Ramius

Cowen Investment Management as of Sept. 30, 2019

Portfolio Holdings for Cowen Investment Management

Cowen Investment Management holds 91 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tor Dom Bk Cad (TD) 29.2 $117M 2.0M 58.26
Lloyds TSB (LYG) 5.2 $21M 7.9M 2.64
Vodafone Group New Adr F (VOD) 5.0 $20M 998k 19.91
Pure Acquisition Corp cl a 4.4 $18M 1.7M 10.25
Trinity Merger Corp 3.9 $16M 1.5M 10.44
Liberty Media Corp Delaware Com A Siriusxm 1.9 $7.4M 179k 41.57
Trident Acquisitions Corp 1.8 $7.3M 700k 10.42
Sprott Physical Gold & S (CEF) 1.8 $7.3M 513k 14.17
Trident Acquisitions Corp unit 05/09/2023 1.7 $6.9M 654k 10.58
HSBC Holdings (HSBC) 1.7 $6.9M 180k 38.27
Gordon Pointe Acquisition 1.6 $6.3M 600k 10.47
Royal Dutch Shell 1.5 $5.9M 100k 58.85
Spartan Energy Acquisition Cl A Unt 1.4 $5.4M 525k 10.36
Forum Merger Ii Corp cl a 1.3 $5.3M 525k 10.11
Diamondpeak Hldgs Cor unit 99/99/9999 1.3 $5.3M 520k 10.20
Mudrick Cap Acquisition Corp 1.3 $5.1M 500k 10.28
Regalwood Global Energy 1.2 $4.6M 450k 10.32
Nebula Acquisition Corp 1.1 $4.6M 450k 10.20
Liberty Broadband Corporation (LBRDA) 1.1 $4.5M 43k 104.52
Banco Santander S A Sponsored Adr B 1.1 $4.2M 674k 6.30
Trine Acquisition Corp unit 03/31/2021 1.0 $4.1M 400k 10.35
Tiberius Acquisition Corp 1.0 $4.1M 400k 10.24
Legacy Acquisition Corp 1.0 $4.1M 400k 10.20
Chaserg Technlgy Acquisitn C class a 1.0 $4.0M 400k 10.11
United States 12 Month Oil Fund (USL) 1.0 $4.0M 199k 20.18
8i Enterprises Acquisitin 1.0 $4.0M 400k 9.99
Forum Merger Ii Corp unit 09/30/2025 1.0 $3.9M 369k 10.70
Banco Santander (SAN) 1.0 $3.8M 957k 4.02
Gci Liberty Incorporated 0.9 $3.5M 56k 62.07
Megalith Finl Acquisition Co unit 09/30/2025 0.9 $3.4M 329k 10.46
Pure Acquisition Corp unit 04/13/2023 0.8 $3.3M 310k 10.73
Gores Metropoulos Inc unit 99/99/9999 0.8 $3.2M 302k 10.60
Twelve Seas Investment Compa 0.8 $3.1M 300k 10.24
Tottenham Acquisition I 0.8 $3.1M 300k 10.29
Collier Creek Holdings 0.8 $3.1M 300k 10.19
Gx Acquisiton Unt 0.8 $3.1M 300k 10.20
Spartan Energy Acquisition Cl A Ord 0.8 $3.0M 300k 10.10
Tortoise Acquisition Corp unit 03/04/2024 0.8 $3.0M 300k 10.08
B Riley Principal Merger Cor cl a 0.8 $3.0M 300k 9.92
Liberty Media Corp Del Com Ser 0.7 $2.9M 73k 39.60
Fintech Acquisition Corp Iii unit 12/01/2023 0.7 $2.8M 260k 10.68
Landcadia Holdings Ii Unt 0.6 $2.3M 231k 10.10
Barclays (BCS) 0.6 $2.3M 315k 7.34
Lan Airlines Sa- (LTMAY) 0.6 $2.2M 200k 11.10
Churchill Cap Corp Ii unit 99/99/9999 0.5 $2.1M 200k 10.51
Acamar Partners Acqsition Co unit 12/30/2025 0.5 $2.0M 201k 10.14
Silver Spike Acquisition Unt 0.5 $2.0M 200k 10.09
Rmg Acquisition Corp unit 99/99/9999 0.5 $2.0M 199k 10.09
Fintech Acquisition Corp Iii 0.5 $2.0M 200k 10.07
Mosaic Acquisition Corp 0.5 $1.9M 185k 10.33
Tenzing Acquisition Corp ord 0.5 $1.8M 175k 10.35
GlaxoSmithKline 0.4 $1.7M 41k 42.69
Takeda Pharmaceutical (TAK) 0.4 $1.8M 103k 17.20
Gs Acquisition Hldgs Corp unit 06/12/2023 0.4 $1.6M 150k 10.65
Gores Holdings Iii Inc unit 09/07/2024 0.4 $1.6M 150k 10.55
Yatra Online Inc ord (YTRA) 0.4 $1.5M 366k 4.12
Leisure Acquisition Corp unit 99/99/9999 0.4 $1.5M 137k 10.66
Mudrick Cap Acquisition Corp unit 02/01/2023 0.3 $1.4M 125k 10.85
Alder Biopharmaceuticals 0.3 $1.2M 65k 18.88
Nebula Acqisition Corp 0.3 $1.1M 100k 10.65
Tuscan Holdings Corp unit 99/99/9999 0.3 $1.1M 100k 10.69
Tpg Pace Hldgs Corp cl a 0.3 $1.0M 100k 10.28
Vectoiq Acquisition Corp 0.3 $1.0M 100k 10.21
United States Oil Fund 0.2 $991k 350k 2.83
Wealthbridge Acquisition 0.2 $1.0M 100k 10.15
Pearson (PSO) 0.2 $904k 100k 9.04
Megalith Finl Acquisition Co cl a 0.2 $914k 90k 10.16
Hennessy Cap Acqustion Corp unit 99/99/9999 0.2 $897k 85k 10.55
Pivotal Acquisition Cl A Red Unt 0.2 $806k 70k 11.51
Dfb Healthcare Acquistion Co unit 01/30/2023 0.2 $679k 65k 10.53
Trinity Merger Corp *w exp 05/11/202 0.2 $667k 525k 1.27
Chardan Healthcare Acquisition 0.2 $695k 64k 10.94
Regalwood Global Energy Ltd unit 99/99/9999 0.1 $514k 49k 10.49
Hl Acquisitions Corp 0.1 $510k 50k 10.20
Sentinel Energy Svcs Inc cl a 0.1 $514k 50k 10.28
Sina Corporation 0.1 $392k 10k 39.20
Diana Shipping (DSX) 0.1 $363k 107k 3.38
Under Armour Inc Cl C (UA) 0.1 $350k 19k 18.12
Far Pt Acquisition Corp cl a founders sh 0.1 $256k 25k 10.24
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.1 $183k 73k 2.50
Enersis 0.0 $154k 45k 3.45
Legacy Acquisition Corp wt 0.0 $140k 400k 0.35
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $158k 250k 0.63
SPDR Gold Trust (GLD) 0.0 $106k 45k 2.36
Collier Creek Holdings *w exp 99/99/999 0.0 $87k 67k 1.31
iShares Russell 2000 Index (IWM) 0.0 $41k 125k 0.33
iShares Silver Trust (SLV) 0.0 $59k 150k 0.39
Mosaic Acquisition Corp *w exp 10/23/202 0.0 $29k 25k 1.16
Invesco Qqq Trust Series 1 (QQQ) 0.0 $2.0k 100k 0.02
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $5.2k 58k 0.09
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $16k 58k 0.28