Capstone Investment Advisors

Latest statistics and disclosures from Capstone Investment Advisors's latest quarterly 13F-HR filing:

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Positions held by Capstone Investment Advisors consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Capstone Investment Advisors

Capstone Investment Advisors holds 864 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Capstone Investment Advisors has 864 total positions. Only the first 250 positions are shown.

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Invesco Qqq Tr Unit Ser 1 Call Option (QQQ) 20.2 $3.4B -23% 13M 267.26
Ishares Tr Russell 2000 Etf (IWM) 14.7 $2.4B +15% 15M 164.92
Ishares Tr Msci Eafe Etf Call Option (EFA) 4.9 $815M -44% 15M 56.01
Ishares Tr Msci Emg Mkt Etf (EEM) 3.3 $547M +191% 16M 34.88
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 2.1 $348M -56% 973k 357.18
Microsoft Corporation Call Option (MSFT) 2.0 $326M -62% 1.4M 232.90
Amazon Call Option (AMZN) 2.0 $325M +1152% 2.9M 113.00
Ishares Tr Iboxx Hi Yd Etf (HYG) 1.9 $321M -8% 4.5M 71.39
Apple Call Option (AAPL) 1.8 $294M -75% 2.1M 138.20
Ishares Tr China Lg-cap Etf (FXI) 0.7 $121M +19% 4.7M 25.86
Berkshire Hathaway Inc Del Cl B New Call Option (BRK.B) 0.7 $109M -68% 409k 267.02
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.6 $105M NEW 1.0M 102.44
Meta Platforms Cl A Call Option (META) 0.6 $98M -67% 720k 135.68
Alphabet Cap Stk Cl A Call Option (GOOGL) 0.6 $98M +424% 1.0M 95.64

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Exxon Mobil Corporation Call Option (XOM) 0.5 $91M -72% 1.0M 87.31
JPMorgan Chase & Co. Call Option (JPM) 0.5 $85M -45% 817k 104.50
Home Depot Call Option (HD) 0.5 $83M -59% 302k 275.98
Tesla Motors Call Option (TSLA) 0.5 $80M -39% 300k 265.22
Alphabet Cap Stk Cl C Call Option (GOOG) 0.5 $79M +339% 821k 96.15
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.4 $73M +126% 59M 1.23
UnitedHealth Call Option (UNH) 0.4 $66M -74% 131k 505.05
Ishares Tr 20 Yr Tr Bd Etf Call Option (TLT) 0.4 $64M NEW 629k 102.45
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.4 $64M +35% 38M 1.70
Fti Consulting Note 2.000% 8/1 (Principal) 0.4 $62M 38M 1.65
Livent Corp Note 4.125% 7/1 (Principal) 0.4 $61M 17M 3.61
Insmed Note 0.750% 6/0 (Principal) 0.4 $61M +95% 66M 0.92
KBR Note 2.500%11/0 (Principal) 0.4 $60M 35M 1.74
Procter & Gamble Company Call Option (PG) 0.4 $60M -60% 474k 126.26
Cisco Systems Call Option (CSCO) 0.4 $60M -23% 1.5M 40.00
Bank of America Corporation Put Option (BAC) 0.4 $60M -39% 2.0M 30.20
Ishares Tr Jpmorgan Usd Emg (EMB) 0.3 $57M NEW 715k 79.40
Mongodb Note 0.250% 1/1 (Principal) 0.3 $56M +17% 48M 1.17
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 0.3 $52M +20% 32M 1.60
Insight Enterprises Note 0.750% 2/1 (Principal) 0.3 $49M 38M 1.28
Johnson & Johnson Call Option (JNJ) 0.3 $47M -82% 288k 163.36
Broadcom Call Option (AVGO) 0.3 $46M -66% 103k 443.99
Select Sector Spdr Tr Energy (XLE) 0.3 $43M -66% 594k 72.02
Encore Cap Group Note 3.250%10/0 (Principal) 0.3 $42M +42% 33M 1.26
Accenture Plc Ireland Shs Class A Call Option (ACN) 0.3 $42M -55% 162k 257.32
Nova Note 10/1 (Principal) 0.2 $41M +83% 33M 1.25
Akamai Technologies Note 0.125% 5/0 (Principal) 0.2 $40M +8% 40M 1.02
Intuit Call Option (INTU) 0.2 $40M -46% 104k 387.39
Dexcom Note 0.750%12/0 (Principal) 0.2 $40M 20M 1.99
Eli Lilly & Co. Call Option (LLY) 0.2 $39M -74% 122k 323.35
Abbvie Call Option (ABBV) 0.2 $39M -74% 292k 134.21
Pure Storage Note 0.125% 4/1 (Principal) 0.2 $39M +176% 35M 1.13
Vanguard Index Fds Value Etf (VTV) 0.2 $39M NEW 314k 123.48
Wolfspeed Note 1.750% 5/0 (Principal) 0.2 $39M +20% 17M 2.26
BlackRock Call Option (BLK) 0.2 $39M -19% 70k 550.45
National Vision Hldgs Note 2.500% 5/1 (Principal) 0.2 $38M +3% 31M 1.24
Nike CL B Call Option (NKE) 0.2 $38M -48% 459k 83.13
Zscaler Note 0.125% 7/0 (Principal) 0.2 $38M -19% 30M 1.28
Abbott Laboratories Call Option (ABT) 0.2 $38M -52% 391k 96.75
Citigroup Com New Call Option (C) 0.2 $37M -45% 889k 41.67
Pfizer Call Option (PFE) 0.2 $36M -77% 828k 43.76
Bill Com Hldgs Note 12/0 (Principal) 0.2 $36M -2% 33M 1.10
Travere Therapeutics Note 2.250% 3/0 (Principal) 0.2 $36M +74% 35M 1.02
Cytokinetics Note 4.000%11/1 (Principal) 0.2 $36M -16% 7.5M 4.73
Chevron Corporation Call Option (CVX) 0.2 $35M -86% 241k 143.66
Wells Fargo & Company Call Option (WFC) 0.2 $34M -60% 852k 40.22
Akamai Technologies Note 0.375% 9/0 (Principal) 0.2 $34M -14% 37M 0.94
Walt Disney Company Call Option (DIS) 0.2 $34M -68% 362k 94.33
At&t Call Option (T) 0.2 $34M -33% 2.2M 15.34
Starbucks Corporation Call Option (SBUX) 0.2 $33M -53% 393k 84.27
Morgan Stanley Com New Call Option (MS) 0.2 $33M -58% 414k 79.00
Thermo Fisher Scientific Call Option (TMO) 0.2 $33M -72% 64k 507.25
Copa Holdings Sa Note 4.500% 4/1 (Principal) 0.2 $32M +79% 22M 1.44
Zillow Group Note 1.375% 9/0 (Principal) 0.2 $32M -48% 33M 0.98
Linde SHS Call Option (LIN) 0.2 $32M -61% 119k 269.60
Nuvasive Note 1.000% 6/0 (Principal) 0.2 $32M +96% 33M 0.97
Rapid7 Note 2.250% 5/0 (Principal) 0.2 $31M +35% 31M 1.00
World Wrestling Entmt Note 3.375%12/1 (Principal) 0.2 $31M +55% 11M 2.84
Netflix Call Option (NFLX) 0.2 $30M -84% 127k 235.44
Cutera Note 2.250% 3/1 (Principal) 0.2 $30M +186% 19M 1.54
Guardant Health Note 11/1 (Principal) 0.2 $30M +117% 40M 0.73
Varonis Sys Note 1.250% 8/1 (Principal) 0.2 $29M -28% 26M 1.11
Insulet Corp Note 0.375% 9/0 (Principal) 0.2 $29M -15% 24M 1.18
Becton, Dickinson and Call Option (BDX) 0.2 $29M -42% 128k 222.83
S&p Global Call Option (SPGI) 0.2 $28M -8% 93k 305.35
Qualcomm Call Option (QCOM) 0.2 $28M -68% 251k 112.99
Applied Materials Call Option (AMAT) 0.2 $28M -37% 340k 81.92
Stryker Corporation Call Option (SYK) 0.2 $27M -35% 135k 202.52
Zoetis Cl A Call Option (ZTS) 0.2 $27M -14% 183k 148.31
Omnicell Note 0.250% 9/1 (Principal) 0.2 $27M +26% 25M 1.07
Ishares Msci Brazil Etf Call Option (EWZ) 0.2 $27M NEW 900k 29.63
Visa Com Cl A Call Option (V) 0.2 $27M -82% 150k 177.65
Medtronic SHS Call Option (MDT) 0.2 $26M -49% 325k 80.74
NVIDIA Corporation Call Option (NVDA) 0.2 $26M -87% 214k 121.41
Target Corporation Call Option (TGT) 0.2 $26M -20% 175k 148.40
Intercontinental Exchange Call Option (ICE) 0.2 $26M -20% 286k 90.36
Lockheed Martin Corporation Call Option (LMT) 0.2 $25M -76% 66k 386.30
Exact Sciences Corp Note 0.375% 3/0 (Principal) 0.2 $25M +17% 40M 0.64
Costco Wholesale Corporation Call Option (COST) 0.2 $25M -82% 53k 472.17
Charles Schwab Corporation Call Option (SCHW) 0.2 $25M -52% 346k 71.88
Gilead Sciences Call Option (GILD) 0.1 $25M -55% 401k 61.69
Mastercard Incorporated Cl A Call Option (MA) 0.1 $25M -81% 87k 284.32
Comcast Corp Cl A Put Option (CMCSA) 0.1 $24M -53% 833k 29.33
Sherwin-Williams Company Call Option (SHW) 0.1 $24M -43% 119k 204.73
Us Bancorp Del Com New Call Option (USB) 0.1 $24M -27% 604k 40.32
Vertex Pharmaceuticals Incorporated Call Option (VRTX) 0.1 $24M -23% 84k 289.57
Intel Corporation Call Option (INTC) 0.1 $24M -55% 938k 25.77
New Relic Note 0.500% 5/0 (Principal) 0.1 $24M +102% 25M 0.98
Prologis Call Option (PLD) 0.1 $24M -31% 233k 101.60
Natera Note 2.250% 5/0 (Principal) 0.1 $24M -22% 17M 1.35
Ironwood Pharmaceuticals Note 1.500% 6/1 (Principal) 0.1 $23M 23M 1.02
United States Stl Corp Note 5.000%11/0 (Principal) 0.1 $23M 15M 1.54
Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 0.1 $23M +78% 23M 1.01
Metropcs Communications Call Option (TMUS) 0.1 $23M -54% 171k 134.17
Topgolf Callaway Brands Corp Note 2.750% 5/0 (Principal) 0.1 $23M -7% 17M 1.29
Pepsi Call Option (PEP) 0.1 $23M -78% 138k 163.25
Ishares Tr U.s. Real Es Etf (IYR) 0.1 $22M NEW 275k 81.42
Boeing Company Call Option (BA) 0.1 $22M -58% 183k 121.08
Cigna Corp Call Option (CI) 0.1 $22M -72% 80k 277.47
Lowe's Companies Call Option (LOW) 0.1 $22M -75% 116k 187.80
Dish Network Corporation Note 12/1 (Principal) 0.1 $22M +29% 33M 0.66
Anthem Call Option (ELV) 0.1 $22M -72% 48k 454.24
Select Sector Spdr Tr Financial Put Option (XLF) 0.1 $22M -64% 708k 30.36
Danaher Corporation Call Option (DHR) 0.1 $21M -77% 82k 258.31
Coca-Cola Company Call Option (KO) 0.1 $21M -78% 376k 56.02
Atlassian Corp Cl A Call Option (TEAM) 0.1 $21M NEW 100k 210.60
Hca Holdings Call Option (HCA) 0.1 $21M -33% 113k 183.80
Bristol Myers Squibb Call Option (BMY) 0.1 $21M -73% 292k 71.09
Merck & Co Call Option (MRK) 0.1 $21M -79% 239k 86.12
Fidelity National Information Services Call Option (FIS) 0.1 $20M -24% 270k 75.58
Rapid7 Note 0.250% 3/1 (Principal) 0.1 $20M -6% 26M 0.76
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.1 $20M +125% 23M 0.88
McDonald's Corporation Call Option (MCD) 0.1 $20M -79% 85k 230.76
Goldman Sachs Call Option (GS) 0.1 $19M -67% 66k 293.04
Mannkind Corp Note 2.500% 3/0 (Principal) 0.1 $19M +61% 21M 0.91
Air Products & Chemicals Call Option (APD) 0.1 $19M -56% 81k 232.70
Ionis Pharmaceuticals Note 4/0 (Principal) 0.1 $19M NEW 19M 0.99
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.1 $19M NEW 10M 1.86
Datadog Note 0.125% 6/1 (Principal) 0.1 $19M -45% 16M 1.19
Novocure Note 11/0 (Principal) 0.1 $18M 20M 0.90
Veeco Instrs Inc Del Note 3.750% 6/0 (Principal) 0.1 $18M 12M 1.53
Ishares Tr Rus 2000 Val Etf (IWN) 0.1 $18M NEW 142k 128.93
3M Company Call Option (MMM) 0.1 $18M -45% 164k 110.46
Automatic Data Processing Call Option (ADP) 0.1 $18M -50% 80k 226.17
Zillow Group Note 0.750% 9/0 (Principal) 0.1 $18M -40% 18M 1.00
Micron Technology Call Option (MU) 0.1 $18M -67% 351k 50.08
Wal-Mart Stores Call Option (WMT) 0.1 $18M -83% 135k 129.70
Wayfair Note 1.000% 8/1 (Principal) 0.1 $18M +169% 28M 0.63
Bentley Sys Note 0.375% 7/0 (Principal) 0.1 $17M NEW 23M 0.76
Cinemark Hldgs Note 4.500% 8/1 (Principal) 0.1 $17M +29% 15M 1.13
Cme Call Option (CME) 0.1 $17M -75% 95k 177.14
Techtarget Note 0.125%12/1 (Principal) 0.1 $17M +51% 16M 1.04
Permian Resources Corp Note 3.250% 4/0 (Principal) 0.1 $17M +108% 13M 1.34
Ford Motor Company Call Option (F) 0.1 $17M -27% 1.5M 11.20
Conmed Corp Note 2.625% 2/0 (Principal) 0.1 $17M -72% 15M 1.10
Texas Instruments Incorporated Call Option (TXN) 0.1 $16M -76% 106k 154.76
Pra Group Note 3.500% 6/0 (Principal) 0.1 $16M 17M 0.98
Fiserv Call Option (FISV) 0.1 $16M -51% 172k 93.59
Amgen Call Option (AMGN) 0.1 $16M -73% 72k 225.40
Nextera Energy Call Option (NEE) 0.1 $16M -80% 205k 78.41
TJX Companies Call Option (TJX) 0.1 $16M -30% 256k 62.11
Q2 HLDGS Note 0.750% 6/0 (Principal) 0.1 $16M 20M 0.80
Repligen Corp Note 0.375% 7/1 (Principal) 0.1 $16M -18% 9.0M 1.73
Simon Property Call Option (SPG) 0.1 $16M -6% 174k 89.78
Union Pacific Corporation Call Option (UNP) 0.1 $16M -78% 80k 194.84
Li Auto Note 0.250% 5/0 (Principal) 0.1 $16M NEW 15M 1.03
Rogers Corporation (ROG) 0.1 $15M +30% 64k 241.88
Alleghany Corporation (Y) 0.1 $15M NEW 18k 839.35
Moody's Corporation Call Option (MCO) 0.1 $15M +31% 62k 243.04
CVS Caremark Corporation Call Option (CVS) 0.1 $15M -80% 155k 95.38
Progress Software Corp Note 1.000% 4/1 (Principal) 0.1 $15M NEW 16M 0.94
Bank of New York Mellon Corporation Call Option (BK) 0.1 $14M -34% 374k 38.51
Granite Constr Note 2.750%11/0 (Principal) 0.1 $14M -12% 14M 1.02
Mesa Labs Note 1.375% 8/1 (Principal) 0.1 $14M -12% 17M 0.83
American Express Company Call Option (AXP) 0.1 $14M -71% 105k 134.94
Servicenow Call Option (NOW) 0.1 $14M -75% 38k 377.56
Eaton Corp SHS Call Option (ETN) 0.1 $14M -8% 105k 133.33
Encore Cap Europe Fin Note 4.500% 9/0 (Principal) 0.1 $14M +33% 12M 1.17
Zendesk Note 0.625% 6/1 (Principal) 0.1 $14M +16% 14M 0.99
Ecolab Call Option (ECL) 0.1 $14M -7% 96k 144.44
Middleby Corp Note 1.000% 9/0 (Principal) 0.1 $14M -63% 12M 1.15
Capital One Financial Call Option (COF) 0.1 $14M -47% 150k 92.17
Bloom Energy Corp Note 2.500% 8/1 (Principal) 0.1 $14M +33% 9.9M 1.40
Colgate-Palmolive Company Call Option (CL) 0.1 $14M -52% 194k 70.23
Activision Blizzard Call Option (ATVI) 0.1 $14M -62% 183k 74.35
Edwards Lifesciences Call Option (EW) 0.1 $14M -21% 164k 82.63
General Electric Com New Call Option (GE) 0.1 $14M -67% 218k 61.97
Winnebago Inds Note 1.500% 4/0 (Principal) 0.1 $13M +18% 13M 1.05
Moderna Call Option (MRNA) 0.1 $13M -65% 112k 118.21
Humana Call Option (HUM) 0.1 $13M -45% 27k 485.24
Lauder Estee Cos Cl A Call Option (EL) 0.1 $13M -8% 61k 215.88
Progressive Corporation Call Option (PGR) 0.1 $13M -46% 113k 116.20
Analog Devices Call Option (ADI) 0.1 $13M -78% 93k 139.32
Mondelez Intl Cl A Call Option (MDLZ) 0.1 $13M -48% 236k 54.84
Occidental Petroleum Corporation Call Option (OXY) 0.1 $13M -66% 210k 61.45
Philip Morris International Call Option (PM) 0.1 $13M -74% 155k 83.00
Agilent Technologies Inc C ommon Call Option (A) 0.1 $13M -34% 106k 121.58
Cloudflare Note 8/1 (Principal) 0.1 $13M NEW 16M 0.78
International Business Machines Call Option (IBM) 0.1 $13M -83% 108k 118.81
Verizon Communications Put Option (VZ) 0.1 $13M -70% 333k 37.97
Rockwell Automation Call Option (ROK) 0.1 $13M 59k 215.13
Norfolk Southern Call Option (NSC) 0.1 $13M -65% 60k 209.63
Honeywell International Call Option (HON) 0.1 $13M -69% 75k 166.98
Prudential Financial Call Option (PRU) 0.1 $13M -46% 145k 85.78
Weyerhaeuser Co Mtn Be Com New Put Option (WY) 0.1 $12M +7% 433k 28.56
CSX Corporation Call Option (CSX) 0.1 $12M -34% 459k 26.64
Harmonic DBCV 2.000% 9/0 (Principal) 0.1 $12M -24% 7.7M 1.58
Select Sector Spdr Tr Sbi Healthcare Put Option (XLV) 0.1 $12M NEW 100k 121.11
General Motors Company Put Option (GM) 0.1 $12M -67% 373k 32.09
Oracle Corporation Call Option (ORCL) 0.1 $12M -68% 196k 61.08
Coherus Biosciences Note 1.500% 4/1 (Principal) 0.1 $12M NEW 15M 0.79
Sea Note 0.250% 9/1 (Principal) 0.1 $12M +36% 17M 0.70
Perficient Note 1.250% 8/0 (Principal) 0.1 $12M NEW 8.4M 1.40
PNC Financial Services Call Option (PNC) 0.1 $12M -51% 78k 149.39
United Parcel Service CL B Call Option (UPS) 0.1 $12M -79% 72k 161.50
Raytheon Technologies Corp Call Option (RTX) 0.1 $12M -81% 142k 81.87
Intuitive Surgical Com New Call Option (ISRG) 0.1 $12M -77% 62k 187.43
Willis Towers Watson SHS Call Option (WTW) 0.1 $11M -8% 57k 201.25
Gossamer Bio Note 5.000% 6/0 (Principal) 0.1 $11M +83% 11M 1.03
Equifax Call Option (EFX) 0.1 $11M +20% 66k 171.41
Realty Income Call Option (O) 0.1 $11M -42% 190k 58.20
Synchrony Financial Put Option (SYF) 0.1 $11M -38% 393k 28.19
Cabot Oil & Gas Corporation Call Option (CTRA) 0.1 $11M -12% 417k 26.25
Northrop Grumman Corporation Call Option (NOC) 0.1 $11M -52% 23k 470.30
Revance Therapeutics Note 1.750% 2/1 (Principal) 0.1 $11M -35% 10M 1.09
Dominion Resources Call Option (D) 0.1 $11M -33% 157k 69.10
Ross Stores Call Option (ROST) 0.1 $11M -27% 129k 84.25
salesforce Call Option (CRM) 0.1 $11M -87% 75k 143.82
Paypal Holdings Call Option (PYPL) 0.1 $11M -90% 124k 86.06
Coinbase Global Note 0.500% 6/0 (Principal) 0.1 $11M NEW 16M 0.67
Chubb Call Option (CB) 0.1 $11M -55% 58k 181.87
Upwork Note 0.250% 8/1 (Principal) 0.1 $11M NEW 14M 0.73
Corebridge Finl 0.1 $10M NEW 530k 19.69
Ati Note 3.500% 6/1 (Principal) 0.1 $10M -16% 5.7M 1.82
Microchip Technology Call Option (MCHP) 0.1 $10M -52% 169k 61.05
Cardlytics Note 1.000% 9/1 (Principal) 0.1 $10M +70% 17M 0.59
Upstart Hldgs Note 0.250% 8/1 (Principal) 0.1 $10M NEW 18M 0.56
Kraneshares Tr Csi Chi Internet Call Option (KWEB) 0.1 $9.9M NEW 400k 24.64
Liveperson Note 0.750% 3/0 (Principal) 0.1 $9.8M -27% 11M 0.92
Corteva Call Option (CTVA) 0.1 $9.8M -54% 171k 57.14
Pegasystems Note 0.750% 3/0 (Principal) 0.1 $9.8M -11% 12M 0.81
Innoviva Note 2.500% 8/1 (Principal) 0.1 $9.7M 10M 0.97
NetApp Call Option (NTAP) 0.1 $9.6M -18% 155k 61.83
Microstrategy Note 0.750%12/1 (Principal) 0.1 $9.5M +13% 13M 0.76
Global Payments Call Option (GPN) 0.1 $9.3M -15% 86k 108.05
Waste Management Call Option (WM) 0.1 $9.1M -47% 57k 160.20
Baxter International Call Option (BAX) 0.1 $9.1M +4% 168k 53.87
Crown Castle Intl Call Option (CCI) 0.1 $9.0M -60% 62k 144.55
American Tower Reit Call Option (AMT) 0.1 $8.8M -84% 41k 214.70
PPG Industries Call Option (PPG) 0.1 $8.6M -6% 78k 110.66
Paramount Global Class B Com Call Option (PARA) 0.1 $8.6M -49% 454k 18.93
Lincoln National Corporation Call Option (LNC) 0.1 $8.6M +43% 195k 43.87
Keysight Technologies Call Option (KEYS) 0.1 $8.3M -14% 53k 157.34
Air Trans Svcs Group Note 1.125%10/1 (Principal) 0.0 $8.2M +228% 8.2M 1.00
Fifth Third Ban Put Option (FITB) 0.0 $8.2M +5% 258k 31.96
Carrier Global Corporation Put Option (CARR) 0.0 $8.2M -36% 232k 35.56

Past Filings by Capstone Investment Advisors

SEC 13F filings are viewable for Capstone Investment Advisors going back to 2010

View all past filings