Cowen Prime Services as of March 31, 2020
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 209 positions in its portfolio as reported in the March 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PDF Solutions (PDFS) | 11.9 | $19M | 1.7M | 11.72 | |
| Quotient Technology | 10.2 | $17M | 2.6M | 6.50 | |
| Inovalon Holdings Inc Cl A | 9.8 | $16M | 967k | 16.66 | |
| Vonage Holdings | 5.6 | $9.1M | 1.3M | 7.23 | |
| Iteris (ITI) | 5.0 | $8.2M | 2.6M | 3.20 | |
| Luminex Corporation | 3.6 | $5.8M | 212k | 27.53 | |
| Aspen Aerogels (ASPN) | 3.1 | $5.0M | 818k | 6.14 | |
| Infinera Corporation note 2.125% 9/0 | 2.7 | $4.4M | 5.3M | 0.84 | |
| Limelight Networks | 2.4 | $4.0M | 699k | 5.70 | |
| Research Solutions (RSSS) | 2.2 | $3.7M | 1.2M | 2.99 | |
| Johnson & Johnson (JNJ) | 2.2 | $3.6M | 27k | 131.15 | |
| Rubicon Proj | 2.0 | $3.3M | 590k | 5.55 | |
| Accelerate Diagnostics Inc bond | 2.0 | $3.3M | 6.1M | 0.54 | |
| Pfizer (PFE) | 1.6 | $2.6M | 80k | 32.64 | |
| Berkshire Hathaway (BRK.B) | 1.6 | $2.6M | 14k | 182.82 | |
| Kkr & Co (KKR) | 1.5 | $2.4M | 103k | 23.47 | |
| AstraZeneca (AZN) | 1.4 | $2.3M | 51k | 44.66 | |
| Champions Oncology (CSBR) | 1.4 | $2.2M | 299k | 7.40 | |
| Harmonic (HLIT) | 1.2 | $2.0M | 352k | 5.76 | |
| NeoGenomics (NEO) | 1.2 | $2.0M | 72k | 27.61 | |
| Digimarc Corporation (DMRC) | 1.1 | $1.8M | 139k | 13.05 | |
| Appollo Global Mgmt Inc Cl A | 1.1 | $1.8M | 53k | 33.51 | |
| TechTarget (TTGT) | 1.0 | $1.6M | 79k | 20.61 | |
| Leidos Holdings (LDOS) | 1.0 | $1.6M | 18k | 91.63 | |
| Comscore | 1.0 | $1.6M | 561k | 2.82 | |
| Microsoft Corporation (MSFT) | 0.9 | $1.5M | 9.8k | 157.75 | |
| Starbucks Corporation (SBUX) | 0.9 | $1.5M | 22k | 65.74 | |
| Htg Molecular Diagnostics | 0.9 | $1.4M | 4.5M | 0.33 | |
| Kornit Digital (KRNT) | 0.9 | $1.4M | 58k | 24.89 | |
| Magellan Midstream Partners | 0.8 | $1.3M | 35k | 36.49 | |
| Ptc (PTC) | 0.7 | $1.2M | 19k | 61.21 | |
| Enterprise Products Partners (EPD) | 0.7 | $1.1M | 74k | 14.30 | |
| Crown Castle Intl (CCI) | 0.7 | $1.1M | 7.4k | 144.40 | |
| JPMorgan Chase & Co. (JPM) | 0.6 | $1.0M | 11k | 90.03 | |
| 3D Systems Corporation (DDD) | 0.6 | $1.0M | 132k | 7.71 | |
| Eventbrite (EB) | 0.6 | $1.0M | 139k | 7.30 | |
| Nephros (NEPH) | 0.6 | $975k | 155k | 6.30 | |
| TransAct Technologies Incorporated (TACT) | 0.6 | $951k | 306k | 3.11 | |
| M/a (MTSI) | 0.6 | $949k | 50k | 18.92 | |
| Apyx Medical Corporation (APYX) | 0.6 | $932k | 260k | 3.59 | |
| Analog Devices (ADI) | 0.5 | $843k | 9.4k | 89.68 | |
| Teva Pharmaceutical Industries (TEVA) | 0.5 | $730k | 81k | 8.98 | |
| Redfin Corp (RDFN) | 0.5 | $737k | 48k | 15.42 | |
| Neogen Corporation (NEOG) | 0.4 | $723k | 11k | 67.01 | |
| GSI Technology (GSIT) | 0.4 | $714k | 103k | 6.96 | |
| Ceva (CEVA) | 0.4 | $646k | 26k | 24.92 | |
| Ligand Pharmaceuticals In (LGND) | 0.4 | $633k | 8.7k | 72.76 | |
| National Resh Corp cl a (NRC) | 0.4 | $637k | 14k | 45.50 | |
| Dupont De Nemours (DD) | 0.4 | $643k | 19k | 34.11 | |
| NVE Corporation (NVEC) | 0.4 | $585k | 11k | 52.06 | |
| Dow (DOW) | 0.4 | $591k | 20k | 29.23 | |
| International Business Machines (IBM) | 0.3 | $542k | 4.9k | 111.02 | |
| Ribbon Communication (RBBN) | 0.3 | $511k | 169k | 3.03 | |
| Exelon Corporation (EXC) | 0.3 | $495k | 14k | 36.80 | |
| Boston Omaha (BOC) | 0.3 | $497k | 27k | 18.11 | |
| Nic | 0.3 | $472k | 21k | 23.02 | |
| Apple (AAPL) | 0.2 | $406k | 1.6k | 254.55 | |
| eHealth (EHTH) | 0.2 | $339k | 2.4k | 140.96 | |
| Accuray Incorporated (ARAY) | 0.2 | $313k | 165k | 1.90 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $301k | 3.0k | 99.93 | |
| Nutanix Inc cl a (NTNX) | 0.2 | $290k | 18k | 15.78 | |
| Blackstone Group Inc Com Cl A (BX) | 0.2 | $301k | 6.6k | 45.61 | |
| Dominion Resources (D) | 0.2 | $274k | 3.8k | 72.11 | |
| Kinder Morgan (KMI) | 0.1 | $225k | 16k | 13.89 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $215k | 5.7k | 37.92 | |
| Deere & Company (DE) | 0.1 | $207k | 1.5k | 138.00 | |
| Synacor | 0.1 | $220k | 215k | 1.02 | |
| Novo Nordisk A/S (NVO) | 0.1 | $196k | 3.3k | 60.31 | |
| Ares Capital Corporation (ARCC) | 0.1 | $197k | 18k | 10.77 | |
| Peak (DOC) | 0.1 | $191k | 8.0k | 23.88 | |
| Gannett (GCI) | 0.1 | $193k | 130k | 1.48 | |
| Allot Communications (ALLT) | 0.1 | $174k | 18k | 9.77 | |
| Cui Global | 0.1 | $162k | 181k | 0.89 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $163k | 140.00 | 1164.29 | |
| MetLife (MET) | 0.1 | $142k | 4.7k | 30.54 | |
| Corteva (CTVA) | 0.1 | $146k | 6.2k | 23.49 | |
| Trane Technologies (TT) | 0.1 | $153k | 1.9k | 82.70 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $136k | 450.00 | 302.22 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $136k | 400.00 | 340.00 | |
| Pepsi (PEP) | 0.1 | $136k | 1.1k | 120.35 | |
| UnitedHealth (UNH) | 0.1 | $125k | 500.00 | 250.00 | |
| McDonald's Corporation (MCD) | 0.1 | $109k | 661.00 | 164.90 | |
| General Electric Company | 0.1 | $116k | 15k | 7.91 | |
| Bristol Myers Squibb (BMY) | 0.1 | $117k | 2.1k | 55.71 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $115k | 900.00 | 127.78 | |
| Paychex (PAYX) | 0.1 | $113k | 1.8k | 62.78 | |
| Verizon Communications (VZ) | 0.1 | $122k | 2.3k | 53.91 | |
| DURECT Corporation | 0.1 | $113k | 73k | 1.56 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $115k | 13k | 8.91 | |
| United Parcel Service (UPS) | 0.1 | $101k | 1.1k | 93.52 | |
| Intel Corporation (INTC) | 0.1 | $103k | 1.9k | 54.21 | |
| Kopin Corporation (KOPN) | 0.1 | $96k | 274k | 0.35 | |
| Boingo Wireless | 0.1 | $97k | 9.1k | 10.66 | |
| Paypal Holdings (PYPL) | 0.1 | $99k | 1.0k | 95.74 | |
| Sempra Energy (SRE) | 0.1 | $90k | 800.00 | 112.50 | |
| Mondelez Int (MDLZ) | 0.1 | $90k | 1.8k | 50.00 | |
| Rada Electr Inds | 0.1 | $86k | 25k | 3.51 | |
| Annaly Capital Management | 0.0 | $63k | 13k | 5.04 | |
| Altria (MO) | 0.0 | $58k | 1.5k | 38.67 | |
| Philip Morris International (PM) | 0.0 | $73k | 1.0k | 73.00 | |
| Suburban Propane Partners (SPH) | 0.0 | $71k | 5.0k | 14.16 | |
| Unilever (UL) | 0.0 | $73k | 1.4k | 50.52 | |
| Mplx (MPLX) | 0.0 | $66k | 5.7k | 11.63 | |
| Allegion Plc equity (ALLE) | 0.0 | $61k | 666.00 | 91.59 | |
| Biolife Solutions (BLFS) | 0.0 | $59k | 6.2k | 9.56 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.0 | $69k | 3.0k | 23.00 | |
| Athene Holding Ltd Cl A | 0.0 | $62k | 2.5k | 24.80 | |
| Franchise Group | 0.0 | $66k | 7.6k | 8.68 | |
| Coca-Cola Company (KO) | 0.0 | $44k | 1.0k | 44.00 | |
| Lennar Corporation (LEN) | 0.0 | $57k | 1.5k | 38.00 | |
| SYSCO Corporation (SYY) | 0.0 | $48k | 1.1k | 45.28 | |
| Emerson Electric (EMR) | 0.0 | $43k | 900.00 | 47.78 | |
| Procter & Gamble Company (PG) | 0.0 | $55k | 500.00 | 110.00 | |
| Weyerhaeuser Company (WY) | 0.0 | $51k | 3.0k | 17.00 | |
| International Game Technology (IGT) | 0.0 | $54k | 9.0k | 6.00 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $46k | 40.00 | 1150.00 | |
| Corning Incorporated (GLW) | 0.0 | $33k | 1.6k | 20.62 | |
| American Express Company (AXP) | 0.0 | $34k | 400.00 | 85.00 | |
| Abbott Laboratories (ABT) | 0.0 | $39k | 500.00 | 78.00 | |
| eBay (EBAY) | 0.0 | $30k | 1.0k | 30.00 | |
| Merck & Co (MRK) | 0.0 | $31k | 400.00 | 77.50 | |
| American Electric Power Company (AEP) | 0.0 | $36k | 450.00 | 80.00 | |
| Lowe's Companies (LOW) | 0.0 | $29k | 340.00 | 85.29 | |
| NuStar Energy | 0.0 | $40k | 4.6k | 8.64 | |
| Global Partners (GLP) | 0.0 | $37k | 4.2k | 8.92 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $38k | 753.00 | 50.46 | |
| National Retail Properties (NNN) | 0.0 | $32k | 1.0k | 32.00 | |
| Alibaba Group Holding (BABA) | 0.0 | $39k | 200.00 | 195.00 | |
| Allergan | 0.0 | $32k | 181.00 | 176.80 | |
| Ingersoll Rand (IR) | 0.0 | $40k | 1.6k | 24.51 | |
| Barrick Gold Corp (GOLD) | 0.0 | $20k | 1.1k | 18.45 | |
| Himax Technologies (HIMX) | 0.0 | $11k | 4.0k | 2.75 | |
| Bank of America Corporation (BAC) | 0.0 | $16k | 760.00 | 21.05 | |
| At&t (T) | 0.0 | $9.0k | 323.00 | 27.86 | |
| Morgan Stanley (MS) | 0.0 | $11k | 318.00 | 34.59 | |
| Darden Restaurants (DRI) | 0.0 | $14k | 250.00 | 56.00 | |
| Helmerich & Payne (HP) | 0.0 | $13k | 800.00 | 16.25 | |
| Colgate-Palmolive Company (CL) | 0.0 | $23k | 350.00 | 65.71 | |
| Schlumberger (SLB) | 0.0 | $11k | 835.00 | 13.17 | |
| Williams Companies (WMB) | 0.0 | $14k | 1.0k | 14.00 | |
| EOG Resources (EOG) | 0.0 | $11k | 300.00 | 36.67 | |
| Oracle Corporation (ORCL) | 0.0 | $19k | 394.00 | 48.22 | |
| SPDR Gold Trust (GLD) | 0.0 | $24k | 160.00 | 150.00 | |
| Advanced Micro Devices (AMD) | 0.0 | $23k | 500.00 | 46.00 | |
| Plains All American Pipeline (PAA) | 0.0 | $18k | 3.4k | 5.29 | |
| Synchronoss Technologies | 0.0 | $10k | 3.3k | 3.03 | |
| FormFactor (FORM) | 0.0 | $20k | 995.00 | 20.10 | |
| PRGX Global | 0.0 | $12k | 4.2k | 2.88 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $17k | 2.7k | 6.30 | |
| Abbvie (ABBV) | 0.0 | $23k | 300.00 | 76.67 | |
| Castlight Health | 0.0 | $12k | 17k | 0.71 | |
| Pra Group Inc conv | 0.0 | $10k | 10k | 1.00 | |
| Harmonic Inc note 4.000 12/0 | 0.0 | $12k | 10k | 1.20 | |
| Everspin Technologies (MRAM) | 0.0 | $9.0k | 3.5k | 2.57 | |
| Western Midstream Partners (WES) | 0.0 | $12k | 3.8k | 3.15 | |
| Soliton | 0.0 | $9.0k | 1.1k | 8.18 | |
| Arcturus Therapeutics Hldg I (ARCT) | 0.0 | $11k | 800.00 | 13.75 | |
| Apache Corporation | 0.0 | $2.0k | 450.00 | 4.44 | |
| Cisco Systems (CSCO) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Nokia Corporation (NOK) | 0.0 | $1.0k | 166.00 | 6.02 | |
| Mercury Computer Systems (MRCY) | 0.0 | $7.0k | 100.00 | 70.00 | |
| Novartis (NVS) | 0.0 | $8.0k | 100.00 | 80.00 | |
| Halliburton Company (HAL) | 0.0 | $1.0k | 100.00 | 10.00 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $6.0k | 550.00 | 10.91 | |
| Royal Dutch Shell | 0.0 | $4.0k | 112.00 | 35.71 | |
| Lennar Corporation (LEN.B) | 0.0 | $999.999000 | 30.00 | 33.33 | |
| Seagate Technology Com Stk | 0.0 | $7.0k | 150.00 | 46.67 | |
| Dcp Midstream Partners | 0.0 | $7.0k | 1.6k | 4.38 | |
| Wabtec Corporation (WAB) | 0.0 | $3.0k | 69.00 | 43.48 | |
| Schweitzer-Mauduit International (MATV) | 0.0 | $8.0k | 300.00 | 26.67 | |
| Targa Res Corp (TRGP) | 0.0 | $3.0k | 496.00 | 6.05 | |
| BroadVision | 0.0 | $0 | 4.00 | 0.00 | |
| Vanguard Admiral Fds Inc cmn (IVOO) | 0.0 | $8.0k | 79.00 | 101.27 | |
| Citigroup (C) | 0.0 | $999.999000 | 35.00 | 28.57 | |
| Microvision Inc Del (MVIS) | 0.0 | $1.0k | 6.2k | 0.16 | |
| Gw Pharmaceuticals Plc ads | 0.0 | $2.0k | 25.00 | 80.00 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $0 | 9.00 | 0.00 | |
| Noble Corp Plc equity | 0.0 | $0 | 800.00 | 0.00 | |
| Adamis Pharmaceuticals Corp Com Stk | 0.0 | $0 | 6.00 | 0.00 | |
| Finjan Holdings | 0.0 | $0 | 41.00 | 0.00 | |
| Mobileiron | 0.0 | $8.0k | 2.0k | 4.00 | |
| Truecar (TRUE) | 0.0 | $2.0k | 800.00 | 2.50 | |
| New Residential Investment (RITM) | 0.0 | $8.0k | 1.6k | 5.00 | |
| Cytosorbents (CTSO) | 0.0 | $8.0k | 1.0k | 8.00 | |
| Vascular Biogenics | 0.0 | $1.0k | 500.00 | 2.00 | |
| Volitionrx (VNRX) | 0.0 | $3.0k | 1.0k | 2.96 | |
| Hp (HPQ) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $2.0k | 200.00 | 10.00 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.0 | $999.999000 | 35.00 | 28.57 | |
| California Res Corp | 0.0 | $0 | 26.00 | 0.00 | |
| Chromadex Corp (CDXC) | 0.0 | $7.0k | 2.1k | 3.36 | |
| Biomerica (BMRA) | 0.0 | $4.0k | 500.00 | 8.00 | |
| Village Farms International (VFF) | 0.0 | $0 | 100.00 | 0.00 | |
| Dxc Technology (DXC) | 0.0 | $0 | 16.00 | 0.00 | |
| Baker Hughes A Ge Company (BKR) | 0.0 | $3.0k | 300.00 | 10.00 | |
| Female Health (VERU) | 0.0 | $8.0k | 2.5k | 3.17 | |
| Tyme Technologies | 0.0 | $6.0k | 5.3k | 1.13 | |
| Stitch Fix (SFIX) | 0.0 | $6.0k | 500.00 | 12.00 | |
| Exp World Holdings Inc equities (EXPI) | 0.0 | $3.0k | 400.00 | 7.50 | |
| Oxford Square Ca (OXSQ) | 0.0 | $6.0k | 2.4k | 2.50 | |
| Perspecta | 0.0 | $0 | 8.00 | 0.00 | |
| Oncolytics Biotech (ONCY) | 0.0 | $1.0k | 500.00 | 2.00 | |
| Greensky Inc Class A | 0.0 | $8.0k | 2.0k | 4.00 | |
| Bausch Health Companies (BHC) | 0.0 | $0 | 26.00 | 0.00 | |
| Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) | 0.0 | $0 | 50.00 | 0.00 | |
| Micro Focus International | 0.0 | $0 | 20.00 | 0.00 | |
| Alcon (ALC) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Greenlane Holdings Cl A Ord | 0.0 | $4.0k | 2.1k | 1.90 | |
| B. Riley Wealth Management, Inc. capstone turbine corp | 0.0 | $0 | 50.00 | 0.00 |
