CNH Partners

CNH Partners as of Dec. 31, 2011

Portfolio Holdings for CNH Partners

CNH Partners holds 365 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alexion Pharmaceuticals 3.1 $27M 375k 71.50
Textron Inc note 4.500% 5/0 2.2 $19M 12M 1.54
Holdings Inc Note 5.25 2.0 $17M 11M 1.56
Verisign Inc sdcv 3.250% 8/1 1.7 $14M 12M 1.20
Western Refng Inc note 5.750% 6/1 1.5 $13M 8.7M 1.44
Sonic Automotive Inc note 5.000% 10/0 1.5 $13M 9.5M 1.33
Vector Group Ltd Var Int frnt 11/1 1.4 $12M 9.3M 1.33
Sina Corporation 1.4 $12M 235k 52.00
Enpro Industries Inc note 1.4 $12M 10M 1.19
Virgin Media Inc note 6.500%11/1 1.3 $11M 7.7M 1.39
Regis Corp Minn note 5.000% 7/1 1.2 $11M 8.5M 1.25
Coinstar Inc note 4.000% 9/0 1.2 $11M 8.0M 1.31
Constellation Energy 1.2 $10M 254k 39.67
Progress Energy 1.2 $10M 180k 56.02
Leucadia Natl Corp debt 1.2 $10M 9.0M 1.11
United Rentals Inc note 4.000%11/1 1.1 $9.7M 3.5M 2.75
TAKE-TWO INTER CONVERTIBLE security 1.1 $9.6M 6.7M 1.44
D R Horton Inc note 2.000% 5/1 1.1 $9.5M 8.1M 1.17
Allegheny Technologies Inc note 4.250% 6/0 1.1 $9.3M 6.7M 1.40
Photronics Inc note 5.500%10/0 1.1 $9.2M 6.5M 1.42
Terex Corp New note 4.000% 6/0 1.0 $8.7M 7.8M 1.12
Motorola Mobility Holdings 1.0 $8.4M 217k 38.80
Whiting Petroleum Corporation 1.0 $8.3M 178k 46.69
RightNow Technologies 1.0 $8.4M 196k 42.73
Stewart Information Serv 6.00000000 cnv 1.0 $8.3M 7.5M 1.12
Transatlantic Holdings 1.0 $8.3M 152k 54.73
Southern Union Company 0.9 $8.1M 192k 42.11
National Finl Partners Corp note 4.000% 6/1 0.9 $8.1M 6.5M 1.24
Ecolab (ECL) 0.9 $7.7M 134k 57.81
Medco Health Solutions 0.9 $7.5M 134k 55.90
LoopNet 0.9 $7.4M 405k 18.28
Akamai Technologies (AKAM) 0.9 $7.3M 227k 32.28
Pier 1 Imports 0.9 $7.3M 525k 13.93
HealthSpring 0.9 $7.4M 135k 54.54
On Semiconductor Corporation note 1.875%12/ 0.8 $7.0M 5.7M 1.22
Goodrich Corporation 0.8 $6.9M 56k 123.70
Notes 0.8 $6.8M 3.0M 2.26
SuccessFactors 0.8 $6.6M 166k 39.87
Complete Production Services 0.8 $6.6M 195k 33.56
NetLogic Microsystems 0.8 $6.5M 131k 49.57
Temple-Inland 0.8 $6.4M 203k 31.71
Convergys Corp sdcv 5.750% 9/1 0.8 $6.5M 4.7M 1.37
United States Stl Corp New note 4.000% 5/1 0.7 $6.1M 5.5M 1.11
Pharmasset 0.7 $6.1M 47k 128.20
note 5.500% 7/1 0.7 $6.0M 7.8M 0.77
D Synnex Corp Ser B Sr Uns Conv convrt bonds 0.7 $5.9M 5.0M 1.18
Telephone & Data Sys Inc spl 0.7 $5.8M 243k 23.81
Nash Finch Co frnt 1.631% 3/1 0.7 $5.6M 12M 0.46
Royal Dutch Shell 0.7 $5.6M 77k 73.09
Blue Coat Systems 0.7 $5.5M 217k 25.45
RSC Holdings 0.7 $5.6M 301k 18.50
Mgic Invt Corp Wis note 5.000% 5/0 0.6 $5.5M 9.0M 0.61
Netapp Inc note 1.750% 6/0 0.6 $5.4M 4.3M 1.27
Ford Motor Company (F) 0.6 $5.0M 463k 10.76
Agco Corp note 1.250%12/1 0.6 $5.0M 4.0M 1.26
SonoSite 0.6 $4.8M 90k 53.86
West Pharmaceutical Svsc Inc sdcv 4.000% 3/1 0.6 $4.7M 5.5M 0.85
HARVEST NATURAL Resources In note 8.250% 3/0 0.6 $4.7M 3.5M 1.34
AGL Resources 0.5 $4.6M 108k 42.26
Level 3 Communications Inc note 0.5 $4.5M 4.1M 1.09
S1 Corporation 0.5 $4.4M 464k 9.57
Advanced Analogic Technologies In 0.5 $4.4M 760k 5.78
American Eqty Invt Life Hld note 5.250%12/0 0.5 $4.2M 4.2M 1.01
Level 3 Communications Inc note 6.500%10/0 0.5 $4.2M 3.4M 1.22
Smithfield Foods Inc note 4.000% 6/3 0.5 $4.1M 3.3M 1.23
Trex Inc note 6.000% 7/0 0.5 $4.0M 3.6M 1.12
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.5 $4.0M 3.8k 1055.16
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.5 $3.9M 3.7M 1.06
Cno Financial Group Inc 7 12-1 convert 0.5 $3.9M 3.0M 1.33
Tower Ban 0.5 $3.8M 133k 28.54
Jetblue Airways Corp dbcv 5.500% 10/1 0.5 $3.9M 3.0M 1.29
Dollar Thrifty Automotive 0.4 $3.7M 53k 70.26
Stewart Enterprises Inc cnv 0.4 $3.7M 4.0M 0.94
Cno Finl Group Inc dbcv 7.000%12/3 0.4 $3.8M 2.8M 1.33
Keycorp New pfd 7.75% sr a 0.4 $3.7M 35k 105.74
Williams Companies (WMB) 0.4 $3.7M 111k 33.02
Magma Design Automation 0.4 $3.6M 504k 7.18
Novellus Systems 0.4 $3.6M 87k 41.29
BioMarin Pharmaceutical (BMRN) 0.4 $3.5M 103k 34.38
Notes Gencorp Inc. 4.0625% dbcv 0.4 $3.5M 3.8M 0.91
Barnes (B) 0.4 $3.4M 140k 24.11
Harleysville 0.4 $3.4M 60k 56.57
99 Cents Only Stores 0.4 $3.4M 155k 21.95
Note 3.50 0.4 $3.3M 3.3M 1.02
Delphi Financial 0.4 $3.1M 71k 44.30
Shanda Interactive Entertainment 0.4 $3.2M 79k 40.01
Rambus Inc Del note 5.000% 6/1 0.4 $3.0M 3.1M 0.98
Ventas (VTR) 0.3 $3.0M 54k 55.14
American Dental Partners 0.3 $3.0M 159k 18.83
Finisar Corporation 0.3 $2.9M 176k 16.75
Sterlite Inds India Ltd note 4.000%10/3 0.3 $3.0M 3.8M 0.79
Cemex Sab conv 0.3 $3.0M 4.5M 0.66
Skyworks Solutions Inc note 1.500% 3/0 0.3 $2.9M 1.7M 1.71
Kansas City Southern 0.3 $2.8M 41k 68.00
Spartan Stores Inc note 3.375% 5/1 0.3 $2.7M 2.9M 0.93
Bbcn Ban 0.3 $2.7M 286k 9.45
Equinix Inc note 4.750% 6/1 0.3 $2.7M 1.9M 1.41
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.3 $2.6M 2.0M 1.31
Rti Intl Metals Inc note 3.000%12/0 0.3 $2.6M 2.6M 1.01
Central Vermont Public Service 0.3 $2.4M 69k 35.10
Microchip Technology Inc sdcv 2.125%12/1 0.3 $2.4M 1.8M 1.35
Mylan 0.3 $2.4M 110k 21.46
Winn-Dixie Stores 0.3 $2.3M 250k 9.38
Pioneer Nat Res Co note 2.875% 1/1 0.3 $2.3M 1.5M 1.54
NYSE Euronext 0.3 $2.3M 89k 26.10
Thoratec Corporation 0.3 $2.3M 69k 33.57
Windstream Corporation 0.3 $2.3M 192k 11.74
Alcoa Inc debt 0.3 $2.3M 1.5M 1.52
Vector Group Ltd debt 0.3 $2.3M 2.0M 1.14
Health Care Reit Inc note 3.000%12/0 0.3 $2.3M 2.0M 1.15
Trw Automotive 3.5% 12/01/15 conv 0.3 $2.3M 1.7M 1.35
Lucent Technologies Inc dbcv 2.875% 6/1 0.3 $2.2M 2.5M 0.88
JAKKS Pacific 0.3 $2.2M 159k 14.11
SLM Corporation (SLM) 0.2 $2.2M 161k 13.40
MasTec (MTZ) 0.2 $2.2M 124k 17.37
Susquehanna Bancshares 0.2 $2.1M 249k 8.38
Invacare Corp note 0.2 $2.2M 2.0M 1.08
DemandTec 0.2 $2.1M 157k 13.17
Compucredit Corp note 3.625% 5/3 0.2 $2.0M 2.0M 0.98
Salesforce Com Inc note 0.750% 1/1 0.2 $2.0M 1.5M 1.37
Global Eagle Acquisition Cor unit 99/99/9999 0.2 $1.9M 193k 10.07
Mastec Inc note 4.250%12/1 0.2 $2.0M 1.5M 1.35
Gmx Res Inc note 4.500% 5/0 0.2 $1.9M 3.9M 0.48
Comtech Telecommunications Cor conv 0.2 $1.9M 1.8M 1.06
Insulet Corp note 5.375% 6/1 0.2 $1.8M 1.5M 1.18
Exterran Hldgs Inc note 4.250% 6/1 0.2 $1.8M 2.0M 0.89
Regions Financial Corporation (RF) 0.2 $1.8M 410k 4.30
Chart Industries 2% conv 0.2 $1.8M 1.7M 1.06
Dollar Finl Corp note 2.875% 6/3 0.2 $1.7M 1.6M 1.08
Viropharma Inc note 2.000% 3/1 0.2 $1.7M 1.1M 1.59
Via 0.2 $1.7M 38k 45.40
Synovis Life Technologies (SYNO) 0.2 $1.7M 60k 27.83
Beazer Homes Usa Inc. unit 99/99/99 0.2 $1.7M 140k 11.84
Xilinx Inc sdcv 3.125% 3/1 0.2 $1.7M 1.5M 1.14
Ttm Technologies Inc note 3.250% 5/1 0.2 $1.6M 1.5M 1.05
PharMerica Corporation 0.2 $1.6M 105k 15.18
HEICO Corporation (HEI.A) 0.2 $1.6M 41k 39.36
Parkvale Financial (PVSA) 0.2 $1.6M 66k 24.58
Developers Diversified Rlty note 1.750%11/1 0.2 $1.7M 1.7M 0.99
Exide Technologies frnt 9/1 0.2 $1.5M 2.0M 0.75
McCormick & Schmick's Seafood Restaurant (MSSR) 0.2 $1.5M 172k 8.74
Bank Of America Corporation preferred (BAC.PL) 0.2 $1.6M 2.0k 784.00
China Med Technologies Inc note 6.250%12/1 0.2 $1.5M 4.6M 0.33
Prologis Inc note 3.250% 3/1 0.2 $1.6M 1.5M 1.04
Bancorp Rhode Island (BARI) 0.2 $1.4M 36k 39.69
Finisar Corp note 5.000%10/1 0.2 $1.5M 800k 1.85
General Cable Corp Del New note 0.875%11/1 0.2 $1.4M 1.5M 0.93
Tyson Foods Inc note 3.250%10/1 0.2 $1.3M 1.0M 1.33
Onyx Pharmaceuticals Inc note 4.000% 8/1 0.2 $1.3M 1.0M 1.34
Thq Inc note 5.000% 8/1 0.2 $1.4M 2.9M 0.48
Enzon Pharmaceuticals Inc bond 0.2 $1.3M 1.3M 1.01
Fti Consulting Inc bond 0.2 $1.3M 975k 1.38
Dst Sys Inc Del dbcv 4.125% 8/1 0.1 $1.3M 1.2M 1.14
Fifth Third Bancorp cnv pfd dep1/250 0.1 $1.3M 8.9k 141.20
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.1 $1.3M 21k 61.57
USD.01 Mannkind Corp sr unsecured 0.1 $1.3M 2.1M 0.61
Digital Realty Trust (DLR) 0.1 $1.2M 19k 66.68
State Bancorp 0.1 $1.2M 96k 12.20
Australia Acquisition Corp 0.1 $1.2M 118k 9.79
Ppl Corporation 8.75% pfd cv 0.1 $1.2M 23k 54.67
Powerwave Technologies 0.1 $1.2M 574k 2.08
Stewart Enterprises Inc note 3.125% 7/1 0.1 $1.1M 1.2M 0.96
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $1.1M 32k 33.21
Veno 0.1 $1.1M 162k 6.77
Incyte Corp note 4.750%10/0 0.1 $1.1M 600k 1.88
Firstservice Corp sdcv 6.500%12/3 0.1 $1.1M 1.0M 1.10
Molina Healthcare Inc note 3.750%10/0 0.1 $1.1M 1.0M 1.05
Mylan Inc note 1.250% 3/1 0.1 $1.0M 1.0M 1.01
Sandisk Corp note 1.000% 5/1 0.1 $980k 1.0M 0.98
Verifone Sys Inc note 1.375% 6/1 0.1 $1.0M 1.0M 1.03
Amgen Inc note 0.375% 2/0 0.1 $1.0M 1.0M 1.01
Mannkind Corp note 3.750%12/1 0.1 $1.1M 2.0M 0.53
Affordable Residential Cmnty note 7.500% 8/1 0.1 $1.0M 975k 1.06
Eaton Vance Enhanced Equity Income Fund (EOI) 0.1 $989k 97k 10.18
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.1 $998k 98k 10.21
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.1 $1.0M 87k 11.71
Morton's Restaurant 0.1 $987k 144k 6.88
O'reilly Automotive (ORLY) 0.1 $1.1M 13k 79.98
Radian Group Inc note 3.000%11/1 0.1 $979k 2.2M 0.44
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $1.0M 66k 15.23
Eaton Vance Tax-Managed Buy-Write Income (ETB) 0.1 $1.0M 80k 12.84
Nektar Therapeutics note 3.250% 9/2 0.1 $1.0M 1.0M 1.00
Cazador Acquisition Corporat 0.1 $1.0M 106k 9.78
Hologic Inc frnt 2.000%12/1 0.1 $960k 1.0M 0.96
WCA Waste Corporation (WCAA) 0.1 $901k 138k 6.51
Beazer Homes 7.5% 01/15/1 3 nt sub 7.5% 0.1 $917k 70k 13.16
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.1 $972k 110k 8.87
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $955k 93k 10.29
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $961k 91k 10.57
Pennichuck Corporation (PNNW) 0.1 $912k 32k 28.82
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.1 $954k 65k 14.60
Petroleum & Resources Corporation 0.1 $894k 37k 24.47
First Tr High Income L/s (FSD) 0.1 $950k 62k 15.28
Inx (INXI) 0.1 $935k 107k 8.75
Signature Bk New York N Y *w exp 12/12/201 0.1 $918k 25k 36.26
Avatar Hldgs Inc note 7.500% 2/1 0.1 $900k 1.0M 0.90
Cbre Clarion Global Real Estat re (IGR) 0.1 $919k 134k 6.84
Navistar Intl Corp New note 3.000%10/1 0.1 $810k 750k 1.08
United Therapeutics Corporation (UTHR) 0.1 $820k 17k 47.23
Huntington Bancshares Inc pfd conv ser a 0.1 $876k 800.00 1095.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $886k 107k 8.25
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $886k 85k 10.46
Wintrust Financial Corp *w exp 12/18/201 0.1 $837k 67k 12.42
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $884k 67k 13.28
Nautilus Marine Acquisit Cor shsadded 0.1 $828k 86k 9.58
Arris Group Inc note 2.000%11/1 0.1 $783k 775k 1.01
Sonosite Inc note 3.750% 7/1 0.1 $735k 500k 1.47
Rite Aid Corp note 8.500% 5/1 0.1 $805k 885k 0.91
BlackRock Income Opportunity Trust 0.1 $744k 73k 10.22
Nuveen Equity Premium Income Fund (BXMX) 0.1 $743k 66k 11.19
Nuveen Equity Premium Opportunity Fund 0.1 $793k 69k 11.42
Omnicare Inc note 3.750%12/1 0.1 $799k 575k 1.39
ING Prime Rate Trust 0.1 $786k 154k 5.10
Jns 3.25% 7/15/2014 note 0.1 $743k 750k 0.99
Univeral Business Pmt Sol Ac unit 99/99/9999 0.1 $791k 132k 6.00
Level 3 Communications 0.1 $763k 45k 16.98
Loews Corporation (L) 0.1 $723k 19k 37.66
Alliance Data Systems Corp note 1.750% 8/0 0.1 $690k 500k 1.38
China Med Technologies Inc note 4.000% 8/1 0.1 $690k 1.2M 0.58
Vishay Intertechnology (VSH) 0.1 $655k 73k 8.99
Mentor Graphics Corporation 0.1 $679k 50k 13.56
Micron Technology (MU) 0.1 $710k 113k 6.29
Nuveen Equity Premium Advantage Fund 0.1 $668k 58k 11.46
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.1 $658k 39k 17.00
Pmc Sierra Inc Cv 2.25% 101525 cnv 0.1 $652k 645k 1.01
Ocwen Finl Corp note 3.250% 8/0 0.1 $666k 550k 1.21
Apollo Sr Floating Rate Fd I (AFT) 0.1 $683k 43k 16.01
Mgm Mirage conv 0.1 $713k 750k 0.95
Goldcorp Inc New note 2.000% 8/0 0.1 $615k 500k 1.23
Sothebys note 3.125% 6/1 0.1 $570k 500k 1.14
Tanger Factory Outlet Centers (SKT) 0.1 $556k 19k 29.33
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $595k 45k 13.36
Eaton Vance Floating-Rate Income Trust (EFT) 0.1 $625k 44k 14.22
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $610k 41k 14.78
BlackRock Core Bond Trust (BHK) 0.1 $554k 41k 13.52
Prime Acquisition Corp 0.1 $567k 59k 9.58
Nii Hldgs Inc note 3.125% 6/1 0.1 $510k 505k 1.01
L-3 Communications Corp debt 3.000% 8/0 0.1 $480k 500k 0.96
Old Rep Intl Corp note 8.000% 5/1 0.1 $500k 500k 1.00
Archer Daniels Midland Co note 0.875% 2/1 0.1 $530k 525k 1.01
Intel Corporation (INTC) 0.1 $490k 20k 24.26
Commercial Metals Company (CMC) 0.1 $483k 35k 13.83
Talbots 0.1 $480k 180k 2.66
Lennar Corporation (LEN.B) 0.1 $491k 32k 15.58
Central Garden & Pet (CENT) 0.1 $552k 68k 8.15
Blackrock Credit All Inc Trust III 0.1 $482k 46k 10.53
BlackRock Enhanced Capital and Income (CII) 0.1 $532k 43k 12.31
Omnicom Group Inc note 7/0 0.1 $530k 500k 1.06
BlackRock Credit All Inc Trust II 0.1 $539k 55k 9.83
Eaton Vance Senior Income Trust (EVF) 0.1 $481k 74k 6.53
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $499k 41k 12.16
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $520k 73k 7.15
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $546k 45k 12.07
Kayne Anderson Mdstm Energy 0.1 $539k 22k 24.96
Hawaiian Holdings Inc conv 0.1 $500k 500k 1.00
Mastec note 4% 06/14 0.1 $524k 400k 1.31
Amc Networks Inc Cl A (AMCX) 0.1 $520k 14k 37.57
China Growth Equity Inv Ltd unit 05/14/2016 0.1 $507k 50k 10.14
Molex Incorporated 0.1 $464k 24k 19.77
Level 3 Communications conv 0.1 $435k 375k 1.16
Phh Corp note 4.000% 4/1 0.1 $428k 450k 0.95
Delta Pete Corp note 3.750% 5/0 0.1 $405k 500k 0.81
Eaton Vance Tax-advntg Glbl Di (ETG) 0.1 $400k 33k 12.22
Mindspeed Technologies 0.1 $409k 89k 4.58
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $411k 58k 7.07
Madison/Claymore Cov. Call & Eq. Strat. 0.1 $452k 61k 7.48
Cohen and Steers Global Income Builder 0.1 $429k 46k 9.30
John Hancock Hdg Eq & Inc (HEQ) 0.1 $388k 27k 14.66
Goodrich Pete Corp note 5.000%10/0 0.0 $372k 400k 0.93
On Semiconductor Corp note 2.625%12/1 0.0 $333k 300k 1.11
Aar Corp note 1.750% 2/0 0.0 $300k 300k 1.00
Rf Microdevices Inc note 0.750% 4/1 0.0 $300k 300k 1.00
WESCO International (WCC) 0.0 $337k 6.4k 53.06
Anixter Intl Inc note 1.000% 2/1 0.0 $342k 300k 1.14
Stillwater Mining Company 0.0 $343k 33k 10.47
Clearwire Corporation 0.0 $310k 160k 1.94
ISTA Pharmaceuticals 0.0 $307k 44k 7.04
Eastman Kodak Co note 7.000% 4/0 0.0 $324k 1.2M 0.27
General American Investors (GAM) 0.0 $298k 12k 24.88
Western Asset Income Fund (PAI) 0.0 $368k 27k 13.81
BlackRock Floating Rate Income Trust (BGT) 0.0 $368k 27k 13.49
Blackrock Fl Rate Ome Stra I 0.0 $331k 27k 12.33
Nuveen Qual Preferred Inc. Fund III 0.0 $343k 44k 7.84
Whiting Petroleum Corp. Perp. pfd cv 0.0 $313k 1.4k 220.89
Gold Resv Inc note 5.500% 6/1 0.0 $380k 500k 0.76
ACTUANT CORP CONVERTIBLE security 0.0 $333k 275k 1.21
RF MICRO DEVICE CONVERTIBLE security 0.0 $303k 300k 1.01
Western Asset Global Cp Defi (GDO) 0.0 $308k 17k 17.99
Morgan Stanley income sec 0.0 $382k 22k 17.33
Vitesse Semiconductor Corporate 0.0 $311k 125k 2.49
Central European Dist Corp note 3.000% 3/1 0.0 $267k 330k 0.81
Iconix Brand Group Inc note 1.875% 6/3 0.0 $248k 250k 0.99
Ford Mtr Co Del note 4.250%11/1 0.0 $216k 150k 1.44
Sealed Air (SEE) 0.0 $232k 14k 17.19
Molson Coors Brewing Company (TAP) 0.0 $294k 6.7k 43.57
Primerica (PRI) 0.0 $279k 12k 23.25
General Cable Corp Del New frnt 4.500% 11/1 0.0 $214k 225k 0.95
Helix Energy Solutions (HLX) 0.0 $237k 15k 15.80
SWS 0.0 $284k 41k 6.88
Ariad Pharmaceuticals 0.0 $294k 24k 12.25
Retail Opportunity Investments (ROIC) 0.0 $269k 23k 11.86
EXACT Sciences Corporation (EXAS) 0.0 $271k 33k 8.13
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $281k 20k 14.38
Invesco Van Kampen Bond Fund (VBF) 0.0 $264k 13k 20.88
Chiquita Brands Intl Inc note 4.250% 8/1 0.0 $258k 300k 0.86
Magic Software Enterprises (MGIC) 0.0 $223k 43k 5.18
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $296k 47k 6.31
Blackrock Diversified Income Stra. Fund (DVF) 0.0 $226k 24k 9.51
BlackRock Strategic Div Achievers Trust (BDT) 0.0 $228k 23k 9.80
First Trust Enhanced Equity Income Fund (FFA) 0.0 $293k 27k 10.84
Dendreon Corp note 0.0 $249k 350k 0.71
Bankrate 0.0 $237k 11k 21.50
Ing Emerging Mkts Hgh Div Eq 0.0 $281k 22k 13.09
Nuveen Sht Dur Cr Opp 0.0 $239k 14k 17.46
Xylem (XYL) 0.0 $215k 8.4k 25.71
Kkr Financial Hldgs Llc note 7.000% 7/1 0.0 $208k 200k 1.04
Emmis Communications Corporation 0.0 $197k 298k 0.66
Tekelec 0.0 $156k 14k 10.92
MannKind Corporation 0.0 $132k 53k 2.50
Dex (DXCM) 0.0 $179k 19k 9.33
Express 0.0 $201k 10k 19.99
Adams Express Company (ADX) 0.0 $142k 15k 9.65
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $210k 14k 14.75
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $194k 15k 13.23
Calamos Convertible & Hi Income Fund (CHY) 0.0 $206k 18k 11.58
Morgan Stanley Emerging Markets Fund 0.0 $168k 13k 12.94
Montgomery Street Income Securities 0.0 $196k 13k 15.46
Blackrock Dividend Achievers Trust (BDV) 0.0 $200k 22k 9.05
LMP Real Estate Income Fund 0.0 $136k 15k 9.28
Nuveen Tax-Advantaged Total Return Strat 0.0 $139k 15k 9.58
Lincoln National Corp *W EXP 07/10/2019 0.0 $158k 13k 12.31
Inland Real Estate Corp note 5.000%11/1 0.0 $198k 198k 1.00
Hovnanian Enterprises Inc unit 99/99/9999 0.0 $153k 20k 7.65
Hutchinson Technology Inc note 8.500% 1/1 0.0 $139k 195k 0.71
Cno Finl Group Inc dbcv 7.000%12/3 0.0 $164k 124k 1.32
Energy Conversion Devices In note 3.000% 6/1 0.0 $120k 250k 0.48
Gabelli Global Multimedia Trust (GGT) 0.0 $119k 19k 6.25
Gasco Energy 0.0 $71k 321k 0.22
Metropolitan Health Networks 0.0 $104k 14k 7.47
TGC Industries 0.0 $111k 16k 7.14
Telestone Technologies Corporation (TSTC) 0.0 $90k 22k 4.18
Identive 0.0 $45k 20k 2.25
Antares Pharma 0.0 $110k 50k 2.20
CompuCredit Holdings 0.0 $113k 31k 3.69
Kratos Defense & Security Solutions (KTOS) 0.0 $65k 11k 5.93
Genco Shipping & Trading Ltd note 5.000% 8/1 0.0 $64k 100k 0.64
BlackRock Corporate High Yield Fund III 0.0 $95k 13k 7.09
Herald National Bank (HNB) 0.0 $119k 34k 3.51
Dendreon Corp cnv 0.0 $104k 100k 1.04
Pacira Pharmaceuticals (PCRX) 0.0 $113k 13k 8.64
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $52k 16k 3.23
Trunkbow Intl Hldgs 0.0 $48k 24k 2.01
Ldk Solar Co Ltd note 4.750% 4/1 0.0 $124k 200k 0.62
AVI BioPharma 0.0 $39k 53k 0.74
Broadwind Energy 0.0 $31k 45k 0.69
Neostem (NBS) 0.0 $18k 36k 0.50
Pinnacle Data Systems (PNS) 0.0 $38k 16k 2.37
Cereplast (CERP) 0.0 $30k 31k 0.97
China GengSheng Minerals (CHGS) 0.0 $23k 33k 0.69
SinoHub (SIHI) 0.0 $30k 77k 0.39
Cormedix 0.0 $20k 72k 0.28
Cormedix Inc *w exp 03/24/201 0.0 $1.9k 38k 0.05
Kips Bay Med 0.0 $18k 14k 1.31
Repros Therapeutics Inc *w exp 02/04/201 0.0 $26k 15k 1.71
Rosetta Genomics 0.0 $8.1k 45k 0.18