Crow Point Partners

Crow Point Partners as of Sept. 30, 2014

Portfolio Holdings for Crow Point Partners

Crow Point Partners holds 260 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Edison International (EIX) 4.3 $32M 575k 55.93
Chatham Lodging Trust (CLDT) 3.7 $28M 1.2M 23.03
Nextera Energy (NEE) 3.5 $26M 280k 93.92
ITC Holdings 3.5 $26M 735k 35.61
Sempra Energy (SRE) 3.2 $24M 230k 105.41
Northeast Utilities System 3.2 $24M 540k 44.33
Williams Companies (WMB) 2.7 $21M 370k 55.36
CMS Energy Corporation (CMS) 2.6 $19M 650k 29.68
PNM Resources (PNM) 2.6 $19M 775k 24.92
Visa (V) 2.5 $19M 90k 213.39
National Fuel Gas (NFG) 2.3 $18M 250k 70.02
Alliant Energy Corporation (LNT) 2.2 $17M 304k 55.42
American Electric Power Company (AEP) 2.0 $15M 289k 52.22
Rogers Communications -cl B (RCI) 2.0 $15M 400k 37.40
Shenandoah Telecommunications Company (SHEN) 1.9 $15M 590k 24.83
Great Plains Energy Incorporated 1.9 $15M 602k 24.16
Public Service Enterprise (PEG) 1.8 $14M 369k 37.24
Vodafone Group New Adr F (VOD) 1.8 $13M 402k 32.90
Ashford Hospitality Trust 1.7 $13M 1.3M 10.22
Energen Corporation 1.6 $12M 170k 72.32
Comcast Corporation (CMCSA) 1.6 $12M 227k 53.79
Dominion Resources (D) 1.6 $12M 175k 69.11
American Water Works (AWK) 1.6 $12M 250k 48.23
Verizon Communications (VZ) 1.3 $10M 202k 50.00
Preferred Apartment Communitie 1.3 $10M 1.2M 8.23
CenturyLink 1.3 $10M 246k 40.89
Ppl Cap Fdg Inc Jr Sub Nt 2013 preferred 1.3 $10M 412k 24.43
Eqt Midstream Partners 1.2 $8.9M 100k 89.47
Excel Trust 1.1 $8.2M 700k 11.78
Strategic Hotels & Resorts 1.1 $8.2M 700k 11.66
Magnum Hunter Resources Corporation 1.0 $7.8M 1.4M 5.57
Sotherly Hotels Inc 8 % Notes 2013-30.9.18 Sr preferred 1.0 $7.5M 284k 26.29
CenterPoint Energy (CNP) 1.0 $7.3M 300k 24.48
Enbridge (ENB) 0.9 $7.2M 150k 47.89
Dte Energy 0.9 $7.0M 303k 23.03
EQT Corporation (EQT) 0.9 $6.7M 74k 91.55
Physicians Realty Trust 0.8 $6.4M 468k 13.73
Nextera Energy Pref 0.8 $6.3M 287k 21.88
MasterCard Incorporated (MA) 0.8 $5.9M 80k 73.98
Eix 5.1 (SCE.PG) 0.8 $5.8M 268k 21.50
Integrys Energy 6% public 0.8 $5.6M 220k 25.62
Calpine Corporation 0.7 $5.4M 250k 21.69
Ida (IDA) 0.7 $5.4M 100k 53.63
At&t (T) 0.7 $5.3M 150k 35.24
Nextera Energy 5.00% Ser J public 0.7 $5.0M 233k 21.40
Ctl 6 1/8 06/01/53 0.6 $4.8M 205k 23.22
NorthWestern Corporation (NWE) 0.6 $4.6M 102k 45.36
Bbep 8 1/4 12/31/49 0.6 $4.7M 185k 25.31
Exelon Corporation (EXC) 0.6 $4.6M 136k 34.10
Ashford Hospitality Prime In 0.6 $4.6M 302k 15.23
Jpm 6.3 12/31/49 0.6 $4.4M 179k 24.70
Summit Hotel Properties (INN) 0.6 $4.3M 398k 10.79
Indianapolis Pwr + Lt Co Pfd Pct preffered 0.5 $3.9M 42k 94.02
Main Str Cap Corp equities 0.5 $3.7M 150k 24.90
Vnr 7 5/8 12/31/49 0.5 $3.7M 150k 24.84
Vnr 7 3/4 12/31/49 0.4 $3.3M 135k 24.89
Atlas Pipeline Partners 0.4 $3.2M 125k 25.70
Duke Energy Corp 5.125% public 0.4 $3.1M 130k 23.99
Hercules Technology Growth Capital Inc. 6.25% Htgx preferred 0.4 $3.1M 125k 24.71
Hsbc Usa Inc New preferred 0.4 $3.0M 139k 21.82
Spectra Energy 0.4 $2.9M 75k 39.27
SCANA Corporation 0.4 $3.0M 60k 49.62
Customers Bancorpinc Sr equities 0.4 $2.8M 108k 26.06
Seaspan Corp New Money equity 0.4 $2.8M 105k 26.68
Arlington Asset 0.4 $2.7M 110k 24.38
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.3 $2.6M 200k 13.14
PG&E Corporation (PCG) 0.3 $2.5M 55k 45.05
Mill 10 1/2 12/31/49 0.3 $2.5M 100k 24.87
Duke Energy (DUK) 0.3 $2.3M 31k 74.75
Entergy Arkansas 0.3 $2.3M 100k 22.89
Convergys Corporation 0.3 $2.2M 121k 17.82
Spark Energy Inc-class A 0.3 $2.2M 126k 17.42
Vz 5.9 02/15/54 0.3 $2.1M 80k 26.00
Magnum Hunter Ser E Pfd preferred 0.3 $2.0M 75k 26.63
Seaspan Corp Pfd E 8.25% p 0.3 $2.0M 75k 26.45
Legacy Resvs Lp Perp Pfd Unit 0.3 $2.0M 80k 24.66
Kinder Morgan Inc/delaware Wts 0.2 $1.9M 512k 3.66
Invesco Pfd Ser B 7.75% p (IVR.PB) 0.2 $1.9M 75k 24.84
C 6 7/8 12/31/49 0.2 $1.8M 70k 25.41
Qr Energy 0.2 $1.7M 85k 19.47
Qwest Corp 0.2 $1.7M 67k 25.16
Greenhunter Resources Inc 10 % Cum Pfd Shs Series C preferred 0.2 $1.7M 65k 25.35
Gastar Exploration Inc Cum Pfd Shs Series B preferred 0.2 $1.6M 57k 28.00
Entergy La Llc prf 0.2 $1.5M 71k 21.85
Entergy Ark Inc preferred stocks 0.2 $1.4M 65k 21.97
Navios Maritime Holdings (NMPRY) 0.2 $1.4M 59k 24.47
Selective Inc Group Pfd0.000% p 0.2 $1.3M 55k 24.27
Comed Financing Iii 6.35% 15-mar-2033 preferred 0.2 $1.4M 1.3M 1.04
Legacy Reserves Lp Cum Red Perp Pfd Units Series A Lgcyp-usa preferred 0.2 $1.4M 55k 25.15
American Eagle Energy 0.2 $1.3M 320k 4.09
Psus488401209 p 0.2 $1.3M 49k 25.50
Ameres (AMRC) 0.2 $1.2M 175k 6.85
Medley Capital Corporation 0.2 $1.2M 100k 11.84
Amtrust Financial 7.625%cum Qd p (AFSIC) 0.2 $1.2M 50k 24.80
American Financial Group Inc. 6.25% Afg4164928-otc preferred 0.2 $1.2M 50k 24.48
Northstar Asset Management C 0.1 $1.2M 63k 18.42
Entergy La Hldgs 0.1 $1.1M 45k 24.11
Statestreet Corp public 0.1 $1.0M 40k 25.62
Capitala Fin Corp Sr Nt 061621 0.1 $1.0M 40k 25.50
Entergy Texas Inc. 5 5/8% Bonds Ezt preferred 0.1 $1.1M 43k 24.53
Northstar Realty Finance 0.1 $1.0M 63k 16.29
Scorpio Tankers 0.1 $996k 40k 24.90
Northern Tr 0.1 $1.0M 41k 24.69
TECO Energy 0.1 $870k 50k 17.40
Archer Daniels Midland Company (ADM) 0.1 $808k 16k 51.11
Bank Amr 1/1200 Ser 5 P referred (BML.PL) 0.1 $852k 40k 21.30
Foot Locker (FL) 0.1 $777k 14k 55.66
Nippon Telegraph & Telephone (NTTYY) 0.1 $778k 25k 31.12
WellPoint 0.1 $663k 5.5k 119.68
Bce (BCE) 0.1 $684k 16k 42.75
Entergy Corporation (ETR) 0.1 $676k 8.7k 77.35
Dte Energy Company p 0.1 $693k 27k 25.76
Corenergy Infrastructure Tr 0.1 $673k 90k 7.48
Home Loan Servicing Solu 0.1 $646k 31k 21.19
Starwood Property Trust (STWD) 0.1 $576k 26k 21.94
CVS Caremark Corporation (CVS) 0.1 $579k 7.3k 79.64
Western Refining 0.1 $600k 14k 41.99
Sumitomo Mitsui Financial Grp (SMFG) 0.1 $566k 69k 8.19
Bank America Corp Dep pfd stk 0.1 $624k 25k 24.96
Resource Capital Corp. 8.625% Perp Rso.prc-usa preferred 0.1 $599k 25k 23.96
Northrop Grumman Corporation (NOC) 0.1 $561k 4.3k 131.69
Prudential Financial (PRU) 0.1 $532k 6.1k 87.93
Frontier Communications 0.1 $561k 86k 6.50
Omega Healthcare Investors (OHI) 0.1 $492k 14k 34.17
Dupont Fabros Technology 0.1 $564k 22k 25.91
Baxter International (BAX) 0.1 $430k 6.0k 71.79
Johnson & Johnson (JNJ) 0.1 $483k 4.5k 106.62
Eli Lilly & Co. (LLY) 0.1 $453k 7.0k 64.90
R.R. Donnelley & Sons Company 0.1 $444k 27k 16.48
Dow Chemical Company 0.1 $455k 8.7k 52.48
ConocoPhillips (COP) 0.1 $489k 6.0k 82.05
Hewlett-Packard Company 0.1 $455k 13k 35.49
Philip Morris International (PM) 0.1 $456k 5.5k 83.36
NTT DoCoMo 0.1 $419k 25k 16.76
Southwest Airlines (LUV) 0.1 $424k 13k 33.76
Skyworks Solutions (SWKS) 0.1 $465k 8.0k 58.05
Allete (ALE) 0.1 $444k 10k 44.40
Huaneng Power International 0.1 $454k 10k 43.70
Lukoil 0.1 $437k 8.6k 50.87
Magicjack Vocaltec 0.1 $424k 43k 9.85
Wisconsin Pub Svc Corp Pfd 5.08pct P referred 0.1 $476k 4.8k 99.08
Seadrill Partners 0.1 $455k 15k 31.16
Crow Point Defined Risk Global Equity Income Fund Cl I mutual fund 0.1 $417k 41k 10.10
Taiwan Semiconductor Mfg (TSM) 0.1 $371k 18k 20.16
Teva Pharmaceutical Industries (TEVA) 0.1 $391k 7.2k 54.08
Everest Re Group (EG) 0.1 $395k 2.4k 161.89
Valero Energy Corporation (VLO) 0.1 $382k 8.3k 46.30
Hess (HES) 0.1 $386k 4.1k 94.38
Macy's (M) 0.1 $347k 6.0k 58.12
Endurance Specialty Hldgs Lt 0.1 $345k 6.3k 55.11
Micron Technology (MU) 0.1 $348k 10k 34.22
Lorillard 0.1 $374k 6.2k 60.03
Banco Latinoamericano De Comercio Exteri (BLX) 0.1 $380k 12k 30.67
Navios Maritime Partners 0.1 $392k 22k 17.84
Green Plains Renewable Energy (GPRE) 0.1 $361k 9.6k 37.45
Avago Technologies 0.1 $407k 4.7k 86.97
Ecopetrol (EC) 0.1 $405k 13k 31.25
SPDR Barclays Capital High Yield B 0.1 $401k 10k 40.10
Powershares Senior Loan Portfo mf 0.1 $364k 15k 24.27
Ag Mtg Invt Tr 0.1 $356k 20k 17.80
Broadridge Financial Solutions (BR) 0.0 $314k 7.5k 41.64
Union Pacific Corporation (UNP) 0.0 $322k 3.0k 108.42
Activision Blizzard 0.0 $311k 15k 20.82
Steel Dynamics (STLD) 0.0 $313k 14k 22.62
Copa Holdings Sa-class A (CPA) 0.0 $273k 2.5k 107.48
Industries N shs - a - (LYB) 0.0 $279k 2.6k 108.56
Telefonica Brasil Sa 0.0 $270k 14k 19.66
Mallinckrodt Pub 0.0 $269k 3.0k 89.97
Cnc Cnc 0.0 $334k 4.0k 82.67
Western Union Company (WU) 0.0 $234k 15k 16.02
Raytheon Company 0.0 $264k 2.6k 101.50
Lockheed Martin Corporation (LMT) 0.0 $249k 1.4k 183.09
Alcoa 0.0 $248k 15k 16.08
Domtar Corp 0.0 $231k 6.6k 35.16
Symantec Corporation 0.0 $264k 11k 23.53
Hill International 0.0 $197k 49k 3.99
PacWest Ban 0.0 $200k 200k 1.00
Newcastle Investment (NCTPRB) 0.0 $244k 9.3k 26.12
Aspen Insurance Pfd 7.25% Ser p 0.0 $195k 7.3k 26.60
Ashford Hospitality Pfd D 0.0 $223k 8.7k 25.60
NorthStar Realty Finance Preferred Series C 8.875% Pfd preferred 0.0 $192k 7.6k 25.36
Brookfield Total Return Fd I 0.0 $197k 7.9k 24.94
Vnr 7.875 12/31/49 0.0 $223k 8.7k 25.54
Chevron Corporation (CVX) 0.0 $134k 1.1k 119.64
Reynolds American 0.0 $175k 3.0k 58.92
Aetna 0.0 $185k 2.3k 80.79
Novartis (NVS) 0.0 $148k 1.6k 94.27
Ford Motor Company (F) 0.0 $137k 9.3k 14.81
Westar Energy 0.0 $157k 4.6k 34.06
Consolidated Communications Holdings (CNSL) 0.0 $185k 7.4k 25.07
MFA Mortgage Investments 0.0 $165k 21k 7.77
Prospect Capital Corporation (PSEC) 0.0 $123k 12k 9.91
Apollo Investment 0.0 $131k 16k 8.19
Maiden Holdings (MHLD) 0.0 $124k 11k 11.11
Santander E 10.5% Call 9/29/14 0.0 $187k 7.1k 26.34
Western Asset Mrtg Defined Oppn Fund (DMO) 0.0 $138k 5.8k 23.98
Apollo Global Management 'a' 0.0 $122k 5.1k 23.78
Annaly Capital Mgmt Pfd D 7.50 0.0 $148k 6.2k 23.99
Mitt 8.00% preferred (MITT.PB) 0.0 $183k 7.5k 24.40
Miller Energy 10.75% 0.0 $166k 6.4k 25.78
Teekay Offshore Partners-perp p 0.0 $186k 7.3k 25.44
Morgan Stanley Prd G 6.625% 7- p 0.0 $152k 6.1k 25.00
Ellington Financial Efc 0.0 $155k 7.0k 22.27
Exxon Mobil Corporation (XOM) 0.0 $111k 1.2k 94.07
Statoil ASA 0.0 $101k 3.7k 27.15
Alaska Air (ALK) 0.0 $90k 2.1k 43.48
Macquarie Infrastructure Company 0.0 $97k 1.5k 66.44
Cal-Maine Foods (CALM) 0.0 $88k 980.00 89.80
Vector (VGR) 0.0 $98k 4.4k 22.12
Hutchinson Port Holdings Trust 0.0 $104k 149k 0.70
Greenhunter Water Warrants Aci06tgh1 warrnt 0.0 $79k 96k 0.82
Ishares Msci Eafe Etf Put Oct14 65.00 Efa#v#65 put option 0.0 $59k 485.00 121.65
Safe Bulkers Inc 8 % Cum Red Perp Pfd Shs Series D Sbfkf-usa preferred 0.0 $50k 50k 1.00
Scorpio Bulkers Inc. 7.50% Sltb Salt.prb-usa preferred 0.0 $105k 105k 1.00
CSX Corporation (CSX) 0.0 $14k 450.00 31.11
Medtronic 0.0 $10k 160.00 62.50
MDU Resources (MDU) 0.0 $14k 500.00 28.00
Deere & Company (DE) 0.0 $10k 120.00 83.33
GlaxoSmithKline 0.0 $11k 240.00 45.83
International Business Machines (IBM) 0.0 $15k 80.00 187.50
Ca 0.0 $8.0k 300.00 26.67
New Jersey Resources Corporation (NJR) 0.0 $10k 200.00 50.00
Pepco Holdings 0.0 $3.0k 100.00 30.00
South Jersey Industries 0.0 $11k 200.00 55.00
Capstead Mortgage Corporation 0.0 $10k 800.00 12.50
Chesapeake Utilities Corporation (CPK) 0.0 $8.0k 200.00 40.00
Silicon Motion Technology (SIMO) 0.0 $16k 600.00 26.67
12345678901234567 8901234567890 0.0 $0 2.00 0.00
Seadrill 0.0 $7.0k 280.00 25.00
KKR & Co 0.0 $11k 510.00 21.57
General Motors Company (GM) 0.0 $9.0k 280.00 32.14
China Railway Construction 0.0 $8.0k 8.0k 1.00
Gazprom OAO 0.0 $8.0k 1.2k 6.67
Sonic Healthcare (SKHCF) 0.0 $9.0k 600.00 15.00
Bank Of China (BACHF) 0.0 $14k 32k 0.44
Bae Systems (BAESF) 0.0 $9.0k 1.2k 7.50
Electricity Generating Pcl - N 0.0 $8.0k 2.0k 4.00
Gdf Suez 0.0 $15k 600.00 25.00
Deutsche Post (DPSTF) 0.0 $13k 400.00 32.50
Itochu Corp. 0.0 $8.0k 600.00 13.33
Ind & Comm Bk Of China (IDCBF) 0.0 $6.0k 9.4k 0.64
SELECT INCOME REIT COM SH BEN int 0.0 $9.0k 360.00 25.00
Takeda Pharma Sedol B01drx9 Us 0.0 $9.0k 200.00 45.00
Magnum Hunter Resources Co Wts 0.0 $1.4k 140k 0.01
Maiden Hldgs North Amer Ltd Gt preferred stocks (MHNC) 0.0 $10k 400.00 25.00
Freenet 0.0 $5.0k 200.00 25.00
Iberdrola Sa (IBDSF) 0.0 $10k 1.4k 7.14
Micro Focus International 0.0 $10k 600.00 16.67
National Australia Bank 0.0 $12k 400.00 30.00
Ncc Ab Class B 0.0 $14k 400.00 35.00
Neopost Sa 0.0 $16k 200.00 80.00
Ptt Global Chemical Plc Nvdr 0.0 $6.0k 3.0k 2.00
Southern Cross Media 0.0 $4.0k 4.2k 0.95
Suez Environnement Co. Sa 0.0 $10k 600.00 16.67
Terna S.p.a 0.0 $9.0k 1.8k 5.00
Ishares Msci Eafe Etf Put Oct14 61.00 Efa#v#61 put option 0.0 $1.0k 40.00 25.00
Ishares Msci Emerging Markets Etf Put Oct14 38.00 Eem#v#38 put option 0.0 $0 30.00 0.00
Ishares Msci Emerging Markets Etf Put Oct14 43.00 Eem#v#43 put option 0.0 $34k 226.00 150.44
Spdr S&p 500 Etf Trust Put Nov14 196.00 Spy#w#196 put option 0.0 $36k 357.00 100.84
Spdr S&p 500 Etf Trust Put Oct14 188.00 Spy#v#188 put option 0.0 $3.0k 50.00 60.00