Ramius

Cowen Investment Management as of June 30, 2021

Portfolio Holdings for Cowen Investment Management

Cowen Investment Management holds 203 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sumitomo Mitsui Finl Group I Sponsored Adr (SMFG) 18.4 $71M 10M 6.89
Proterra *w Exp 09/22/202 16.9 $66M 3.4M 19.12
Astrazeneca Sponsored Adr (AZN) 11.6 $45M 750k 59.90
Lloyds Banking Group Sponsored Adr (LYG) 3.3 $13M 5.0M 2.55
Pershing Square Tontine Hldg Com Cl A 1.5 $5.7M 250k 22.76
Liberty Broadband Corp Com Ser A (LBRDA) 1.0 $4.0M 24k 168.16
Alexion Pharmaceuticals 0.9 $3.7M 20k 183.70
Silver Crest Acquisition Cor Unit 12/15/2025 0.9 $3.7M 365k 10.04
Aequi Acquisition Corp Unit 11/30/2027 0.9 $3.5M 350k 9.99
Twin Ridge Capital Acquis Unit 99/99/9999 0.9 $3.5M 350k 9.99
Slam Corp Unit 99/99/9999 (SLMUF) 0.8 $3.0M 300k 9.98
Athlon Acquisition Corp Unit 01/12/2026 0.6 $2.5M 250k 10.03
Galileo Acquisition Corp SHS 0.6 $2.5M 250k 10.00
Noble Rock Acquisition Corp Unit 01/31/2028 0.6 $2.5M 250k 10.00
Environmental Impact Acqu Com Cl A 0.6 $2.5M 250k 9.81
Evo Acquisition Corp Com Cl A 0.6 $2.4M 250k 9.70
Adit Edtech Acquisition Corp Unit 99/99/9999 0.6 $2.3M 225k 10.01
Ventoux Ccm Acquisition Corp 0.6 $2.2M 225k 9.93
Thimble Point Acquisition Unit 99/99/9999 0.5 $2.1M 200k 10.35
Vectoiq Acquisition Corp Ii Unit 99/99/9999 0.5 $2.1M 200k 10.27
Vickers Vantage Corp I Unit 09/15/2027 0.5 $2.0M 200k 10.18
Global Synergy Acquisit Corp Unit 01/01/2024 0.5 $2.0M 200k 10.11
Thunder Bridge Cap Prtnrs Ii Unit 02/15/2028 0.5 $2.0M 200k 9.99
Dune Acquisition Corp Com Cl A 0.5 $2.0M 200k 9.78
Redball Acquisition Corp Com Cl A 0.5 $2.0M 200k 9.77
Liberty Media Corp Del Com C Siriusxm 0.5 $1.9M 40k 46.40
Scp & Co Healthcare Acqustn Unit 10/27/2025 0.5 $1.8M 175k 10.07
Far Peak Acquisition Corp Shs Cl A 0.4 $1.7M 175k 9.95
BRP Com Sun Vtg (DOOO) 0.4 $1.6M 20k 78.25
Fortistar Sustainable Sol Unit 01/14/2026 0.4 $1.5M 150k 10.26
890 5th Ave Partners Unit 01/12/2026 0.4 $1.5M 150k 10.26
Tuatara Capital Acquisitn Unit 99/99/9999 0.4 $1.5M 150k 10.17
Flame Acquisition Corp Unit 99/99/9999 0.4 $1.5M 150k 10.15
Delwinds Ins Acquisition Cor Unit 99/99/9999 0.4 $1.5M 150k 10.13
Longview Acquisition Corp Ii Unit 99/99/9999 0.4 $1.5M 150k 10.08
Jack Creek Investment Corp Unit 10/01/2023 0.4 $1.5M 150k 10.05
Fusion Acquisition Corp Ii Unit 02/29/2028 0.4 $1.5M 150k 9.99
Bite Acquisition Corp Unit 99/99/9999 (BITE.U) 0.4 $1.5M 150k 9.97
Leo Hldgs Corp Ii Unit 99/99/9999 0.4 $1.5M 150k 9.96
Equity Distr Acquisition Cor Com Cl A 0.4 $1.5M 150k 9.86
Biotech Acquisition Company Unit 11/30/2027 0.3 $1.3M 125k 10.08
Recharge Acquisition Corp Com Cl A 0.3 $1.2M 125k 9.80
Executive Network Partnering Cl A 0.3 $1.2M 125k 9.74
Big Cypress Acquisition Corp Unit 07/25/2027 0.3 $1.0M 100k 10.41
Lmf Acquisition Opportunit I Unit 99/99/9999 0.3 $1.0M 100k 10.34
Gigcapital4 Unit 99/99/9999 0.3 $1.0M 100k 10.22
Edtechx Holdings Acqu Corp I Unit 08/31/2027 0.3 $1.0M 100k 10.20
Sustainable Develp Acqu I Unit 02/04/2026 0.3 $1.0M 100k 10.18
Ecp Environmental Gw Opt Cor Unit 03/01/2026 0.3 $1.0M 100k 10.14
European Sustainable Growth Unit 01/18/2024 0.3 $1.0M 100k 10.13
Northern Lights Acquisitn Unit 11/01/2027 (NLITU) 0.3 $1.0M 100k 10.13
Lightjump Acquisition Corp Unit 01/06/2026 0.3 $1.0M 100k 10.11
Accelerate Acquisition Corp Unit 99/99/9999 0.3 $1.0M 100k 10.09
Austerlitz Acquisition Corp Unit 99/99/9999 0.3 $1.0M 100k 10.07
Mason Industrial Technolgy I Unit 99/99/9999 0.3 $1.0M 100k 10.07
Spartan Acquisition Corp Iii Unit 99/99/9999 0.3 $1.0M 100k 10.06
Edoc Acquisition Corp Cl A 0.3 $1.0M 100k 10.05
Kkr Acquisition Holding I Unit 99/99/9999 0.3 $1.0M 100k 10.04
Poema Global Holdings Corp Unit 99/99/9999 0.3 $1.0M 100k 10.04
Progress Acquisition Corp Unit 12/25/2025 0.3 $1.0M 100k 10.03
Gores Guggenheim Unit 03/25/2028 0.3 $1.0M 100k 10.02
Virgin Group Acquisit Corp I Unit 99/99/9999 0.3 $1.0M 100k 10.02
Fortress Capital Acquisition Unit 99/99/9999 0.3 $1.0M 100k 10.02
Mdh Acquisition Corp Unit 99/99/9999 0.3 $1.0M 100k 10.02
Blueriver Acquisition Corp Unit 01/04/2026 (BLUVF) 0.3 $1.0M 100k 10.01
Churchill Capital Corp Vii Unit 99/99/9999 (CVIIU) 0.3 $1.0M 100k 10.01
Powered Brands Unit 99/99/9999 0.3 $1.0M 100k 10.01
Sportstek Acquisition Corp Unit 02/16/2028 0.3 $1.0M 100k 10.01
Pontem Corporation Unit 99/99/9999 0.3 $1.0M 100k 10.01
Ares Acquisition Corporation Unit 99/99/9999 0.3 $1.0M 100k 10.00
Broadscale Acquisition Corp Unit 02/02/2026 0.3 $1.0M 100k 10.00
Fortress Value Acquisi Corp Unit 03/31/2028 0.3 $1.0M 100k 10.00
One Equity Partners Open Wtr Unit 01/14/2026 0.3 $1.0M 100k 10.00
Cc Neuberger Principal Holdn Unit 99/99/9999 0.3 $999k 100k 9.99
Independence Holdings Corp Unit 03/02/2026 0.3 $999k 100k 9.99
Big Sky Growth Partners Unit 04/01/2026 0.3 $999k 100k 9.99
Shelter Acquisition Corp I Unit 02/25/2026 0.3 $999k 100k 9.99
Oyster Enterprises Acq Corp Unit 01/20/2026 0.3 $998k 100k 9.98
Lazard Growth Acquisition Unit 99/99/9999 0.3 $998k 100k 9.98
Mcap Acquisition Corp Unit 02/18/2030 0.3 $998k 100k 9.98
Interprivate Iii Financia Unit 99/99/9999 0.3 $998k 100k 9.98
Tcw Special Purpose Acqu Cor Unit 99/99/9999 0.3 $997k 100k 9.97
Interprivate Ii Acquisition Unit 99/99/9999 0.3 $997k 100k 9.97
Cbre Acquisition Hldgs Unit 99/99/9999 0.3 $996k 100k 9.96
Hudson Executive Invs Corp I Unit 01/31/2027 0.3 $996k 100k 9.96
Interprivate Iv Infratech Pr Unit 03/05/2026 0.3 $995k 100k 9.95
Svf Investment Corp 2 Cl A Shs 0.3 $995k 100k 9.95
Af Acquisition Corp Unit 03/23/2028 0.3 $994k 100k 9.94
Tzp Strategies Acquistn Corp Unit 01/06/2026 0.3 $994k 100k 9.94
Svf Investment Corp 3 Cl A Shs 0.3 $994k 100k 9.94
Crown Proptech Acquisitions Unit 99/99/9999 0.3 $993k 100k 9.93
Science Strategic Acq Alpha Unit 01/20/2026 0.3 $993k 100k 9.93
Boa Acquisition Corp Unit 99/99/9999 0.3 $991k 100k 9.91
Global Partner Acqistn Corp Unit 01/06/2026 (GPACU) 0.3 $990k 100k 9.90
Cc Neuberger Prin Hldgs Ii Shs Cl A 0.3 $989k 100k 9.89
Dpcm Cap Com Cl A 0.3 $988k 100k 9.88
Hpx Corp Shs Cl A 0.3 $985k 100k 9.85
Isleworth Healthcare Acqu 0.3 $980k 100k 9.80
Go Acquisition Corp 0.3 $978k 100k 9.78
Lazard Growth Acquisition SHS 0.3 $978k 100k 9.78
Jaws Mustang Acquisition Cor Shs Cl A (JWSMF) 0.3 $976k 100k 9.76
Golden Falcon Acquisition Cl A 0.3 $972k 100k 9.72
Leo Hldgs Corp Ii Com Cl A 0.3 $972k 100k 9.72
Twin Ridge Capital Acquis Shs Cl A 0.2 $965k 100k 9.65
Starboard Value Acquisitn Com Cl A 0.2 $948k 95k 10.00
Sprott Physical Gold & Silve Tr Unit (CEF) 0.2 $864k 46k 18.68
Spdr Ser Tr S&p Biotech Put Option (XBI) 0.2 $858k 175k 4.90
G Squared Ascend I Unit 99/99/9999 0.2 $854k 85k 10.05
Carney Technology Acqu Corp Unit 12/10/2025 0.2 $850k 85k 10.00
Otr Acquisition Corp Unit 10/01/2025 0.2 $783k 75k 10.44
Mallard Acquisition Corp Unit 06/30/2027 0.2 $773k 75k 10.31
Ackrell Spac Partners I Unit 12/01/2026 0.2 $767k 75k 10.23
Sports Entertainment Acqu Com Cl A 0.2 $756k 75k 10.08
Nightdragon Acquisition Corp Unit 02/26/20266 0.2 $755k 75k 10.07
Epiphany Technology Acquisit Unit 99/99/9999 0.2 $755k 75k 10.07
Healthcare Services Acqu Cor Unit 11/18/2023 0.2 $754k 75k 10.05
Gores Holdings Vii Unit 02/12/2028 0.2 $754k 75k 10.05
Dmy Technology Group Inc Iv Unit 99/99/9999 0.2 $752k 75k 10.03
Kairos Acquisition Corp Unit 99/99/9999 0.2 $752k 75k 10.03
Kl Acquisition Corp Unit 99/99/9999 0.2 $750k 75k 10.00
Hudson Executive Inves Iii Unit 02/22/2026 0.2 $749k 75k 9.99
Priveterra Acquisition Corp Unit 99/99/9999 0.2 $747k 75k 9.96
Soaring Eagle Acquisition Cl A Shs 0.2 $747k 75k 9.96
Omega Alpha Spac Cl A 0.2 $746k 75k 9.95
Apollo Strategic Growth Capt Shs Cl A 0.2 $734k 75k 9.79
Pmv Consumer Acquisition Cor 0.2 $731k 75k 9.75
Medicus Sciences Acquisition Cl A Shs 0.2 $724k 75k 9.65
5 01 Acquisition Corp Com Cl A 0.2 $698k 70k 9.97
Siriuspoint (SPNT) 0.2 $681k 68k 10.07
D8 Holdings Corp Shs Cl A 0.2 $598k 60k 9.97
Jiya Acquisition Corp Com Cl A 0.2 $596k 60k 9.93
Unilever Spon Adr New (UL) 0.1 $544k 9.3k 58.52
Warburg Pincus Captal Corp I Unit 99/99/9999 0.1 $508k 50k 10.16
African Gold Acquisition Cor Unit 99/99/9999 0.1 $506k 50k 10.12
Authentic Equity Acquistn Unit 10/31/2027 0.1 $506k 50k 10.12
Scion Tech Growth I Unit 12/17/2025 0.1 $505k 50k 10.10
Tishman Speyer Innovation Unit 02/11/2026 0.1 $504k 50k 10.08
Warburg Pincus Captal Corp I Unit 99/99/9999 0.1 $504k 50k 10.08
Adara Acquisition Corp Unit 99/99/9999 0.1 $504k 50k 10.08
Warrior Technologies Acqui C Unit 03/31/2028 0.1 $503k 50k 10.06
Monument Circle Acquisitn Unit 01/14/2026 0.1 $502k 50k 10.04
Aries I Acquisition Corp Unit 03/18/2026 0.1 $502k 50k 10.04
Spring Vy Acquisition Corp Cl A 0.1 $501k 50k 10.02
Queens Gambit Growth Capital Unit 01/19/2026 0.1 $501k 50k 10.02
Panacea Acquisition Corp Ii Cl A Shs 0.1 $501k 50k 10.02
Anzu Special Acquisitin Corp Unit 01/27/2026 0.1 $500k 50k 10.00
Apollo Strategic Grwt Cptl I Unit 99/99/9999 0.1 $500k 50k 10.00
Arctos Northstar Acquis Corp Unit 99/99/9999 0.1 $500k 50k 10.00
Magnum Opus Acquisition Unit 06/03/2026 0.1 $500k 50k 10.00
Supernova Partn Acq Co Iii L Unit 99/99/9999 0.1 $499k 50k 9.98
Blue Safari Grp Acquisitn Unit 06/10/2026 0.1 $499k 50k 9.98
Twelve Seas Investment Co Ii Unit 99/99/9999 (TWLVU) 0.1 $498k 50k 9.96
Pine Technology Acquisitn Unit 03/31/2028 0.1 $497k 50k 9.94
Archimedes Tech Spac Partnr Unit 03/10/2026 0.1 $497k 50k 9.94
Montes Archimedes Acquisitio Com Cl A 0.1 $495k 50k 9.90
Bull Horn Hldgs Corp SHS 0.1 $494k 50k 9.88
Climate Real Impact Slutins Com Cl A 0.1 $494k 50k 9.88
Burgundy Technology Acqu Cor Cl A 0.1 $493k 50k 9.86
Eucrates Biomedical Acqu Cor SHS 0.1 $492k 50k 9.84
Duddell Street Acquisitn Cor Cl A 0.1 $485k 50k 9.70
Crucible Acquisition Corp Com Cl A 0.1 $485k 50k 9.70
Adit Edtech Acquisition Corp Common Stock 0.1 $485k 50k 9.70
Foxwayne Enterpris Aqstn Cor Unit 01/12/2026 0.1 $470k 45k 10.44
Prime Impact Acquisition I Unit 10/01/2030 0.1 $452k 45k 10.04
Ishares Tr Russell 2000 Etf Put Option (IWM) 0.1 $449k 85k 5.28
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 0.1 $408k 70k 5.83
Go Acquisition Corp Unit 08/31/2027 0.1 $406k 40k 10.15
Cf Acquisition Corp Iv Unit 12/31/2027 0.1 $402k 40k 10.05
Frazier Lifesciences Acqu Unit 12/09/2025 0.1 $402k 40k 10.05
Diamondhead Holdings Corp Unit 01/21/2026 0.1 $400k 40k 10.00
Global Consumer Acquisitn Unit 05/21/2026 0.1 $400k 40k 10.00
Concord Acquisition Corp Unit 12/28/2025 0.1 $361k 35k 10.31
Kins Technology Group Unit 10/14/2025 0.1 $358k 35k 10.23
Warburg Pincus Captal Corp I Shs Cl A 0.1 $341k 35k 9.74
Population Health Invs Co In Unit 99/99/9999 0.1 $305k 30k 10.17
Senior Connect Acquisitn Cor Unit 12/09/2023 0.1 $304k 30k 10.13
H I G Acquisition Corp Unit 99/99/9999 0.1 $301k 30k 10.03
Atlantic Ave Acquisition Cor *w Exp 10/06/202 0.1 $262k 298k 0.88
Aurora Acquisition Corp Unit 03/02/2026 0.1 $261k 25k 10.44
Conx Corp Unit 10/30/2027 0.1 $254k 25k 10.16
Power & Digital Infra Acq Unit 99/99/9999 0.1 $253k 25k 10.12
Marlin Technology Corp Unit 99/99/9999 0.1 $252k 25k 10.08
Ftac Hera Acquisition Corp Unit 02/28/2026 0.1 $251k 25k 10.04
Rmg Acquisition Corp Iii Unit 02/08/2026 (RMGUF) 0.1 $250k 25k 10.00
Atlantic Coastal Acquistn Unit 03/02/2026 0.1 $249k 25k 9.96
Rxr Acquisition Corp Unit 01/01/2025 0.1 $249k 25k 9.96
Steel Connect 0.1 $248k 124k 2.00
Property Solutions Acquisiti Unit 03/01/2026 0.1 $248k 25k 9.92
Queens Gambit Growth Capital Cl A Shs 0.1 $243k 25k 9.72
European Sustainable Growth Cl A Shs 0.1 $243k 25k 9.72
Dfp Healthcare Acquisitns Unit 03/31/2025 0.1 $208k 20k 10.40
Renren Sponsored Ads (MTBLY) 0.1 $205k 17k 11.98
Golden Falcon Acquisition Unit 99/99/9999 0.1 $204k 20k 10.20
Highland Transcend Partners Unit 99/99/9999 0.1 $200k 20k 10.00
Allied Esports Entmt (AGAE) 0.0 $178k 78k 2.30
Foresight Acquisition Corp *w Exp 01/29/202 0.0 $139k 100k 1.39
Apollo Strategic Grwt Cptl I *w Exp 02/12/202 0.0 $126k 100k 1.26
Ironsource Cl A Ord Shs 0.0 $121k 12k 10.52
Yatra Online Ord Shs (YTRA) 0.0 $103k 46k 2.26
Executive Network Partnering *w Exp 09/25/202 0.0 $31k 31k 0.99
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.0 $27k 50k 0.54
Sirius Xm Holdings Call Option 0.0 $23k 116k 0.20
Edoc Acquisition Corp *w Exp 11/30/202 0.0 $23k 65k 0.35