Capstone Investment Advisors

Latest statistics and disclosures from Capstone Investment Advisors's latest quarterly 13F-HR filing:

Tip: Access up to 7 years of quarterly data

Positions held by Capstone Investment Advisors consolidated in one spreadsheet with up to 7 years of data

Download as csvDownload consolidated filings csv Download as ExcelDownload consolidated filings xlsx

Portfolio Holdings for Capstone Investment Advisors

Companies in the Capstone Investment Advisors portfolio as of the March 2021 quarterly 13F filing

Capstone Investment Advisors has 901 total positions. Only the first 250 positions are shown.

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Invesco Qqq Tr Unit Ser 1 Call Option (QQQ) 6.0 $2.0B -21% 6.4M 319.13
Apple (AAPL) 4.4 $1.5B -22% 12M 122.15
Microsoft Corporation (MSFT) 4.0 $1.4B +13% 5.8M 235.77
Ishares Tr Msci Eafe Etf Put Option (EFA) 3.8 $1.3B -7% 17M 75.87
Amazon (AMZN) 3.1 $1.1B +25% 340k 3094.09
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 2.6 $872M -44% 2.2M 396.33
Ishares Tr Russell 2000 Etf (IWM) 2.3 $774M -7% 3.5M 220.94
Ishares Tr Msci Emg Mkt Etf (EEM) 1.8 $620M -14% 12M 53.34
Facebook Cl A (FB) 1.8 $611M -13% 2.1M 294.53
Alphabet Cap Stk Cl C (GOOG) 1.7 $596M +23% 288k 2068.63
Alphabet Cap Stk Cl A (GOOGL) 1.5 $518M +4% 251k 2062.82
Ishares Tr China Lg-cap Etf (FXI) 1.3 $436M -14% 9.3M 46.66
NVIDIA Corporation Put Option (NVDA) 1.3 $436M +30% 816k 533.93
Berkshire Hathaway Inc Del Cl B New (BRK.B) 1.3 $427M +27% 1.7M 255.49

Setup an alert

Capstone Investment Advisors will file the next quarterly 13-HR in about 2 months. Would you like to be notified?

Tesla Motors Call Option (TSLA) 1.2 $415M +185% 621k 667.93
JPMorgan Chase & Co. (JPM) 1.1 $379M +28% 2.5M 152.23
Walt Disney Company (DIS) 1.0 $329M -3% 1.8M 184.53
Johnson & Johnson Call Option (JNJ) 0.9 $295M +75% 1.8M 164.35
Netflix (NFLX) 0.9 $293M +45% 562k 521.65
Intel Corporation (INTC) 0.9 $293M +73% 4.6M 64.00
Home Depot Call Option (HD) 0.8 $284M +45% 930k 305.25
UnitedHealth (UNH) 0.8 $277M +33% 743k 372.35
Mastercard Incorporated Cl A (MA) 0.8 $273M +17% 766k 356.00
Visa Com Cl A Call Option (V) 0.8 $263M -2% 1.2M 211.73
Paypal Holdings Put Option (PYPL) 0.7 $252M -12% 1.0M 242.84
Bank of America Corporation (BAC) 0.7 $252M +51% 6.5M 38.67
Procter & Gamble Company (PG) 0.7 $240M +49% 1.8M 135.44
Slack Technologies Com Cl A (WORK) 0.7 $237M +64% 5.8M 40.63
Chevron Corporation Put Option (CVX) 0.7 $233M +58% 2.2M 104.79
Exxon Mobil Corporation (XOM) 0.7 $229M +30% 4.1M 55.82
Comcast Corp Cl A (CMCSA) 0.6 $220M +6% 4.1M 54.11
Alexion Pharmaceuticals (ALXN) 0.6 $206M +274% 1.3M 152.91
Broadcom (AVGO) 0.6 $206M +56% 444k 463.72
Texas Instruments Incorporated (TXN) 0.6 $192M +18% 1.0M 188.96
Abbott Laboratories Call Option (ABT) 0.6 $191M +31% 1.6M 119.84
Adobe Systems Incorporated (ADBE) 0.5 $187M +22% 394k 475.38
Cisco Systems Call Option (CSCO) 0.5 $185M +66% 3.6M 51.71
salesforce Call Option (CRM) 0.5 $176M +17% 829k 211.87
Qualcomm (QCOM) 0.5 $175M +14% 1.3M 132.59
Wal-Mart Stores (WMT) 0.5 $166M +23% 1.2M 135.83
Ihs Markit SHS (INFO) 0.5 $163M +1195% 1.7M 96.78
Boeing Company (BA) 0.5 $162M +55% 636k 254.71
Pfizer Call Option (PFE) 0.5 $160M +8% 4.4M 36.23
Thermo Fisher Scientific (TMO) 0.5 $159M +9% 349k 456.37
Abbvie Call Option (ABBV) 0.5 $159M +20% 1.5M 108.22
Eli Lilly & Co. (LLY) 0.5 $156M +48% 835k 186.80
Wells Fargo & Company (WFC) 0.5 $155M +30% 4.0M 39.09
Goldman Sachs (GS) 0.5 $154M +78% 472k 327.04
Costco Wholesale Corporation (COST) 0.5 $154M -4% 436k 352.49
McDonald's Corporation Call Option (MCD) 0.4 $153M +50% 684k 224.14
Pepsi Call Option (PEP) 0.4 $152M +54% 1.1M 141.45
Applied Materials (AMAT) 0.4 $150M +33% 1.1M 133.62
Coca-Cola Company (KO) 0.4 $149M +54% 2.8M 52.70
Medtronic SHS Call Option (MDT) 0.4 $148M +35% 1.3M 118.13
Citigroup Com New (C) 0.4 $147M +54% 2.0M 72.74
Accenture Plc Ireland Shs Class A Put Option (ACN) 0.4 $144M +38% 520k 276.25
Amgen Call Option (AMGN) 0.4 $143M +19% 575k 248.81
Micron Technology Put Option (MU) 0.4 $141M +67% 1.6M 88.21
Danaher Corporation Put Option (DHR) 0.4 $141M +15% 625k 225.08
Merck & Co Call Option (MRK) 0.4 $141M +107% 1.8M 77.09
Nike CL B (NKE) 0.4 $140M +41% 1.1M 132.89
At&t Call Option (T) 0.4 $137M +52% 4.5M 30.27
Verizon Communications Call Option (VZ) 0.4 $136M +38% 2.3M 58.15
Honeywell International Put Option (HON) 0.4 $134M +23% 617k 217.07
Advanced Micro Devices Put Option (AMD) 0.4 $132M +18% 1.7M 78.50
Deere & Company (DE) 0.4 $131M +68% 349k 374.16
Xilinx (XLNX) 0.4 $129M +73% 1.0M 123.90
Union Pacific Corporation Put Option (UNP) 0.4 $128M +38% 580k 220.41
Oracle Corporation Put Option (ORCL) 0.4 $126M +30% 1.8M 70.17
Caterpillar (CAT) 0.4 $121M +85% 521k 231.73
Starbucks Corporation (SBUX) 0.3 $115M 1.0M 109.39
Raytheon Technologies Corp (RTX) 0.3 $110M -7% 1.4M 77.26
Intuit (INTU) 0.3 $108M +22% 282k 383.05
General Electric Company Put Option (GE) 0.3 $107M +62% 8.1M 13.13
Servicenow Put Option (NOW) 0.3 $106M +28% 212k 500.11
United Parcel Service CL B Call Option (UPS) 0.3 $102M +23% 602k 169.99
CVS Caremark Corporation (CVS) 0.3 $101M +127% 1.3M 75.24
Morgan Stanley Com New Put Option (MS) 0.3 $101M +15% 1.3M 77.66
Lowe's Companies Call Option (LOW) 0.3 $97M -2% 512k 190.18
American Express Company Put Option (AXP) 0.3 $97M +42% 685k 141.44
International Business Machines Call Option (IBM) 0.3 $95M +130% 710k 133.26
Lockheed Martin Corporation Put Option (LMT) 0.3 $94M +81% 255k 369.50
Nextera Energy (NEE) 0.3 $90M -9% 1.2M 75.61
Philip Morris International Call Option (PM) 0.3 $90M +124% 1.0M 88.74
Lam Research Corporation (LRCX) 0.3 $87M +29% 146k 595.26
General Motors Company Call Option (GM) 0.3 $87M +21% 1.5M 57.46
Cigna Corp Call Option (CI) 0.3 $85M +65% 353k 241.75
Altria (MO) 0.2 $84M +73% 1.6M 51.16
Anthem Call Option (ANTM) 0.2 $84M +25% 233k 358.96
BlackRock Call Option (BLK) 0.2 $83M +33% 111k 753.96
FedEx Corporation Put Option (FDX) 0.2 $82M +4% 289k 284.04
Activision Blizzard (ATVI) 0.2 $81M +78% 866k 93.03
Bristol Myers Squibb Put Option (BMY) 0.2 $80M +22% 1.3M 63.13
Gilead Sciences Call Option (GILD) 0.2 $80M +22% 1.2M 64.63
Target Corporation Call Option (TGT) 0.2 $76M +41% 384k 198.07
Linde SHS Call Option (LIN) 0.2 $76M +18% 270k 280.14
Capital One Financial Call Option (COF) 0.2 $72M +74% 569k 127.23
Twitter Call Option (TWTR) 0.2 $72M +128% 1.1M 63.63
Fidelity National Information Services Put Option (FIS) 0.2 $71M +55% 505k 140.61
Analog Devices Call Option (ADI) 0.2 $70M +113% 454k 155.09
Stryker Corporation Call Option (SYK) 0.2 $70M -17% 288k 243.57
Cme Put Option (CME) 0.2 $70M +17% 343k 204.23
Becton, Dickinson and (BDX) 0.2 $69M +109% 282k 243.15
Automatic Data Processing Put Option (ADP) 0.2 $68M +19% 362k 188.47
Ishares Tr Msci Usa Min Vol (USMV) 0.2 $68M +98% 976k 69.19
3M Company Call Option (MMM) 0.2 $67M +28% 347k 192.68
Fiserv Put Option (FISV) 0.2 $66M +59% 557k 119.04
American Tower Reit Call Option (AMT) 0.2 $63M +50% 262k 239.06
Charles Schwab Corporation Call Option (SCHW) 0.2 $61M +49% 941k 65.18
S&p Global Call Option (SPGI) 0.2 $61M +168% 173k 352.87
Zoetis Cl A (ZTS) 0.2 $58M +42% 371k 157.49
Spirit Airls Note 4.750% 5/1 0.2 $58M +58% 19M 3.07
Mondelez Intl Cl A Call Option (MDLZ) 0.2 $58M +60% 990k 58.53
ConocoPhillips Call Option (COP) 0.2 $58M +48% 1.1M 52.97
Vaneck Vectors Etf Tr Semiconductor Et (SMH) 0.2 $57M NEW 234k 243.54
Colgate-Palmolive Company Put Option (CL) 0.2 $56M -8% 715k 78.83
Global Payments (GPN) 0.2 $56M +176% 278k 201.59
Metropcs Communications (TMUS) 0.2 $56M -14% 445k 125.32
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.2 $56M NEW 471k 118.29
Boston Scientific Corporation Call Option (BSX) 0.2 $54M +81% 1.4M 38.65
Cleveland-cliffs DBCV 1.500% 1/1 0.2 $54M 21M 2.61
Southwest Airls Note 1.250% 5/0 0.2 $52M +30% 30M 1.72
Autodesk Put Option (ADSK) 0.2 $51M +73% 185k 277.15
United States Stl Corp Note 5.000%11/0 0.2 $51M +193% 24M 2.18
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $51M -12% 223k 226.73
CSX Corporation Call Option (CSX) 0.1 $50M -22% 519k 96.42
L3harris Technologies Put Option (LHX) 0.1 $49M +30% 241k 202.68
Maxim Integrated Products Call Option (MXIM) 0.1 $48M -8% 521k 91.38
Kla Corp Com New Put Option (KLAC) 0.1 $47M -21% 143k 330.40
Equinix (EQIX) 0.1 $46M +80% 68k 679.64
Meritor Note 3.250%10/1 0.1 $46M +50% 40M 1.15
Us Bancorp Del Com New (USB) 0.1 $46M -17% 825k 55.32
Electronic Arts (EA) 0.1 $46M +96% 337k 135.39
Air Products & Chemicals Put Option (APD) 0.1 $45M +159% 161k 281.34
PNC Financial Services (PNC) 0.1 $45M +47% 255k 175.50
Northrop Grumman Corporation Call Option (NOC) 0.1 $44M +28% 137k 323.62
Simon Property (SPG) 0.1 $44M -23% 388k 113.87
Truist Financial Corp equities Put Option (TFC) 0.1 $44M -14% 755k 58.32
Norfolk Southern Call Option (NSC) 0.1 $44M -18% 162k 268.52
Freeport-mcmoran CL B Call Option (FCX) 0.1 $43M -4% 1.3M 32.93
Newmont Mining Corporation (NEM) 0.1 $42M +42% 704k 60.26
Humana Put Option (HUM) 0.1 $42M +34% 100k 419.25
American Airls Group Note 6.500% 7/0 0.1 $41M +17% 24M 1.72
Dollar General (DG) 0.1 $41M +61% 203k 202.67
McKesson Corporation Call Option (MCK) 0.1 $41M +34% 210k 195.04
General Dynamics Corporation Put Option (GD) 0.1 $41M +95% 225k 181.56
Moody's Corporation Call Option (MCO) 0.1 $41M +133% 136k 298.60
China Biologic Products (CBPO) 0.1 $41M -55% 342k 118.41
Cummins Call Option (CMI) 0.1 $40M +31% 155k 259.10
Dupont De Nemours (DD) 0.1 $40M -13% 519k 77.28
eBay Call Option (EBAY) 0.1 $40M -22% 646k 61.24
Marriott Intl Cl A Call Option (MAR) 0.1 $39M +17% 266k 148.12
MetLife Call Option (MET) 0.1 $39M +28% 647k 60.79
Illumina (ILMN) 0.1 $38M +41% 100k 384.03
Skyworks Solutions Put Option (SWKS) 0.1 $37M +53% 202k 183.48
Vertex Pharmaceuticals Incorporated Call Option (VRTX) 0.1 $37M -12% 172k 214.89
Emerson Electric Call Option (EMR) 0.1 $37M -4% 406k 90.23
Progressive Corporation (PGR) 0.1 $36M -21% 376k 95.42
TJX Companies Call Option (TJX) 0.1 $36M -8% 538k 66.15
Illinois Tool Works Call Option (ITW) 0.1 $36M +44% 161k 221.52
Ford Motor Company Put Option (F) 0.1 $36M +24% 2.9M 12.25
Charter Communications Inc N Cl A Call Option (CHTR) 0.1 $35M -60% 57k 617.02
Hca Holdings Put Option (HCA) 0.1 $35M +21% 185k 188.34
Kansas City Southern Com New (KSU) 0.1 $35M +120% 132k 263.92
Regeneron Pharmaceuticals (REGN) 0.1 $35M -27% 73k 473.20
Crown Castle Intl Call Option (CCI) 0.1 $34M +17% 199k 172.12
Schlumberger Call Option (SLB) 0.1 $34M -28% 1.3M 27.19
Ross Stores Call Option (ROST) 0.1 $34M +46% 285k 119.91
RealPage (RP) 0.1 $34M +24% 388k 87.20
Asml Holding N V N Y Registry Shs (ASML) 0.1 $33M +456% 54k 617.41
Intuitive Surgical Com New (ISRG) 0.1 $33M -9% 45k 738.84
D.R. Horton Call Option (DHI) 0.1 $33M +10% 368k 89.12
Ecolab (ECL) 0.1 $33M +65% 152k 214.11
Southern Company Call Option (SO) 0.1 $32M -4% 519k 62.16
Cytokinetics Note 4.000%11/1 0.1 $32M +58% 14M 2.39
Southwest Airlines (LUV) 0.1 $32M +55% 527k 61.10
Apollo Global Mgmt Com Cl A (APO) 0.1 $32M NEW 682k 47.01
Chubb Call Option (CB) 0.1 $32M -24% 202k 157.96
Cadence Design Systems Call Option (CDNS) 0.1 $32M -3% 232k 136.98
Delta Air Lines Inc Del Com New Call Option (DAL) 0.1 $32M +28% 654k 48.28
Sherwin-Williams Company Call Option (SHW) 0.1 $31M -21% 43k 737.95
American Intl Group Com New Call Option (AIG) 0.1 $31M -8% 675k 46.22
Centene Corporation (CNC) 0.1 $31M +49% 484k 63.91
Corning Incorporated Call Option (GLW) 0.1 $31M +5% 706k 43.51
Wisdomtree Tr Japn Hedge Eqt Call Option (DXJ) 0.1 $31M NEW 500k 61.34
Best Buy (BBY) 0.1 $30M +12% 261k 114.78
Intercontinental Exchange Call Option (ICE) 0.1 $30M -15% 264k 111.68
Dow Call Option (DOW) 0.1 $29M +34% 458k 63.94
Lauder Estee Cos Cl A Call Option (EL) 0.1 $29M -28% 100k 290.85
EOG Resources Call Option (EOG) 0.1 $29M -27% 401k 72.54
Aptiv SHS Put Option (APTV) 0.1 $28M +19% 206k 137.90
Microchip Technology Put Option (MCHP) 0.1 $28M +34% 182k 155.22
Monster Beverage Corp (MNST) 0.1 $28M +20% 305k 91.07
Dex (DXCM) 0.1 $27M +75% 76k 359.48
Istar Note 3.125% 9/1 0.1 $27M +95% 20M 1.33
Edwards Lifesciences (EW) 0.1 $27M -30% 324k 83.64
PPG Industries Call Option (PPG) 0.1 $27M +24% 180k 150.27
Etsy (ETSY) 0.1 $27M +112% 132k 201.61
Viacomcbs CL B (VIAC) 0.1 $27M +50% 587k 45.11
Valero Energy Corporation Call Option (VLO) 0.1 $26M -17% 364k 71.60
Constellation Brands Cl A (STZ) 0.1 $26M +51% 113k 227.94
Agilent Technologies Inc C ommon Call Option (A) 0.1 $26M -19% 202k 127.13
Varian Medical Systems (VAR) 0.1 $26M -81% 145k 176.53
Waste Management Call Option (WM) 0.1 $25M +17% 196k 129.02
Hp Call Option (HPQ) 0.1 $25M -5% 792k 31.75
Pioneer Natural Resources Call Option (PXD) 0.1 $25M +2% 158k 158.84
Baxter International Call Option (BAX) 0.1 $25M -2% 294k 84.33
Las Vegas Sands (LVS) 0.1 $25M +57% 408k 60.65
American Electric Power Company Call Option (AEP) 0.1 $25M +12% 290k 84.70
Walgreen Boots Alliance Put Option (WBA) 0.1 $24M +35% 444k 54.90
Phillips 66 Call Option (PSX) 0.1 $24M -31% 294k 81.54
Biogen Idec Call Option (BIIB) 0.1 $23M -10% 82k 279.70
SYSCO Corporation Call Option (SYY) 0.1 $23M +31% 292k 78.75
Prologis Call Option (PLD) 0.1 $23M +92% 214k 105.99
Prudential Financial Put Option (PRU) 0.1 $23M -27% 248k 91.10
Fortinet Call Option (FTNT) 0.1 $23M +12% 122k 184.43
Hershey Company Call Option (HSY) 0.1 $22M +18% 139k 158.17
Royal Caribbean Cruises (RCL) 0.1 $22M +28% 256k 85.67
FleetCor Technologies (FLT) 0.1 $22M +127% 82k 268.65
Dollar Tree Call Option (DLTR) 0.1 $22M 189k 114.46
Exact Sciences Corp Note 0.375% 3/0 0.1 $21M 17M 1.29
Sba Communications Corp Cl A (SBAC) 0.1 $21M +125% 76k 277.32
Occidental Petroleum Corporation Call Option (OXY) 0.1 $21M +28% 787k 26.62
Lennar Corp Cl A Call Option (LEN) 0.1 $21M +4% 207k 101.22
Copart (CPRT) 0.1 $21M +220% 192k 108.61
Twitter Note 1.000% 9/1 0.1 $21M NEW 20M 1.04
Eaton Corp SHS Put Option (ETN) 0.1 $21M -2% 150k 138.28
Hartford Financial Services Call Option (HIG) 0.1 $21M -38% 309k 66.78
Vulcan Materials Company Call Option (VMC) 0.1 $21M +52% 122k 168.73
Penn Natl Gaming Note 2.750% 5/1 0.1 $20M 4.5M 4.52
Yum! Brands Call Option (YUM) 0.1 $20M +83% 184k 108.17
Iqvia Holdings Call Option (IQV) 0.1 $20M +160% 102k 193.14
Conmed Corp Note 2.625% 2/0 0.1 $20M NEW 13M 1.57
Q2 HLDGS Note 0.750% 6/0 0.1 $20M NEW 15M 1.31
Golar Lng Note 2.750% 2/1 0.1 $20M +122% 20M 0.97
Align Technology (ALGN) 0.1 $19M -56% 36k 541.67
American Airls Call Option (AAL) 0.1 $19M 808k 23.90
General Mills Call Option (GIS) 0.1 $19M 315k 61.32
International Flavors & Fragrances Call Option (IFF) 0.1 $19M +281% 137k 139.61
Williams Companies Call Option (WMB) 0.1 $19M -10% 802k 23.69
Hldgs Call Option (UAL) 0.1 $19M +30% 330k 57.54
Lyondellbasell Industries N Shs - A - Put Option (LYB) 0.1 $19M +7% 182k 104.05
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.1 $19M +316% 217k 87.18
Expedia Group Com New (EXPE) 0.1 $19M -6% 110k 171.91
Nrg Energy DBCV 2.750% 6/0 0.1 $19M NEW 16M 1.17
Keysight Technologies Call Option (KEYS) 0.1 $19M -10% 131k 143.40
Change Healthcare (CHNG) 0.1 $19M NEW 846k 22.10
Hilton Worldwide Holdings Put Option (HLT) 0.1 $19M 154k 120.92
Laboratory Corp Amer Hldgs Com New Call Option (LH) 0.1 $18M +130% 72k 255.00
Paychex Call Option (PAYX) 0.1 $18M 188k 98.02

Past Filings by Capstone Investment Advisors

SEC 13F filings are viewable for Capstone Investment Advisors going back to 2010

View all past filings