Ramius

Cowen Investment Management as of Dec. 31, 2020

Portfolio Holdings for Cowen Investment Management

Cowen Investment Management holds 152 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sumitomo Mitsui Finl Group I Sponsored Adr (SMFG) 29.8 $65M 11M 6.17
Lloyds Banking Group Sponsored Adr (LYG) 4.5 $9.8M 5.0M 1.96
Aequi Acquisition Corp Unit 11/30/2027 1.6 $3.5M 350k 10.10
East Res Acquisition Unit 07/01/2027 1.3 $2.9M 275k 10.57
Executive Network Partnering Unit 99/99/9999 1.3 $2.9M 113k 25.49
Churchill Capital Corp Iv Unit 99/99/9999 1.2 $2.6M 250k 10.30
Mudrick Capital Acqu Corp Ii Unit 99/99/9999 1.1 $2.3M 225k 10.31
Alpha Healthcare Acquistn Unit 09/21/2027 1.0 $2.1M 200k 10.57
Avanti Acquisition Corp Unit 99/99/9999 0.9 $1.9M 175k 10.84
Empower Unit 99/99/9999 0.8 $1.8M 175k 10.40
Sandbridge Acquisition Corp Unit 99/99/9999 0.8 $1.7M 165k 10.30
Cohn Robbins Holdings Corp Unit 08/11/2025 0.7 $1.6M 150k 10.75
Vpc Impact Acquisition Hldng Unit 09/22/2025 0.7 $1.6M 150k 10.70
Spring Vy Acquisition Corp Unit 11/11/2025 0.7 $1.6M 150k 10.55
Tailwind Acquisition Corp Com Cl A 0.7 $1.6M 150k 10.39
Concord Acquisition Corp Unit 12/28/2025 0.7 $1.5M 150k 10.31
Kins Technology Group Unit 10/14/2025 0.7 $1.5M 150k 10.29
Delwinds Ins Acquisition Cor Unit 99/99/9999 0.7 $1.5M 150k 10.20
Barclays Adr (BCS) 0.7 $1.5M 190k 7.99
Omnichannel Acquisition Corp Unit 99/99/9999 0.6 $1.4M 135k 10.30
E Merge Technology Acquisiti Unit 07/30/2025 0.6 $1.3M 125k 10.66
Go Acquisition Corp Unit 08/31/2027 0.6 $1.3M 125k 10.63
Cascade Acquisition Corp Unit 99/99/9999 0.6 $1.3M 125k 10.45
Seaport Global Acquisitn Cor Unit 99/99/9999 0.6 $1.3M 125k 10.45
Recharge Acquisition Corp Com Cl A 0.6 $1.3M 125k 10.19
Scvx Corp Unit 99/99/9999 (SCVXU) 0.5 $1.2M 100k 11.55
Artius Acquisition Unit 99/99/9999 0.5 $1.1M 100k 11.24
Dfp Healthcare Acquisitns Unit 03/31/2025 0.5 $1.1M 100k 11.21
Arclight Clean Transition Cl A 0.5 $1.1M 100k 11.08
Fast Acquisition Corp Unit 99/99/9999 0.5 $1.1M 100k 11.00
Ftac Olympus Acquisition Cor Unit 08/24/2025 0.5 $1.1M 100k 10.87
Live Oak Acquisition Corp Ii Unit 99/99/9999 0.5 $1.1M 100k 10.85
Hudson Executive Invt Corp Com Cl A 0.5 $1.1M 100k 10.81
Sports Entertainment Acqu Unit 99/99/9999 0.5 $1.1M 100k 10.75
North Mountain Merger Corp Unit 09/16/2025 0.5 $1.1M 100k 10.74
D8 Holdings Corp Unit 99/99/9999 0.5 $1.1M 100k 10.69
Yellowstone Acquisition Unit 10/22/2025 0.5 $1.1M 100k 10.65
10x Capital Venture Acqu Cor Unit 10/21/2025 0.5 $1.1M 100k 10.65
Fg New Amer Acquisition Corp Unit 08/31/2027 0.5 $1.1M 100k 10.62
Motion Acquisition Corp Unit 10/14/2025 0.5 $1.1M 100k 10.62
Prime Impact Acquisition I Unit 10/01/2030 0.5 $1.1M 100k 10.61
Mallard Acquisition Corp Unit 06/30/2027 0.5 $1.1M 100k 10.57
Motive Capital Corp Unit 99/99/9999 0.5 $1.1M 100k 10.54
Ts Innovation Acquisitn Corp Unit 99/99/9999 0.5 $1.1M 100k 10.54
Zanite Acquisition Corp Unit 10/08/2025 0.5 $1.1M 100k 10.52
Kismet Acquisition One Corp Unit 08/06/2025 0.5 $1.1M 100k 10.50
Acon S2 Acquisition Corp Unit 09/15/2027 0.5 $1.1M 100k 10.50
Highland Transcend Partners Unit 99/99/9999 0.5 $1.1M 100k 10.50
Broadstone Acquisition Corp Unit 99/99/9999 0.5 $1.0M 100k 10.49
Otr Acquisition Corp Unit 10/01/2025 0.5 $1.0M 100k 10.49
Thayer Ventures Acqu Corp Unit 01/01/2030 0.5 $1.0M 100k 10.48
Conx Corp Unit 10/30/2027 (CONXU) 0.5 $1.0M 100k 10.45
Population Health Invs Co In Unit 99/99/9999 0.5 $1.0M 100k 10.45
Newhold Investment Corp Unit 03/10/2025 0.5 $1.0M 100k 10.44
Union Acquisition Corp Ii SHS 0.5 $1.0M 100k 10.40
Kingswood Acquisition Corp Unit 99/99/9999 (KWACU) 0.5 $1.0M 100k 10.40
L&f Acquisition Corp Unit 99/99/9999 0.5 $1.0M 100k 10.37
Trepont Acquisition Corp I Unit 99/99/9999 0.5 $1.0M 100k 10.37
Decarbonization Plus Acqu Unit 10/02/2025 0.5 $1.0M 90k 11.49
Edtechx Holdings Acqu Corp I Unit 08/31/2027 0.5 $1.0M 100k 10.32
Ftac Olympus Acquisition Cor Cl A Shs 0.5 $1.0M 100k 10.30
Jiya Acquisition Corp Com Cl A 0.5 $1.0M 100k 10.30
Nextgen Acquisition Corp Unit 11/26/2020 0.5 $1.0M 100k 10.29
Ackrell Spac Partners I Unit 12/01/2026 0.5 $1.0M 100k 10.29
Senior Connect Acquisitn Cor Unit 12/09/2023 0.5 $1.0M 100k 10.29
Americas Technology Acqsn Unit 99/99/9999 0.5 $1.0M 100k 10.28
Investindustrial Acquisition Unit 99/99/9999 0.5 $1.0M 100k 10.28
Bowx Acquisition Corp Cl A 0.5 $1.0M 100k 10.26
Carney Technology Acqu Corp Unit 12/10/2025 0.5 $1.0M 100k 10.26
Edoc Acquisition Corp Cl A 0.5 $1.0M 100k 10.24
Healthcare Services Acqu Cor Unit 11/18/2023 0.5 $1.0M 100k 10.22
Yucaipa Acquisition Corp Unit 99/99/9999 0.5 $1.0M 100k 10.20
5 01 Acquisition Corp Com Cl A 0.5 $1.0M 100k 10.17
D8 Holdings Corp Shs Cl A 0.5 $1.0M 100k 10.16
Kismet Acquisition One Corp SHS 0.5 $1.0M 100k 10.10
Alussa Energy Acquisition Shs Cl A 0.5 $1.0M 100k 10.06
Hpx Corp Shs Cl A 0.5 $1.0M 100k 10.02
Horizon Acquisition Corp Com Cl A 0.5 $1.0M 100k 10.02
Cc Neuberger Prin Hldgs Ii Unit 99/99/9999 0.5 $995k 100k 9.95
Software Acquisitn Grup Com Cl A 0.5 $995k 100k 9.95
Acies Acquisition Corp Unit 11/30/2027 0.4 $965k 90k 10.72
Starboard Value Acquisitn Unit 09/10/2025 0.4 $927k 90k 10.30
Dmy Technology Group Inc Iii Unit 99/99/9999 0.4 $912k 80k 11.40
Landcadia Holdings Iii Unit 99/99/9999 0.4 $894k 80k 11.18
Yatra Online Ord Shs (YTRA) 0.4 $869k 450k 1.93
Natural Order Acquisition Unit 99/99/9999 0.4 $868k 80k 10.85
Trebia Acquisition Corp Unit 99/99/9999 0.4 $867k 75k 11.56
Horizon Acquisition Corporat Unit 99/99/9999 0.4 $859k 80k 10.74
Burgundy Technology Acqu Cor Unit 08/26/2025 0.4 $846k 75k 11.28
Fortress Value Acquisition I Unit 08/10/2027 0.4 $837k 75k 11.16
Rmg Acquisition Corp Ii Unit 12/09/2025 0.4 $836k 75k 11.15
Better World Acquisition Cor Unit 11/15/2027 0.4 $829k 75k 11.05
Capstar Spl Purp Acquisition Unit 07/09/2027 0.4 $814k 75k 10.85
Spartan Acquisition Corp Ii Unit 99/99/9999 0.4 $810k 75k 10.80
Nebula Caravel Acquisition C Unit 12/09/2023 0.4 $810k 75k 10.80
Gores Hldgs V Unit 99/99/9999 0.4 $808k 75k 10.77
Twc Tech Hldgs Ii Corp Unit 09/10/2025 0.4 $806k 75k 10.75
Bowx Acquisition Corp Unit 08/03/2025 0.4 $803k 75k 10.71
Gores Holdings Vi Unit 08/24/2027 0.4 $795k 75k 10.60
Ascendant Digital Acquisitio Unit 99/99/9999 0.4 $788k 75k 10.51
H I G Acquisition Corp Unit 99/99/9999 0.4 $782k 75k 10.43
Revolution Accelertn Acqu Unit 12/01/2025 0.4 $781k 75k 10.41
Roman Dbdr Tech Acquisition Unit 99/99/9999 0.4 $780k 75k 10.40
Navsight Hldgs Unit 99/99/9999 0.4 $773k 75k 10.31
Sc Health Corp Com Cl A 0.4 $769k 75k 10.25
Pmv Consumer Acquisition Cor 0.4 $761k 75k 10.15
Sirius International Insuran 0.3 $725k 58k 12.50
Greenvision Acquisition Corp 0.3 $722k 70k 10.31
Duddell Street Acquisitn Cor Cl A 0.3 $697k 70k 9.96
Qell Acquisition Corp Unit 10/01/2025 0.3 $663k 50k 13.26
Ion Acquisition Corp 1 Unit 99/99/9999 0.3 $604k 50k 12.08
Supernova Partners Acquisiti Unit 99/99/9999 0.3 $581k 50k 11.62
Redball Acquisition Corp Unit 99/99/9999 0.3 $578k 50k 11.56
Citic Capital Acquisition Unit 99/99/9999 0.3 $571k 50k 11.42
One Unit 99/99/9999 0.3 $569k 50k 11.38
Bull Horn Hldgs Corp Unit 10/13/2025 0.3 $569k 50k 11.38
Unilever Spon Adr New (UL) 0.3 $561k 9.3k 60.35
Jaws Spitfire Acquisition Unit 99/99/9999 0.3 $553k 50k 11.06
Dpcm Cap Unit 99/99/9999 0.3 $551k 50k 11.02
Redball Acquisition Corp Com Cl A 0.3 $545k 50k 10.90
Tailwind Acquisition Corp Unit 09/07/2027 0.2 $539k 50k 10.78
Industrial Tech Acqu Unit 08/31/2025 0.2 $538k 50k 10.76
Falcon Capital Acquisitn Cor Unit 08/20/2027 0.2 $534k 50k 10.68
Lifesci Acquisition Ii Corp 0.2 $534k 50k 10.68
Equity Distr Acquisition Cor Unit 99/99/9999 0.2 $533k 50k 10.66
Montes Archimedes Acquisitio Unit 09/30/2025 0.2 $525k 50k 10.50
Consonance Hfw Acquisition C Unit 99/99/9999 0.2 $524k 50k 10.48
Cbre Acquisition Hldgs Unit 99/99/9999 0.2 $523k 50k 10.46
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 0.2 $522k 180k 2.90
Frazier Lifesciences Acqu Unit 12/09/2025 0.2 $519k 50k 10.38
Altitude Acquisition Corp Unit 11/30/2027 0.2 $518k 50k 10.36
Capitol Investment Corp V Unit 99/99/9999 0.2 $515k 50k 10.30
Cf Acquisition Corp Iv Unit 12/31/2027 0.2 $515k 50k 10.30
Bull Horn Hldgs Corp SHS 0.2 $510k 50k 10.20
Pearson Sponsored Adr (PSO) 0.2 $491k 54k 9.18
Atlantic Ave Acquisition Cor *w Exp 10/06/202 0.2 $328k 298k 1.10
Alussa Energy Acquisition Unit 10/31/2026 0.2 $327k 30k 10.90
Fusion Acquisition Corp Unit 99/99/9999 0.1 $309k 25k 12.36
Sustainable Opportnts Acq Unit 99/99/9999 0.1 $295k 25k 11.80
Bctg Acquisition Corp 0.1 $286k 25k 11.44
Reinvent Technology Partners Unit 99/99/9999 0.1 $285k 25k 11.40
Tpg Pace Tech Opportunities Unit 99/99/9999 0.1 $284k 25k 11.36
Lgl Sys Acquisition Corp Unit 10/24/2024 0.1 $278k 25k 11.12
Humanco Acquisition Corp Unit 12/08/2023 0.1 $276k 25k 11.04
Ace Convergence Acqu Corp Unit 99/99/9999 0.1 $272k 25k 10.88
Trebia Acquisition Corp Com Cl A 0.1 $270k 25k 10.80
Hudson Executive Invt Corp *w Exp 06/21/202 0.1 $259k 150k 1.73
Helix Acquisition Corp Com Cl A 0.1 $257k 23k 11.35
Capstar Spl Purp Acquisition Com Cl A 0.1 $254k 25k 10.16
Altice Usa Cl A Call Option (ATUS) 0.1 $163k 75k 2.17
Edoc Acquisition Corp *w Exp 11/30/202 0.0 $69k 100k 0.69
Edoc Acquisition Corp Right 11/30/2027 0.0 $60k 100k 0.60