Who owns Capital Southwest Corporation?

Top Holders and Investors of CSWC Stock

Find out what company owns Capital Southwest Corporation, who bought CSWC this quarter, and who sold shares of CSWC stock?

Fund or Company Name Number of Shares Valued At As Of
Punch & Associates Investment Management, Inc. 1.69M $27.27M Dec 2016
Moab Capital Partners, LLC 1.66M $26.81M Dec 2016
Asset Management Investors, LLC 1.40M $22.62M Dec 2016
RIVER ROAD ASSET MANAGEMENT 943034 $15.23M Dec 2016
Ariel Investments, LLC 939799 $15.18M Dec 2016
FIRST MANHATTAN 826727 $13.35M Dec 2016
Clover Partners, L.P. 695058 $11.23M Dec 2016
Evercore Trust Company, N.A. 627289 $10.13M Dec 2016
UBS Group AG 296776 $4.79M Dec 2016
Third Avenue Management 150348 $2.43M Dec 2016
Russell Investments 137237 $2.23M Dec 2016
Emerald Acquisition 134021 $1.97M Sep 2016
GRACE & WHITE INC /NY 132528 $2.14M Dec 2016
Frank Russell Company 131243 $1.82M Mar 2016
Ameriprise Financial, Inc. 111251 $1.80M Dec 2016
Cove Street Capital 86057 $1.39M Dec 2016
New York State Common Retirement Fund 82476 $1.33M Dec 2016
BlackRock Group 73552 $1.19M Dec 2016
Wells Fargo & Company 49001 $790876 Dec 2016
Silver Capital Management, LLC 46588 $751930 Dec 2016
KAYNE ANDERSON CAPITAL ADVISORS, L.P 40000 $646000 Dec 2016
Cambridge Investment Research Advisors 30094 $486018 Dec 2016
MACKENZIE FINANCIAL 24400 $394060 Dec 2016
Blue Clay Capital Management 19684 $288961 Sep 2016
PRUDENTIAL FINANCIAL 18200 $294112 Dec 2016
Horizon Kinetics 17700 $286032 Dec 2016
Wedbush Morgan Securities, Inc. 17304 $278940 Dec 2016
Brown Advisory Holdings Incorporated 14648 $237004 Dec 2016
Steinberg Global Asset Management, Ltd. 14420 $233027 Dec 2016
GSA Capital Partners LLP 12837 $207060 Dec 2016
Geode Capital Management, LLC 11895 $191985 Dec 2016
Ladenburg Thalmann Financial Services 10900 $176035 Dec 2016
Clear Harbor Asset Management, LLC 10895 $175954 Dec 2016
Segall Bryant & Hamill 10664 $172010 Dec 2016
JPMORGAN CHASE & CO 10328 $167003 Dec 2016
Tudor Investment Corporation 10252 $165979 Dec 2016
MORGAN STANLEY 10039 $161627 Dec 2016
Bank of America Corporation 8000 $128960 Dec 2016
Citigroup Inc. 5854 $95010 Dec 2016
Baldwin Brothers Inc 3360 $53995 Dec 2016
Nationwide Fund Advisors 2900 $47009 Dec 2016
Joel Isaacson & Co 1000 $16000 Dec 2016
TCI Wealth Advisors 815 $12999 Dec 2016
Creative Planning 500 $8000 Dec 2016
Old Second Wealth Management 500 $8000 Dec 2016
Cutler 500 $8000 Dec 2016
Tower Research Capital 389 $5870 Dec 2016
PanAgora Asset Management 277 $3999 Dec 2016

Who sold Capital Southwest Corporation?

Fund Name Date Sold Shares Held Valued At
Whittier Trust Sept. 30, 2016 32000 $470080
D. E. Shaw & Co., Inc. (see notes 1, 2 and 3) Sept. 30, 2016 27370 $402065
Two Sigma Investments, LLC Sept. 30, 2016 15802 $231973
METLIFE SECURITIES, INC. Sept. 30, 2016 184 $2999
The Manufacturers Life Insurance Company Sept. 30, 2016 94 $1000