Cowen Prime Services as of Dec. 31, 2019
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 179 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PDF Solutions (PDFS) | 10.6 | $23M | 1.4M | 16.89 | |
| Quotient Technology | 9.0 | $20M | 2.0M | 9.86 | |
| Inovalon Holdings Inc Cl A | 8.8 | $19M | 1.0M | 18.82 | |
| Iteris (ITI) | 5.1 | $11M | 2.2M | 4.99 | |
| Rubicon Proj | 4.7 | $10M | 1.3M | 8.16 | |
| NeoGenomics (NEO) | 4.4 | $9.6M | 330k | 29.25 | |
| Vonage Holdings | 3.8 | $8.3M | 1.1M | 7.41 | |
| Scientific Games (LNW) | 3.6 | $7.9M | 295k | 26.78 | |
| Mobileiron | 3.1 | $6.8M | 1.4M | 4.86 | |
| Aspen Aerogels (ASPN) | 2.9 | $6.3M | 809k | 7.76 | |
| Infinera Corporation note 2.125% 9/0 | 2.6 | $5.6M | 5.3M | 1.06 | |
| Luminex Corporation | 2.5 | $5.4M | 233k | 23.16 | |
| Digimarc Corporation (DMRC) | 2.3 | $5.1M | 152k | 33.56 | |
| eHealth (EHTH) | 1.9 | $4.2M | 44k | 96.09 | |
| Dupont De Nemours (DD) | 1.7 | $3.7M | 58k | 64.19 | |
| Kkr & Co (KKR) | 1.5 | $3.4M | 116k | 29.17 | |
| TransAct Technologies Incorporated (TACT) | 1.4 | $3.1M | 287k | 10.97 | |
| Pfizer (PFE) | 1.4 | $3.1M | 79k | 39.18 | |
| Harmonic (HLIT) | 1.4 | $3.0M | 380k | 7.80 | |
| Comscore | 1.2 | $2.7M | 554k | 4.94 | |
| Johnson & Johnson (JNJ) | 1.2 | $2.7M | 18k | 145.85 | |
| Apyx Medical Corporation (APYX) | 1.1 | $2.4M | 285k | 8.46 | |
| Delta Air Lines (DAL) | 1.1 | $2.3M | 40k | 58.49 | |
| Crown Castle Intl (CCI) | 1.1 | $2.3M | 16k | 142.18 | |
| Magellan Midstream Partners | 1.0 | $2.2M | 35k | 62.87 | |
| TechTarget (TTGT) | 1.0 | $2.2M | 83k | 26.10 | |
| Starbucks Corporation (SBUX) | 1.0 | $2.1M | 24k | 87.92 | |
| Kornit Digital (KRNT) | 1.0 | $2.1M | 61k | 34.22 | |
| Enterprise Products Partners (EPD) | 0.9 | $2.0M | 70k | 28.15 | |
| Leidos Holdings (LDOS) | 0.8 | $1.7M | 17k | 97.88 | |
| Microsoft Corporation (MSFT) | 0.8 | $1.6M | 10k | 157.70 | |
| M/a (MTSI) | 0.7 | $1.6M | 61k | 26.61 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $1.6M | 11k | 139.38 | |
| Ptc (PTC) | 0.7 | $1.5M | 20k | 74.91 | |
| Htg Molecular Diagnostics | 0.7 | $1.5M | 2.1M | 0.70 | |
| 3D Systems Corporation (DDD) | 0.6 | $1.3M | 152k | 8.75 | |
| Chevron Corporation (CVX) | 0.6 | $1.3M | 11k | 120.55 | |
| Champions Oncology (CSBR) | 0.6 | $1.3M | 154k | 8.33 | |
| Redfin Corp (RDFN) | 0.5 | $1.0M | 48k | 21.13 | |
| Weyerhaeuser Company (WY) | 0.5 | $977k | 32k | 30.20 | |
| Gannett (GCI) | 0.4 | $966k | 151k | 6.38 | |
| National Resh Corp cl a (NRC) | 0.4 | $923k | 14k | 65.93 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $797k | 81k | 9.80 | |
| NVE Corporation (NVEC) | 0.4 | $795k | 11k | 71.38 | |
| Hldgs (UAL) | 0.4 | $785k | 8.9k | 88.10 | |
| Ceva (CEVA) | 0.3 | $747k | 28k | 26.95 | |
| Dow (DOW) | 0.3 | $742k | 14k | 54.76 | |
| GSI Technology (GSIT) | 0.3 | $726k | 102k | 7.09 | |
| Neogen Corporation (NEOG) | 0.3 | $704k | 11k | 65.25 | |
| International Business Machines (IBM) | 0.3 | $654k | 4.9k | 133.96 | |
| Nic | 0.3 | $637k | 29k | 22.35 | |
| Exelon Corporation (EXC) | 0.3 | $613k | 14k | 45.58 | |
| Nutanix Inc cl a (NTNX) | 0.3 | $593k | 19k | 31.24 | |
| Ribbon Communication (RBBN) | 0.3 | $580k | 187k | 3.10 | |
| Boston Omaha (BOC) | 0.3 | $577k | 27k | 21.02 | |
| Blackstone Group Inc Com Cl A (BX) | 0.2 | $425k | 7.6k | 55.92 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $396k | 5.7k | 69.84 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $386k | 3.0k | 128.15 | |
| Corteva (CTVA) | 0.2 | $401k | 14k | 29.60 | |
| Kinder Morgan (KMI) | 0.2 | $343k | 16k | 21.18 | |
| Synacor | 0.2 | $350k | 231k | 1.52 | |
| DURECT Corporation | 0.1 | $333k | 88k | 3.80 | |
| Eventbrite (EB) | 0.1 | $336k | 17k | 20.18 | |
| Appollo Global Mgmt Inc Cl A | 0.1 | $286k | 6.0k | 47.67 | |
| Peak (DOC) | 0.1 | $276k | 8.0k | 34.50 | |
| Deere & Company (DE) | 0.1 | $260k | 1.5k | 173.33 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $246k | 1.9k | 132.97 | |
| MetLife (MET) | 0.1 | $237k | 4.7k | 50.97 | |
| Cui Global | 0.1 | $232k | 211k | 1.10 | |
| Macquarie Infrastructure Company | 0.1 | $214k | 5.0k | 42.80 | |
| Novo Nordisk A/S (NVO) | 0.1 | $188k | 3.3k | 57.85 | |
| Ares Capital Corporation (ARCC) | 0.1 | $198k | 11k | 18.68 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $187k | 140.00 | 1335.71 | |
| General Electric Company | 0.1 | $167k | 15k | 11.16 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $180k | 13k | 13.95 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $155k | 450.00 | 344.44 | |
| Paychex (PAYX) | 0.1 | $153k | 1.8k | 85.00 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $156k | 400.00 | 390.00 | |
| Pepsi (PEP) | 0.1 | $161k | 1.2k | 137.02 | |
| UnitedHealth (UNH) | 0.1 | $147k | 500.00 | 294.00 | |
| Mplx (MPLX) | 0.1 | $144k | 5.7k | 25.38 | |
| McDonald's Corporation (MCD) | 0.1 | $131k | 661.00 | 198.18 | |
| Bristol Myers Squibb (BMY) | 0.1 | $135k | 2.1k | 64.29 | |
| United Parcel Service (UPS) | 0.1 | $126k | 1.1k | 116.67 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $124k | 900.00 | 137.78 | |
| Verizon Communications (VZ) | 0.1 | $139k | 2.3k | 61.42 | |
| Sempra Energy (SRE) | 0.1 | $121k | 800.00 | 151.25 | |
| Kopin Corporation (KOPN) | 0.1 | $120k | 301k | 0.40 | |
| Allot Communications (ALLT) | 0.1 | $133k | 16k | 8.52 | |
| Boingo Wireless | 0.1 | $124k | 11k | 10.97 | |
| Intel Corporation (INTC) | 0.1 | $108k | 1.8k | 60.00 | |
| NuStar Energy (NS) | 0.1 | $120k | 4.6k | 25.92 | |
| Suburban Propane Partners (SPH) | 0.1 | $110k | 5.0k | 21.94 | |
| Mondelez Int (MDLZ) | 0.1 | $99k | 1.8k | 55.00 | |
| Paypal Holdings (PYPL) | 0.1 | $112k | 1.0k | 108.32 | |
| Athene Holding Ltd Cl A | 0.1 | $118k | 2.5k | 47.20 | |
| Lennar Corporation (LEN) | 0.0 | $84k | 1.5k | 56.00 | |
| SYSCO Corporation (SYY) | 0.0 | $91k | 1.1k | 85.85 | |
| Philip Morris International (PM) | 0.0 | $85k | 1.0k | 85.00 | |
| Unilever (UL) | 0.0 | $83k | 1.4k | 57.44 | |
| Global Partners (GLP) | 0.0 | $84k | 4.2k | 20.24 | |
| EXACT Sciences Corporation (EXAS) | 0.0 | $83k | 900.00 | 92.22 | |
| Allegion Plc equity (ALLE) | 0.0 | $83k | 666.00 | 124.62 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.0 | $88k | 3.0k | 29.33 | |
| Coca-Cola Company (KO) | 0.0 | $55k | 1.0k | 55.00 | |
| Dominion Resources (D) | 0.0 | $66k | 800.00 | 82.50 | |
| Emerson Electric (EMR) | 0.0 | $76k | 1.0k | 76.00 | |
| Altria (MO) | 0.0 | $75k | 1.5k | 50.00 | |
| Procter & Gamble Company (PG) | 0.0 | $62k | 500.00 | 124.00 | |
| Plains All American Pipeline (PAA) | 0.0 | $63k | 3.4k | 18.53 | |
| Western Midstream Partners (WES) | 0.0 | $75k | 3.8k | 19.67 | |
| Corning Incorporated (GLW) | 0.0 | $44k | 1.5k | 29.33 | |
| Helmerich & Payne (HP) | 0.0 | $36k | 800.00 | 45.00 | |
| eBay (EBAY) | 0.0 | $36k | 1.0k | 36.00 | |
| Merck & Co (MRK) | 0.0 | $36k | 400.00 | 90.00 | |
| Schlumberger (SLB) | 0.0 | $34k | 835.00 | 40.72 | |
| Lowe's Companies (LOW) | 0.0 | $41k | 340.00 | 120.59 | |
| Dcp Midstream Partners | 0.0 | $39k | 1.6k | 24.38 | |
| FormFactor (FORM) | 0.0 | $47k | 1.8k | 26.18 | |
| National Retail Properties (NNN) | 0.0 | $54k | 1.0k | 54.00 | |
| Alibaba Group Holding (BABA) | 0.0 | $42k | 200.00 | 210.00 | |
| New Residential Investment (RITM) | 0.0 | $35k | 2.2k | 15.91 | |
| Inovalon Holdings Inc - A cmn | 0.0 | $40k | 100.00 | 400.00 | |
| Allergan | 0.0 | $35k | 181.00 | 193.37 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $54k | 40.00 | 1350.00 | |
| Himax Technologies (HIMX) | 0.0 | $11k | 4.0k | 2.75 | |
| Morgan Stanley (MS) | 0.0 | $11k | 218.00 | 50.46 | |
| Darden Restaurants (DRI) | 0.0 | $27k | 250.00 | 108.00 | |
| Yum! Brands (YUM) | 0.0 | $30k | 300.00 | 100.00 | |
| Colgate-Palmolive Company (CL) | 0.0 | $24k | 350.00 | 68.57 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $23k | 550.00 | 41.82 | |
| Williams Companies (WMB) | 0.0 | $24k | 1.0k | 24.00 | |
| EOG Resources (EOG) | 0.0 | $25k | 300.00 | 83.33 | |
| Oracle Corporation (ORCL) | 0.0 | $21k | 394.00 | 53.30 | |
| SPDR Gold Trust (GLD) | 0.0 | $23k | 160.00 | 143.75 | |
| Synchronoss Technologies | 0.0 | $16k | 3.3k | 4.85 | |
| PRGX Global | 0.0 | $25k | 5.2k | 4.84 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $24k | 2.7k | 8.89 | |
| Targa Res Corp (TRGP) | 0.0 | $18k | 434.00 | 41.47 | |
| Vanguard Admiral Fds Inc cmn (IVOO) | 0.0 | $11k | 79.00 | 139.24 | |
| Abbvie (ABBV) | 0.0 | $27k | 300.00 | 90.00 | |
| Castlight Health | 0.0 | $22k | 17k | 1.31 | |
| Harmonic Inc note 4.000 12/0 | 0.0 | $15k | 10k | 1.50 | |
| Everspin Technologies (MRAM) | 0.0 | $21k | 4.0k | 5.25 | |
| Female Health (VERU) | 0.0 | $12k | 3.5k | 3.41 | |
| Stitch Fix (SFIX) | 0.0 | $13k | 500.00 | 26.00 | |
| Oxford Square Ca (OXSQ) | 0.0 | $13k | 2.4k | 5.42 | |
| Greensky Inc Class A | 0.0 | $18k | 2.0k | 9.00 | |
| Soliton | 0.0 | $12k | 1.1k | 10.91 | |
| At&t (T) | 0.0 | $9.0k | 223.00 | 40.36 | |
| Cisco Systems (CSCO) | 0.0 | $5.0k | 100.00 | 50.00 | |
| Nokia Corporation (NOK) | 0.0 | $999.320000 | 166.00 | 6.02 | |
| Novartis (NVS) | 0.0 | $9.0k | 100.00 | 90.00 | |
| Halliburton Company (HAL) | 0.0 | $2.0k | 100.00 | 20.00 | |
| Royal Dutch Shell | 0.0 | $7.0k | 112.00 | 62.50 | |
| Lennar Corporation (LEN.B) | 0.0 | $999.900000 | 30.00 | 33.33 | |
| Wabtec Corporation (WAB) | 0.0 | $5.0k | 69.00 | 72.46 | |
| Macerich Company (MAC) | 0.0 | $7.0k | 260.00 | 26.92 | |
| Citigroup (C) | 0.0 | $3.0k | 35.00 | 85.71 | |
| Microvision Inc Del (MVIS) | 0.0 | $6.0k | 8.9k | 0.67 | |
| Gw Pharmaceuticals Plc ads | 0.0 | $3.0k | 25.00 | 120.00 | |
| Noble Corp Plc equity | 0.0 | $1.0k | 800.00 | 1.25 | |
| Truecar (TRUE) | 0.0 | $4.0k | 800.00 | 5.00 | |
| Pra Group Inc conv | 0.0 | $10k | 10k | 1.00 | |
| Volitionrx (VNRX) | 0.0 | $5.0k | 1.0k | 4.94 | |
| Hp (HPQ) | 0.0 | $4.0k | 200.00 | 20.00 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.0 | $999.950000 | 35.00 | 28.57 | |
| Chromadex Corp (CDXC) | 0.0 | $9.0k | 2.2k | 4.09 | |
| Rada Electr Inds | 0.0 | $8.0k | 1.5k | 5.33 | |
| Village Farms International (VFF) | 0.0 | $1.0k | 100.00 | 10.00 | |
| Dxc Technology (DXC) | 0.0 | $1.0k | 16.00 | 62.50 | |
| Baker Hughes A Ge Company (BKR) | 0.0 | $8.0k | 300.00 | 26.67 | |
| Tyme Technologies | 0.0 | $7.0k | 5.0k | 1.40 | |
| Exp World Holdings Inc equities (EXPI) | 0.0 | $5.0k | 400.00 | 12.50 | |
| Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) | 0.0 | $1.0k | 50.00 | 20.00 | |
| Alcon (ALC) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Greenlane Holdings Cl A Ord | 0.0 | $3.0k | 1.0k | 3.00 | |
| Arcturus Therapeutics Hldg I (ARCT) | 0.0 | $9.0k | 800.00 | 11.25 |
