CFG Asset Management

CFG Asset Management as of June 30, 2013

Portfolio Holdings for CFG Asset Management

CFG Asset Management holds 188 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ssga Active Etf Tr blkstn gsosrln (SRLN) 6.4 $13M 260k 49.72
iShares Lehman Aggregate Bond (AGG) 6.2 $13M 117k 107.21
Ishares Tr 2023 invtgr bd 5.6 $11M 123k 92.97
Ishares Tr fltg rate nt (FLOT) 5.1 $10M 205k 50.60
iShares Lehman MBS Bond Fund (MBB) 5.1 $10M 98k 105.23
Vanguard Total Stock Market ETF (VTI) 4.7 $9.4M 114k 82.67
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 3.4 $7.0M 65k 107.72
Claymore Exchange Trd Fd Tr gug bull2019 e 3.4 $6.9M 338k 20.39
iShares S&P US Pref Stock Idx Fnd (PFF) 3.1 $6.3M 160k 39.28
PowerShares Build America Bond Portfolio 2.8 $5.6M 198k 28.18
Spdr Series Trust equity (IBND) 2.6 $5.3M 156k 34.30
iShares S&P MidCap 400 Index (IJH) 2.4 $4.8M 42k 115.96
WisdomTree Dreyfus NZ Dollar Fund 2.4 $4.8M 244k 19.60
SPDR DJ Wilshire REIT (RWR) 2.3 $4.6M 60k 76.58
United Sts Commodity Index F (USCI) 2.2 $4.4M 83k 53.50
Ishares Tr 2020 invtgr bd 2.1 $4.2M 44k 95.68
iShares MSCI ACWI ex US Index Fund (ACWX) 1.9 $3.8M 94k 40.71
Powershares Senior Loan Portfo mf 1.8 $3.6M 144k 24.75
Claymore Exchange Trd Fd Tr gug bull2018 e 1.7 $3.5M 171k 20.57
SPDR DJ International Real Estate ETF (RWX) 1.6 $3.3M 82k 39.90
Ishares High Dividend Equity F (HDV) 1.6 $3.3M 49k 66.89
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.6 $3.2M 30k 109.53
Powershares DB G10 Currency Harvest Fund 1.6 $3.2M 127k 25.41
SPDR Gold Trust (GLD) 1.6 $3.2M 27k 119.11
iShares S&P Global Technology Sect. (IXN) 1.3 $2.6M 37k 70.19
iShares S&P Global Energy Sector (IXC) 1.2 $2.5M 65k 38.81
iShares S&P Global Infrastructure Index (IGF) 1.2 $2.5M 69k 36.03
Ishares Trust Barclays (CMBS) 1.1 $2.3M 45k 51.20
Etfs Precious Metals Basket phys pm bskt 1.0 $2.1M 32k 66.77
WisdomTree DEFA (DWM) 0.9 $1.9M 42k 46.02
SPDR Dow Jones Global Real Estate (RWO) 0.9 $1.9M 44k 42.10
Barclays Bank Plc Carry Etn 38 etf (ICITF) 0.8 $1.6M 37k 43.14
iShares Barclays Agency Bond Fund (AGZ) 0.8 $1.6M 14k 110.72
ETFS Physical Platinum Shares 0.7 $1.5M 11k 131.04
iShares S&P Global Consumer Dis Sec (RXI) 0.7 $1.4M 20k 71.21
ETFS Physical Palladium Shares 0.7 $1.4M 21k 64.65
Ishares Tr s^p gtfidx etf (WOOD) 0.6 $1.2M 27k 45.80
Ega Emerging Global Shs Tr 0.6 $1.2M 67k 18.13
SPDR Barclays Capital High Yield B 0.6 $1.1M 29k 39.47
iShares S&P Global Financials Sect. (IXG) 0.6 $1.1M 23k 49.21
iShares Silver Trust (SLV) 0.6 $1.1M 59k 18.97
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.5 $1.1M 34k 30.76
iShares S&P Growth Allocation Fund (AOR) 0.5 $1.1M 30k 35.44
iShares S&P Moderate Allocation Fund ETF (AOM) 0.5 $959k 30k 32.38
Ishares Tr 2017 s^p amtfr 0.4 $870k 16k 53.75
iShares S&P Global Telecommunicat. (IXP) 0.4 $783k 13k 60.73
General Electric Company 0.4 $762k 33k 23.20
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.3 $681k 12k 57.58
Tortoise Energy Infrastructure 0.3 $653k 14k 46.52
BlackRock Enhanced Capital and Income (CII) 0.3 $615k 49k 12.62
iShares 2016 S&P AMT-Free Mun Ser ETF 0.3 $608k 11k 54.59
Chevron Corporation (CVX) 0.3 $557k 4.7k 118.33
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $567k 5.4k 104.96
SPDR Nuveen Barclays Capital Municpl Bnd 0.3 $551k 24k 22.87
Kimberly-Clark Corporation (KMB) 0.2 $498k 5.1k 97.99
iShares S&P Global Industrials Sec (EXI) 0.2 $509k 8.6k 59.46
Campbell Soup Company (CPB) 0.2 $493k 11k 44.78
Donaldson Company (DCI) 0.2 $492k 14k 35.69
Vanguard REIT ETF (VNQ) 0.2 $483k 7.0k 68.77
SYSCO Corporation (SYY) 0.2 $456k 13k 34.14
Spectra Energy 0.2 $440k 13k 34.48
iShares S&P Global Utilities Sector (JXI) 0.2 $454k 11k 43.12
Microsoft Corporation (MSFT) 0.2 $422k 12k 34.52
Verizon Communications (VZ) 0.2 $416k 8.3k 50.29
Intel Corporation (INTC) 0.2 $384k 16k 24.22
Pfizer (PFE) 0.2 $374k 13k 28.02
Raytheon Company 0.2 $355k 5.4k 66.05
ConocoPhillips (COP) 0.2 $357k 5.9k 60.43
Williams Companies (WMB) 0.2 $355k 11k 32.47
Kinder Morgan Energy Partners 0.2 $367k 4.3k 85.49
PowerShares Insured Nati Muni Bond 0.2 $364k 15k 23.91
Ishares Tr s^p aggr all (AOA) 0.2 $362k 9.1k 39.97
At&t (T) 0.2 $328k 9.3k 35.44
Merck & Co (MRK) 0.2 $325k 7.0k 46.38
Eli Lilly & Co. (LLY) 0.1 $301k 6.1k 49.05
Bristol Myers Squibb (BMY) 0.1 $311k 7.0k 44.74
Nucor Corporation (NUE) 0.1 $301k 6.9k 43.33
FirstEnergy (FE) 0.1 $278k 7.5k 37.28
Exelon Corporation (EXC) 0.1 $289k 9.4k 30.89
E.I. du Pont de Nemours & Company 0.1 $259k 4.9k 52.41
Market Vectors High Yield Muni. Ind 0.1 $268k 8.8k 30.54
Spdr Series Trust cmn (HYMB) 0.1 $256k 4.7k 53.92
Johnson & Johnson (JNJ) 0.1 $250k 2.9k 85.94
Carnival Corporation (CCL) 0.1 $246k 7.2k 34.31
Entergy Corporation (ETR) 0.1 $252k 3.6k 69.73
iShares MSCI Pacific ex-Japan Idx (EPP) 0.1 $216k 5.0k 42.94
Applied Materials (AMAT) 0.1 $210k 14k 14.92
Berkshire Hathaway (BRK.B) 0.1 $178k 1.6k 112.23
Exxon Mobil Corporation (XOM) 0.1 $178k 2.0k 90.36
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $159k 3.0k 52.98
Apple (AAPL) 0.1 $141k 355.00 397.18
Chesapeake Energy Corporation 0.1 $145k 7.1k 20.32
Hornbeck Offshore Services 0.1 $134k 2.5k 53.60
Sunoco Logistics Partners 0.1 $132k 2.1k 64.17
Abbvie (ABBV) 0.1 $140k 3.4k 41.32
Bank of America Corporation (BAC) 0.1 $113k 8.8k 12.84
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $122k 1.2k 102.87
McDonald's Corporation (MCD) 0.1 $99k 1.0k 99.00
PowerShares Emerging Markets Sovere 0.1 $106k 3.9k 27.41
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $93k 1.7k 54.07
Market Vectors-Inter. Muni. Index 0.1 $93k 4.2k 22.09
PNC Financial Services (PNC) 0.0 $73k 1.0k 73.00
Ford Motor Company (F) 0.0 $76k 4.9k 15.47
Visa (V) 0.0 $73k 401.00 182.04
Kandi Technolgies (KNDI) 0.0 $90k 16k 5.62
United States Gasoline Fund (UGA) 0.0 $89k 1.6k 54.43
United Sts Brent Oil Fd Lp unit (BNO) 0.0 $86k 1.1k 77.83
Philip Morris International (PM) 0.0 $54k 625.00 86.40
Whole Foods Market 0.0 $51k 1.0k 51.00
Sirius XM Radio 0.0 $54k 16k 3.38
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.0 $58k 2.4k 23.82
Kayne Anderson Energy Total Return Fund 0.0 $63k 2.1k 29.89
Pembina Pipeline Corp (PBA) 0.0 $52k 1.7k 30.59
Barclays Bk Plc fund 0.0 $60k 2.1k 28.30
Teucrium Soybean Fund mutual fund (SOYB) 0.0 $69k 2.9k 23.55
BP (BP) 0.0 $42k 1.0k 42.00
International Business Machines (IBM) 0.0 $46k 243.00 189.30
Linn Energy 0.0 $33k 1.0k 33.00
Oracle Corporation (ORCL) 0.0 $39k 1.3k 30.95
Nektar Therapeutics (NKTR) 0.0 $46k 4.0k 11.50
Rambus (RMBS) 0.0 $47k 5.5k 8.55
Silver Wheaton Corp 0.0 $49k 2.5k 19.60
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $46k 440.00 104.55
GREENHAVEN Continuous Commodity Indx Fnd 0.0 $40k 1.6k 25.64
JPMorgan Chase & Co. (JPM) 0.0 $25k 480.00 52.08
American Express Company (AXP) 0.0 $12k 155.00 77.42
Caterpillar (CAT) 0.0 $16k 200.00 80.00
Coca-Cola Company (KO) 0.0 $28k 700.00 40.00
Wal-Mart Stores (WMT) 0.0 $15k 200.00 75.00
Newmont Mining Corporation (NEM) 0.0 $30k 1.0k 30.00
Wells Fargo & Company (WFC) 0.0 $12k 296.00 40.54
Altria (MO) 0.0 $17k 500.00 34.00
Deere & Company (DE) 0.0 $12k 144.00 83.33
MercadoLibre (MELI) 0.0 $22k 200.00 110.00
Baidu (BIDU) 0.0 $19k 200.00 95.00
BHP Billiton (BHP) 0.0 $17k 300.00 56.67
InterDigital (IDCC) 0.0 $13k 300.00 43.33
Aqua America 0.0 $22k 701.00 31.38
Susquehanna Bancshares 0.0 $26k 2.0k 12.82
Golar Lng (GLNG) 0.0 $16k 500.00 32.00
Oneok (OKE) 0.0 $21k 510.00 41.18
Web 0.0 $22k 875.00 25.14
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $26k 400.00 65.00
General Motors Company (GM) 0.0 $20k 604.00 33.11
Penns Woods Ban (PWOD) 0.0 $19k 463.00 41.04
Chiquita Brands Intl Inc note 4.250% 8/1 0.0 $19k 20k 0.95
iShares MSCI Australia Index Fund (EWA) 0.0 $21k 927.00 22.65
iShares FTSE NAREIT Mort. Plus Capp 0.0 $18k 1.4k 13.04
Tortoise Energy Capital Corporation 0.0 $24k 700.00 34.29
Nuveen Muni Value Fund (NUV) 0.0 $14k 1.5k 9.33
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $18k 1.0k 18.00
Claymore Exchange-traded Fd gugg crp bd 2017 0.0 $16k 700.00 22.86
American Capital Mortgage In 0.0 $18k 1.0k 18.00
Retail Properties Of America 0.0 $30k 2.1k 14.29
Facebook Inc cl a (META) 0.0 $12k 500.00 24.00
Corning Incorporated (GLW) 0.0 $2.0k 107.00 18.69
Ameriprise Financial (AMP) 0.0 $2.0k 19.00 105.26
Devon Energy Corporation (DVN) 0.0 $0 0 0.00
FedEx Corporation (FDX) 0.0 $0 0 0.00
M&T Bank Corporation (MTB) 0.0 $0 0 0.00
Walt Disney Company (DIS) 0.0 $6.0k 100.00 60.00
Bed Bath & Beyond 0.0 $8.0k 111.00 72.07
Edwards Lifesciences (EW) 0.0 $7.0k 100.00 70.00
CenturyLink 0.0 $2.0k 48.00 41.67
Air Products & Chemicals (APD) 0.0 $4.0k 43.00 93.02
Lockheed Martin Corporation (LMT) 0.0 $5.0k 50.00 100.00
Royal Dutch Shell 0.0 $0 0 0.00
UnitedHealth (UNH) 0.0 $2.0k 29.00 68.97
Freeport-McMoRan Copper & Gold (FCX) 0.0 $7.0k 250.00 28.00
EOG Resources (EOG) 0.0 $7.0k 53.00 132.08
Google 0.0 $9.0k 10.00 900.00
PPL Corporation (PPL) 0.0 $5.0k 131.00 38.17
Zimmer Holdings (ZBH) 0.0 $2.0k 30.00 66.67
Express Scripts 0.0 $5.0k 82.00 60.98
General Cable Corporation 0.0 $2.0k 60.00 33.33
Energy Transfer Partners 0.0 $5.0k 104.00 48.08
Great Basin Gold Ltdcom Stk 0.0 $0 3.0k 0.00
Flotek Industries 0.0 $2.0k 125.00 16.00
North Amern Palladium 0.0 $1.0k 1.4k 0.74
Spectrum Pharmaceuticals 0.0 $4.0k 550.00 7.27
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $5.0k 50.00 100.00
3D Systems Corporation (DDD) 0.0 $3.0k 75.00 40.00
iShares Dow Jones Select Dividend (DVY) 0.0 $8.0k 120.00 66.67
Genco Shipping & Trading Ltd note 5.000% 8/1 0.0 $5.0k 20k 0.25
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $0 33.00 0.00
Citigroup (C) 0.0 $4.0k 80.00 50.00
General Mtrs Co *w exp 07/10/201 0.0 $9.0k 548.00 16.42
Nexpoint Credit Strategies 0.0 $6.0k 767.00 7.82