0.3 $21M 626k 33.41
Fidelity National Information Services (FIS) 0.3 $20M 166k 121.68
Morningstar (MORN) 0.3 $20M 77k 259.03
Gates Industrial Corpratin P ord (GTES) 0.3 $20M 1.2M 16.27
Clorox Company (CLX) 0.3 $20M 119k 165.61
Ishares Tr (IBDV) 0.3 $19M 744k 25.30
Ishares Tr ibonds dec2026 (IBDR) 0.3 $19M 708k 26.50
Novartis (NVS) 0.3 $18M 224k 81.78
Healthcare Services (HCSG) 0.3 $18M 714k 24.99
New Jersey Resources Corporation (NJR) 0.2 $18M 507k 34.81
re Max Hldgs Inc cl a (RMAX) 0.2 $17M 535k 31.16
Vaneck Vectors Etf Tr amt free long mu (MLN) 0.2 $16M 751k 21.52
Vontier Corporation (VNT) 0.2 $15M 450k 33.60
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.2 $14M 224k 64.02
Ishares Tr ibds dec28 etf (IBDT) 0.2 $14M 487k 28.65
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.2 $13M 147k 87.12
Keurig Dr Pepper (KDP) 0.2 $13M 368k 34.16
Hexagon Ab- Unsp (HXGBY) 0.2 $12M 804k 15.40
Black Knight 0.2 $12M 171k 72.00
Ishares Tr ibonds etf (IBDS) 0.2 $12M 429k 26.98
Ishares Ibonds Dec 2028 Term T (IBTI) 0.2 $12M 454k 25.38
Ishares Ibonds Dec 2024 Term T (IBTE) 0.2 $12M 447k 25.69
Dupont De Nemours (DD) 0.2 $11M 161k 67.99
Kadant (KAI) 0.1 $10M 49k 204.10
Ishares Inc msci emrg chn (EMXC) 0.1 $9.9M 163k 60.64
Guggenheim Bulletshrs 2025 Corp Bd Etf (BSCP) 0.1 $9.7M 435k 22.20
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $9.4M 65k 144.31
Ishares Ibonds Dec 2025 Term T (IBTF) 0.1 $9.2M 360k 25.64
Ishares Ibonds Dec 2029 Term T (IBTJ) 0.1 $9.2M 365k 25.19
Ishares Tr ibonds dec 29 (IBDU) 0.1 $9.2M 346k 26.62
Ishares Ibonds Dec 2026 Term T (IBTG) 0.1 $9.1M 358k 25.56
Movado (MOV) 0.1 $9.1M 288k 31.49
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.1 $8.3M 126k 66.23
Veritex Hldgs (VBTX) 0.1 $8.2M 208k 39.36
John Bean Technologies Corporation (JBT) 0.1 $8.0M 57k 140.56
RBC Bearings Incorporated (RBC) 0.1 $7.8M 37k 212.20
Ishares Tr ibnd dec24 etf (IBDP) 0.1 $7.8M 296k 26.29
Winnebago Industries (WGO) 0.1 $7.4M 102k 72.45
Ishares Tr ibonds 22 trm ts 0.1 $7.3M 286k 25.43
Invesco Actively Managd Etf optimum yield (PDBC) 0.1 $7.2M 342k 21.05
Core Laboratories 0.1 $6.9M 250k 27.75
Hercules Technology Growth Capital (HTGC) 0.1 $6.8M 410k 16.61
Marten Transport (MRTN) 0.1 $6.8M 432k 15.69
Perficient (PRFT) 0.1 $6.6M 57k 115.70
Allied Motion Technologies (ALNT) 0.1 $6.6M 211k 31.28
Ishares Tr ibonds dec 28 (IBMQ) 0.1 $6.5M 241k 27.23
SJW (SJW) 0.1 $6.5M 98k 66.06
Gladstone Commercial Corporation (GOOD) 0.1 $6.4M 305k 21.03
Spdr S&p 500 Etf (SPY) 0.1 $6.2M 15k 429.10
New Mountain Finance Corp (NMFC) 0.1 $6.2M 465k 13.31
Edgewell Pers Care (EPC) 0.1 $6.2M 170k 36.30
J&J Snack Foods (JJSF) 0.1 $6.1M 40k 152.83
Forward Air Corporation (FWRD) 0.1 $5.9M 72k 83.02
American Outdoor (AOUT) 0.1 $5.8M 235k 24.56
Main Street Capital Corporation (MAIN) 0.1 $5.8M 140k 41.09
Ishares Msci United Kingdom Index etf (EWU) 0.1 $5.7M 178k 32.25
Blackrock Tcp Cap Corp (TCPC) 0.1 $5.6M 414k 13.57
FARO Technologies (FARO) 0.1 $5.6M 85k 65.80
Bank of Marin Ban (BMRC) 0.1 $5.6M 148k 37.75
I3 Verticals (IIIV) 0.1 $5.5M 228k 24.21
Ishares Tr ibonds dec (IBMM) 0.1 $5.5M 204k 26.94
Ishares Tr ibonds dec 27 (IBMP) 0.1 $5.4M 199k 27.01
Thermon Group Holdings (THR) 0.1 $5.3M 305k 17.31
James River Group Holdings L (JRVR) 0.1 $5.2M 137k 37.73
Golub Capital BDC (GBDC) 0.1 $5.2M 327k 15.81
Solar Cap (SLRC) 0.1 $5.1M 269k 19.14
Barings Bdc (BBDC) 0.1 $5.0M 451k 11.02
SPDR DJ Wilshire Mid Cap Growth (MDYG) 0.1 $5.0M 66k 75.65
Northwest Natural Holdin (NWN) 0.1 $4.9M 107k 45.99
PennantPark Investment (PNNT) 0.1 $4.7M 720k 6.49
Stellus Capital Investment (SCM) 0.1 $4.6M 348k 13.06
Sixth Street Specialty Lending (TSLX) 0.1 $4.5M 205k 22.22
Natus Medical 0.1 $4.5M 181k 25.08
Neenah Paper 0.1 $4.4M 95k 46.61
Ishares Tr ibonds dec 26 (IBMO) 0.1 $4.3M 161k 26.89
Financial Select Sector SPDR (XLF) 0.1 $4.3M 115k 37.53
Ishares Tr ibonds dec 25 (IBMN) 0.1 $4.1M 148k 27.95
Ishares Tr Ibonds Dec2023 etf 0.1 $4.1M 158k 26.00
Dbx Etf Tr infrstr rev (RVNU) 0.1 $4.1M 141k 29.04
Ofs Capital (OFS) 0.1 $4.0M 387k 10.36
Industrial SPDR (XLI) 0.1 $3.8M 39k 97.83
Materials SPDR (XLB) 0.1 $3.8M 48k 79.10
Goldmansachsbdc (GSBD) 0.0 $3.5M 192k 18.35
SPDR S&P Homebuilders (XHB) 0.0 $3.5M 49k 71.75
Ishares Ibonds Dec 2023 Term T 0.0 $3.2M 125k 25.63
Phibro Animal Health Corporati*on Cmn Class A (PAHC) 0.0 $3.1M 145k 21.54
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $2.9M 54k 54.63
Owl Rock Capital Corporation (OBDC) 0.0 $2.9M 208k 14.11
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $2.9M 25k 116.17
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.0 $2.9M 56k 51.57
Capital Southwest Corporation (CSWC) 0.0 $2.7M 107k 25.18
Ishares Tr ibonds dec 22 0.0 $2.5M 95k 26.18
Ishares Inc core msci emkt (IEMG) 0.0 $2.2M 36k 61.75
Taiwan Semiconductor Mfg (TSM) 0.0 $2.2M 19k 111.63
Invesco Exch Trd Slf Idx Fd bulshs 2029 muni (BSMT) 0.0 $2.1M 80k 25.93
Invesco Exch Trd Slf Idx (BSMU) 0.0 $2.1M 81k 25.34
Berkshire Hathaway (BRK.A) 0.0 $2.1M 5.00 411400.00
Sony Corporation (SONY) 0.0 $1.8M 16k 110.59
Nathan's Famous (NATH) 0.0 $1.8M 29k 61.18
Triplepoint Venture Gr Bdc cs (TPVG) 0.0 $1.7M 110k 15.84
Icon (ICLR) 0.0 $1.6M 6.2k 262.00
Novo Nordisk A/S (NVO) 0.0 $1.6M 17k 95.98
Ishares Ibonds Dec 2027 Term T (IBTH) 0.0 $1.6M 63k 25.40
Shopify Inc cl a (SHOP) 0.0 $1.6M 1.2k 1355.59
Infosys Technologies (INFY) 0.0 $1.5M 69k 22.25
Dsv As (DSDVY) 0.0 $1.5M 12k 119.74
Franco-Nevada Corporation (FNV) 0.0 $1.5M 11k 129.91
Annaly Capital Management 0.0 $1.4M 169k 8.35
LVMH Moet Hennessy Louis Vuitton SA (LVMUY) 0.0 $1.4M 9.5k 143.29
Agnc Invt Corp Com reit (AGNC) 0.0 $1.4M 87k 15.68
Rio Tinto (RIO) 0.0 $1.3M 20k 66.81
Portman Ridge Finance Corp (PTMN) 0.0 $1.3M 52k 24.36
Pagseguro Digital Ltd-cl A (PAGS) 0.0 $1.2M 23k 51.73
Prudential Financial (PRU) 0.0 $1.2M 11k 105.50
Waste Connections (WCN) 0.0 $1.1M 9.0k 125.97
Aia Group Ltd-sp (AAGIY) 0.0 $1.1M 24k 46.01
Cyberark Software (CYBR) 0.0 $1.1M 7.1k 157.86
L'Oreal (LRLCY) 0.0 $1.1M 13k 82.88
Wal-mart de Mexico S A B de C V (WMMVY) 0.0 $1.1M 32k 33.99
Delphi Automotive Inc international (APTV) 0.0 $1.1M 7.2k 148.91
Tencent Holdings Ltd - (TCEHY) 0.0 $1.1M 18k 59.75
Wuxi Biologics Cayman (WXXWY) 0.0 $1.0M 31k 32.51
PhenixFin Corporation (PFX) 0.0 $1.0M 23k 42.90
Willis Towers Watson (WTW) 0.0 $925k 4.0k 232.53
Crescent Capital Bdc (CCAP) 0.0 $922k 48k 19.15
Kirkland Lake Gold 0.0 $912k 22k 41.59
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $884k 79k 11.20
DBS Group Holdings (DBSDY) 0.0 $843k 9.5k 88.66
Pennantpark Floating Rate Capi (PFLT) 0.0 $837k 65k 12.80
Cae (CAE) 0.0 $824k 28k 29.88
iShares Silver Trust (SLV) 0.0 $798k 39k 20.52
Franklin Street Properties (FSP) 0.0 $766k 165k 4.64
Yandex Nv-a (YNDX) 0.0 $736k 9.2k 79.67
Nintendo (NTDOY) 0.0 $734k 12k 59.24
Investcorp Credit Management B (ICMB) 0.0 $713k 130k 5.47
Vale (VALE) 0.0 $709k 51k 13.96
Corteva (CTVA) 0.0 $699k 17k 42.10
Sap (SAP) 0.0 $657k 4.9k 135.10
Oaktree Specialty Lending Corp 0.0 $645k 91k 7.06
Royal Dutch Shell 0.0 $638k 14k 44.55
MercadoLibre (MELI) 0.0 $636k 379.00 1678.10
Roche Holding (RHHBY) 0.0 $617k 14k 45.46
Fanuc Ltd-unpons (FANUY) 0.0 $605k 27k 22.05
Trinity Cap (TRIN) 0.0 $600k 37k 16.10
United Overseas Bank (UOVEY) 0.0 $568k 15k 37.97
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $512k 5.0k 101.87
Alphabet Inc Class A cs (GOOGL) 0.0 $497k 186.00 2672.04
Huazhu Group (HTHT) 0.0 $487k 11k 45.86
NVIDIA Corporation (NVDA) 0.0 $476k 2.3k 207.05
Zto Express Cayman (ZTO) 0.0 $466k 15k 30.67
Ishares Msci Etf uie (EWUS) 0.0 $459k 9.8k 46.61
HDFC Bank (HDB) 0.0 $455k 6.2k 73.03
Cameco Corporation (CCJ) 0.0 $448k 21k 21.73
Enn Energy Hldgs (XNGSY) 0.0 $444k 6.7k 65.94
Alibaba Group Holding (BABA) 0.0 $444k 3.0k 148.00
Komatsu (KMTUY) 0.0 $433k 18k 23.98
Visa (V) 0.0 $423k 1.9k 222.51
Manatuck Hill Mariner Offshore 0.0 $423k 2.2k 194.30
Jazz Pharmaceuticals (JAZZ) 0.0 $414k 3.2k 130.27
Solar Senior Capital 0.0 $404k 26k 15.48
American Express Company (AXP) 0.0 $402k 2.4k 167.50
Apollo Investment Corp. (MFIC) 0.0 $378k 29k 12.97
Apple (AAPL) 0.0 $374k 2.6k 141.45
Grupo Financiero Banorte (GBOOY) 0.0 $367k 11k 32.08
WNS 0.0 $365k 4.5k 81.80
Sprott Physical Uraniumtr (SRUUF) 0.0 $358k 32k 11.34
Localiza Rent A Car (LZRFY) 0.0 $356k 30k 12.00
Costco Wholesale Corporation (COST) 0.0 $354k 788.00 449.24
Makemytrip Limited Mauritius (MMYT) 0.0 $354k 13k 27.19
Yum China Holdings (YUMC) 0.0 $350k 6.0k 58.08
KB Financial (KB) 0.0 $341k 7.3k 46.48
Dr. Reddy's Laboratories (RDY) 0.0 $336k 5.2k 65.23
ICICI Bank (IBN) 0.0 $332k 18k 18.89
Cleveland-cliffs (CLF) 0.0 $328k 17k 19.82
Glencore Xstrata (GLNCY) 0.0 $328k 35k 9.40
China Southern Airlines 0.0 $320k 12k 27.86
Ferroglobe (GSM) 0.0 $319k 37k 8.70
Teck Resources Ltd cl b (TECK) 0.0 $308k 12k 24.88
JPMorgan Chase & Co. (JPM) 0.0 $305k 1.9k 163.71
Freeport-McMoRan Copper & Gold (FCX) 0.0 $304k 9.3k 32.54
Kemper Corp Del (KMPR) 0.0 $299k 4.5k 66.89
Fomento Economico Mexicano SAB (FMX) 0.0 $291k 3.4k 86.76
Alcoa (AA) 0.0 $291k 5.9k 48.92
Pos (PKX) 0.0 $284k 4.1k 68.90
Baidu (BIDU) 0.0 $280k 1.8k 154.02
Southern Copper Corporation (SCCO) 0.0 $276k 4.9k 56.10
Antofagasta (ANFGF) 0.0 $274k 15k 17.92
Royal Gold (RGLD) 0.0 $272k 2.9k 95.41
Cimarex Energy 0.0 $269k 3.1k 87.08
Ecopetrol (EC) 0.0 $268k 19k 14.38
China Petroleum & Chemical 0.0 $267k 5.4k 49.21
Barrick Gold Corp (GOLD) 0.0 $263k 15k 18.04
Sendas Distribuidora (ASAI) 0.0 $262k 15k 17.44
First Quantum Minerals (FQVLF) 0.0 $254k 14k 18.55
Honeywell International (HON) 0.0 $250k 1.2k 211.86
Goldman Sachs Etf Tr treasuryaccess (GBIL) 0.0 $249k 2.5k 99.88
Paypal Holdings (PYPL) 0.0 $248k 953.00 260.23
Ishares Tr fltg rate nt (FLOT) 0.0 $242k 4.8k 50.89
Gold Fields (GFI) 0.0 $241k 30k 8.12
Pan American Silver Corp Can (PAAS) 0.0 $238k 10k 23.24
Seabridge Gold (SA) 0.0 $230k 15k 15.48
Silvercrest Metals (SILV) 0.0 $230k 33k 6.97
SPDR Gold Trust (GLD) 0.0 $224k 1.4k 164.10
Anglo Platinum (ANGPY) 0.0 $224k 15k 14.53
Gds Holdings ads (GDS) 0.0 $221k 3.9k 56.67
Equinox Gold Corp equities (EQX) 0.0 $214k 32k 6.60
Amazon (AMZN) 0.0 $210k 64.00 3281.25
EOG Resources (EOG) 0.0 $208k 2.6k 80.28
First Majestic Silver Corp (AG) 0.0 $189k 17k 11.28
Cia Brasileira De Distribuicao (CBD) 0.0 $168k 36k 4.72
Ping An Insurance (PNGAY) 0.0 $168k 12k 13.70
Compagnie Fin Richemontag S (CFRUY) 0.0 $160k 15k 10.45
Fortuna Silver Mines (FSM) 0.0 $127k 32k 3.92