Caxton Associates as of Dec. 31, 2020
Portfolio Holdings for Caxton Associates
Caxton Associates holds 126 positions in its portfolio as reported in the December 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr Gold Tr Gold Shs (GLD) | 31.3 | $454M | 2.5M | 178.36 | |
| Ishares Tr Msci Emg Mkt Etf (EEM) | 30.2 | $437M | 8.5M | 51.67 | |
| Aptiv SHS (APTV) | 4.2 | $60M | 462k | 130.29 | |
| AES Corporation (AES) | 3.4 | $50M | 2.1M | 23.50 | |
| Ishares Silver Tr Ishares (SLV) | 2.9 | $43M | 1.7M | 24.56 | |
| Vaneck Vectors Etf Tr Gold Miners Etf Call Option (GDX) | 2.6 | $38M | 1.1M | 36.02 | |
| Micron Technology (MU) | 2.1 | $30M | 396k | 75.18 | |
| Apple (AAPL) | 1.3 | $19M | 146k | 132.69 | |
| Microsoft Corporation (MSFT) | 1.2 | $17M | 78k | 222.42 | |
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 1.1 | $16M | 148k | 109.04 | |
| Amazon (AMZN) | 0.9 | $14M | 4.1k | 3257.01 | |
| Nextera Energy (NEE) | 0.8 | $12M | 149k | 77.15 | |
| Nextera Energy Partners Com Unit Part In (NEP) | 0.7 | $9.9M | 148k | 67.05 | |
| PPL Corporation (PPL) | 0.6 | $9.1M | 323k | 28.20 | |
| Netflix (NFLX) | 0.6 | $9.1M | 17k | 541.40 | |
| Intuitive Surgical Com New (ISRG) | 0.6 | $9.1M | 11k | 818.13 | |
| Portland Gen Elec Com New (POR) | 0.6 | $8.9M | 208k | 42.77 | |
| Eversource Energy (ES) | 0.6 | $8.9M | 103k | 86.51 | |
| Public Service Enterprise (PEG) | 0.6 | $8.8M | 151k | 58.30 | |
| Alliant Energy Corporation (LNT) | 0.6 | $8.8M | 171k | 51.53 | |
| Xcel Energy (XEL) | 0.6 | $8.8M | 131k | 66.67 | |
| Duke Energy Corp Com New (DUK) | 0.6 | $8.8M | 96k | 91.56 | |
| DTE Energy Company (DTE) | 0.6 | $8.7M | 72k | 121.41 | |
| CenterPoint Energy (CNP) | 0.6 | $8.7M | 401k | 21.64 | |
| Exelon Corporation (EXC) | 0.6 | $8.6M | 205k | 42.22 | |
| Clearway Energy CL C (CWEN) | 0.6 | $8.6M | 271k | 31.93 | |
| Dominion Resources (D) | 0.6 | $8.6M | 115k | 75.20 | |
| Walt Disney Company (DIS) | 0.6 | $8.2M | 45k | 181.17 | |
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.5 | $7.7M | 25k | 313.60 | |
| Zebra Technologies Corporati Cl A (ZBRA) | 0.5 | $7.7M | 20k | 384.33 | |
| Docusign (DOCU) | 0.5 | $6.7M | 30k | 222.30 | |
| Uber Technologies (UBER) | 0.4 | $5.9M | 115k | 51.00 | |
| Tesla Motors (TSLA) | 0.4 | $5.8M | 8.2k | 705.58 | |
| Sony Corp Sponsored Adr (SONY) | 0.4 | $5.6M | 56k | 101.09 | |
| Visa Com Cl A (V) | 0.4 | $5.4M | 25k | 218.75 | |
| ON Semiconductor (ON) | 0.4 | $5.4M | 164k | 32.73 | |
| Intuit (INTU) | 0.3 | $5.1M | 13k | 379.85 | |
| Advanced Micro Devices (AMD) | 0.3 | $4.8M | 52k | 91.71 | |
| Facebook Cl A Call Option (META) | 0.3 | $4.1M | 15k | 271.87 | |
| Ambarella SHS (AMBA) | 0.2 | $3.5M | 39k | 91.82 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $3.2M | 6.4k | 500.16 | |
| Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) | 0.2 | $3.2M | 20k | 157.50 | |
| Shopify Cl A (SHOP) | 0.2 | $2.9M | 2.6k | 1131.92 | |
| Applied Materials (AMAT) | 0.2 | $2.9M | 34k | 86.31 | |
| Lam Research Corporation (LRCX) | 0.2 | $2.9M | 6.2k | 472.32 | |
| Nxp Semiconductors N V (NXPI) | 0.2 | $2.4M | 15k | 159.01 | |
| Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) | 0.2 | $2.3M | 27k | 87.23 | |
| Starbucks Corporation Call Option (SBUX) | 0.1 | $2.1M | 20k | 105.95 | |
| Ptc (PTC) | 0.1 | $2.1M | 17k | 119.62 | |
| Airbnb Com Cl A (ABNB) | 0.1 | $1.9M | 13k | 146.83 | |
| Ishares Tr Russell 2000 Etf Put Option (IWM) | 0.1 | $1.6M | 8.0k | 196.38 | |
| Dynatrace Com New (DT) | 0.1 | $1.5M | 35k | 43.27 | |
| Cree | 0.1 | $1.3M | 12k | 105.88 | |
| Alibaba Group Hldg Sponsored Ads Call Option (BABA) | 0.1 | $1.0M | 4.5k | 232.67 | |
| Occidental Petroleum Corporation Call Option (OXY) | 0.1 | $727k | 42k | 17.31 | |
| Select Sector Spdr Tr Sbi Healthcare Call Option (XLV) | 0.0 | $651k | 5.8k | 112.24 | |
| Valero Energy Corporation (VLO) | 0.0 | $503k | 8.9k | 56.52 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $491k | 12k | 41.26 | |
| American Tower Reit (AMT) | 0.0 | $449k | 2.0k | 224.28 | |
| Halozyme Therapeutics (HALO) | 0.0 | $447k | 11k | 42.69 | |
| R1 Rcm | 0.0 | $431k | 18k | 24.03 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $428k | 1.2k | 355.19 | |
| Equitable Hldgs | 0.0 | $418k | 16k | 25.59 | |
| Voya Financial (VOYA) | 0.0 | $416k | 7.1k | 58.84 | |
| S&p Global (SPGI) | 0.0 | $389k | 1.2k | 328.55 | |
| Ares Management Corporation Cl A Com Stk (ARES) | 0.0 | $387k | 8.2k | 47.05 | |
| Sba Communications Corp Cl A (SBAC) | 0.0 | $386k | 1.4k | 282.16 | |
| L3harris Technologies (LHX) | 0.0 | $351k | 1.9k | 188.81 | |
| Msg Network Cl A | 0.0 | $311k | 21k | 14.74 | |
| McKesson Corporation (MCK) | 0.0 | $310k | 1.8k | 173.96 | |
| Nortonlifelock (GEN) | 0.0 | $308k | 15k | 20.77 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $305k | 48k | 6.37 | |
| Autodesk (ADSK) | 0.0 | $303k | 992.00 | 305.44 | |
| Robert Half International (RHI) | 0.0 | $302k | 4.8k | 62.38 | |
| W.R. Berkley Corporation (WRB) | 0.0 | $300k | 4.5k | 66.42 | |
| Avantor (AVTR) | 0.0 | $288k | 10k | 28.18 | |
| Dell Technologies CL C (DELL) | 0.0 | $287k | 3.9k | 73.27 | |
| Match Group (MTCH) | 0.0 | $285k | 1.9k | 151.19 | |
| Brighthouse Finl (BHF) | 0.0 | $283k | 7.8k | 36.26 | |
| Kilroy Realty Corporation (KRC) | 0.0 | $277k | 4.8k | 57.42 | |
| Mastercard Incorporated Cl A (MA) | 0.0 | $269k | 753.00 | 357.24 | |
| Houlihan Lokey Cl A (HLI) | 0.0 | $262k | 3.9k | 67.23 | |
| Ennis (EBF) | 0.0 | $261k | 15k | 17.86 | |
| AmerisourceBergen (COR) | 0.0 | $259k | 2.6k | 97.81 | |
| Altice Usa Cl A (ATUS) | 0.0 | $255k | 6.7k | 37.88 | |
| Madison Square Grdn Sprt Cor Cl A (MSGS) | 0.0 | $253k | 1.4k | 183.87 | |
| Roper Industries (ROP) | 0.0 | $248k | 575.00 | 431.30 | |
| Ecolab (ECL) | 0.0 | $244k | 1.1k | 215.93 | |
| CarMax (KMX) | 0.0 | $240k | 2.5k | 94.41 | |
| TransDigm Group Incorporated (TDG) | 0.0 | $234k | 378.00 | 619.05 | |
| Teradata Corporation (TDC) | 0.0 | $230k | 10k | 22.42 | |
| Verisign Inc cs | 0.0 | $229k | 1.1k | 216.24 | |
| Headhunter Group Sponsored Ads | 0.0 | $222k | 7.4k | 30.19 | |
| Armstrong World Industries (AWI) | 0.0 | $221k | 3.0k | 74.51 | |
| Fulgent Genetics (FLGT) | 0.0 | $213k | 4.1k | 52.19 | |
| Ishares Tr Gl Clean Ene Etf (ICLN) | 0.0 | $212k | 7.5k | 28.27 | |
| Best Buy (BBY) | 0.0 | $212k | 2.1k | 99.76 | |
| Middleby Corporation (MIDD) | 0.0 | $208k | 1.6k | 129.11 | |
| American Intl Group Com New (AIG) | 0.0 | $208k | 5.5k | 37.83 | |
| FleetCor Technologies | 0.0 | $206k | 756.00 | 272.49 | |
| Omni (OMC) | 0.0 | $205k | 3.3k | 62.48 | |
| Pinduoduo Sponsored Ads (PDD) | 0.0 | $205k | 1.2k | 177.34 | |
| Farfetch Ord Sh Cl A (FTCHF) | 0.0 | $205k | 3.2k | 63.78 | |
| Antares Pharma | 0.0 | $204k | 51k | 3.99 | |
| Palo Alto Networks (PANW) | 0.0 | $203k | 571.00 | 355.52 | |
| Motorola Solutions Com New (MSI) | 0.0 | $201k | 1.2k | 170.34 | |
| Atomera (ATOM) | 0.0 | $196k | 12k | 16.07 | |
| Qurate Retail Com Ser A (QRTEA) | 0.0 | $183k | 17k | 10.97 | |
| Navient Corporation equity (NAVI) | 0.0 | $182k | 19k | 9.82 | |
| Greentree Hospitality Group Sponsored Ads (GHG) | 0.0 | $166k | 12k | 13.40 | |
| Solarwinds Corp | 0.0 | $159k | 11k | 14.92 | |
| Zix Corporation | 0.0 | $150k | 17k | 8.65 | |
| Mbia (MBI) | 0.0 | $144k | 22k | 6.57 | |
| Fanhua Sponsored Adr (FANH) | 0.0 | $137k | 11k | 12.02 | |
| Perdoceo Ed Corp (PRDO) | 0.0 | $135k | 11k | 12.60 | |
| Select Sector Spdr Tr Sbi Int-finl Call Option (XLF) | 0.0 | $116k | 4.0k | 29.00 | |
| Extreme Networks (EXTR) | 0.0 | $113k | 16k | 6.88 | |
| Viking Therapeutics (VKTX) | 0.0 | $112k | 20k | 5.63 | |
| Lendingclub Corp Com New (LC) | 0.0 | $111k | 11k | 10.54 | |
| Cheetah Mobile Adr | 0.0 | $104k | 58k | 1.80 | |
| Pacific Ethanol | 0.0 | $89k | 16k | 5.45 | |
| Party City Hold | 0.0 | $87k | 14k | 6.18 | |
| Catalyst Pharmaceutical Partners (CPRX) | 0.0 | $82k | 25k | 3.33 | |
| RPC (RES) | 0.0 | $79k | 25k | 3.15 | |
| Lexicon Pharmaceuticals Com New (LXRX) | 0.0 | $37k | 11k | 3.44 | |
| Banco Bbva Argentina S A Sponsored Ads (BBAR) | 0.0 | $36k | 11k | 3.19 |
