Crow Point Partners

Crow Point Partners as of Sept. 30, 2017

Portfolio Holdings for Crow Point Partners

Crow Point Partners holds 237 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Edison International (EIX) 6.0 $38M 485k 77.57
Shenandoah Telecommunications Company (SHEN) 5.7 $36M 940k 37.75
PNM Resources (PNM) 5.1 $32M 775k 41.00
Eversource Energy (ES) 4.9 $31M 505k 60.57
Nextera Energy (NEE) 4.7 $29M 200k 146.99
Visa (V) 4.5 $28M 270k 104.58
CMS Energy Corporation (CMS) 4.5 $28M 600k 46.35
Sempra Energy (SRE) 4.0 $25M 220k 114.58
Alliant Energy Corporation (LNT) 3.9 $25M 588k 41.70
American Electric Power Company (AEP) 3.3 $21M 295k 70.50
Dominion Resources (D) 3.2 $20M 260k 77.03
Comcast Corporation (CMCSA) 2.7 $17M 450k 37.82
American Water Works (AWK) 2.7 $17M 208k 81.11
Spark Energy Inc-class A 2.5 $15M 1.0M 15.10
Exelon Corporation (EXC) 2.2 $14M 366k 37.40
Public Service Enterprise (PEG) 1.9 $12M 250k 46.15
MasterCard Incorporated (MA) 1.8 $11M 81k 140.20
South Jersey Industries 1.8 $11M 325k 34.81
Chunghwa Telecom Co Ltd - (CHT) 1.8 $11M 326k 33.84
Great Plains Energy Incorporated 1.5 $9.4M 310k 30.38
FirstEnergy (FE) 1.4 $9.0M 300k 30.07
CenterPoint Energy (CNP) 1.4 $8.7M 300k 29.15
PG&E Corporation (PCG) 1.4 $8.5M 125k 68.05
Just Energy Group Pfd A equity 1.3 $7.9M 315k 25.18
Verizon Communications (VZ) 1.1 $7.0M 141k 49.41
Chatham Lodging Trust (CLDT) 1.0 $6.4M 300k 21.32
At&t (T) 0.9 $5.9M 150k 39.04
NorthWestern Corporation (NWE) 0.9 $5.9M 102k 57.42
Preferred Apartment Communitie 0.9 $5.7M 300k 18.85
Saratoga Investment Corp 6.75 Notes 2016-30.12.23 equity 0.8 $5.2M 200k 25.93
Condor Hospitality reit 0.8 $4.9M 475k 10.40
EQT Corporation (EQT) 0.8 $4.9M 75k 65.07
Anchor Alternative Income Investor Class aaifx 0.8 $4.7M 574k 8.27
Wheeler Real Estate Invt Tr pfd cnv ser d (WHLRD) 0.7 $4.5M 200k 22.45
Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Global equity 0.7 $4.0M 160k 25.31
Alabama Power Company 5 Cum Pfd Registered Shs A equity (ALP.PQ) 0.6 $3.6M 140k 25.71
Kimbell Rty Partners Lp unit (KRP) 0.5 $3.4M 213k 15.80
Georgia Pwr Co 2007 A Non Cump p 0.5 $3.2M 32k 100.28
Y2066g120 Dsx 8.50% Y2066g120 equity preference 0.5 $3.2M 126k 25.35
Physicians Realty Trust 0.5 $3.1M 175k 17.79
Medley Llc Sr Nt 26 equity 0.5 $2.9M 120k 24.51
Sce Trust Vi 5 Cum Red Pfd Secs Series L equity (SCE.PL) 0.4 $2.7M 108k 25.00
Scorpio Bulkers Inc. 7.50% Sltb Salt.prb-usa preferred 0.4 $2.6M 105k 24.97
Alabama Pwr Co Non Cumulative Pref 6.5% 12/31/2049 P 0.4 $2.6M 105k 25.21
SCANA Corporation 0.4 $2.6M 50k 51.00
Arlington Asset 0.4 $2.5M 100k 24.95
Ida (IDA) 0.3 $2.2M 25k 88.56
Summit Hotel Properties (INN) 0.3 $2.0M 125k 15.99
Global Medical Reit Inc 7.5 Cum Conv Red Perp Pfd Registered Shs Series A equity (GMRE.PA) 0.3 $1.7M 70k 24.86
Frontier Communication 0.3 $1.7M 136k 12.31
SPDR Barclays Capital 1-3 Month T- 0.3 $1.6M 36k 45.74
Perma-pipe International (PPIH) 0.3 $1.6M 183k 8.79
Alabama Pwr Co preferred 0.2 $1.5M 61k 25.08
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $1.4M 12k 121.14
Etf Managers Tr tierra xp latin 0.2 $1.4M 45k 31.37
Georgia Power Co 5 Notes 2017-01.10.77 Global Series 2017a equity (GPJA) 0.2 $1.3M 50k 25.12
Torchmark Corp jr sub deb 52 0.2 $1.1M 42k 25.37
Gastar Exploration Inc Cum Pfd Shs Series B preferred 0.2 $1.0M 57k 18.15
Safe Bulkers Inc 8 % Cum Red Perp Pfd Shs Series D Sbfkf-usa preferred 0.2 $1.1M 50k 21.82
Union Elec 4.56 0.2 $1.0M 10k 100.50
Scorpio Tankers Inc pref 0.2 $980k 40k 24.50
Annaly Capital Management Inc Cum Conv Red Pfd Registered Shs Series F equity (NLY.PF) 0.2 $1.0M 40k 25.55
Citigroup (C) 0.1 $934k 13k 72.64
Navios Maritime Holdings (NMPRY) 0.1 $935k 59k 15.85
Ashford Hospitality Prime In pfd cv ser b 0.1 $951k 47k 20.19
Nustar Energy L.p. preferred class a (NS.PA) 0.1 $939k 35k 26.83
Triplepoint Venture Growth Bdc Corp 5.75 Notes 2017-15.07.22 Global equity 0.1 $932k 37k 25.19
Nstar Electric Co. p 0.1 $901k 8.8k 102.04
Cme (CME) 0.1 $803k 5.9k 135.89
iShares S&P NA Tec. Semi. Idx (SOXX) 0.1 $814k 5.2k 157.29
Allete (ALE) 0.1 $778k 10k 77.80
Schwab U S Broad Market ETF (SCHB) 0.1 $707k 12k 60.68
NVIDIA Corporation (NVDA) 0.1 $604k 3.4k 175.79
CACI International (CACI) 0.1 $608k 4.4k 139.67
Facebook Inc cl a (META) 0.1 $605k 3.6k 168.76
Proofpoint 0.1 $654k 7.4k 87.86
Crow Point Defined Risk Global Equity Income Fund Cl I mutual fund 0.1 $646k 75k 8.60
Connecticut Lt + Pwr Co Pfd Ser 1967 5.28p Cntho-usa equity preference (CNTHO) 0.1 $614k 12k 51.17
Corenergy Infrastructure Tr (CORRQ) 0.1 $626k 18k 34.78
Gladstone Capital Corp 6 Cum Red Pfd Registered Shs Series -2024- equity 0.1 $630k 25k 25.20
Oasis Midstream Partners Lp equity 0.1 $595k 35k 17.00
Aqua America 0.1 $556k 17k 33.20
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $554k 4.9k 112.42
PowerShares DB Oil Fund 0.1 $549k 62k 8.81
Entergy New Orleans Inc 4.36% prd 0.1 $567k 5.5k 102.53
Newtek Business Svcs (NEWT) 0.1 $531k 30k 17.70
Energy Select Sector SPDR (XLE) 0.1 $508k 7.4k 68.44
California Water Service (CWT) 0.1 $493k 13k 37.83
American States Water Company (AWR) 0.1 $482k 9.7k 49.52
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $529k 4.3k 124.44
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.1 $514k 2.9k 178.84
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $480k 18k 26.60
Hd Supply 0.1 $504k 14k 36.11
Intercontinental Exchange (ICE) 0.1 $478k 7.0k 68.47
Horizons Etf Tr I horizons nasdaq 0.1 $510k 22k 23.72
Brown & Brown (BRO) 0.1 $429k 8.9k 48.28
Northrop Grumman Corporation (NOC) 0.1 $453k 1.6k 284.55
Raytheon Company 0.1 $427k 2.3k 184.05
Starbucks Corporation (SBUX) 0.1 $463k 8.5k 54.53
SPDR Gold Trust (GLD) 0.1 $430k 3.5k 122.12
Vanguard Utilities ETF (VPU) 0.1 $449k 3.8k 117.05
Schwab International Equity ETF (SCHF) 0.1 $408k 12k 33.27
Proshares Tr Ii ultsh dj ubs cru 0.1 $459k 14k 33.71
Barracuda Networks 0.1 $422k 18k 24.05
Nasdaq Omx (NDAQ) 0.1 $370k 4.8k 77.65
Costco Wholesale Corporation (COST) 0.1 $354k 2.2k 164.12
Mid-America Apartment (MAA) 0.1 $363k 3.4k 105.92
Lockheed Martin Corporation (LMT) 0.1 $398k 1.3k 309.01
iShares NASDAQ Biotechnology Index (IBB) 0.1 $350k 1.1k 330.19
SJW (SJW) 0.1 $373k 6.5k 57.37
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $396k 3.7k 106.68
Vanguard Total Stock Market ETF (VTI) 0.1 $394k 3.1k 128.97
Vanguard Emerging Markets ETF (VWO) 0.1 $385k 8.9k 43.12
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.1 $398k 6.1k 64.80
iShares Barclays Credit Bond Fund (USIG) 0.1 $400k 3.6k 112.17
iShares Dow Jones US Technology (IYW) 0.1 $348k 2.3k 148.78
iShares Barclays 10-20 Yr Tresry Bd (TLH) 0.1 $395k 2.9k 136.44
SPDR Barclays Capital Long Term Tr (SPTL) 0.1 $394k 5.5k 71.91
Vanguard Extended Duration ETF (EDV) 0.1 $388k 3.3k 116.59
First Data 0.1 $363k 20k 17.87
Sasc 2006-wf1 M2 Mtge bond 0.1 $372k 400k 0.93
Wf Utility And Telecommunications Fund Class A equity (EVUAX) 0.1 $361k 17k 21.12
E TRADE Financial Corporation 0.1 $330k 7.6k 43.20
Waddell & Reed Financial 0.1 $308k 16k 19.91
W.R. Berkley Corporation (WRB) 0.1 $309k 4.6k 66.74
MarketAxess Holdings (MKTX) 0.1 $297k 1.6k 183.11
CommVault Systems (CVLT) 0.1 $287k 4.7k 61.12
ProShares Ultra QQQ (QLD) 0.1 $309k 4.9k 63.37
SPDR S&P Oil & Gas Explore & Prod. 0.1 $292k 8.5k 34.24
Powershares Etf Trust dyn semct port 0.1 $300k 6.1k 48.92
United Sts Short Oil Fd Lp cmn 0.1 $341k 5.2k 66.19
Vantiv Inc Cl A 0.1 $286k 4.0k 70.95
Breitburn Ener/breit Fin 0.1 $293k 4.2M 0.07
Jpmcc 2012-cbx A3 bond 0.1 $313k 307k 1.02
Blackstone 0.0 $233k 7.0k 33.29
Fiserv (FI) 0.0 $280k 2.2k 128.09
iShares Russell 3000 Index (IWV) 0.0 $263k 1.8k 148.76
Ss&c Technologies Holding (SSNC) 0.0 $263k 6.6k 39.82
Proshares Tr ultrapro qqq (TQQQ) 0.0 $228k 2.0k 111.93
Vanguard S&p 500 Etf idx (VOO) 0.0 $271k 1.2k 229.66
Mimecast 0.0 $235k 8.3k 28.36
Proshares Tr ultrapro short q 0.0 $274k 10k 27.40
Tsakos Energy Navigation Ltd Cum Red Perp Pfd Registered Shs Series E equity 0.0 $257k 10k 25.70
Okta Inc cl a (OKTA) 0.0 $277k 9.6k 28.97
Validus Holdings Ltd Deposit Shs Repr 1/1000th Non-cum Pfd Registered Shs Series B equity 0.0 $252k 10k 25.20
Global Net Lease Inc Cum Red Preferred Registered Shs Series A equity (GNL.PA) 0.0 $250k 10k 25.00
Spirit Realty 6 Series A Cum Red Pref equity 0.0 $250k 10k 25.00
Tcf Financial Corp Deposit Shs Repr 1/1000th Non-cum Pfd Shs Series C equity 0.0 $254k 10k 25.40
Microsoft Corporation (MSFT) 0.0 $179k 2.4k 73.91
Affiliated Managers (AMG) 0.0 $192k 1.0k 189.54
Copart (CPRT) 0.0 $198k 5.8k 34.23
Automatic Data Processing (ADP) 0.0 $182k 1.7k 109.24
Morgan Stanley (MS) 0.0 $160k 3.3k 48.15
Becton, Dickinson and (BDX) 0.0 $203k 1.0k 193.70
Overstock (BYON) 0.0 $192k 6.6k 29.09
Amazon (AMZN) 0.0 $164k 171.00 959.06
Netflix (NFLX) 0.0 $189k 1.0k 182.43
Verint Systems (VRNT) 0.0 $215k 5.1k 42.23
iShares Dow Jones US Health Care (IHF) 0.0 $174k 1.2k 146.84
Mondelez Int (MDLZ) 0.0 $166k 4.1k 40.53
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $207k 5.8k 35.67
Landmark Infrastructure 0.0 $170k 10k 17.00
Etf Managers Tr purefunds ise cy 0.0 $175k 5.8k 29.93
Proshares Tr short s&p 500 ne (SH) 0.0 $183k 5.7k 32.25
Sasc 2006-am1 A4 Mtge bond 0.0 $176k 180k 0.98
Ddr Corp Deposit Shs Repr 1/20th 6.375 Cum Red Pfd Registered Shs A equity 0.0 $166k 6.5k 25.54
TD Ameritrade Holding 0.0 $102k 2.1k 48.87
Analog Devices (ADI) 0.0 $140k 1.6k 85.89
Apple (AAPL) 0.0 $153k 1.0k 153.00
Avis Budget (CAR) 0.0 $107k 2.8k 38.19
AllianceBernstein Holding (AB) 0.0 $135k 5.6k 24.26
Euronet Worldwide (EEFT) 0.0 $139k 1.5k 93.98
AECOM Technology Corporation (ACM) 0.0 $102k 2.8k 37.04
ProShares Ultra Oil & Gas 0.0 $131k 3.7k 35.15
General Motors Company (GM) 0.0 $96k 2.4k 40.70
First Republic Bank/san F (FRCB) 0.0 $155k 1.5k 103.33
Marathon Petroleum Corp (MPC) 0.0 $128k 2.3k 55.32
Tableau Software Inc Cl A 0.0 $146k 2.0k 74.64
Alibaba Group Holding (BABA) 0.0 $130k 762.00 170.60
Crown Castle Intl (CCI) 0.0 $151k 1.5k 100.67
Paypal Holdings (PYPL) 0.0 $109k 1.7k 64.00
Hertz Global Holdings 0.0 $112k 4.7k 23.69
Eaglepoint Credit 7.75 Due 10 p 0.0 $131k 5.0k 26.20
First Republic Bank Deposit Shs Repr 1/40th Non Cum Perp Pfd Shs Series H equity (FRCHL) 0.0 $126k 5.0k 25.20
Maiden Holdings Ltd 6.7 Red Pfd Registered Shs Series D equity 0.0 $126k 5.0k 25.20
Pennsylvania Real Estate Investment Trust 6.875 Cum Red Perp Registered Pfd Shs Series D equity 0.0 $125k 5.0k 25.00
iShares MSCI Emerging Markets Indx (EEM) 0.0 $41k 934.00 43.90
Health Care SPDR (XLV) 0.0 $52k 642.00 81.00
Comerica Incorporated (CMA) 0.0 $76k 1.0k 76.00
Take-Two Interactive Software (TTWO) 0.0 $81k 798.00 101.50
Entergy Corporation (ETR) 0.0 $76k 1.0k 76.00
CBOE Holdings (CBOE) 0.0 $65k 608.00 106.91
Tesla Motors (TSLA) 0.0 $34k 100.00 340.00
Vanguard REIT ETF (VNQ) 0.0 $47k 568.00 82.75
U.s. Concrete Inc Cmn 0.0 $74k 1.0k 74.00
Schwab Strategic Tr us reit etf (SCHH) 0.0 $82k 2.0k 41.25
Aon 0.0 $68k 464.00 146.55
Sarepta Therapeutics (SRPT) 0.0 $45k 952.00 47.27
Armada Hoffler Pptys (AHH) 0.0 $69k 5.0k 13.80
Sorrento Therapeutics (SRNEQ) 0.0 $76k 45k 1.71
Santander Consumer Usa 0.0 $89k 5.8k 15.22
Hubspot (HUBS) 0.0 $47k 578.00 81.31
Gsamp 2005-sea2 A1 0.505% 362341tm1 clo bond 0.0 $33k 33k 0.99
Fhlt 2005-b Mf Mtge 35729pjy7 corporate bond 0.0 $89k 93k 0.95
Direxion Shs Etf Tr sp biotch bl 0.0 $84k 1.0k 84.00
Bank Of America 6.2% Pfd pfd stk 0.0 $49k 1.9k 25.79
Cwl 2002-s4 A5 Mtge bond 0.0 $70k 71k 0.99
Msc 2006-iq11 Aj bond 0.0 $69k 69k 1.00
Adjustable Rate Mortgage Trust 2005-5 6a22 1.33111 25-sep-2035 bond 0.0 $77k 79k 0.98
Carlyle Group Lp 5.875 Non Cum Red Perp Pfd Units Series A equity 0.0 $63k 2.5k 25.20
MDU Resources (MDU) 0.0 $13k 500.00 26.00
iShares MSCI EAFE Index Fund (EFA) 0.0 $0 0 0.00
New Jersey Resources Corporation (NJR) 0.0 $17k 400.00 42.50
British American Tobac (BTI) 0.0 $0 1.00 0.00
Chesapeake Utilities Corporation (CPK) 0.0 $24k 300.00 80.00
Jack Henry & Associates (JKHY) 0.0 $28k 274.00 102.19
Vanguard Telecommunication Services ETF (VOX) 0.0 $19k 205.00 92.68
Servicenow (NOW) 0.0 $29k 249.00 116.47
Greenhunter Resources Inc 10 % Cum Pfd Shs Series C preferred 0.0 $3.7k 62k 0.06
Safeway Inc New Xxx warrant and righ 0.0 $0 750k 0.00
Safeway Inc New Xxx warrant and righ 0.0 $0 750k 0.00
Amsi 2003-11 Af6 03072slu7 clo bond 0.0 $5.0k 5.0k 1.00
Dash2 1a A1l 25513taa1 abs bond 0.0 $0 96k 0.00
Ge Capital Mtg Services Inc. Gecms 99-he1 A7 clo bond 0.0 $3.0k 2.5k 1.19
Rasc 2003-ks4 Ai6 76110wrq1 abs bond 0.0 $26k 26k 1.02
Ramp 2005-rs1 Ai6 Mtge 76112bhy9 corporate bond 0.0 $10k 9.9k 1.01
Rasc 2004-ks2 Ai6 3/25/34 76110wwg7 corporate bond 0.0 $5.0k 4.9k 1.03
Legg Mason Inc Pfd preferred (LMICL) 0.0 $11k 400.00 27.50
Bafc 2006-2 2a18 Mtge bond 0.0 $16k 17k 0.95
Citigroup Commercial Mortgage Trust 2008-c7 Ama 6.34494% 10-dec-2049 bond 0.0 $0 0 0.00
Eqabs 2003-4 M1 Mtge bond 0.0 $28k 29k 0.96
Nomura Asset Acceptance Corp Adj% 05/25/2035 bond 0.0 $3.0k 3.5k 0.87
Oomlt 2005-1 A4 bond 0.0 $17k 17k 0.99
Wamu 2003-s12 2a Mtge bond 0.0 $5.0k 5.1k 0.98
Wmalt 2006-7 A1a Mtge bond 0.0 $20k 37k 0.54
First Tr Exchange Traded Fd nasdq semcndtr (FTXL) 0.0 $4.0k 146.00 27.40
Greenhunter Water Warrants equity 0.0 $0 96k 0.00