City Financial Investment as of Sept. 30, 2017
Portfolio Holdings for City Financial Investment
City Financial Investment holds 67 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Barclays Bk Plc Ipath S&p500 Vix etf | 19.8 | $314M | 8.0M | 39.19 | |
| Amazon (AMZN) | 8.0 | $127M | 132k | 961.34 | |
| Apple (AAPL) | 5.8 | $93M | 600k | 154.12 | |
| Verisign Inc sdcv 3.250% 8/1 | 4.9 | $78M | 25M | 3.11 | |
| United States Steel Corporation (X) | 4.3 | $68M | 2.6M | 25.66 | |
| iShares Russell 2000 Index (IWM) | 3.5 | $56M | 380k | 148.18 | |
| Spdr S&p 500 Etf (SPY) | 3.2 | $50M | 200k | 251.23 | |
| Nxp Semiconductors N V (NXPI) | 2.9 | $45M | 400k | 113.09 | |
| Teck Resources Ltd cl b (TECK) | 2.8 | $44M | 2.1M | 21.09 | |
| At&t (T) | 2.5 | $39M | 1.0M | 39.17 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 2.3 | $37M | 830k | 44.04 | |
| Alere | 2.3 | $36M | 710k | 50.99 | |
| Nordstrom (JWN) | 2.2 | $35M | 750k | 47.15 | |
| Microchip Technology Inc note 1.625% 2/1 | 2.2 | $35M | 20M | 1.75 | |
| Time Warner | 1.9 | $30M | 290k | 102.45 | |
| Herbalife Ltd conv | 1.8 | $29M | 29M | 1.00 | |
| Akorn | 1.6 | $26M | 770k | 33.19 | |
| Brocade Communications Systems | 1.6 | $25M | 2.1M | 11.95 | |
| PowerShares QQQ Trust, Series 1 | 1.6 | $25M | 172k | 145.45 | |
| Walt Disney Company (DIS) | 1.6 | $25M | 250k | 98.57 | |
| Rice Energy | 1.4 | $22M | 750k | 28.94 | |
| Neuroderm Ltd F | 1.3 | $21M | 538k | 38.90 | |
| Liberty Media Corp deb 3.500% 1/1 | 1.3 | $21M | 38M | 0.55 | |
| Tribune Co New Cl A | 1.2 | $20M | 487k | 40.86 | |
| NxStage Medical | 1.2 | $19M | 700k | 27.60 | |
| Macy's (M) | 1.2 | $19M | 851k | 21.89 | |
| Dominion Diamond Corp foreign | 1.1 | $18M | 1.2M | 14.18 | |
| AK Steel Holding Corporation | 1.1 | $17M | 3.1M | 5.59 | |
| Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 | 1.0 | $16M | 15M | 1.08 | |
| Kite Pharma | 0.9 | $15M | 84k | 179.81 | |
| Salesforce.com Inc conv | 0.9 | $14M | 10M | 1.41 | |
| Monsanto Company | 0.8 | $13M | 110k | 119.82 | |
| Electrum Spl Acquisition Cor | 0.8 | $13M | 1.3M | 10.25 | |
| Herbalife Ltd Com Stk (HLF) | 0.8 | $12M | 183k | 67.83 | |
| Jazz Us Hldgs Inc note 8.000%12/3 | 0.8 | $12M | 4.0M | 3.11 | |
| Level 3 Communications | 0.8 | $12M | 225k | 53.29 | |
| Amag Pharmaceuticals Inc note 2.500% 2/1 | 0.8 | $12M | 13M | 0.97 | |
| Calpine Corporation | 0.6 | $8.9M | 600k | 14.75 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.4 | $6.8M | 200k | 34.09 | |
| Warrior Met Coal (HCC) | 0.4 | $6.8M | 289k | 23.57 | |
| Magna Intl Inc cl a (MGA) | 0.4 | $6.1M | 115k | 53.37 | |
| Ultra Petroleum | 0.4 | $5.7M | 659k | 8.67 | |
| NetEase (NTES) | 0.3 | $5.0M | 19k | 263.79 | |
| Dynegy Inc unit 07/01/20191 | 0.3 | $5.1M | 75k | 67.57 | |
| Range Resources (RRC) | 0.3 | $4.9M | 250k | 19.57 | |
| Alere | 0.3 | $5.0M | 13k | 399.36 | |
| Chesapeake Energy Corporation | 0.2 | $3.8M | 889k | 4.30 | |
| Facebook Inc cl a (META) | 0.2 | $3.6M | 21k | 170.86 | |
| Hci Group deb | 0.2 | $3.7M | 3.8M | 0.99 | |
| Hertz Global Holdings | 0.2 | $3.6M | 160k | 22.36 | |
| Palo Alto Networks (PANW) | 0.2 | $3.5M | 24k | 144.07 | |
| Medicines Company conv | 0.2 | $3.2M | 2.5M | 1.26 | |
| Energy Select Sector SPDR (XLE) | 0.2 | $2.6M | 38k | 68.46 | |
| IAC/InterActive | 0.1 | $2.2M | 19k | 117.57 | |
| Cibc Cad (CM) | 0.1 | $2.3M | 26k | 87.50 | |
| Bk Nova Cad (BNS) | 0.1 | $2.2M | 35k | 64.23 | |
| Pensare Acquisition Corp unit 07/27/2022 | 0.1 | $2.1M | 200k | 10.33 | |
| Lattice Semiconductor (LSCC) | 0.1 | $2.0M | 376k | 5.21 | |
| Juniper Networks (JNPR) | 0.1 | $1.7M | 62k | 27.81 | |
| Amgen (AMGN) | 0.1 | $1.4M | 7.4k | 186.39 | |
| Gores Hldin-cw20 equity wrt | 0.1 | $918k | 450k | 2.04 | |
| Mbia (MBI) | 0.0 | $652k | 75k | 8.69 | |
| Mattel (MAT) | 0.0 | $526k | 34k | 15.46 | |
| Micron Technology (MU) | 0.0 | $555k | 14k | 39.26 | |
| Draper Oakwood Technology unit 09/30/2024 | 0.0 | $542k | 53k | 10.14 | |
| Skyworks Solutions (SWKS) | 0.0 | $101k | 1.0k | 101.00 | |
| Xcerra | 0.0 | $100k | 10k | 9.81 |
